United States v. Sealed One ( 2022 )


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  • 21-118
    United States v. Sealed Defendant One
    United States Court of Appeals
    for the Second Circuit
    August Term 2021
    Submitted: May 11, 2022
    Decided: September 21, 2022
    No. 21-118
    UNITED STATES OF AMERICA,
    Appellee,
    v.
    SEALED DEFENDANT ONE,
    Defendant-Appellant. *
    Appeal from the United States District Court
    for the Southern District of New York
    No. 20-cr-441, Cathy Seibel, Judge.
    Before:          NEWMAN, CHIN, and SULLIVAN, Circuit Judges.
    Sealed Defendant One (the “Sealed Defendant”) appeals from a judgment
    of conviction following his guilty plea to one count of transmitting a threat in
    interstate commerce, one count of threatening to assault a federal law officer, and
    *   The Clerk of Court is respectfully directed to amend the caption as reflected above.
    one count of obstruction of justice, in violation of 
    18 U.S.C. §§ 875
    (c), 115(a)(1)(B),
    and 1505, respectively. At a sentencing proceeding conducted by videoconference
    and under seal, the district court (Seibel, J.) sentenced Sealed Defendant
    principally to eighty-four months’ imprisonment. On appeal, Sealed Defendant
    argues that (1) the government breached the plea agreement, (2) his sentence was
    procedurally unreasonable, and (3) the district court erred in conducting his
    sentencing by videoconference.
    We conclude that (1) the plea agreement expressly provided for the
    government to take the very actions Sealed Defendant now characterizes as
    breaches of that agreement, (2) the district court provided adequate notice and
    factual support for the sentencing variances and enhancements it applied, and (3)
    Sealed Defendant knowingly and voluntarily waived his right to be physically
    present at sentencing. With respect to point (3), we also hold – as a matter of first
    impression – that sealed sentencings conducted by videoconference do not
    implicate Federal Rule of Criminal Procedure 53’s prohibition on “the
    broadcasting of judicial proceedings from the courtroom” or the procedural
    requirements associated with the CARES Act’s exception to Rule 53. Accordingly,
    we AFFIRM the judgment of the district court.
    AFFIRMED.
    Jeffrey Chabrowe, New York, NY, for
    Defendant-Appellant Sealed Defendant One.
    Andrew DeFilippis (Sam Adelsberg, Karl
    Metzner, on the brief), Assistant United
    States Attorneys, for Damian Williams,
    United States Attorney for the Southern
    District of New York, New York, NY, for
    Appellee United States of America.
    RICHARD J. SULLIVAN, Circuit Judge:
    Sealed Defendant One (the “Sealed Defendant”) appeals from the judgment
    of conviction entered by the district court (Seibel, J.) following his guilty plea to
    2
    one count of transmitting a threat in interstate commerce in violation of 
    18 U.S.C. § 875
    (c), one count of threatening to assault a federal law enforcement officer in
    violation of 
    18 U.S.C. § 115
    (a)(1)(B), and one count of obstruction of justice in
    violation of 
    18 U.S.C. § 1505
    . 1            At a sentencing proceeding conducted by
    videoconference and under seal, the district court sentenced Sealed Defendant
    principally to eighty-four months’ imprisonment. On appeal, Sealed Defendant
    argues that (1) the government breached the plea agreement, (2) his sentence was
    procedurally unreasonable, and (3) the district court erred in conducting his
    sentencing by videoconference.
    For the reasons explained below, we conclude that (1) the plea agreement
    expressly provided for the government to take the very actions Sealed Defendant
    now characterizes as breaches of that agreement, (2) the district court gave
    adequate notice and identified adequate factual support for the sentencing
    variances and enhancements it applied, and (3) Sealed Defendant knowingly and
    voluntarily waived his right to be physically present at sentencing. With respect
    1Decision of this case was delayed by the panel’s need to await its turn in a queue of cases pending
    in this Circuit resolving questions on “what findings a district court must make . . . before it
    proceeds to sentence a defendant by videoconference rather than in person,” United States v.
