Elbert Walker, Jr. v. Dismas Charities, Inc. ( 2023 )


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  • USCA11 Case: 22-13847    Document: 12-1      Date Filed: 11/14/2023   Page: 1 of 13
    [DO NOT PUBLISH]
    In the
    United States Court of Appeals
    For the Eleventh Circuit
    ____________________
    No. 22-13847
    Non-Argument Calendar
    ____________________
    ELBERT WALKER, JR.,
    Plaintiff-Appellant,
    versus
    DISMAS CHARITIES, INC.,
    CAROL OATES,
    KIMBERLY JOHNSON,
    Defendants-Appellees.
    ____________________
    Appeal from the United States District Court
    for the Middle District of Georgia
    USCA11 Case: 22-13847      Document: 12-1      Date Filed: 11/14/2023      Page: 2 of 13
    2                      Opinion of the Court                  22-13847
    D.C. Docket No. 5:21-cv-00460-MTT
    ____________________
    Before JILL PRYOR, ABUDU, and ANDERSON, Circuit Judges.
    PER CURIAM:
    Elbert Walker, Jr., proceeding pro se, appeals the district
    court’s orders denying his motion for a default judgment. He also
    argues that the district court judge should have sua sponte recused
    himself due to a conflict of interest. After careful review, we affirm.
    I.
    Walker’s claims in this lawsuit arise out of incidents that oc-
    curred while he was on home confinement as part of a federal crim-
    inal sentence. After Walker was convicted in federal court of con-
    spiracy to commit arson and other crimes, he received a sentence
    that consisted of 121 months’ imprisonment and a three-year term
    of supervised release. In June 2020, Walker was released from
    prison and permitted to serve the remainder of his custodial sen-
    tence in home confinement. His home confinement was overseen
    by Dismas Charities, Inc., a corporation that contracted with the
    Federal Bureau of Prisons (“BOP”).
    While on home confinement, Walker had to obtain permis-
    sion from Dismas to leave his home. In March 2021, he requested
    permission from Dismas to leave his home to work for a construc-
    tion company. Initially, Dismas employee Kimberly Johnson ap-
    proved Walker’s request. But shortly after giving approval, John-
    son told Walker that he could not work for the construction
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    22-13847               Opinion of the Court                         3
    company. Six months later, Johnson apparently changed her mind
    and approved Walker to work at the construction company. But a
    month later she again told Walker that he could not. According to
    Walker, there was no valid reason for Johnson’s decisions that he
    could not work at the construction company.
    In October 2021, while on home confinement, Walker
    sought permission from Dismas to attend religious services at a
    mosque. Dismas employee Carol Oates denied the request, telling
    Walker that it was not allowed under BOP policy.
    Walker filed a complaint in federal district court against Dis-
    mas, Johnson, and Oates. Walker claimed that Johnson’s decisions
    denying him permission to work for the construction company vi-
    olated his due process rights under the Fifth Amendment because
    he did not receive a hearing. And he claimed that Oates’s decision
    denying him permission to attend religious services at the mosque
    violated his First Amendment right to free exercise of religion.
    Walker also alleged that these decisions constituted cruel and unu-
    sual punishment in violation of the Eighth Amendment. Walker
    demanded money damages for the mental and physical suffering
    that he experienced, as well as punitive damages. He did not re-
    quest any injunctive or declaratory relief.
    After Walker filed his complaint, he served the three defend-
    ants. The defendants failed to file a responsive pleading or other-
    wise defend the lawsuit, and the clerk entered a default.
    Walker then filed a motion for a default judgment. He ar-
    gued that the allegations in the complaint established that the
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    4                         Opinion of the Court                   22-13847
    defendants had violated his constitutional rights. He requested that
    the district court award him $463,500 in damages.
    The district court denied Walker’s motion for a default judg-
    ment. It explained that after the clerk’s entry of default, the defend-
    ants were deemed to have admitted all the well-pleaded factual al-
