Jock v. Sterling Jewelers Inc. ( 2019 )


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  • 18‐153
    Jock v. Sterling Jewelers Inc.
    In the
    United States Court of Appeals
    For the Second Circuit
    August Term, 2017
    Argued: May 7, 2018
    Decided: November 18, 2019
    Docket No. 18‐153‐cv
    LARYSSA JOCK, CHRISTY CHADWICK, MARIA HOUSE, DENISE MADDOX, LISA
    MCCONNELL, GLORIA PAGAN, JUDY REED, LINDA RHODES, NINA SHAHMIRZADI,
    LEIGHLA SMITH, MARIE WOLF, DAWN SOUTO‐COONS,
    Plaintiffs‐Counter‐Defendants ‐ Appellants,
    JACQUELYN BOYLE, LISA FOLLETT, KHRISTINA RODRIGUEZ, KELLY CONTRERAS,
    Plaintiffs‐Counter‐Defendants,
    v.
    STERLING JEWELERS INC.,
    Defendant‐Counter‐Claimant ‐ Appellee.
    Appeal from the United States District Court
    for the Southern District of New York
    No. 08‐cv‐2875, Rakoff, Judge.
    Before:      HALL AND CARNEY, Circuit Judges, AND KOELTL, District Judge.*
    The arbitrator certified a class of Sterling Jewelers Inc. employees that
    included employees who did not affirmatively opt in to the arbitration proceeding.
    The District Court held that the arbitrator exceeded her authority in purporting to
    bind those absent class members to class arbitration because the arbitrator erred
    in determining that the arbitration agreement permits class arbitration. We hold
    that the arbitrator was within her authority in purporting to bind the absent class
    members to class proceedings because, by signing the operative arbitration
    agreement, the absent class members, no less than the parties, bargained for the
    arbitrator’s construction of their agreement with respect to class arbitrability. We
    therefore reverse the judgment of the District Court. Because the issue of whether
    the arbitrator exceeded her authority in certifying an opt‐out, as opposed to a
    mandatory, class is not before us in this appeal, we remand the case to the District
    Court to reexamine that issue in the first instance.
    REVERSED AND REMANDED.
    JOSEPH M. SELLERS, Kalpana Kotagal, Shaylyn
    Cochran, Cohen Milstein Sellers & Toll PLLC,
    Washington, DC; Sam J. Smith, Loren B. Donnell,
    Burr & Smith LLP, St. Petersburgh, FL; Thomas A.
    Warren, Thomas A. Warren Law Offices, P.L.,
    Tallahassee, FL; Jessica Ring Amunson, Benjamin
    M. Eidelson, Jenner & Block LLP, Washington, DC,
    for Plaintiffs‐Counter‐Defendants‐Appellants.
    GERALD L. MAATMAN, JR., David Bennet Ross,
    Lorie E. Almon, Daniel B. Klein, Seyfarth Shaw
    LLP, New York, NY; Jeffrey S. Klein, Gregory
    Silbert, Weil, Gotshal & Manges LLP, New York,
    NY, for Defendant‐Counter‐Claimant‐Appellee.
    *Judge John G. Koeltl of the United States District Court for the Southern District of
    New York, sitting by designation.
    2
    HALL, Circuit Judge:
    This is an appeal from the District Court’s January 15, 2018 opinion and
    order vacating the arbitrator’s certification of a class of Defendant‐Counter‐
    Claimant‐Appellee’s employees insofar as the class included employees who did
    not affirmatively opt in to the specific arbitration proceeding before the arbitrator.
    The District Court held that the arbitrator, Kathleen A. Roberts, exceeded her
    authority in purporting to bind those absent class members to class arbitration
    because the arbitrator erred in determining that the arbitration agreement permits
    class arbitration. We hold that the arbitrator’s determination that the agreement
    permits class arbitration binds the absent class members because, by signing the
    RESOLVE Agreement, they, no less than the parties, bargained for the arbitrator’s
    construction of that agreement with respect to class arbitrability. We therefore
    reverse the judgment of the District Court. The issue of whether the arbitrator
    exceeded her authority in certifying an opt‐out, as opposed to a mandatory, class
    is not before us in this appeal, however. We therefore remand this case to the
    District Court to decide that issue in the first instance after allowing the parties an
    opportunity to present their renewed arguments with respect to that issue.
