United States v. Archambault ( 2018 )

16-3791-cr
United States v. Archambault
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A
SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED
BY FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT=S LOCAL RULE 32.1.1.
WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY
MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE
NOTATION “SUMMARY ORDER”). A PARTY CITING TO A SUMMARY ORDER MUST SERVE A
COPY OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL.
At a stated term of the United States Court of Appeals for the Second Circuit, held at the
Thurgood Marshall United States Courthouse, 40 Foley Square, in the City of New York, on the
29th day of June, two thousand eighteen.
Present:
PIERRE N. LEVAL,
GUIDO CALABRESI,
DEBRA ANN LIVINGSTON,
Circuit Judges,
_____________________________________
UNITED STATES OF AMERICA,
Appellee,
v. 16-3791-cr
PAUL F. ARCHAMBAULT,
Defendant-Appellant.
_____________________________________
For Defendant-Appellant: ROBERT A. CULP, Garrison, NY.
For Appellee: MARY C. BAUMGARTEN, Assistant United States
Attorney, for James P. Kennedy, Jr., United States
Attorney, United States Attorney’s Office, Buffalo,
NY.
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Appeal from a judgment of the United States District Court for the Western District of
New York (Arcara, J.).
UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED, AND
DECREED that the judgment of the district court is AFFIRMED.
Defendant-Appellant Paul Archambault (“Archambault”) appeals from an October 14,
2016 judgment of the United States District Court for the Western District of New York,
following a jury trial finding him guilty of one count of production of child pornography in
violation of 18 U.S.C. §§ 2251(a) and 2251(e), two counts of receipt of child pornography in
violation of 18 U.S.C. §§ 2252A(a)(2)(A) and 2252A(b)(1), and one count of possession of child
pornography in violation of 18 U.S.C. §§ 2252A(a)(5)(B) and 2252A(b)(2). The district court
sentenced Archambault to 360 months on the first three counts and 240 months on the fourth
count, with all sentences to run concurrently. Archambault challenges the district court’s judgment
and sentence on multiple constitutional and statutory grounds. We assume the parties’ familiarity
with the underlying facts, procedural history, and issues on appeal.
A. Waiver of Counsel
Archambault first argues that the district court erred in concluding that he knowingly and
voluntarily waived his Sixth Amendment right to counsel. The Sixth Amendment guarantees a
defendant the right to forego counsel and defend himself personally. Faretta v. California, 422
U.S. 806, 819 (1975). “Because a defendant who decides to act pro se relinquishes traditional
benefits associated with formal legal representation,” however, “the district court must ensure
that the accused made [his] decision ‘knowingly and intelligently.’” Torres v. United States, 140
F.3d 392, 401 (2d Cir. 1998) (quoting Faretta, 422 U.S. at 835). “Although there is no talismanic
procedure to determine a valid waiver, the district court should engage the defendant in an
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on-the-record discussion to ensure that [he] fully understands the ramifications of [his] decision.”
Id. (internal citation omitted). “The court should consider whether the defendant understood that
[he] had a choice between proceeding pro se and with assigned counsel, whether [he] understood
the advantages of having one trained in the law to represent [him], and whether the defendant
had the capacity to make an intelligent choice.” Id. (internal quotation marks omitted) (quoting
United States v. Hurtado, 47 F.3d 577, 583 (2d Cir. 1995)). “In other words, the district court
must be satisfied that the defendant was aware of the risks associated with self-representation
and that [his] choice was made ‘with eyes open.’” Id. (quoting Faretta, 422 U.S. at 835). We
“will affirm a district court’s conclusion that a defendant knowingly and voluntarily waived his
constitutional rights if any reasonable view of the evidence supports it.” United States v.
Burrous, 147 F.3d 111, 116 (2d Cir. 1998) (quoting United States v. Spencer, 995 F.2d 10, 11
(2d Cir. 1993)).
Here, the district court engaged in an approximately twenty-minute on-the-record
colloquy with Archambault to ensure that his waiver was knowing and intelligent. Archambault
expressly informed the district court that he was aware that: (1) although he had no professional
legal background, the district court would “apply the rules the same as if [he] had an attorney,”
Gov. App’x at 8; (2) the rules of evidence were “complex,” and that “there will be some issues
on the rules of evidence that [Archambault] may not be aware of,” id. at 7; and (3) should he be
convicted, he faced a minimum imprisonment term of 25 years and a maximum imprisonment
term of 50 years on the first count of his indictment alone. The district court expressed its view
that Archambault was not making a wise decision, and Archambault insisted that no one was
“forcing” him to represent himself, id at 10. Based on this record, it would be reasonable to
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conclude that Archambault knowingly and voluntarily waived his Sixth Amendment right to
counsel. See Burrous, 147 F.3d at 116.