    legations in Walker’s complaint. But, the court cautioned, Walker
    was not automatically entitled to a default judgment; the court had
    to consider whether the unchallenged facts in his complaint estab-
    lished a legitimate cause of action.
    The court concluded that the allegations in Walker’s com-
    plaint failed to state a claim for relief. It liberally construed
    Walker’s complaint as asserting claims under Bivens v. Six Unknown
    Federal Narcotics Agents, 
    403 U.S. 388
     (1971), for violations of his
    constitutional rights. But the court explained that the Supreme
    Court had recognized that a Bivens remedy was available for a con-
    stitutional violation by a federal official in three specific contexts:
    “under the Fourth Amendment for an unreasonable seizure arising
    from a warrantless arrest of a man in his home,” “under the Fifth
    Amendment for gender discrimination arising from the termina-
    tion of a congressional aide,” and “under the Eighth Amendment
    arising from the failure to provide medical care to a prisoner.” Doc.
    8 at 5. 1
    The district court concluded that no Bivens remedy was
    available for the constitutional violations that Walker alleged.
    1 “Doc.” numbers refer to the district court’s docket entries.
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    22-13847                    Opinion of the Court                                  5
    Regarding Dismas, the district court explained that the Supreme
    Court had held that there was no remedy under Bivens against a
    private business that operated “under contract with the Bureau of
    Prisons.” 
    Id.
     at 6 (citing Correctional Servs. Corp. v. Malesko, 
    534 U.S. 61
    , 63 (2001)). And as to the claims against Johnson and Oates, the
    district court concluded that Walker’s constitutional claims arose
    in a new context—that is, a context different from one in which the
    Supreme Court had previously recognized a Bivens remedy—and
    that special factors counseled hesitation against implying a Bivens
    remedy for a federal prisoner serving the remainder of his prison
    sentence on home confinement. The district court thus denied
    Walker’s motion for a default judgment. 2 Because Walker’s com-
    plaint failed to state a claim for relief, the district court gave him an
    opportunity to file an amended complaint to address the deficien-
    cies that the court had identified.
    2 The district court liberally construed Walker’s complaint as raising three
    other claims: (1) “a claim for employment discrimination based on religion,”
    (2) a negligent infliction of emotional distress claim arising under Georgia law,
    and (3) an intentional infliction of emotional distress claim arising under Geor-
    gia law. Doc. 8 at 8. With respect to these three claims, the district court con-
    cluded that Walker’s complaint failed to state a claim for relief and thus denied
    his motion for default judgment as to these claims as well. Because Walker’s
    appellate brief, even liberally construed, does not raise any argument related
    to these non-constitutional claims, we discuss them no further. See Timson v.
    Sampson, 
    518 F.3d 870
    , 874 (11th Cir. 2008) (“While we read briefs filed by pro
    se litigants liberally, issues not briefed on appeal by a pro se litigant are deemed
    abandoned[.]” (citation omitted)).
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    6                       Opinion of the Court                   22-13847
    When Walker failed to file an amended complaint by the
    court’s deadline, it ordered him to show cause why the case should
    not be dismissed. In response, Walker stated he would not amend
    because the allegations in his complaint were sufficient to state a
    claim for relief and established that he was entitled to a default
    judgment. After finding that Walker failed to comply with multiple
    orders, the district court dismissed his complaint without preju-
    dice.
    This is Walker’s appeal.
    II.
    We review for abuse of discretion a district court’s denial of
    a motion for a default judgment. Mitchell v. Brown & Williamson
    Tobacco Corp., 
    294 F.3d 1309
    , 1316 (11th Cir. 2002). “A district court
    abuses its discretion if it applies an incorrect legal standard, applies
    the law in an unreasonable or incorrect manner, follows improper
    procedures in making a determination, or makes findings of fact
    that are clearly erroneous.” Aycock v. R.J. Reynolds Tobacco Co.,
    