    Leroux, 
    36 F.4th 115
    , 117 (2d Cir. 2022), following Congress’s enactment of the Coronavirus Aid,
    Relief, and Economic Security Act of 2020 (the “CARES Act”), 
    Pub. L. No. 116-136, 134
     Stat. 281.
    3
    to point (3), we also hold – as a matter of first impression – that sealed sentencings
    conducted by videoconference do not implicate Federal Rule of Criminal
    Procedure 53’s prohibition on “the broadcasting of judicial proceedings from the
    courtroom” or the procedural requirements associated with the CARES Act’s
    exception to Rule 53. Accordingly, we affirm the judgment of the district court. 2
    I. BACKGROUND
    For over two decades, Sealed Defendant served the Federal Bureau of
    Investigation (the “FBI” or the “Bureau”) as a paid confidential source on sensitive
    criminal and counterterrorism investigations. Toward the end of that tenure,
    however, Sealed Defendant’s behavior led the FBI to doubt his discretion and
    2Although we allowed the parties to submit their briefs and appendix under seal in this appeal,
    we deem it appropriate to issue this Opinion on the public docket and for publication in the
    Federal Reporter. There is a “strong presumption . . . under both the common law and the First
    Amendment” that judicial documents – and especially judicial decisions, which “are used to
    determine litigants’ substantive legal rights” – “should . . . be subject to public scrutiny.” Lugosch
    v. Pyramid Co. of Onondaga, 
    435 F.3d 110
    , 121 (2d Cir. 2006) (citation omitted); see also United States
    v. Amodeo, 
    71 F.3d 1044
    , 1048–50 (2d Cir. 1995); United States v. Amodeo, 
    44 F.3d 141
    , 145–46 (2d
    Cir. 1995); United States v. Myers (In re Nat'l Broadcasting Co.), 
    635 F.2d 945
    , 949–54 (2d Cir. 1980);
    Joy v. North, 
    692 F.2d 880
    , 893–94 (2d Cir. 1982); United States v. Biaggi (In re N.Y. Times Co.), 
    828 F.2d 110
    , 116 (2d Cir. 1987). That presumption, of course, “does not end the inquiry,” Lugosch,
    
    435 F.3d at 120
    , and judicial decisions “may be sealed if . . . ‘[sealing] is essential to preserve higher
    values and is narrowly tailored to serve that interest,’” In re N.Y. Times Co., 
    828 F.2d at 116
    (quoting Press-Enter. Co. v. Superior Ct., 
    478 U.S. 1
    , 9 (1986)). Here, however, we have taken care
    to omit from our Opinion any details that would compromise sensitive counterterrorism or law-
    enforcement operations, endanger Sealed Defendant’s personal safety while incarcerated, or
    otherwise personally identify him. Accordingly, we find that sealing this Opinion is not
    “essential to preserve higher values,” and we decline to do so. Press-Enter. Co., 
    478 U.S. at 9
    .
    4
    trustworthiness. As a result, the FBI withdrew Sealed Defendant’s authorization
    to conduct operational investigative activities for the Bureau and informed him
    that he would no longer be tasked on FBI investigations. Sealed Defendant reacted
    poorly to this news, sending a series of text messages to three FBI Agents and
    Officers with whom he had previously worked, threatening to kill them. Based on
    this conduct, the government charged Sealed Defendant with making threats in
    interstate communications and threatening to assault a federal law enforcement
    officer, in violation of 
    18 U.S.C. §§ 875
    (c) and 115(a)(1)(B), and a magistrate judge
    issued a warrant for his arrest. After being taken into custody, Sealed Defendant
    directed his wife to alert several suspected terrorists that they were subjects of
    ongoing FBI counterterrorism investigations, to offer them Sealed Defendant’s
    assistance in evading capture, and then to destroy the evidence of such
    communications. Based on this conduct, the government additionally charged
    Sealed Defendant with obstruction of justice, in violation of 
    18 U.S.C. § 1505
    .