    3
    I.
    Laryssa Jock (“Jock”) and her co‐Plaintiffs‐Counter‐Defendants‐Appellants
    (collectively, “Appellants”) are a group of current and former retail sales
    employees of Defendant‐Counter‐Claimant‐Appellee Sterling Jewelers Inc.
    (“Sterling”).1 Jock filed the instant suit in 2008, alleging that she and other female
    employees were paid less than their male counterparts, on account of their gender,
    in violation of Title VII of the Civil Rights Act of 1964, 42 U.S.C. § 2000e et seq., and
    the Equal Pay Act, 29 U.S.C. § 206(d).
    All Sterling employees were required, as a condition of employment, to sign
    a “RESOLVE Program” agreement (“RESOLVE Agreement”) mandating that they
    participate in arbitration.      J. App. 129.      Under the RESOLVE Agreement,
    employees “waiv[e] [their] right to obtain any legal or equitable relief . . . through
    any government agency or court, and . . . also waiv[e] [their] right to commence
    any court action. [They] may, however, seek and be awarded equal remedy
    through the RESOLVE Program.” 
    Id. The RESOLVE
    Agreement also provides
    that “[t]he Arbitrator shall have the power to award any types of legal or equitable
    1The underlying facts are set forth in Jock v. Sterling Jewelers Inc., 
    646 F.3d 113
    (2d Cir.
    2011), and are briefly recited here only for orientation and as relevant to the instant
    appeal.
    4
    relief that would be available in a court of competent jurisdiction[,]” and that any
    claim arising thereunder will be arbitrated “in accordance with the National Rules
    for the Resolution of Employment Disputes of the American Arbitration
    Association.” 
    Id. II. This
    is the fourth time this case has come before this Court. See Jock v.
    Sterling Jewelers Inc., 
    646 F.3d 113
    (2d Cir. 2011) (“Jock I”); Jock v. Sterling Jewelers
    Inc., 703 F. App’x 15 (2d Cir. 2017) (summary order) (“Jock II”); Jock v. Sterling
    Jewelers Inc., 691 F. App’x 665 (2d Cir. 2017) (summary order) (“Jock III”).
    In Jock I, the arbitrator issued an award in favor of the then‐named plaintiffs,
    construing the RESOLVE Agreement to permit classwide arbitration. The District
    Court vacated that award, concluding that under Stolt‐Nielsen S.A. v. AnimalFeeds
    Int’l Corp., 
    559 U.S. 662
    (2010), “the arbitrator’s construction of the RESOLVE
    agreements as permitting class certification was in excess of her powers.” Jock 
    I, 646 F.3d at 118
    (quoting Jock v. Sterling Jewelers, Inc., 
    725 F. Supp. 2d 444
    , 448
    (S.D.N.Y. 2010)). We reversed, holding that the District Court impermissibly
    substituted its own legal analysis for that of the arbitrator instead of focusing its
    inquiry on whether the arbitrator was permitted to reach the question of class
    5
    arbitrability that had been submitted to her by the parties. 
    Id. at 123–24.
    We
    explained, furthermore, that the arbitrator had a colorable justification under the
    law to reach the decision she did. We distinguished Stolt‐Nielsen on the ground
    that the parties in Stolt‐Nielsen stipulated that their arbitration agreement
    contained “no agreement” on the issue of class arbitration, whereas the plaintiffs
    in this case merely conceded that there was no explicit agreement to permit class
    arbitration, thus leaving open the possibility of an “implied agreement to permit
    arbitration.” 
    Id. at 119,
    124.
