Black v. Petitinato ( 2019 )

18-960
Black v. Petitinato
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A
SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED
BY FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1.
WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY
MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE
NOTATION “SUMMARY ORDER”). A PARTY CITING A SUMMARY ORDER MUST SERVE A COPY
OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL.
At a stated Term of the United States Court of Appeals for the Second Circuit, held at the
Thurgood Marshall United States Courthouse, 40 Foley Square, in the City of New York on the
30th day of January, two thousand nineteen.
Present: PIERRE N. LEVAL,
ROSEMARY S. POOLER,
REENA RAGGI,
Circuit Judges.
_____________________________________________________
Theadore Black, Jr.,
Plaintiff-Appellant,
v. 18-960
Parole Officer Dominique Petitinato, Senior Parole Officer Linda
Jefferies, New York State Division of Parole, All Parole Officers,
Police Officer Damico, Lieutenant Doyle, Sherman Payami, a
former employee of the NYS Department of Corrections and
Community Supervision, Parole Officer Petitinato’s partner of 9-
29-2015,
Defendants-Appellees.1
_____________________________________________________
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The Clerk of the Court is directed to amend the caption as above.
Appearing for Appellant: Theadore Black, Jr., pro se, Brooklyn, N.Y.
Appearing for Appellees: David Lawrence III, Assistant Solicitor General (Judith N. Vale,
Senior Assistant Solicitor General, on the brief), for Barbara D.
Underwood, Attorney General of the State of New York, New
York, N.Y., for State Appellees.
Elina Druker, Assistant Corporation Counsel (Aaron Bloom,
Assistant Corporation Counsel, on the brief), for Zachary W.
Carter, Corporation Counsel of the City of New York, New York,
N.Y., for City Appellees.
Appeal from the United States District Court for the Eastern District of New York (Cogan, J.).
ON CONSIDERATION WHEREOF, IT IS HEREBY ORDERED, ADJUDGED,
AND DECREED that the judgment of said District Court be and it hereby is AFFIRMED.
Appellant Theadore Black, Jr. appeals from the February 27, 2018, judgment of the
United States District Court for the Eastern District of New York (Cogan, J.), granting
Appellees’ motion for summary judgment on his claims under 42 U.S.C. § 1983 for illegal
search, false arrest, malicious prosecution, and conspiracy to violate his civil rights. We assume
the parties’ familiarity with the underlying facts, procedural history, and specification of issues
for review.
We review a grant of summary judgment de novo, “resolv[ing] all ambiguities and
draw[ing] all inferences against the moving party.” Garcia v. Hartford Police Dep’t, 706 F.3d
120, 126–27 (2d Cir. 2013). “Summary judgment is proper only when, construing the evidence
in the light most favorable to the non-movant, ‘there is no genuine dispute as to any material fact
and the movant is entitled to judgment as a matter of law.’” Doninger v. Niehoff, 642 F.3d 334,
344 (2d Cir. 2011) (quoting Fed. R. Civ. P. 56(a)).
I. Illegal Search
The district court properly granted summary judgment to the defendants on the illegal
search claim based on qualified immunity. “[Q]ualified immunity shields [public] officials from
civil liability so long as their conduct does not violate clearly established statutory or
constitutional rights of which a reasonable person would have known.” Mullenix v. Luna, 136 S.
Ct. 305, 308 (2015) (internal quotation marks omitted); accord Berg v. Kelly, 897 F.3d 99, 109
(2d Cir. 2018). The qualified immunity analysis involves two principal issues: (1) whether
plaintiff has shown facts demonstrating a violation of a constitutional right; and (2) if so, whether
that “right was clearly established at the time of the challenged conduct.” See Wood v. Moss, 572
U.S. 744, 757 (2014) (internal quotation marks omitted); accord Ganek v. Leibowitz, 874 F.3d
73, 80 (2d Cir. 2017).
“[S]ummary judgment on qualified immunity grounds is appropriate when a defendant
shows that no reasonable jury, viewing the evidence in the light most favorable to the Plaintiff,
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could conclude that the defendant’s actions were objectively unreasonable in light of clearly
established law.” Connecticut ex rel. Blumenthal v. Crotty, 346 F.3d 84, 102 (2d Cir. 2003)
(internal quotation marks omitted). To be “clearly established,” “[t]he contours of the right must
be sufficiently clear that a reasonable official would understand that what he is doing violates
that right.” Anderson v. Creighton, 483 U.S. 635, 640 (1987). Further, “[a]n officer’s actions are
objectively reasonable if officers of reasonable competence could disagree on the legality of the
defendants’ actions.” Crotty, 346 F.3d at 102 (internal quotation marks omitted).