    In late 2020, Sealed Defendant entered into an agreement with the
    government to plead guilty to all three charges. The plea agreement provided for
    a Sentencing Guidelines range of forty-six to fifty-seven months’ imprisonment
    (the “Stipulated Guidelines Range”). It also provided that either party could seek
    5
    a sentence outside of the Stipulated Guidelines Range, and “make all appropriate
    arguments” in the event that the Probation Office were to calculate a Guidelines
    range “different from [the range] stipulated to.” App’x at 9–10. Pursuant to the
    plea agreement, Sealed Defendant pleaded guilty to all three charges in a
    September 2020 plea hearing conducted – with Sealed Defendant’s explicit
    consent – by videoconference. Due to the sensitivity of the national-security issues
    implicated in this case, and to protect Sealed Defendant from retaliation for his
    previous role as a law-enforcement cooperator, the district judge held the initial
    plea hearing under seal and subsequently ordered that the entire case be kept
    under seal.
    Following Sealed Defendant’s guilty plea, the Probation Office prepared a
    Presentence Investigation Report (the “PSR”) that calculated a Guidelines range of
    fifty-one to sixty-three months’ imprisonment. In its sentencing memorandum,
    the government stated that it did “not dispute the calculation of the . . . Guidelines
    range set forth in the PSR,” 
    id. at 54
    , and argued that an above-Guidelines sentence
    was necessary to adequately punish Sealed Defendant for his betrayal of the FBI
    and his willingness to aid those who seek to kill innocent Americans, to deter
    others from similar activity, and to protect the public from further crimes that
    6
    Sealed Defendant might otherwise commit. In his sentencing memorandum,
    Sealed Defendant sought a below-Guidelines, time-served sentence of twenty-six
    months’ imprisonment, arguing that such a sentence would be appropriate in light
    of his twenty years of fruitful cooperation with the FBI and various personal
    mitigating factors.
    After consulting with the parties, the district court scheduled Sealed
    Defendant’s sentencing for December 2020.       Due to the ongoing COVID-19
    pandemic, however, this sentencing proceeding was conducted via Skype
    videoconference.      See Standing Order, In re Coronavirus/COVID-19 Pandemic,
    No. 20-mc-176 (CM) (S.D.N.Y. Mar. 30, 2020), ECF No. 1 (finding that felony pleas
    and felony sentencings under Federal Rules of Criminal Procedure 11 and 32,
    respectively, could not be conducted in person without seriously jeopardizing
    public health and safety). At the beginning of the proceeding, after the district
    judge explained to Sealed Defendant that he had the right to an in-person
    sentencing – and the option to postpone the proceeding until it could be safely
    held in person – he and his counsel both affirmatively stated that they preferred
    to proceed by videoconference. The district judge then confirmed that, consistent
    with her order sealing the entire case, the only participants in the Skype
    7
    videoconference were the parties, their counsel, members of Sealed Defendant’s
    immediate family, and the judge herself. After hearing extensive argument from
    the parties and providing lengthy discussion of the sentencing factors set forth in
    
    18 U.S.C. § 3553
    (a), the district court sentenced Sealed Defendant to eighty-four
    months’ imprisonment, to be followed by a three-year term of supervised release.
    This appeal followed.
    II. DISCUSSION
    A.    The Plea Agreement
    Sealed Defendant contends that the government breached the plea
    agreement by (1) advocating a sentence above the Stipulated Guidelines Range,
    and (2) acquiescing in Probation’s calculation of a higher Guidelines range.
    Neither contention is meritorious, however, because the plea agreement
    contemplates the government might take those actions.
    We review a plea agreement “in accordance with principles of contract law”
    and look “to what the parties reasonably understood to be the terms of the
    agreement” to determine whether a breach has occurred. United States v. Taylor,
    
    961 F.3d 68
    , 81 (2d Cir. 2020) (citation omitted). Where, as here, a defendant did
    8
    not raise any argument that the government breached the plea agreement before
    the district court, we review such claims for plain error. 