    Following our decision in Jock I, the arbitrator issued a class certification
    determination that certified a class of approximately 44,000 women, comprising
    the then‐254 plaintiffs as well as other individuals who had neither submitted
    claims nor opted in to the arbitration proceeding (“the absent class members”).
    The arbitrator certified the class only with respect to Appellants’ Title VII disparate
    impact claims for declaratory and injunctive relief.2 The District Court denied
    2The arbitrator denied the motion for class certification with respect to Appellants’ Equal
    Pay Act claims, reasoning that the Equal Pay Act, unlike Title VII, provides for its own
    opt‐in class procedures. The arbitrator also declined to certify a Title VII damages class,
    reasoning that monetary claims could not “be fairly adjudicated on a representative
    basis” because each employee’s “eligibility will vary depending on their individual
    employment history, and the facts pertaining to similarly‐situated males during their
    employment.” J. App. at 594.
    6
    Sterling’s motion to vacate the class determination award, reasoning that Sterling’s
    argument that the arbitrator had exceeded her powers in “purporting to bind
    absent class members who did not express their consent to be bound” was
    “foreclosed” by this Court’s holding in Jock I that “there is no question that the
    issue of whether the agreement permitted class arbitration was squarely presented
    to the arbitrator.” Jock v. Sterling Jewelers, Inc., 
    143 F. Supp. 3d 127
    , 128–29 (S.D.N.Y.
    2015) (internal quotation marks omitted).
    Sterling appealed from the District Court’s decision, and in Jock II this Court
    reversed and remanded, clarifying that Jock I “did not squarely address whether
    the arbitrator had the power to bind absent class members to class arbitration
    given that they, unlike the parties here, never consented to the arbitrator
    determining whether class arbitration was permissible under the agreement in the
    first place.” 703 F. App’x at 17.     The Jock II panel identified the question to be
    considered on remand, and one not considered in Oxford Health Plans LLC v. Sutter,
    
    569 U.S. 564
    (2013), as “whether an arbitrator, who may decide . . . whether an
    arbitration agreement provides for class procedures because the parties ‘squarely
    presented’ it for decision, may thereafter purport to bind non‐parties to class
    7
    procedures on this basis.” 703 F. App’x at 18. 3
    On remand, the District Court vacated the arbitrator’s class determination
    ruling. The District Court’s reasoning was twofold. First, it determined that the
    RESOLVE Agreement did not give the arbitrator the authority to certify the class
    because the District Court “considered the question of whether the RESOLVE
    agreement authorizes class procedures in 2010 and decided that it does not.” Sp.
    App. 6. Second, the fact that “the named plaintiffs and the defendant submitted
    the question of whether the RESOLVE Agreement allowed for class procedures to
    the Arbitrator” also did not give the arbitrator such authority. 
    Id. at 7.
    The District
    Court reasoned that, even if the arbitrator’s “erroneous interpretation” of the
    RESOLVE Agreement could bind the 254 plaintiffs who had “authorized the
    arbitrator to make that determination” by submitting the question to her or opting
    into the proceeding, that erroneous interpretation could not bind absent class
    members. 
    Id. at 8
    (quoting Oxford 
    Health, 569 U.S. at 574
    (Alito, J., concurring)).
    This appeal followed.
    3Jock III dismissed an appeal from the District Court’s decision that it lacked jurisdiction
    to consider Sterling’s motion to vacate an interim decision of the arbitrator. 691 F. App’x
    at 665.
    8
    III.
    “In considering a challenge to a district court’s decision to vacate a portion
    of an arbitration award, we review its legal rulings de novo and its findings of fact
    for clear error.” ReliaStar Life Ins. Co. of New York v. EMC Nat’l Life Co., 
    564 F.3d 81
    ,
    85 (2d Cir. 2009).
    Courts are empowered to vacate arbitration awards only “where the
    arbitrator[] exceeded [his or her] powers, or so imperfectly executed them that a
    mutual, final and definite award upon the subject matter submitted was not
    made.” 9 U.S.C. § 10(a)(4). This is an extremely deferential standard of review.