    769 F.3d 1063
    , 1068 (11th Cir. 2014) (internal quotation marks
    omitted).
    Generally, we review for abuse of discretion a district court
    judge’s refusal to recuse. In re Walker, 
    532 F.3d 1304
    , 1308 (11th Cir.
    2008). But when a party fails to argue for a judge’s recusal before
    the district court, we review the failure of a district court judge to
    sua sponte recuse for plain error. Hamm v. Members of the Bd. of Re-
    gents of Fla., 
    708 F.2d 647
    , 651 (11th Cir. 1983). Thus, we will only
    correct an error that the plaintiff failed to raise in the district court
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    22-13847                Opinion of the Court                          7
    if: (1) an error occurred; (2) the error was plain; and (3) the error
    affected substantial rights. See United States v. Berger, 
    375 F.3d 1223
    ,
    1227 (11th Cir. 2004) (applying the plain error standard to review a
    district court judge’s failure to recuse).
    III.
    On appeal, Walker argues that the district court erred when
    it denied his motion for a default judgment because the allegations
    in his complaint were sufficient to state a claim that the defendants
    violated his constitutional rights. He also argues for the first time
    on appeal that the district court judge should have recused himself.
    We address each issue in turn.
    A.
    When a defendant has failed to plead or defend, a district
    court may grant a motion for a default judgment. Fed. R. Civ. P.
    55(b)(2). Because of our “strong policy of determining cases on
    their merits,” default judgments are generally disfavored. In re
    Worldwide Web Sys., Inc., 
    328 F.3d 1291
    , 1295 (11th Cir. 2003).
    Although “a defaulted defendant is deemed to admit the
    plaintiff’s well-pleaded allegations of fact, he is not held to admit
    facts that are not well-pleaded or to admit conclusions of law.” Cot-
    ton v. Mass. Mut. Life Ins. Co., 
    402 F.3d 1267
    , 1278 (11th Cir. 2005)
    (alteration adopted) (internal quotation marks omitted). A default
    judgment is warranted only “when there is a sufficient basis in the
    pleadings for the judgment entered.” Surtain v. Hamlin Terrace
    Found., 
    789 F.3d 1239
    , 1245 (11th Cir. 2015) (internal quotation
    marks omitted); see Chudasama v. Mazda Motor Corp., 
    123 F.3d 1353
    ,
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    8                       Opinion of the Court                    22-13847
    1370 n.41 (11th Cir. 1997) (“[A] default judgment cannot stand on
    a complaint that fails to state a claim.”). “[A] motion for default
    judgment is like a reverse motion to dismiss for failure to state a
    claim,” requiring a court to assess the legal sufficiency of the claims.
    Surtain, 
    789 F.3d at 1245
    . We thus ask whether the complaint “con-
    tain[ed] sufficient factual matter, accepted as true, to state a claim
    to relief that is plausible on its face.” Ashcroft v. Iqbal, 
    556 U.S. 662
    ,
    678 (2009) (internal quotation marks omitted).
    The issue before us is here is whether the allegations in
    Walker’s complaint were sufficient to state a claim against the de-
    fendants for violations of his constitutional rights. At the outset, we
    note that although the complaint stated that the constitutional
    claims were brought under 
    42 U.S.C. § 1983
    , this statute is inappli-
    cable. Section 1983 provides a cause of action for a claim brought
    against a “person acting under color of state law.” Patrick v. Floyd
    Med. Ctr., 
    201 F.3d 1313
    , 1315 (11th Cir. 2000). But there is no alle-
    gation that Dismas, Johnson, or Oates were acting under color of
    state law. Instead, the allegations in the complaint reflect the claims
    against the defendants arise out of actions they took while acting
    pursuant to a contract with the federal government. Because Walker
    is a pro se litigant, we liberally construe his complaint as bringing
    claims against the defendants for money damages under Bivens and
    thus ask whether he stated a claim for relief under Bivens.
    In Bivens, the Supreme Court recognized an implied cause of
    action for money damages against the federal officers who alleg-
    edly violated an individual’s Fourth Amendment when arresting
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    22-13847               Opinion of the Court                        9
    him inside his home. See Bivens, 403 U.S. at 389. After Bivens, the
    Supreme Court recognized implied causes of action under the Con-
    stitution for money damages in two additional contexts: (1) under
    the Fifth Amendment for gender discrimination arising from the
    termination of a congressional aide, Davis v. Passman, 
    442 U.S. 228
    ,
    230 (1979), and (2) under the Eighth Amendment for failure to pro-
    vide medical care to a prisoner, Carlson v. Green, 
    446 U.S. 14
    , 19–20
    (1980).
    “Since these cases, the [Supreme] Court has not implied ad-
    ditional causes of action under the Constitution.” Egbert v. Boule,
    