    Id.
    There was no error, much less plain error, in allowing the government to
    advocate a sentence above the Stipulated Guidelines Range. The government and
    Sealed Defendant expressly agreed that either party could “seek a sentence outside
    of the Stipulated Guidelines Range based upon the factors” delineated in 
    18 U.S.C. § 3553
    (a). App’x at 9. Indeed, the government and Sealed Defendant both availed
    themselves of this provision in arguing, respectively, for sentences above and
    below the Stipulated Guidelines Range. Sealed Defendant offers no persuasive
    explanation of how the plea agreement could be breached by conduct it expressly
    permitted.
    Likewise, the government’s failure to challenge Probation’s calculation of a
    higher Guidelines range was not a violation of the plea agreement, which
    permitted the parties “to make all appropriate arguments” in the event that
    Probation calculated a Guidelines range “different from [the range] stipulated to.”
    
    Id.
     at 9–10. The discrepancy between the Stipulated Guidelines Range and the
    range in the PSR arose from an apparent error in the plea agreement, which
    applied a three-level enhancement instead of a six-level enhancement in
    9
    connection with Sealed Defendant’s threats to federal law enforcement agents. See
    U.S.S.G. § 3A1.2(a), (b). But section 3A1.2(b) clearly applies where the conditions
    of section 3A1.2(a) are met “and the applicable Chapter Two guideline is from
    Chapter Two, Part A.” Id. § 3A1.2(b). Since the parties stipulated that the section
    3A1.2(a) enhancement applied and that the Guideline applicable to these offenses
    was found in section 2A6.1 (i.e., Chapter Two, Part A), Probation correctly applied
    the six-level enhancement for Sealed Defendant’s threats to law enforcement
    officers.   Accordingly, the government’s acquiescence to the PSR’s corrected
    Guidelines calculation neither strayed from “what the parties reasonably
    understood to be the terms of the agreement” nor “produce[d] serious unfairness”
    for Sealed Defendant, and thus did not constitute a breach of the plea agreement
    or plain error attributable to the district court. Taylor, 961 F.3d at 81–82 (citations
    omitted).
    B.     Procedural Reasonableness
    Sealed Defendant raises several challenges to the procedural reasonableness
    of his sentence, arguing that: (1) the district court’s imposition of an above-
    Guidelines sentence was a departure, not a variance, such that the district court
    procedurally erred in failing to provide notice of its putative departure; (2) this
    10
    putative departure lacked sufficient factual support; and (3) the section 3A1.2(a)
    enhancement lacked sufficient factual support.
    We “review the procedural . . . reasonableness of a sentence under a
    deferential abuse-of-discretion standard.” United States v. Richardson, 
    958 F.3d 151
    ,
    153 (2d Cir. 2020) (internal quotation marks omitted). As relevant to Sealed
    Defendant’s challenge here, “[a] district court commits procedural error where it”
    either (1) “makes a mistake in its Guidelines calculation,” (2) “rests its sentence on
    a clearly erroneous finding of fact,” or (3) “fails adequately to explain its chosen
    sentence.” United States v. Cavera, 
    550 F.3d 180
    , 190 (2d Cir. 2008) (en banc). To
    adequately explain its chosen sentence, a district court “must include an
    explanation for any deviation from the Guidelines range.” 
    Id.
     (internal quotation
    marks omitted).
    Contrary to Sealed Defendant’s assertion, his sentence is properly analyzed
    as a variance from, not a departure under, the Guidelines. For starters, that is how
    the district court characterized its own sentence, stating on the record at
    sentencing that it was “going to vary upward.” App’x at 211 (emphasis added).