    See 
    Stolt‐Nielson, 559 U.S. at 671
    . When parties
    bargain[] for [an] arbitrator’s construction of their agreement, an
    arbitral decision even arguably construing or applying the contract
    must stand, regardless of a court’s view of its (de)merits. Only if the
    arbitrator acts outside the scope of his contractually delegated
    authority—issuing an award that simply reflects his own notions of
    economic justice rather than drawing its essence from the contract—
    may a court overturn his determination.
    Oxford 
    Health, 569 U.S. at 569
    (internal quotation marks, citations, and alterations
    omitted); accord 
    Stolt‐Nielson, 559 U.S. at 672
    . The focus of our inquiry under
    Section 10(a)(4) is “‘whether the arbitrator[] had the power, based on the parties’
    submissions or the arbitration agreement, to reach a certain issue, not whether the
    9
    arbitrator[] correctly decided that issue.’” Jock 
    I, 646 F.3d at 122
    (quoting DiRussa v.
    Dean Witter Reynolds Inc., 
    121 F.3d 818
    , 824 (2d Cir. 1997)).
    IV.
    The District Court’s decision rests on the premise that, because the absent
    class members did not affirmatively opt in to the arbitration proceeding and
    thereby consent to the arbitrator’s authority to decide whether the RESOLVE
    Agreement permits class procedures, our usual deferential standard of review
    does not apply. In other words, as Sterling argues:
    It is one thing for this Court to sustain an incorrect arbitral ruling on
    a question properly submitted to the Arbitrator by parties who agreed
    to be bound by the Arbitrator’s decision. It is another thing altogether
    to sustain an incorrect decision granting the Arbitrator authority over
    absent class members who did not submit that question to her. . . .
    [T]he Arbitrator’s decision that she had authority over absent class
    members cannot be upheld on the ground that, despite being wrong,
    it was nonetheless within her authority.
    Appellee Letter Br. (May 17, 2019), at 4. The District Court concluded that the
    individuals who did not affirmatively opt in to the arbitration proceeding did not
    agree to permit class procedures by virtue of having signed RESOLVE Agreements
    because “[p]lainly it is the law of the case that the Arbitrator does not have the
    authority, based on the agreement, to certify” a class. Sp. App. 6. The District
    Court thus relied on its original view that the arbitrator wrongly interpreted the
    10
    RESOLVE Agreement to permit class procedures. That view is not, however, “the
    law of the case,” because this Court vacated the District Court’s earlier decision
    that had reached that conclusion. Jock I, 
    646 F.3d 113
    . In Jock I, we had no occasion
    to decide whether the arbitrator “got it right” given our conclusion that such
    determination was not one for the courts to make. 
    Id. at 124.
    The District Court
    further determined that the fact that the named plaintiffs and Sterling had
    submitted the class arbitrability question to the arbitrator also did not give the
    arbitrator the authority to certify the class. In doing so, the District Court relied
    on its own prior conclusion that the arbitrator’s interpretation was “wrong as a
    matter of law.” Sp. App. 8. That logic was largely based on Justice Alito’s
    concurrence in Oxford Health, which states that an arbitrator’s “erroneous
    interpretation” of a contract that does not authorize class procedures cannot bind
    absent class members who have “not authorized the arbitrator to make that
    
    determination.” 569 U.S. at 574
    .
    Appellants argue that the absent class members have, in fact, authorized the
    arbitrator to determine whether the RESOLVE Agreement permits class
    procedures.    They contend that because all Sterling employees signed the
    RESOLVE Agreement, all Sterling employees “agreed that, if any of them initiated
    11
    a putative class proceeding, the arbitrator in that proceeding would be empowered
    to decide class‐arbitrability—and, if he or she found it appropriate, to certify a
    class encompassing other employees’ claims.” Appellant Br. 23. According to
    Appellants, the District Court erred by “never ask[ing] what authority absent class
    members conferred on Arbitrator Roberts by joining the RESOLVE Program,” a
    question that is a matter of contract interpretation. 
