Waseem Daker v. Robert Toole ( 2023 )


Menu:
  • USCA11 Case: 23-10609    Document: 4-1       Date Filed: 11/01/2023   Page: 1 of 12
    [DO NOT PUBLISH]
    In the
    United States Court of Appeals
    For the Eleventh Circuit
    ____________________
    No. 23-10609
    Non-Argument Calendar
    ____________________
    WASEEM DAKER,
    Plaintiff-Appellant,
    versus
    TIMOTHY WARD,
    GDC Assistant Commissioner, et al.,
    Defendants,
    ROBERT TOOLE,
    GDC Field Operations Director,
    GEORGIA DEPARTMENT OF CORRECTIONS,
    GREGORY MCLAUGHLIN,
    Former Warden at Macon State Prison,
    USCA11 Case: 23-10609     Document: 4-1      Date Filed: 11/01/2023    Page: 2 of 12
    2                      Opinion of the Court                23-10609
    PETER EADDIE,
    TIMOTHY SALES,
    Macon State Prison Wardens of Security, et al.,
    Defendants-Appellees.
    ____________________
    Appeal from the United States District Court
    for the Middle District of Georgia
    D.C. Docket No. 5:19-cv-00126-MTT-CHW
    ____________________
    Before WILSON, JILL PRYOR, and LUCK, Circuit Judges.
    PER CURIAM:
    Waseem Daker, a Georgia state prisoner proceeding pro se,
    brought this action against the Georgia Department of Corrections
    (“GDOC”) as well as dozens of current and former GDOC employ-
    ees. The district court initially dismissed Daker’s claims under Fed-
    eral Rule of Civil Procedure 4(m) because he failed to timely serve
    the defendants. This Court vacated that order because the district
    court had failed to consider whether other circumstances war-
    ranted an extension of time for Daker to complete service. Upon
    remand, the district court considered the case anew and again dis-
    missed Daker’s claims under Rule 4(m). Daker has appealed the
    dismissal. After careful consideration, we affirm.
    USCA11 Case: 23-10609        Document: 4-1        Date Filed: 11/01/2023        Page: 3 of 12
    23-10609                  Opinion of the Court                               3
    I.
    As relevant to this appeal, Daker, a Muslim man, alleged that
    GDOC adopted a policy that prohibited him from growing a fist-
    length beard, as required by his religion. He also alleged that the
    defendants forcibly shaved him. He named GDOC and dozens of
    its current and former employees as defendants in this action.
    When Daker filed his complaint, he paid a filing fee.
    As required by the Prison Litigation Reform Act (“PLRA”),
    28 U.S.C. § 1915A, the magistrate judge sua sponte reviewed Daker’s
    complaint and concluded that some of his claims could proceed for
    further factual development. 1 The magistrate judge ordered Daker
    to serve the defendants.
    Daker asked the district court several times to order the
    United States Marshals Service (“USMS”) to effectuate service upon
    the defendants. See Fed. R. Civ. P. 4(c)(3) (providing that a district
    court “may” order USMS to effectuate service). Daker requested
    that the USMS complete service because as an incarcerated person
    he lacked access to resources that would allow him to identify and
    hire a private process server. Also, Daker said that he needed
    USMS’s assistance because he did not have the individual defend-
    ants’ home addresses. He pointed out, too, that a private process
    server would not be able to serve the individual defendants where
    1 The district court dismissed without prejudice other claims raised in Daker’s
    complaint, concluding that they were frivolous, duplicative, malicious, or
    failed to state a claim. Those claims are not at issue in this appeal.
    USCA11 Case: 23-10609        Document: 4-1         Date Filed: 11/01/2023   Page: 4 of 12
    4                         Opinion of the Court                   23-10609
    they worked (at prisons) because the process server would not be
    able to obtain access inside the prisons.
    The district court denied these motions. Because Daker was
    not proceeding in forma pauperis, the district court explained, it had
    the discretion to order USMS to serve the defendants. The district
    court elected not to exercise this discretion because it found that
    Daker had the “means and ability to retain a process server.” Doc.
    50 at 2. 2 The court also observed that in other cases Daker had been
    able to perfect service.
    The district court dismissed Daker’s complaint without prej-
    udice for failure to serve the defendants. See Fed. R. Civ. P. 4(m).