Archambault contends that his waiver was invalid because the district court failed to
explain to him the “critical role of standby counsel.” Reply Br. for Def.-Appellant at 3. But the
appointment of standby counsel is discretionary; a defendant has no Sixth Amendment right to
standby counsel after he knowingly and voluntarily waives his right to an attorney. See United
States v. Morrison, 153 F.3d 34, 55 (2d Cir. 1998); United States v. Schmidt, 105 F.3d 82, 90 (2d
Cir. 1997). The district court thus had no obligation to inform Archambault about standby
counsel before concluding that Archambault knowingly and voluntarily waived his Sixth
Amendment rights. See Morrison, 153 F.3d at 55; Schmidt, 105 F.3d at 90. We therefore affirm
the district court’s conclusion that Archambault knowingly and voluntarily waived his Sixth
Amendment right to counsel.
B. Ineffective Assistance of Standby Counsel
Archambault also claims that his court-appointed standby counsel was constitutionally
ineffective, and that he was therefore denied the assistance of standby counsel. As noted above,
however, a defendant has no constitutional right to standby counsel after he waives his Sixth
Amendment rights. And “[a]bsent a constitutional right to standby counsel, a defendant generally
cannot prove standby counsel was ineffective.” Schmidt, 105 F.3d at 90. To be sure, our Circuit
has left open the possibility that a defendant could make an “ineffective assistance of standby
counsel” claim when his standby counsel “held that title in name only and, in fact, acted as the
defendant’s lawyer throughout the proceedings.” Id. But that is not Archambault’s case:
Archambault made the opening and closing remarks himself and personally cross-examined the
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government’s witnesses. Thus, because Archambault “proceeded pro se, [he] may not now assign
blame for [his] conviction to standby counsel.” Id.
C. Federal Rule of Evidence 414
Next, Archambault argues that the district court erred in granting the government’s
motion in limine to allow Archambault’s 15-year-old victim from 2009 to testify at trial, and to
admit a redacted certified judgment of Archambault’s 2009 conviction for possession of child
pornography in violation of 18 U.S.C. § 2252A(a)(5)(B). Archambault insists that the district
court erred in admitting this evidence under Federal Rule of Evidence 414, because the victim
was not “below the age of 14” at the time of his offense, see Fed. R. Evid. 414(d)(1).
Archambault did not raise this objection below, and we therefore review the district
court’s ruling for plain error. See Fed. R. Crim. P. 52(b); United States v. Certified Envtl. Servs.,
Inc., 753 F.3d 72, 96 (2d Cir. 2014). “A finding of ‘plain error’ requires that (1) there is an error;
(2) the error is clear or obvious, rather than subject to reasonable dispute; (3) the error affected the
appellant’s substantial rights, which in the ordinary case means it affected the outcome of the
district court proceedings; and (4) the error seriously affects the fairness, integrity or public
reputation of judicial proceedings.” United States v. Alvarado, 720 F.3d 153, 157 (2d Cir. 2013)
(quoting United States v. Marcus, 560 U.S. 258, 262 (2010)).
Federal Rule of Evidence 414(a) states that “[i]n a criminal case in which a defendant is
accused of child molestation, the court may admit evidence that the defendant committed any
other child molestation. The evidence may be considered on any matter to which it is relevant.”
Rule 414 thus specifically “allows for the admission of prior convictions or prior acts of child
molestation to prove propensity.” United States v. Davis, 624 F.3d 508, 512 (2d Cir. 2010). Rule
414(d)(2) defines “child molestation” as “a crime under federal law or under state law . . .
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involving,” inter alia, “any conduct prohibited by 18 U.S.C. chapter 110.” Archambault does not
dispute that 18 U.S.C. § 2252A(a)(5)(B), the crime of his prior conviction, is “conduct prohibited
by 18 U.S.C. chapter 110.” However, he notes that under Rule 414(d)(1), “a ‘child’ means a
person below the age of 14.” Accordingly, Archambault argues that his 2009 conviction cannot
constitute “child molestation” under Rule 414(a), because his victim was not “below the age of
14.”
We need not decide whether Rule 414(d)(1)’s definition of “child” is relevant to Rule
414(d)(2)’s definition of “child molestation.” Even assuming arguendo that it is—and, hence, the
district court erred in admitting evidence concerning Archambault’s 2009 conviction pursuant to
Rule 414—we are not convinced that such an error is “clear or obvious, rather than subject to
reasonable dispute.” Alvarado, 720 F.3d at 157 (quoting Marcus, 560 U.S. at 262 (2010)). “For
an error to be plain, it must, ‘at a minimum,’ be ‘clear under current law.’” United States v.