    Id. at 26
    We agree with Appellants. Although the absent class members have not
    affirmatively opted in to this arbitration proceeding, by signing the RESOLVE
    Agreement, they consented to the arbitrator’s authority to decide the threshold
    question of whether the agreement permits class arbitration. As the arbitrator
    reasoned, “[i]t is undisputed that each of the absent class members signed the
    RESOLVE arbitration agreement, which clearly provides for the application of the
    [American Arbitration Association (‘AAA’)] Rules.” J. App. 603; see 
    id. at 129.
    The
    AAA Supplementary Rules for Class Arbitration (“Supplementary Rules”) apply
    to “any dispute arising out of an agreement that provides for arbitration pursuant
    to” the AAA rules “where a party submits a dispute to arbitration on behalf of . . .
    a class or purported class.” 
    Id. at 434
    (Supplementary Rule 1(a) (2010)). The
    Supplementary Rules provide that “the arbitrator shall determine as a threshold
    12
    matter . . . whether the applicable arbitration clause permits the arbitration to
    proceed on behalf of . . . a class.” 
    Id. at 434
    –35 (Supplementary Rule 3 (2010)). The
    RESOLVE Agreement’s incorporation of the AAA Rules evinces agreement to
    have the arbitrator decide the question of class arbitrability. See Wells Fargo
    Advisors, LLC v. Sappington, 
    884 F.3d 392
    , 396 (2d Cir. 2018) (when parties to an
    agreement explicitly incorporate rules that empower an arbitrator to decide an
    issue, “the incorporation serves as clear and unmistakable evidence of the parties’
    intent to delegate such issues to an arbitrator” (internal quotation marks
    omitted)).4
    Further supporting the conclusion that absent class members authorized the
    arbitrator to decide whether the arbitration may proceed on a class basis, the
    RESOLVE Agreement provides that “[q]uestions of arbitrability” and “procedural
    questions” “shall be decided by the arbitrator.” J. App. 132.5 The Supreme Court
    4 It is of no moment that the Supplementary Rules also provide that “the arbitrator
    should not consider the existence of these Supplementary Rules, or any other AAA
    rules, to be a factor either in favor of or against permitting the arbitration to proceed on
    a class basis.” J. App. 435 (Supplementary Rule 3). Here, we address whether the
    absent class members authorized the arbitrator to decide the threshold question of class
    arbitrability; we do not review the arbitrator’s determination that the arbitration may
    proceed on a class basis.
    5 The sole exception to that delegation of authority is the provision that if a party
    initiates a lawsuit, “a court may decide procedural questions that grow out of the
    13
    has suggested, and this Court has assumed without deciding, that the availability
    of classwide arbitration is a “question of arbitrability.” Oxford 
    Health, 133 S. Ct. at 2068
    n.2; 
    Sappington, 884 F.3d at 394
    . The parties in this case have at times assumed
    that the availability of class procedures is a “procedural question.” See Appellant
    Br. 3–4; J. App. 208–210 (Sterling Mem. of Law (May 19, 2008)). Regardless of
    whether the availability of class procedures is a question of arbitrability or merely
    a procedural question, it is a question for the arbitrator to decide under the terms
    of the RESOLVE Agreement.
    That conclusion is consistent with Ohio law, which governs our
    interpretation of the RESOLVE Agreement. See J. App. 130. Under Ohio law, the
    issue of whether an arbitration agreement permits class procedures is a “question
    of arbitrability” that is presumptively for a court to decide. Shakoor v. VXI Glob.
    Sols., 
    35 N.E.3d 539
    , 547 (Ohio Ct. App. 2015). But a question of arbitrability “is to
    be decided by the arbitrator” when the parties to an agreement “have clearly and
    unmistakably vested the arbitrator with the authority to decide the issue of
    arbitrability.” Belmont Cnty. Sheriff v. Fraternal Order of Police, Ohio Labor Council,
    Inc., 
    820 N.E.2d 918
    , 921 (Ohio 2004); cf. 