    At the time the district court dismissed the complaint, more than
    seven months had passed since it had denied Daker’s initial request
    that USMS serve the defendants.
    Daker appealed, and we vacated the dismissal. See Daker v.
    Ward, No. 21-13660, 
    2022 WL 17076984
     (11th Cir. Nov. 18, 2022)
    (unpublished). We explained that under Federal Rule of Civil Pro-
    cedure 4(m), when a plaintiff failed to serve a defendant within 90
    days of filing the complaint, the district court generally had to dis-
    miss the action without prejudice as to that defendant or order ser-
    vice to be made within a specified time. Id. at *4. We acknowledged
    that the district court was required to extend the time period when
    the plaintiff showed “good cause” for the failure. Id. (quoting Fed.
    R. Civ. P. 4(m)). In addition, the district court had to consider
    2 “Doc.” numbers refer to the district court’s docket entries.
    USCA11 Case: 23-10609     Document: 4-1      Date Filed: 11/01/2023    Page: 5 of 12
    23-10609               Opinion of the Court                        5
    whether other circumstances warranted an extension of time. Id.
    Because the district court had not expressly considered “whether
    the statute of limitations, or any other circumstances, . . . war-
    ranted . . . an extension of time,” we vacated the district court’s
    decision and remanded for further proceedings. Id. at *5.
    On remand, Daker again urged the district court to order
    USMS to serve the defendants because of the difficulties that he
    faced in hiring a process server while incarcerated. Daker explained
    that in the past he had relied upon a friend who was not incarcer-
    ated to assist him by “looking up or calling a process server on his
    behalf,” but this friend was no longer available to help him. Doc.
    75 at 11. Daker also pointed out that many of the defendants were
    no longer employed by GDOC, and he did not have their home
    addresses. Given these challenges, Daker asked the court to order
    USMS to effectuate service. For these same reasons, Daker argued,
    he had established good cause for an extension of time to complete
    service of process. He also argued that other circumstances war-
    ranted an extension of his deadline to serve the defendants because
    the limitations periods for all his claims had expired.
    In addition, Daker filed a motion asking the district court to
    issue a subpoena to GDOC. The subpoena sought records from
    GDOC showing each defendant’s “current or last known address,
    phone number, date of birth, or social security number.” Doc. 71
    at 2. Daker claimed that he needed this information so that he
    could provide it to USMS “or other process servers.” Id.
    USCA11 Case: 23-10609      Document: 4-1      Date Filed: 11/01/2023      Page: 6 of 12
    6                       Opinion of the Court                  23-10609
    The district court again rejected Daker’s request that it order
    USMS to serve the defendants. The court noted, as it had before,
    that because Daker was not proceeding in forma pauperis, the court
    was not required to order USMS to serve the defendants. The court
    did not direct USMS to complete service because Daker could af-
    ford to hire a process server and thus could have effectuated service
    by using “his access to mail to contact and hire a process server or
    counsel, which is what the Court previously advised him to do.”
    Doc. 79 at 4–5.
    The district court then dismissed Daker’s complaint based
    on his failure to timely serve the defendants. Although more than
    two years had passed since the court first directed Daker to serve
    the defendants and nearly two years had passed since the court had
    denied Daker’s initial request for USMS to serve the defendants, he
    had not served a single defendant. The district court found that
    Daker had been given “ample time and opportunity to perfect ser-
    vice.” Id. at 5. But instead of hiring a process server, the court said,
    Daker had “stood on his insistence that the [c]ourt order the
    [USMS] to serve the defendants.” Id. It thus determined that Daker
    had not demonstrated good cause for a further extension.
    The district court also concluded that there were no other
    circumstances that warranted an extension of time for service to be
    completed. The court expressly considered the statute of limita-
    tions. It acknowledged that under the applicable statutes of limita-