    596 U.S. 482
    , 491 (2022). Instead, the Court has described “expand-
    ing the Bivens remedy” as “a disfavored judicial activity.” Ziglar v.
    Abbasi, 
    582 U.S. 120
    , 135 (2017) (internal quotation marks omitted).
    Recently, the Court clarified that the inquiry into whether a Bivens
    remedy is available “often resolve[s] to a single question: whether
    there is any reason to think that Congress might be better equipped
    to create a damages remedy.” Boule, 596 U.S. at 492. And when a
    case “involves a new category of defendants, . . . a court is not un-
    doubtedly better positioned than Congress to create a damages ac-
    tion.” Id. (internal quotation marks omitted).
    The Supreme Court’s decision in Malesko is particularly in-
    structive here. In that case, a federal inmate was injured while liv-
    ing at a halfway house where he was serving part of his federal
    criminal sentence. See 534 U.S. at 64. A private corporation, acting
    under a contract with the Bureau of Prisons, operated the halfway
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    10                     Opinion of the Court                  22-13847
    house. Id. at 63–64. The inmate later sued the contractor for dam-
    ages. Id. at 64–65.
    The Supreme Court considered whether the inmate had an
    implied cause of action against the contractor. Id. at 63. The Court
    explained that “[t]he purpose of Bivens is to deter individual officers
    from committing constitutional violations” through “the threat of
    litigation and liability.” Id. at 70. The Court stated that the “threat
    of suit against an individual’s employer was not the kind of deter-
    rence contemplated by Bivens.” Id. The Court reasoned that “if a
    corporate defendant is available for suit, claimants will focus their
    collection efforts on it, and not the individual directly responsible
    for the alleged injury.” Id. at 71. The Court refused to “infer[] a
    constitutional tort remedy against a private entity” such as the con-
    tractor. Id. It also noted that the inmate had an adequate alternative
    remedy he could pursue by filing a grievance through the BOP’s
    administrative procedures. Id. at 74.
    Based on the Supreme Court’s decision in Malesko, we con-
    clude that Walker failed to state a claim against Dismas. Just like
    the inmate in Malesko had no implied damages remedy under the
    Constitution against a contractor that operated a halfway house for
    individuals serving federal criminal sentences, we conclude that
    Walker has no implied damages remedy under the Constitution
    against Dismas, a private contractor supervising federal prisoners
    serving their federal criminal sentences on home detention. See id.
    at 70–71; see also Walden v. Ctrs. for Disease Control & Prevention,
    