    Shakoor, 35 N.E.3d at 548
    –50 (agreement
    dispute and bear on the final disposition of the matter.” J. App. 132. That exception
    does not affect our analysis here.
    14
    did not provide evidence sufficiently clear and unmistakable to overcome
    presumption that questions of arbitrability are for court to decide). The RESOLVE
    Agreement     “clearly   and   unmistakably”     provides    that   “[q]uestions   of
    arbitrability . . . shall be decided by the arbitrator.” Belmont Cnty. 
    Sheriff, 820 N.E.2d at 921
    ; J. App. 132.
    Because the absent class members, no less than the parties, thus “bargained
    for the arbitrator’s construction of their agreement” with respect to class
    arbitrability, the arbitrator acted within her authority in purporting to bind the
    absent class members to class procedures. Oxford 
    Health, 569 U.S. at 569
    (internal
    quotation marks omitted). By virtue of the absent class members’ contractually
    expressed consent, they, like the parties, may be bound by the arbitrator’s
    determination that the RESOLVE Agreement permits class procedures regardless
    of whether that determination is, as the District Court believes, “wrong as a matter
    of law.” Sp. App. 8. That is, our reasoning in Jock I applies with equal force to the
    absent class members. It is not for us, as a court, to decide whether the arbitrator’s
    class certification decision was correct on the merits of issues such as commonality
    and typicality. We merely decide that the arbitrator had the authority to reach
    such issues even with respect to the absent class members.
    15
    The District Court’s contrary conclusion is understandable in light of this
    Court’s framing of the issue in Jock II. In Jock II, we stated that Jock I “did not
    squarely address whether the arbitrator had the power to bind absent class
    members to class arbitration given that they, unlike the parties here, never
    consented to the arbitrator determining whether class arbitration was permissible
    under the agreement in the first place.” 703 F. App’x at 17.       That observation
    referred to the fact that the absent class members, unlike the 254 plaintiffs, did not
    affirmatively opt in to the proceeding in which the question was submitted to the
    arbitrator. Our use of “consent” as a shorthand for that fact may well have
    obscured the possibility that the absent class members consented in a different
    way to the arbitrator’s authority to decide class arbitrability.
    That those absent class members did not expressly submit themselves to this
    particular arbitrator’s authority does not alter our analysis. Class actions that bind
    absent class members as part of mandatory or opt‐out classes are routinely
    adjudicated by arbitrators and in our courts. See Supplementary Rule 4; Fed. R.
    Civ. P. 23; Wal‐Mart Stores, Inc. v. Dukes, 
    564 U.S. 338
    , 361–63 (2011). Since the
    RESOLVE Agreement provides for “the arbitrator” to decide the question of class
    arbitrability, J. App. 132, it must mean, as Appellants state, that if any Sterling
    16
    employee initiates a putative class proceeding, “the arbitrator in that proceeding
    [will] be empowered to decide class‐arbitrability—and, if he or she [finds] it
    appropriate, to certify a class encompassing other employees’ claims.” Appellant
    Br. 23. To hold otherwise would be inconsistent with the nature of class litigation
    and would in effect negate the power of the arbitrator to decide the question of
    class arbitrability.6
    Nor is our decision inconsistent with the principles affirmed in Porzig v.
    Dresdner, Kleinwort, Benson, N. Am. LLC, 
    497 F.3d 133
    (2d Cir. 2007). In Porzig, we
    held that an arbitration panel was without jurisdiction to order a party’s lawyer to
    pay back to the party, Porzig, the lawyer’s contingency fee, reasoning that neither
    Porzig nor his lawyer had agreed to arbitrate a dispute over their fee contract. We
    explained that “a party cannot be forced to arbitrate any dispute that it has not
    obligated itself, by contract, to submit to arbitration,” and that an arbitration panel
    6 This logic has implicitly underpinned decisions holding that because an arbitrator was
    within his authority in determining that class procedures were permitted under an
    agreement, it followed that the arbitrator was within his authority to certify a class. See,
    e.g., Long John Silver’s Rests., Inc. v. Cole, 
    514 F.3d 345
    , 353 (4th Cir. 2008); Jock, 143 F.