    tions, its decision likely would result in Daker’s claims effectively
    being dismissed with prejudice. Even so, the court refused to grant
    USCA11 Case: 23-10609      Document: 4-1       Date Filed: 11/01/2023   Page: 7 of 12
    23-10609               Opinion of the Court                         7
    a further extension because Daker previously could have used his
    resources to hire a process server but had refused to do so. The
    court denied as moot Daker’s motions for service by the USMS and
    to subpoena GDOC
    This is Daker’s appeal.
    II.
    We review for abuse of discretion both a district court’s dis-
    missal for failure to timely serve a defendant with process under
    Federal Rule of Civil Procedure 4(m) and a district court’s decision
    to deny an extension of time for serving a defendant. Rance v.
    Rocksolid Granit USA, Inc., 
    583 F.3d 1284
    , 1286 (11th Cir. 2009). We
    also review for abuse of discretion a district court’s decision not to
    direct USMS to effectuate service when the plaintiff is not proceed-
    ing in forma pauperis. See Fed. R. Civ. P. 4(c)(3) (providing that a
    district court “may” order the USMS to effectuate service).
    “[A]buse of discretion review requires us to affirm unless we find
    that the district court has made a clear error of judgment[] or has
    applied the wrong legal standard.” Rance, 
    583 F.3d at 1286
     (internal
    quotation marks omitted).
    III.
    The primary issue before us in this appeal is whether the dis-
    trict court abused its discretion when it dismissed the action under
    Rule 4(m) because Daker failed to serve the defendants. Under this
    rule, when a defendant is not served within 90 days of the filing of
    a complaint, the district court, “on motion or on its own after no-
    tice to the plaintiff . . . must dismiss the action without prejudice
    USCA11 Case: 23-10609      Document: 4-1      Date Filed: 11/01/2023     Page: 8 of 12
    8                      Opinion of the Court                  23-10609
    against that defendant or order that service be made within a spec-
    ified time.” Fed. R. Civ. P. 4(m). It is true that if a plaintiff shows
    “good cause” for failure to complete service, the court “must ex-
    tend the time for service for an appropriate period.” 
    Id.
     But “[g]ood
    cause exists only when some outside factor, such as reliance on
    faulty advice, rather than inadvertence or negligence, prevented
    service.” Lepone-Dempsey v. Carroll Cnty. Comm’rs, 
    476 F.3d 1277
    ,
    1281 (11th Cir. 2007) (alteration adopted) (internal quotation marks
    omitted).
    Before dismissing an action under Rule 4(m), a district court
    also must “consider whether any other circumstances warrant an
    extension of time based on the facts of the case.” Bilal v. Geo Care,
    LLC, 
    981 F.3d 903
    , 919 (11th Cir. 2020) (internal quotation marks
    omitted). Circumstances that may warrant an extension of time in-
    clude when the statute of limitations would prevent refiling. See
    Lepone-Demsey, 
    476 F.3d at 1282
    . But a district court is not required
    to extend the period for service in such a circumstance; instead, it
    is simply “incumbent upon the district court to at least consider this
    factor.” 
    Id.
    Here, the district court did not abuse its discretion when it
    dismissed Daker’s complaint under Rule 4(m). Shortly after Daker
    filed the complaint, the magistrate judge directed him to serve the
    defendants, and the district court decided that it would not order
    USMS to serve the defendants, putting Daker on notice that he
    needed to hire a private process server. Because he failed to
    USCA11 Case: 23-10609      Document: 4-1      Date Filed: 11/01/2023     Page: 9 of 12
    23-10609               Opinion of the Court                          9
    effectuate service within the specified time period, the district court
    was required to dismiss the complaint. See Fed. R. Civ. P. 4(m).
    Daker says that the district court should have extended the
    deadline for effecting service because he established good cause for
    his failure to serve the defendants and other circumstances war-
    ranted an extension. But, upon remand, the district court ade-
    quately considered both whether there was good cause and
    whether other circumstances warranted an extension. We cannot
    say that the district court abused its considerable discretion when
    it refused to further extend the service deadline. See Lepone-Demsey,
    