    That characterization was undoubtedly correct as a matter of law. We have
    explained that a “departure . . . refers only to non-Guidelines sentences imposed”
    11
    on the basis of factors within “the framework set out in the Guidelines,” whereas a
    “variance is a modification of the applicable Guidelines sentence ‘that a District
    Court may find justified under . . . sentencing factors’” extrinsic to the Guidelines –
    namely, those “set forth in 
    18 U.S.C. § 3553
    (a).” United States v. Stewart, 
    590 F.3d 93
    , 137 n.32 (2d Cir. 2009) (quoting Irizarry v. United States, 
    553 U.S. 708
    , 714–15
    (2008)) (alterations omitted). Here, the record makes clear that the district court
    relied on the section 3553(a) factors in imposing an above-Guidelines sentence.
    After discussing such factors at length, the district court reasoned that “the
    Guidelines . . . understate[d] the severity of the obstruction,” App’x at 209, thus
    complying with section 3553(a)’s requirements to consider “the nature and
    circumstance of the offense” and “for the sentence imposed to reflect the
    seriousness of the offense,” 18 U.S.C § 3553(a)(1), (2)(A). The upshot is that the
    district court had no duty to give advance notice of this variance. While district
    courts must “give the parties reasonable notice that it is contemplating . . . a
    departure,” Fed. R. Crim. P. 32(h) (emphasis added), this requirement does not
    extend to variances, see Irizarry, 
    553 U.S. at 716
    ; United States v. Gilmore, 
    599 F.3d 160
    , 167 (2d Cir. 2010).
    12
    Furthermore, the district court provided an adequate explanation of its
    rationale for the upward variance in its analysis of the severity of Sealed
    Defendant’s obstruction of justice. Sealed Defendant maintains that, because he
    received a twelve-level enhancement for his obstruction-of-justice conviction’s
    nexus to international or domestic terrorism, see U.S.S.G. § 2J1.2(b)(1)(C), and there
    was no evidence that his obstruction caused actual harm, the district court
    improperly determined that the obstruction Guideline was too lenient.            The
    Guidelines Manual provides that “[n]umerous offenses of varying seriousness
    may constitute obstruction of justice” and “may, therefore, range from a mere
    threat to an act of extreme violence.” Id. § 2J1.2, Background. The twelve-level
    enhancement under section 2J1.2(b)(1)(C) that applied to Sealed Defendant simply
    reflected the fact that the obstruction occurred in a matter related to international
    or domestic terrorism; this enhancement, while significant, bears on the context in
    which the obstruction occurred, not on the relative severity of Sealed Defendant’s
    conduct or its actual consequences. The district court determined that Sealed
    Defendant “was not just obstructing the [g]overnment’s investigation of his own
    misconduct, he was affirmatively . . . assisting enemies of the United States,” and
    that this conduct went beyond “garden variety obstruction, like taking the SIM
    13
    card out of your phone.” App’x at 203–04. We see no reason to disturb the district
    court’s finding that Sealed Defendant’s obstruction of justice, which involved
    providing confidential information to suspected terrorists, justified varying
    upward to reflect the seriousness of this offense.
    We also reject Sealed Defendant’s contention that the facts before the district
    court were insufficient to support the section 3A1.2 “Official Victim”
    enhancement. Given the evidence that Sealed Defendant knew the victims of his
    threats were government officers and that he threatened them because he was
    removed from the government payroll, it was not clear error for the district court
    to determine that he was motivated by actions his victims took in their official
    capacity as federal agents. See United States v. Salim, 
    549 F.3d 67
    , 76 (2d Cir. 2008). 3
    3 We also note that the parties stipulated to the Official Victim enhancement and the factual
    underpinnings of that enhancement. Where “the record clearly demonstrates that the stipulation
    was knowing . . . and voluntary,” as here, “a factual stipulation in a plea agreement is a valid
    basis for a factual finding relevant to sentencing.” United States v. Granik, 
    386 F.3d 404
    , 413 (2d
    Cir. 2004) (citations and internal quotation marks omitted). Because Sealed Defendant knowingly
    entered the plea agreement and confirmed that he understood the government would have to
    prove his guilt beyond a reasonable doubt at trial, the district court was justified in considering
    his stipulated plea agreement as additional evidence to support the Official Victim enhancement.
    See 
    id.
