Nunez v. City of New York ( 2018 )

17-2180-cv
Nunez v. City of New York
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A
SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED
BY FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1.
WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY
MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE
NOTATION “SUMMARY ORDER”). A PARTY CITING A SUMMARY ORDER MUST SERVE A
COPY OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL.
At a stated term of the United States Court of Appeals for the Second Circuit, held
at the Thurgood Marshall United States Courthouse, 40 Foley Square, in the City of New
York, on the 5th day of June, two thousand eighteen.
PRESENT: ROBERT D. SACK,
REENA RAGGI,
Circuit Judges,
PAUL G. GARDEPHE,
District Judge.*
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FRANCISCO NUNEZ,
Plaintiff-Appellant,
v. No. 17-2180-cv
CITY OF NEW YORK, A MUNICIPAL ENTITY,
DETECTIVE DAMIAN DIEDRICK, SHIELD #923769
IN THEIR INDIVIDUAL AND OFFICIAL CAPACITY,
DETECTIVE CLIFF ACOSTA, SHIELD #982718 IN
THEIR INDIVIDUAL AND OFFICIAL CAPACITY,
DETECTIVE RENE NARVAEZ, SHIELD #900942 IN
THEIR INDIVIDUAL AND OFFICIAL CAPACITY,
DETECTIVE STEVE ALEJANDRO, SHIELD #912873
IN THEIR INDIVIDUAL AND OFFICIAL CAPACITY,
LIEUTENANT JOHN ROGAN, SHIELD #902945 IN
THEIR INDIVIDUAL AND OFFICIAL CAPACITY,
*
Judge Paul G. Gardephe, of the United States District Court for the Southern District of
New York, sitting by designation.
ASSISTANT DISTRICT ATTORNEY CLEOPATRA
TAKANTZAS, IN HER INDIVIDUAL AND OFFICIAL
CAPACITY, DISTRICT ATTORNEY ROBERT
JOHNSON, BRONX COUNTY IN HIS OFFICIAL
CAPACITY,
Defendants-Appellees,
JOHN AND/OR JANE DOES NOS. 1, 2, 3, ETC.,
(WHOSE IDENTITIES ARE UNKNOWN BUT WHO
ARE KNOWN TO BE POLICE OFFICERS OF THE
NEW YORK CITY POLICE DEPARTMENT), ALL OF
WHOM ARE SUED INDIVIDUALLY AND IN THEIR
OFFICIAL CAPACITIES, RICHARD AND/OR
RACHEL ROES NOS. 1, 2, 3, ETC., (WHOSE
IDENTITIES ARE UNKNOWN BUT WHO ARE
KNOWN TO BE SUPERVISORY PERSONNEL OF
THE NEW YORK CITY POLICE DEPARTMENT),
ALL OF WHOM ARE SUED INDIVIDUALLY AND IN
THEIR OFFICIAL CAPACITIES,
Defendants.
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APPEARING FOR APPELLANT: CHUKWUEMEKA NWOKORO, Nwokoro &
Associates, P.C., New York, New York.
APPEARING FOR APPELLEES: ERIC LEE (Richard Dearing, Jane L. Gordon,
Benjamin Welikson, on the brief), for Zachary
W. Carter, Corporation Counsel of the City of
New York, New York, New York.
Appeal from a judgment of the United States District Court for the Southern
District of New York (Richard J. Sullivan, Judge).
UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED,
AND DECREED that the judgment entered on June 21, 2017, is AFFIRMED.
Plaintiff Francisco Nunez brought this action under 42 U.S.C. § 1983 and New
York State law, to recover damages from the City of New York (“City”), various City
police officers, Bronx District Attorney (“DA”) Robert Johnson, and Assistant District
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Attorney (“ADA”) Cleopatra Takantzas for false arrest and malicious prosecution, and
from one officer in particular, Detective Damian Diedrick, for these violations as well as
for the excessive use of force. The district court dismissed the complaint against all
defendants except Diedrick. See Nunez v. City of New York, No. 14-cv-4182 (RJS),
2016 WL 1322448 (S.D.N.Y. Mar. 31, 2016). Following discovery, it awarded
Diedrick partial summary judgment on Nunez’s false arrest and malicious prosecution
claims, see Nunez v. Diedrick, No. 14-cv-4182 (RJS), 2017 WL 2257350 (S.D.N.Y. May
19, 2017), after which a jury returned a verdict in Diedrick’s favor on the excessive force
claim. Nunez now appeals the dismissal of his claims against the City, Detective Cliff
Acosta, DA Johnson, and ADA Takantzas, as well as the award of partial summary
judgment to Diedrick.
We review both the dismissal of a complaint and an award of summary judgment
de novo. In reviewing dismissal, we accept all factual allegations in the complaint as
true and draw all reasonable inferences in plaintiff’s favor. See Trustees of Upstate N.Y.