    Supp. 3d at 129. In Jock II, we found this logic insufficient to uphold the arbitrator’s
    class determination award because we determined, in light of the Supreme Court’s
    decision in Oxford Health, that there was an unsettled question as to whether an
    arbitrator’s authority to bind absent class members necessarily followed from her
    authority to determine that an agreement permitted class procedures.
    17
    “may not exceed the power granted to it by the parties in the contract.” 
    Porzig, 497 F.3d at 140
    (internal quotation marks omitted). Here, the absent class members
    have “obligated [themselves], by contract, to submit to arbitration” the question
    of class arbitrability. 
    Id. Indeed, our
    conclusion that the absent class members
    may be bound by the arbitrator’s class arbitrability determination rests on the fact
    that the “self‐limiting agreement between consenting parties” in this case
    authorizes the arbitrator to decide that question. 
    Id. Finally, because
    our decision rests in part on our reasoning in Jock I, we
    address Sterling’s argument that Jock I is no longer good law in light of the
    Supreme Court’s recent decision in Lamps Plus, Inc. v. Varela, 
    139 S. Ct. 1407
    (2019).7
    In Lamps Plus, the Supreme Court held that “an ambiguous agreement can[not]
    provide the necessary ‘contractual basis’ for compelling class arbitration.” 139 S.
    Ct. at 1415. Lamps Plus does not undermine our reasoning in Jock I. First, a crucial
    difference between the two cases is that the parties in Lamps Plus “agreed that a
    court, not an arbitrator, should resolve the question about class arbitration.” 
    Id. at 1417
    n.4. The class arbitrability decision in Lamps Plus was therefore subject to de
    7 Because this Court was aware that the Supreme Court’s decision in Lamps Plus would
    deal with class arbitrability issues similar to the ones presented in this case, we deferred
    issuing an opinion until Lamps Plus was decided.
    18
    novo scrutiny rather than the deferential standard of review that circumscribes
    courts’ review of arbitrators’ decisions. Second, Lamps Plus leaves undisturbed the
    proposition, affirmed in Stolt‐Nielsen, that an arbitration agreement may be
    interpreted to include implicit consent to class procedures. Our reasoning in Jock
    I is, moreover, fully consistent with the Supreme Court’s decision in the more
    analogous case of Oxford Health, 
    569 U.S. 564
    .
    Having determined that the arbitrator acted within her authority in
    purporting to bind the absent class members to class proceedings, we note that it
    remains to be decided whether the arbitrator exceeded her authority in certifying
    an opt‐out, as opposed to a mandatory, class for injunctive and declaratory relief.
    In the decision that we vacated in Jock II, the District Court held that in so doing
    the arbitrator exceeded her authority. See 
    Jock, 143 F. Supp. 3d at 130
    –34. Applying
    the appropriate Section 10(a)(4) standard, the District Court concluded that under
    Wal–Mart Stores, Inc. v. Dukes, 
    564 U.S. 338
    (2011), the arbitrator acted “outside her
    authority” and “in manifest disregard of the law” by providing putative class
    members with the opportunity to opt out. 
    Id. at 130,
    133. The correctness of that
    conclusion is not before us in this appeal. See Appellant Br. 30 n.13; Appellee Br.
    9 n.2. We therefore remand this case to the District Court with directions to decide
    19
    that issue after allowing the parties an opportunity to present renewed argument
    in light of any subsequent developments in the law.
    V.
    We have considered all of Sterling’s remaining arguments and conclude that
    they are without merit. The judgment of the District Court is reversed, and the
    case is remanded for further proceedings consistent with this opinion.
    20