     (permitting a factual finding based on a stipulation where “the plea agreement makes a
    stipulation clearly and explicitly” and “the defendant signs the agreement and allocutes to
    understanding the consequent loss of the right to put the government to its proof”).
    14
    C.    Sentencing by Videoconference
    Finally, Sealed Defendant argues that the district court erred by sentencing
    him via videoconference – variously characterizing this putative error as a
    “CARES Act [v]iolation,” a “due process” violation under the “[F]ifth
    [A]mendment,” and/or a violation of “Federal Rule of Criminal Procedure 43.”
    Sealed Defendant Br. at 54–56 [hereinafter Sealed Defendant Br.]. In particular,
    Sealed Defendant argues that the district court (1) “fail[ed] to lay [adequate]
    factual foundation for its conclusion that [his] sentencing could not be further
    delayed without doing serious harm to the interests of justice,” thereby
    “violat[ing] the CARES Act requisites for remote sentencing,” and (2) “fail[ed] to
    ensure that [his] waiver of his right to be present at sentencing was knowing and
    voluntary.” Id. at 54 (capitalization standardized). But as discussed below, the
    former of these requirements is inapplicable in this case, and the latter was indeed
    satisfied here.
    We recently held that, in order to invoke the CARES Act’s exception to
    Federal Rules of Criminal Procedure 43 (which provides “a criminal defendant . . .
    the right to be present during sentencing”) and 53 (which imposes a “general ban
    on videoconferencing of criminal proceedings”), a district court must not only
    15
    secure the defendant’s knowing and voluntary waiver of his right to appear, but
    must also provide an on-the-record explanation of its “specific reasons” for
    “find[ing] . . . that the sentencing cannot be further delayed without serious harm
    to the interests of justice.” Leroux, 36 F.4th at 120–21 (quoting United States v. Coffin,
    
    23 F.4th 778
    , 779 (7th Cir. 2022) (quoting CARES Act, § 15002(b)(2)(A), 134 Stat.
    at 529)) (alterations omitted). But since the sentencing-by-videoconference here
    was conducted under seal, the district court did not need to abide by the CARES
    Act’s full suite of procedural safeguards.
    That is because the CARES Act is not a freestanding source of affirmative
    rights for defendants or affirmative procedural obligations for sentencing courts.
    Rather, it is a “statutory exception” that allows district courts to conduct
    sentencings-by-videoconference in circumstances where they would otherwise be
    forbidden under “Rule 43 and Rule 53[].” Id. at 120 (emphasis added). As we
    explained in Leroux, Rule 53 “prohibits public videoconferencing of criminal
    proceedings.” Id. (emphasis added). We now clarify that it applies only to public
    videoconferencing – and not to videoconferencing of proceedings conducted
    under seal. Rule 53, on its face, bars “the broadcasting of judicial proceedings,” Fed.
    R. Crim. P. 53 (emphasis added), which clearly entails “public” distribution to
    16
    make        something          “widely       known,”         Broadcast,       Merriam-Webster,
    https://www.merriam-webster.com/dictionary/broadcast (last visited August 31,
    2022) (emphasis added). 4
    Here, the sentencing proceeding was neither “broadcast,” Fed. R. Crim.
    P. 53, nor conducted by “public videoconferencing,” Leroux, 36 F.4th at 120. On
    the contrary, the district court took care to confirm before going forward with the
    proceeding that “[t]his whole case is sealed,” and that “there is nobody on this
    [Skype] call who shouldn’t be” – i.e., no one other than Sealed Defendant, his wife,
    and his defense counsel; the government’s lawyers; and the judge herself. App’x
    at 122. Therefore, the sealed sentencing here fell outside of the prima facie scope
    4 In so holding, we are mindful of our Court’s previous statement – in the dicta of a decision
    concerning “whether we should create an exception to the common law right to inspect and copy
    judicial records for videotaped depositions” – that Rule 53 “forbid[s] all filming in courtrooms
    whether intended for private or for public use and whatever the subject.” United States v. Salerno (In
    re CBS, Inc.), 
    828 F.2d 958
    , 959–60 (2d Cir. 1987) (emphasis added; other emphasis omitted). “But
    dicta are not and cannot be binding.” Jimenez v. Walker, 
    458 F.3d 130
    , 142 (2d Cir. 2006) (internal
    quotation marks and alteration omitted). Rather, only “[h]oldings – what is necessary to a
    decision – are binding.” 