Eng’rs Pension Fund v. Ivy Asset Mgmt., 843 F.3d 561, 566 (2d Cir. 2016). In
reviewing summary judgment, we resolve all ambiguities and draw all reasonable
inferences in favor of the non-movant, and we will affirm only if the record reveals no
genuine dispute of material fact. See Fed. R. Civ. P. 56(a); Anderson v. Liberty Lobby,
Inc., 477 U.S. 242, 247 (1986); Cross Commerce Media, Inc. v. Collective, Inc., 841 F.3d
155, 162 (2d Cir. 2016). Applying these standards here, we discuss only Nunez’s
federal claims because he concedes that if these fail, so do his parallel state claims. We
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assume the parties’ familiarity with the facts and procedural history of this case, which
we reference only as necessary to explain our decision to affirm substantially for the
reasons stated by the district court in its two thorough opinions.
1. Claims Against Acosta
The district court dismissed Nunez’s false arrest and malicious prosecution claims
against Detective Acosta for failure to plead the requisite personal involvement in such
violations. See Farid v. Ellen, 593 F.3d 233, 249 (2d Cir. 2010) (recognizing “personal
involvement of defendants in alleged constitutional deprivations” as “prerequisite to an
award of damages under § 1983” (internal quotation marks omitted)). Nunez argues that
Acosta’s alleged role in the photo identification leading to Nunez’s arrest is sufficient to
demonstrate personal involvement. The argument fails because Nunez does not plead that
this identification procedure was itself suggestive. Thus, even if other defendants arrested
or prosecuted Nunez despite having reason to question the identification’s reliability,
Nunez fails to plead facts showing Acosta’s personal involvement in those “alleged
constitutional deprivations.” Id.; see Provost v. City of Newburgh, 262 F.3d 146, 155 (2d
Cir. 2001) (stating that law requires “personal participation by one who has knowledge of
the facts that rendered the conduct illegal”; “innocent participation” in arrest cannot make
party liable for its illegality).1
1
Alvarez v. County of Orange, 95 F. Supp. 3d 385 (S.D.N.Y. 2015), cited by Nunez,
does not control this court and is, in any event, distinguishable insofar as the defendant
there was alleged not only to have “directly participated in the investigation,” but also to
have “directed the investigation” as a whole and to have “instructed [another officer] to
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Accordingly, the district court correctly dismissed Nunez’s claims against Acosta.
2. Claims Against Takantzas
Nunez does not challenge the district court’s determination that absolute immunity
compelled dismissal of his claims against ADA Takantzas for alleged misconduct before
the grand jury and in Nunez’s subsequent prosecution. See Simon v. City of New York,
727 F.3d 167, 171 (2d Cir. 2013) (affording prosecutors absolute immunity when
performing as “advocate in connection with a judicial proceeding” for “all acts intimately
associated with the judicial phase of the criminal process” (internal quotation marks
omitted)). Rather, he argues that such immunity did not shield Takantzas’s investigative
actions. See id. at 172. The challenge fails because the only conceivably investigative
action by Takantzas—a point we do not here decide—was her interview inquiry of
another suspect, Ramon Ferreira, as to his association with Nunez, to which Ferreira
replied that he knew Nunez but did not associate with him. That questioning did not
itself cause Nunez any constitutional injury. To the extent Nunez faults Takantzas for
not revealing Ferreira’s response to the grand jury, the state court, or Nunez’s attorney,
that alleged misconduct pertains to Takantzas’s role as an advocate in judicial
proceedings for which she has absolute immunity.
Accordingly, the claims against Takantzas were correctly dismissed.
arrest” the plaintiff. Id. at 399 n.1. Nunez’s complaint makes no comparable
allegations as to Acosta.
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3. Claims Against the City and DA Johnson for Failing To Train and Supervise
Nunez appeals the dismissal of his § 1983 claim against the City and DA Johnson,
arguing that the failure of the Bronx District Attorney’s Office to train and supervise
prosecutors to avoid the misconduct alleged here showed a deliberate indifference to
persons’ rights amounting to a municipal policy or custom. See Monell v. Dep’t of Soc.
Servs., 436 U.S. 658, 694 (1978) (requiring showing of official policy or custom resulting
in constitutional violation to maintain § 1983 claim against municipality); Wray v. City of
New York, 490 F.3d 189, 195 (2d Cir. 2017) (holding that “failure to train or supervise
city employees may constitute an official policy or custom if the failure amounts to
deliberate indifference to the rights of those with whom the city employees interact”
(internal quotation marks omitted)). The claim fails for several reasons.
First, because prosecutors are not constitutionally required to disclose exculpatory
material to the grand jury, see United States v. Williams, 504 U.S. 36, 51–52 (1992);
United States v. Regan, 103 F.3d 1072, 1081 (2d Cir. 1997), Nunez cannot complain of a
failure of training or supervision in that regard.