Weintraub, 273 F.3d 139, 152 (2d Cir. 2001) (quoting United States v. Feliciano, 223 F.3d 102,
115 (2d Cir. 2000)). “We ‘typically will not find such error where the operative legal question is
unsettled,’ including where there is no binding precedent from the Supreme Court or this Court.”
United States v. Whab, 355 F.3d 155, 158 (2d Cir. 2004) (quoting Weintraub, 273 F.3d at 152).
“Certainly, an error cannot be deemed ‘plain,’ in the absence of binding precedent, where there is a
genuine dispute among the other circuits.” Id.
Here, Archambault points to no binding precedent from our Circuit—let alone the Supreme
Court—that mandates reading Rule 414(d)(1)’s definition of “child” into Rule 414(d)(2)’s
definition of “child molestation.” Archambault does cite a line of dicta from United States v.
Larson, 112 F.3d 600 (2d Cir. 1997), in which we stated that, “by its terms, [Rule 414] authorizes
the admission of evidence of molestation only of persons under the age of 14.” Id. at 604. But he
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cites no holding from our Court (or the Supreme Court) stating that his reading of Rule 414(d)(2)
is the correct one. Furthermore, both the Seventh and the Tenth Circuits have considered
Archambault’s argument and have squarely rejected it. See United States v. Foley, 740 F.3d 1079,
1088 n.3 (7th Cir. 2014); United States v. Sturm, 673 F.3d 1274, 1284 (10th Cir. 2012). In sum,
even assuming arguendo that Archambault has established error, he has not established “plain”
error. See Whab, 355 F.3d at 158; Weintraub, 273 F.3d at 152.1
D. Evidence of Victim’s Prior Misrepresentations of Age
Archambault next argues that the district court erroneously precluded him from
introducing evidence that his 2012 victim “misrepresented her age on other sites and to other
people.” Br. for Def.-Appellant at 40. “We review a district court’s evidentiary rulings under a
deferential abuse of discretion standard, and we will disturb an evidentiary ruling only where the
decision to admit or exclude evidence was ‘manifestly erroneous.’” United States v. Litvak, 889
F.3d 56, 67 (2d Cir. 2018) (quoting United States v. McGinn, 787 F.3d 116, 127 (2d Cir. 2015)).
Furthermore, “[e]ven if a decision was ‘manifestly erroneous,’ we will affirm ‘if the error was
harmless.’” Id. (emphasis added) (quoting McGinn, 787 F.3d at 127). “[An] error [is] harmless if it
is not likely that it contributed to the verdict.” McGinn, 787 F.3d at 127.
Here, Archambault sought to admit evidence that his victim “posted on various websites . .
. [that] show her claiming to be 18,” App’x at 123–24, to show that he had a good-faith belief that
she was over the age of 18. The district court weighed the probative value of the evidence against
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To the extent that Archambault argues that the Rule 414 evidence was unfairly prejudicial under Rule 403, we
reject his argument. “Under Rule 403, so long as the district court has conscientiously balanced the proffered
evidence’s probative value with the risk for prejudice, its conclusion will be disturbed only if it is arbitrary or
irrational.” United States v. Awadallah, 436 F.3d 125, 131 (2d Cir. 2006). The district court here balanced the
probative value of the Rule 414 evidence against its risk for unfair prejudice and found that although the “evidence is
[indeed] highly prejudicial,” it is also “highly relevant,” and thus admitted the evidence. Special App’x at 7. We see
nothing “arbitrary” or “irrational” about such a conclusion. See Awadallah, 436 F.3d at 131.
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its danger of unfair prejudice, and excluded the evidence under Rule 403 (in addition to Rule 412).
This decision was neither “arbitrary” nor “irrational,” and we will thus not disturb it. Awadallah,
436 F.3d at 131. Furthermore, Archambault did not make clear to the district court that he intended
to introduce evidence only of the victim’s misrepresentation as to age (without including evidence
of her sexual history or predisposition), and the victim’s posting of her age as 18 on the internet
site where Archambault discovered her was put before the jury. In addition, the district court
expressly allowed Archambault to cross-examine the victim over her testimony that she told
Archambault she was 16, and allowed Archambault to present his “mistake of age” defense to the
jury. In these circumstances, if the district court’s decision was manifestly erroneous, the error was
harmless, and does not require vacating Archambault’s judgment. See McGinn, 787 F.3d at 127.
E. Substantive Reasonableness of Archambault’s Sentence
Archambault also argues that his sentence was substantively unreasonable. “We will set
aside a sentence as substantively unreasonable only in exceptional cases where the trial court’s
decision cannot be located within the range of permissible decisions.” United States v. Singh, 877
F.3d 107, 115 (2d Cir. 2017) (internal quotation marks omitted) (quoting United States v. Cavera,
550 F.3d 180, 189 (2d Cir. 2008) (en banc)). “We will identify as substantively unreasonable only
those sentences that are so shockingly high, shockingly low, or otherwise unsupportable as a
matter of law that allowing them to stand would damage the administration of justice.” Id.