    Id.
     (citation omitted). It is plain that CBS’s passing statement about
    Rule 53 was not “necessary” to its bottom-line “decision,” 
    id.,
     that there is no “generalized right
    of privacy enjoyed by participants in judicial proceedings” and therefore no “exception to the
    common[-]law right to inspect and copy judicial records for videotaped depositions,” 828 F.2d at
    959–60. Even if it were binding on us, the logic of CBS’s dicta would be readily distinguishable
    from that of our holding here, insofar as it addressed a hypothetical involving after-the-fact
    “private use” of a videotaped courtroom proceeding for purposes of using it as evidence in a
    different proceeding. See id. at 959. In other words, the “private use” at issue in the CBS panel’s
    hypothetical would still entail dissemination of a video recording to individuals and entities other
    than the parties to the judicial proceeding being captured on video. Where, as here, a sealed
    sentencing proceeding is conducted by videoconference, no such dissemination occurs.
    17
    of Rule 53, and the district court had no need to invoke the CARES Act’s exception
    to Rule 53’s ban on public broadcasting of courtroom proceedings. Thus, even if
    Sealed Defendant could establish that the district court failed to state adequately
    “specific reasons” for “find[ing] . . . that [his] sentencing [could] []not be further
    delayed without serious harm to the interests of justice,” Leroux, 36 F.4th at 120–
    21, that would not avail him.
    With Rule 53 off the table, the only live issue is Sealed Defendant’s
    invocation of his right “[u]nder both the Constitution and . . . Rule 43(a)(3) . . . to
    be present during sentencing.” Id. at 120. But even “[p]rior to the enactment of
    the CARES Act,” we “recognized” that a defendant’s right to be physically present
    at sentencing is waivable “as long as [his] waiver is knowing and voluntary.”
    Leroux, 36 F.4th at 120 (citations omitted); see also United States v. Salim, 
    690 F.3d 115
    , 122 (2d Cir. 2012) (explaining that while “a criminal defendant has the right
    to be present during sentencing” under “both the Constitution[’s] [Fifth
    Amendment       Due     Process    Clause]     and   Federal    Rule    of   Criminal
    Procedure 43(a)(3),” he “may waive [that] right” in “a non-capital case, . . . as long
    as [such] waiver is knowing and voluntary”), superseded by statute on other grounds
    as stated in Leroux, 36 F.4th at 120; Fed. R. Crim. P. 43(c)(1)(B) (“A defendant
    18
    who . . . pleaded guilty . . . waives the right to be present . . . in a noncapital case,
    when the defendant is voluntarily absent during sentencing.”).
    Here, it is readily apparent that Sealed Defendant did validly waive his right
    to an in-person sentencing.          While the government must prove “by a
    preponderance of the evidence that a defendant waived his constitutional rights,”
    Salim, 690 F.3d at 122 (citation omitted), that burden is easily met here. The district
    court confirmed with both Sealed Defendant and his attorney that he understood
    he had the right to be sentenced in person, that his sentencing could be delayed
    until it could be conducted in person, and that he was waiving his right to
    challenge his remote sentencing. Sealed Defendant also attested on the record that
    no one had threatened or coerced him into proceeding via videoconference. These
    facts confirm that Sealed Defendant intentionally relinquished his right to be
    sentenced in person. See United States v. Olano, 
    507 U.S. 725
    , 733 (1993). And Sealed
    Defendant offers no evidence that his waiver was either unknowing or
    involuntary. Thus, a preponderance of the evidence shows that he waived his
    right to an in-person sentencing.
    III. CONCLUSION
    For the foregoing reasons, we AFFIRM the judgment of the district court.
    19