    476 F.3d at 1282
    .
    Daker also argues that the district court should have ordered
    USMS to serve the defendants. Had Daker been proceeding in
    forma pauperis, the district court would have been required to order
    USMS to effectuate service. See Rance, 
    583 F.3d at 1286
    . But because
    Daker was not proceeding in forma pauperis, he paid a filing fee, and
    as a result, the district court had the discretion to decide whether
    to order USMS to serve the defendants. See Fed. R. Civ. P. 4(c)(3)
    (explaining that a district court “may” order service by USMS). And
    the court did not abuse its discretion in declining to order USMS to
    complete service, especially given its finding that Daker had ade-
    quate resources that would have allowed him to contact and hire a
    private process server. See Ward, 999 F.3d at 1307 (“Discretion
    means the district court has a range of choice, and that its decision
    will not be disturbed as long as it stays within that range and is not
    USCA11 Case: 23-10609         Document: 4-1         Date Filed: 11/01/2023         Page: 10 of 12
    10                         Opinion of the Court                       23-10609
    influenced by any mistake of law.” (internal quotation marks omit-
    ted)). 3
    Daker argues that under our decision in Richardson v. John-
    son, 
    598 F.3d 734
     (11th Cir. 2010), the district court was required to
    direct USMS to serve the defendants. We disagree.
    In Richardson, a state prisoner filed a lawsuit against prison
    officials, alleging they had violated his constitutional rights. 
    Id. at 736
    . After the district court granted the prisoner leave to proceed
    in forma pauperis, it directed USMS to serve process on two defend-
    ants by mailing papers to a correctional officer at the prison where
    the prisoner was in custody. 
    Id.
     The correctional officer served one
    of the defendants but was unable to serve the second defendant,
    who no longer worked at the prison. 
    Id.
     at 736–37. Because the sec-
    ond defendant was never served, the district court dismissed the
    claims against him under Rule 4(m). 
    Id. at 737
    .
    On appeal, we vacated the dismissal of the claims against the
    second defendant. 
    Id. at 740
    . Because the prisoner was proceeding
    in forma pauperis, we explained, “officers of the court” were re-
    quired to “‘issue and serve all process.’” 
    Id. at 738
     (quoting 
    28 U.S.C. § 1915
    (d)). We recognized that “[t]he failure of [USMS] to
    3 Daker points out that after remand the district court denied as moot his mo-
    tion requesting that the court order USMS to serve process. He argues that the
    district court erred by failing to reach “the merits” of his motion. Appellant’s
    Br. at 25. But the substance of the district court’s order shows that in fact the
    court considered anew the substance of his request for court-ordered service
    by USMS and again declined to exercise its discretion to grant the request.
    USCA11 Case: 23-10609       Document: 4-1      Date Filed: 11/01/2023      Page: 11 of 12
    23-10609                Opinion of the Court                          11
    effectuate service on behalf of an in forma pauperis plaintiff through
    no fault of that plaintiff constitute[d] good cause” for an extension
    of time to complete service under Rule 4(m). 
    Id.
     at 738–39 (internal
    quotation marks omitted). We concluded that “when the district
    court instructs [USMS] to serve papers on behalf of a prisoner, the pris-
    oner need furnish no more than the information necessary to iden-
    tify the defendant.” Id. at 739 (emphasis added) (internal quotation
    marks omitted). In reaching this conclusion, we mentioned the “se-
    curity risks inherent in providing the addresses of prison employees
    to prisoners” and “the reality” that prisoners might face difficulties
    “when they attempt to obtain information through governmental
    channels.” Id. (internal quotation marks omitted). We held that “as
    long as the court-appointed agent can locate the prison-guard defend-
    ant with reasonable efforts, prisoner-litigants who provide enough
    information to identify the prison-guard defendant have estab-
    lished good cause for Rule 4(m) purposes.” Id. at 740 (emphasis
    added).
    Richardson does not control here. Our analysis in Richardson
    addressed good cause for an extension when a prisoner was pro-
    ceeding in forma pauperis and the court had ordered USMS to effec-
    tuate service. As a result, nothing in Richardson addressed whether
    a district court abused its discretion when it declined to order
    USMS to effectuate service for a prisoner who paid the filing fee.
    The case also did not address whether a district court abused its
    discretion when it refused to grant a further extension under Rule
    4(m) to a prisoner who, after the court declined to order USMS to
    effectuate service, failed to timely serve the defendants. After
    USCA11 Case: 23-10609          Document: 4-1         Date Filed: 11/01/2023         Page: 12 of 12
    12                         Opinion of the Court                         23-10609
    carefully considering Richardson, we conclude that it does not alter
    our conclusion that the district court did not abuse its discretion
    when it refused to order USMS to complete service and dismissed
    the complaint under Rule 4(m). 4
    IV.
    For the above reasons, we affirm the district court’s judg-
    ment.
    AFFIRMED.
    4 Daker also argues on appeal that the district court erred, after remand, when
    it denied his motion for a subpoena to GDOC requesting contact information
    for the defendants. But, again, we cannot say that the district court abused its
    discretion. Daker belatedly requested the subpoena. When he filed his motion,
    the lawsuit had been pending for more than three years. And throughout that
    time, he refused to follow the district court’s direction to hire a private process
    server. In addition, Daker made no attempt to serve GDOC, even though he
    possessed its address the entire time. Given these circumstances, we cannot
    say that the district court abused its discretion in refusing to issue the sub-
    poena.
    

Document Info

Docket Number: 23-10609

Filed Date: 11/1/2023

Precedential Status: Non-Precedential

Modified Date: 11/1/2023