(internal quotation marks omitted) (quoting United States v. Broxmeyer, 699 F.3d 265, 289 (2d
Cir. 2012)). This review is “particularly deferential,” and we must provide “due respect for [a]
sentencing court’s ‘very wide latitude to decide the proper degree of punishment for an
individual offender and a particular crime.’” Id. (first quoting Broxmeyer, 699 F.3d at 289, then
quoting Cavera, 550 F.3d at 188). We must evaluate the substantive reasonableness of a sentence
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on the basis of the factors set forth in 18 U.S.C. § 3553(a). United States v. Jenkins, 854 F.3d 181,
187–88 (2d Cir. 2017). These factors include: (1) “the nature and circumstances of the offense and
the history and characteristics of the defendant,” 18 U.S.C. § 3553(a)(1); (2) “the need for the
sentence imposed . . . to reflect the seriousness of the offense,” id. § 3553(a)(2)(A); (3) “the need
for the sentence imposed . . . to afford adequate deterrence to criminal conduct,” id.
§ 3553(a)(2)(B); and (4) “the need for the sentence imposed . . . to protect the public from further
crimes of the defendant,” id. § 3553(a)(2)(C).
As noted above, the district court sentenced Archambault to 360 months for the first three
counts, and 240 months for the fourth count, with all sentences to run concurrently. This
sentence sits at the low end of the recommended Guidelines range, which Archambault does not
argue the court miscalculated. The district court stated that it had “carefully considered the
factors in 18 U.S.C. § 3553(a) and [found] the sentence imposed [to be] sufficient but not greater
than necessary to comply with the purposes of sentencing.” App’x at 287. The district court
determined that Archambault possessed a high risk of recidivism, given that he engaged in the
sexual conduct at issue in this case within weeks of his release from federal prison for engaging in
virtually identical conduct. Id. The district court also noted that “[d]espite now having been twice
convicted of a similar crime in six years’ time, the defendant does not appear to accept that his
conduct was wrongful.” Id. at 288. Finally, the district court considered Archambault’s criminal
history, and concluded that Archambault’s conduct indicated that he is “predative and actively
looks for opportunities to take advantage of others, in particular, young women, without concern
for the harm his conduct might cause.” Id. at 288–89. We find no abuse of discretion in the district
court’s weighing of the § 3553(a) factors, and Archambault’s sentence was neither “shockingly
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high” nor “otherwise unsupportable as a matter of law.” See Singh, 877 F.3d at 115 (quoting
Broxmeyer, 699 F.3d at 289). It was therefore not substantively unreasonable.
F. Jury Instruction
Archambault also challenges the district court’s decision not to instruct the jury about the
mandatory minimum sentence that Archambault would face if convicted. It is “within [a] trial
court’s discretion to decline to instruct the jury on [a] mandatory minimum sentence,” however,
and a defendant has no constitutional right to such an instruction. United States v. Polouizzi, 564
F.3d 142, 160–62 (2d Cir. 2009). Archambault asserts that when there is an alleged “gulf between
how a jury might view the seriousness of the offense, and a 25 year mandatory minimum, [the
jury] should be entitled to take [the gulf] into consideration.” Br. for Def.-Appellant at 52. But,
as Archambault himself seems to acknowledge, that argument is precluded by Polouizzi. We thus
see no abuse of discretion in the district court’s decision.
G. Rule 33 Motion
Finally, Archambault argues that the district court erred in denying his February 22, 2016
motion for a new trial under Federal Rule of Criminal Procedure 33. Archambault insists that the
Supreme Court’s decision in Riley v. California, 134 S. Ct. 2473 (2014), rendered the FBI’s
January 2013 warrantless search of his SD card unconstitutional, and he should therefore receive a
new trial with the evidence from the SD card suppressed. Even assuming arguendo that
Archambault’s motion was not procedurally barred, and even assuming arguendo that Riley
might render the consent search at issue in Archambault’s case unconstitutional, the Supreme
Court handed down Riley nearly a year-and-a-half after the search occurred. The FBI therefore
conducted its search “in objectively reasonable reliance on [then-]binding appellate precedent,”
and the “good-faith exception” would thus bar suppression in Archambault’s case regardless. See
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United States v. Gomez, 877 F.3d 76, 94 (2d Cir. 2017) (quoting Davis v. United States, 564 U.S.
229, 232 (2011)). We therefore affirm the district court’s dismissal of Archambault’s Rule 33
motion.
* * *
We have considered Archambault’s remaining arguments and find them to be without
merit. Accordingly, we AFFIRM the judgment of the district court.
FOR THE COURT:
Catherine O’Hagan Wolfe, Clerk
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