As a condition of parole, New York requires that parolees consent to searches of their
homes by parole officers. N.Y. Comp. Codes R. & Regs. tit. 9, § 8003.2(d). Notwithstanding that
consent, the New York courts have determined that the legality of a search of a parolee’s home
by his parole officer turns on whether the search is “rationally and reasonably related to the
performance of the parole officer’s duty.” People v. Huntley, 43 N.Y.2d 175, 181 (1977); see
also United States v. Newton, 369 F.3d 659 665-66 (2d Cir. 2004) (applying the Huntley
standard). Our prior decisions have treated the Huntley “rationally and reasonably related” test as
the standard for determining the lawfulness of a parole officer’s search under the Fourth
Amendment. E.g., Newton, 369 F.3d at 665-66.
In Samson v. California, the Supreme Court held that a California police officer’s
suspicionless search of a parolee did not violate the Fourth Amendment. 547 U.S. 843, 846-47,
852, 856 (2006). The Court employed a multi-factor test, which included as a factor the consent
to search required of parolees as a condition of parole. Id. at 852. (The California parolees’
consent form was broader than that used in New York in that it includes an “advisement” that the
parolee is “is subject to search . . . at any time of the day or night, with or without a search
warrant or with or without cause.” Cal. Penal Code § 3067(b)(3).)
The district court, in granting summary judgment to the defendants, reasoned that, if the
Fourth Amendment lawfulness of the search were judged under the Huntley standard, the
defendants would not be entitled to summary judgment because the search was without
reasonable suspicion and was therefore not “reasonably and rationally related” to the
performance of the parole officer’s duties. Black v. Petitinato, No. 16-cv-2320 (BMC) (RLM),
2018 WL 1115692, at *3-4 (E.D.N.Y. Feb. 27, 2018). Nonetheless, the district court found that it
was unclear whether the Huntley standard had been superseded by the Supreme Court’s Samson
decision. Accordingly, the district court concluded that there is no clearly established law to the
effect that the search violated Fourth Amendment standard. Id. at *5-6.
We agree with the district court that the law is unclear whether the Huntley standard has
been superseded by Samson. Indeed, we have noted on several occasions that it is an open
question whether Samson may justify a parole officer’s suspicionless search of a New York
parolee’s home. See United States v. Barner, 666 F.3d 79, 86 (2d Cir. 2012) (declining to address
whether search of parolee’s home “could have been justified under Samson . . . without . . .
applying the Huntley standard”); United States v. Viserto, 391 F. App’x 932, 934 (2d Cir. 2010)
(summary order); United States v. Watts, 301 F. App’x 39, 42 n.2 (2d Cir. 2008) (summary
order) (“We save for another day and another case the question . . . whether Samson . . .
supplants our prior cases in which we assessed the ‘reasonableness’ of a parole search under
People v. Huntley . . . .”). We therefore conclude that there was no clearly settled law telling the
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parole officers that their search of Black’s residence violated the standards of the Fourth
Amendment.
Black makes a second contention that his Fourth Amendment rights were violated
because the parole officers were accompanied in their search by police officers, and that the
search was unlawfully motivated by the police officers’ investigatory purposes rather than the
concerns of the parole officers. We reject this claim. We have held that police officers may
coordinate with parole officers to conduct a search of a parolee’s home. Police officers are
permitted to participate in probation-related searches as a “coordinated effort” between agencies
where “the probation officers are pursuing legitimate probation-related objectives.” United States
v. Reyes, 283 F.3d 446, 464 (2d Cir. 2002). None of Black’s allegations support his claim that
the search was disguised as a parole search to avoid obtaining a judicial warrant that would have
been required for a police search. See United States v. Lambus, 897 F.3d 368, 404-05 (2d Cir.
2018) (“[T]he fact that a new prosecution may ensue is not a sign that the parole officer was not
pursuing his normal duties.”).
II. False Arrest
The district court also correctly granted summary judgment with respect to the false
arrest claim because the defendants had probable cause to arrest Black, and probable cause to
arrest is a complete defense to such a claim. See Stansbury v. Wertman, 721 F.3d 84, 89 (2d Cir.