    669 F.3d 1277
    , 1291 (11th Cir. 2012) (holding that Malesko
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    22-13847                    Opinion of the Court                                  11
    “foreclosed inferring a constitutional tort remedy against a private
    entity” (internal quotation marks omitted)), abrogated on other
    grounds by EEOC v. Abercrombie & Fitch Stores, Inc., 
    575 U.S. 768
    (2015).
    We also conclude that Walker failed to state a claim against
    Johnson or Oates. In effect, Walker’s complaint seeks to extend the
    implied remedy against federal officials first recognized in Bivens to
    a new class of defendants: individual employees of government
    contractors. On top of that, he asks us to recognize an implied
    cause of action under the Constitution to claims brought by a per-
    son in home confinement as part of a federal criminal sentence al-
    leging violations of his right to free exercise of religion under the
    First Amendment, his right to procedural due process under the
    Fifth Amendment, and his right to be free from cruel and unusual
    punishment under the Eighth Amendment. Because “a court is not
    undoubtedly better positioned than Congress to create” such a
    damages remedy, we conclude that Walker does not have an im-
    plied cause of action under the Constitution for his constitutional
    claims against Johnson or Oates. Boule, 596 U.S. at 492.
    Because Walker’s complaint failed to state a claim for relief,
    we cannot say that the district court erred when it denied his mo-
    tion for a default judgment. 3
    3 In his appellate brief, Walker states in passing that the district court also erred
    in dismissing his complaint. Even assuming that Walker adequately raised a
    challenge to the district court’s dismissal of his complaint for failure to comply
    with court orders, we cannot say that the district court abused its discretion.
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    12                           Opinion of the Court                          22-13847
    B.
    We now consider Walker’s argument that the district court
    judge should have recused himself. A judge is to recuse “himself in
    any proceeding in which his impartiality might reasonably be ques-
    tioned.” 
    28 U.S.C. § 455
    (a). The standard for recusal under § 455(a)
    is “whether an objective, disinterested, lay observer fully informed
    of the facts underlying the grounds on which recusal was sought
    would entertain a significant doubt about the judge’s impartiality.”
    United States v. Patti, 
    337 F.3d 1317
    , 1321 (11th Cir. 2003) (internal
    quotation marks omitted). In general, “bias sufficient to disqualify
    a judge must stem from extrajudicial sources” unless a “judge’s re-
    marks in a judicial context demonstrate such pervasive bias and
    prejudice that it constitutes bias against a party.” Thomas v. Tenneco
    Packaging Co., 
    293 F.3d 1306
    , 1329 (11th Cir. 2002) (internal quota-
    tion marks omitted). The Supreme Court has recognized that
    We treat the district court’s dismissal in this case as a dismissal without preju-
    dice. It’s true that when the statute of limitation bars a plaintiff from refiling,
    we will review a dismissal without prejudice as though it was a dismissal with
    prejudice. See Mickles v. Country Club, Inc., 
    887 F.3d 1270
    , 1280 (11th Cir. 2018).
    But we treat the dismissal here as being without prejudice because the district
    court dismissed the action well before the limitations period for any of
    Walker’s claims had expired. And “because the case was dismissed without
    prejudice, we cannot say that the district court abused its discretion” when it
    dismissed the action for failure to comply with court orders. Dynes v. Army Air
    Force Exch. Serv., 
    720 F.2d 1495
    , 1499 (11th Cir. 1983). In addition, we also may
    affirm on the alternative ground that the complaint failed to state a claim for
    relief. See James River Ins. Co. v. Ultratec Special Effects, Inc., 
    22 F.4th 1246
    , 1256
    (11th Cir. 2022) (explaining that we can affirm a district court’s “ruling on any
    ground that is supported by the record”).
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    22-13847                Opinion of the Court                         13
    “judicial rulings alone almost never constitute a valid basis for a
    bias or partiality motion.” Liteky v. United States, 
    510 U.S. 540
    , 555
    (1994).
    Because Walker raises the recusal issue for the first time on
    appeal, we review the district court’s failure to recuse himself sua
    sponte for plain error only. See Hamm, 
    708 F.2d at 651
    . Walker says
    that the district court should have recused himself because his rul-
    ings in this case show that he was biased against Walker. But we
    cannot say that the district court’s judicial rulings demonstrated
    any bias. Thus, the district court did not plainly err in failing to sua
    sponte recuse himself. See Thomas, 
    293 F.3d at 1329
    .
    IV.
    For the reasons set forth above, we affirm.
    AFFIRMED.
    

Document Info

Docket Number: 22-13847

Filed Date: 11/14/2023

Precedential Status: Non-Precedential

Modified Date: 11/14/2023