Second, insofar as Nunez complains of a failure to train prosecutors in their
obligations to disclose facts impeaching an eyewitness identification, he fails to
demonstrate a constitutional obligation to do so before trial. See United States v.
Coppa, 267 F.3d 132, 146 (2d Cir. 2001) (holding that “as a general rule, Brady and its
progeny do not require immediate disclosure of all exculpatory and impeachment
material upon request by a defendant”; Constitution requires only that government
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disclose impeachment evidence “in time for its effective use at trial”); cf. United States v.
Ruiz, 536 U.S. 622, 633 (2002) (holding that “Constitution does not require the
Government to disclose material impeachment evidence prior to entering a plea
agreement with a criminal defendant” because “impeachment information is special in
relation to the fairness of a trial” (emphasis in original)).
In any event, as the district court observed, the cited 48 instances of prosecutorial
misconduct over 23 years involve sufficiently different conduct from that alleged
here—non-disclosure of impeachment materials and the alleged maintenance of a
prosecution in the absence of reliable evidence—that they cannot plausibly plead
misconduct “sufficiently persistent or widespread” as to indicate a pattern “acquir[ing]
the force of law.” Reynolds v. Giuliani, 506 F.3d 183, 192 (2d Cir. 2007); see Amnesty
Am. v. Town of West Hartford, 361 F.3d 113, 128 (2d Cir. 2004) (holding that
policymaking official must have had notice of “potentially serious problem of
unconstitutional conduct, such that the need for corrective action or supervision was
‘obvious’”).2
Thus, Nunez’s municipal claims were properly dismissed as against both the City
and its alleged policy maker, DA Johnson.3
2
Poventud v. City of New York, No. 07 Civ. 3998 (DAB), 2015 WL 1062186, at *13–15
(S.D.N.Y. Mar. 9, 2015), and Bailey v. City of New York, 79 F. Supp. 3d 424, 438–39
(E.D.N.Y. 2015), cited by Nunez, reach no different conclusion because the cases
plaintiffs there relied on to support the alleged pattern involved the same constitutional
violation being ascribed to defendants.
3
Insofar as Johnson is sued in his official capacity for his own prosecutorial actions in
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4. Claims Against Diedrick
Nunez challenges the grant of summary judgment to Diedrick based on the district
court’s determination that the false arrest and malicious prosecution claims were defeated
as a matter of law by record evidence of probable cause. See Manganiello v. City of
New York, 612 F.3d 149, 160–61 (2d Cir. 2010). Nunez argues that to the extent
probable cause was based on identifications by the eyewitness Brian Perez, the district
court failed to consider circumstances calling into question Perez’s reliability. See
Fabrikant v. French, 691 F.3d 193, 216 (2d Cir. 2012) (observing that law enforcement
officer generally has probable cause to arrest based on information received from putative
victim or eyewitness unless “circumstances raise doubt as to the person’s veracity”
(internal quotation marks omitted)).
In fact, the record shows that the district court carefully considered the
circumstances cited by Nunez. It explained that they could not bear much weight on
summary judgment because Nunez failed to adduce evidence supporting some of the
impeaching allegations pleaded in his complaint or evidence showing Diedrick’s
knowledge of the impeaching circumstances. See Savino v. City of New York, 331 F.3d
63, 74 (2d Cir. 2003) (stating that collective knowledge doctrine cannot be used to impute
to officer facts known to other officers that exonerate an arrestee). In the absence of
such evidence, the district court concluded that Diedrick had probable cause, or at least
this case, Nunez does not dispute his entitlement to immunity under the Eleventh
Amendment. See Ying Jing Gan v. City of New York, 996 F.2d 522, 536 (2d Cir. 1993)
(holding that where district attorney acts as prosecutor, he is “deemed to be an official of
New York State . . . entitled to invoke Eleventh Amendment immunity”).
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arguable probable cause, to arrest Nunez supporting qualified immunity. Cf. Betts v.
Shearman, 751 F.3d 78, 83 (2d Cir. 2014) (holding that eyewitness’s history of false
accusations did not undermine arguable probable cause where plaintiff did not allege
officers’ knowledge of past accusations at time of arrest). On de novo review, we reach
the same conclusion as the district court. Moreover, where, as here, at least arguable
probable cause to arrest existed and the plaintiff has failed to demonstrate that Diedrick
learned of any intervening facts between the arrest and initiation of prosecution, a claim
of malicious prosecution cannot survive. See Lowth v. Town of Cheektowaga, 82 F.3d
563, 571 (2d Cir. 1996) (“In order for probable cause to dissipate [between arrest and
prosecution], the groundless nature of the charges must be made apparent by the
discovery of some intervening fact.”).
Accordingly, the district court correctly awarded Diedrick partial summary
judgment.
3. Conclusion
We have considered Nunez’s other arguments and conclude that they are without
merit. Accordingly, we AFFIRM the judgment of the district court.
FOR THE COURT:
Catherine O’Hagan Wolfe, Clerk of Court
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