2013).
“Probable cause for an arrest requires an officer to have knowledge or reasonably
trustworthy information sufficient to warrant a person of reasonable caution in the belief that an
offense has been committed by the person to be arrested.” Fabrikant v. French, 691 F.3d 193,
214 (2d Cir. 2012) (internal quotation marks omitted). It “requires only a probability or
substantial chance of criminal activity, not an actual showing of such activity.” District of
Columbia v. Wesby, 138 S. Ct. 577, 586 (2018) (quoting Illinois v. Gates, 462 U.S. 213, 243-44
n.13 (1983)); accord United States v. Valentine, 539 F.3d 88, 93 (2d Cir. 2008). Moreover, a
defending officer “will still be entitled to qualified immunity . . . if he can establish that there
was arguable probable cause to arrest.” Zalaski v. City of Hartford, 723 F.3d 382, 390 (2d Cir.
2013) (alteration in original) (internal quotation marks omitted).
The defendants had at least arguable probable cause to arrest Black for both the parole
violation and the criminal possession charge based on the presence of the knives in his
apartment. First, it was a violation of Black’s parole to possess dangerous weapons, including
knives, or to commit a crime. Second, it was a crime for Black to possess those particular knives.
N.Y. Penal Law § 265.01(1) (criminalizing possession of “metal knuckle knife” or “gravity
knife”).
In a backpack found in a hallway closet of Black’s apartment, next to several boxes with
Black’s name on them, defendants discovered illegal knives. The backpack also contained photos
of Black and a woman who was not an occupant of the apartment. The parole officer, in addition,
was aware that Black previously had possessed dangerous weapons in violation of the conditions
of parole. Based on the foregoing, the defendants could reasonably conclude that Black had
4
possession of the knives, and that they had probable cause for Black’s arrest. See Maryland v.
Pringle, 540 U.S. 366, 371-72 (2003) (holding that police officers had probable cause to arrest
all three occupants of a vehicle where cocaine was accessible to all three).
III. Malicious Prosecution
The district court also properly granted summary judgment on the malicious prosecution
claim. To state a claim for malicious prosecution under section 1983, a plaintiff must allege “(1)
that the defendant initiated a prosecution against the plaintiff, (2) that the defendant lacked
probable cause to believe the proceeding could succeed, (3) that the defendant acted with malice,
and (4) that the prosecution was terminated in the plaintiff's favor . . . [and] that there was (5) a
sufficient post-arraignment liberty restraint to implicate the plaintiff's Fourth Amendment
rights.” Rohman v. N.Y.C. Transit Auth., 215 F.3d 208, 215 (2d Cir. 2000) (internal quotation
marks omitted). “Where the prosecution did not result in an acquittal, it is deemed to have ended
in favor of the accused, for these purposes, only when its final disposition is such as to indicate
the innocence of the accused.” Murphy v. Lynn, 118 F.3d 938, 948 (2d Cir. 1997). Dismissals of
criminal proceedings for facial insufficiency are “not sufficiently favorable to the accused to be
indicative of innocence.” Id. The dismissal of charges as part of a plea bargain also does not
constitute a favorable termination. See Posr v. Court Officer Shield No. 207, 180 F.3d 409, 418
(2d Cir. 1999).
Neither the criminal prosecution, nor the parole hearing, terminated favorably for Black.
The criminal charges against Black were dismissed for facial insufficiency. Therefore, they did
not terminate favorably for the purposes of malicious prosecution. See Murphy, 118 F.3d at 948.
Moreover, Black pleaded guilty to a different parole violation as a part of a plea agreement and
the other violation charges were dismissed. Because the dismissals were a result of Black’s plea
agreement, they were also not favorable terminations. See Posr, 180 F.3d at 418.
IV. Section 1983 Conspiracy
Finally, the district court properly granted summary judgment to the defendants on the
section 1983 conspiracy claim. As the district court correctly found, Black produced no evidence
that the defendants entered into an agreement to deprive him of his constitutional rights. Black,
2018 WL 1115692, at *7.
We have considered the remainder of Black’s arguments and find them to be without
merit. Accordingly, the order of the district court hereby is AFFIRMED. Each side to bear its
own costs.
FOR THE COURT:
Catherine O’Hagan Wolfe, Clerk
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