United States v. Rivera ( 2022 )

17-59
United States v. Rivera
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT.
CITATION TO A SUMMARY ORDER FILED ON OR AFTER JANUARY 1,
2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF
APPELLATE PROCEDURE 32.1 AND THIS COURTS LOCAL RULE 32.1.1.
WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS
COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN
ELECTRONIC DATABASE (WITH THE NOTATION ASUMMARY ORDER@).
A PARTY CITING TO A SUMMARY ORDER MUST SERVE A COPY OF IT
ON ANY PARTY NOT REPRESENTED BY COUNSEL.
At a stated term of the United States Court of Appeals for the Second Circuit,
held at the Thurgood Marshall United States Courthouse, 40 Foley Square, in the
City of New York, on the 28th day of July, two thousand twenty two.
PRESENT: RICHARD C. WESLEY,
RICHARD J. SULLIVAN,
STEVEN J. MENASHI,
Circuit Judges.
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UNITED STATES OF AMERICA,
Appellee,
v. No. 17-59
MICHAEL GARRETT, AKA RAB,
Defendant,
PAUL RIVERA, AKA PAUL ZANCE,
AKA PAULEE ZANCE, AKA PAULIE RIVERA,
AKA EDGAR RIVERA, AKA ZANCE RIVERA,
AKA STEVEN RIVERA,
Defendant-Appellant.
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FOR APPELLANT: GWEN M. SCHOENFELD, Law Office of
Gwen M. Schoenfeld, LLC, New
York, NY, for Defendant-Appellant.
FOR APPELLEE: ALIXANDRA E. SMITH, Assistant
United States Attorney (David C.
James, Michael P. Robotti, Assistant
United States Attorneys, on the brief),
for Breon S. Peace, United States
Attorney for the Eastern District of
New York, Brooklyn, NY, for Appellee.
Appeal from judgment of the United States District Court for the Eastern
District of New York (Kiyo A. Matsumoto, Judge).
UPON DUE CONSIDERATION, IT IS HEREBY ORDERED,
ADJUDGED, AND DECREED that the judgment of the district court is
AFFIRMED.
Defendant-Appellant Paul Rivera appeals from his judgment of conviction
following a jury trial in the United States District Court for the Eastern District of
New York (Matsumoto, J.). Rivera was found guilty on fourteen counts, including
racketeering, in violation of 18 U.S.C. §§ 1962(c) and 1963; murder in aid of
racketeering, in violation of 18 U.S.C. § 1959(a)(1); drug-related offenses, in
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violation of 21 U.S.C. §§ 846 and 841(a)(1), (b)(1)(A)(i), (b)(1)(A)(iii), (b)(1)(C), and
(b)(1)(D); gun-related offenses, in violation of 18 U.S.C. § 924(c) and (j)(1);
interstate prostitution, in violation of 18 U.S.C. § 2422(a); and sex trafficking and
sex trafficking of children, in violation of 18 U.S.C. § 1591(a)(1), (a)(2), (b)(1), and
(b)(2).
On appeal, Rivera argues that the district court erred by (1) denying his
motion to suppress drugs recovered during a traffic stop, (2) allowing the
government to introduce videos showing Rivera engaged in sexual conduct with
a minor, and (3) denying his post-trial motion for a judgment of acquittal on the
sex trafficking of minors offense. 1 We assume the parties’ familiarity with the
underlying facts, the record of prior proceedings, and the arguments on appeal.
I. STANDARD OF REVIEW
In reviewing a denial of a motion to suppress, we review findings of fact for
clear error, and conclusions of law and mixed questions of law and fact de novo.
See United States v. Purcell, 967 F.3d 159, 178 (2d Cir. 2020). In reviewing a trial
court’s evidentiary rulings, we employ “a deferential abuse of discretion
1Rivera also argues that the district court erred by permitting him to represent himself at trial
without first conducting a psychiatric evaluation. We address that challenge in a separate
opinion that accompanies this summary order.
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standard,” which upholds a district court’s admission or exclusion of evidence
unless it was “manifestly erroneous.” United States v. Litvak, 889 F.3d 56, 67 (2d
Cir. 2018) (citation omitted). We review de novo the district court’s denial of a
motion challenging the sufficiency of the evidence pursuant to Federal Rule of
Criminal Procedure 29, see United States v. Harvey, 746 F.3d 87, 89 (2d Cir. 2014),
and must decide whether, “after viewing the evidence in the light most favorable
to the prosecution, any rational trier of fact could have found the essential elements
of the crime beyond a reasonable doubt,” Jackson v. Virginia, 443 U.S. 307, 319
(1979).
II. DISCUSSION
A. Denial of Defendant’s Motion to Suppress
Rivera first argues that the district court erroneously denied his pre-trial
motion to suppress drugs recovered from his car during a January 2012 traffic stop
in Pennsylvania. While Rivera does not dispute the legality of the initial traffic
stop, he argues that the officers violated the Fourth Amendment by failing to
“diligently pursue their investigation” after developing reasonable suspicion of
drug-related criminal activity. Rivera Br. at 68–70. We disagree.
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The Fourth Amendment protects against unreasonable searches and
seizures and applies to “automobile stop[s].” Whren v. United States, 517 U.S. 806,
810 (1996). “[I]f an officer develops a reasonable suspicion of [additional] criminal
activity” during a valid traffic stop, it is reasonable to extend the duration of the
stop “for investigatory purposes.” United States v. Foreste, 780 F.3d 518, 523 (2d
Cir. 2015). Under such circumstances, law enforcement officers must “diligently
pursue[] a means of investigation that [is] likely to confirm or dispel their
suspicions quickly, during which time it [is] necessary to detain the defendant.”
Id. at 526 (citation omitted). At the same time, should the investigation yield
additional facts that “enhance[] suspicions” of criminal conduct, “brief continued
detention” does not exceed the Fourth Amendment’s permissible scope. United
States v. Bailey, 743 F.3d 322, 337 (2d Cir. 2014).
The agents here diligently pursued their investigation of Rivera’s criminal
conduct. After pulling Rivera’s vehicle over for a traffic violation, State Trooper
Thomas Horan noticed the smell of marijuana emanating from the vehicle and
observed that the car’s occupants seemed “extremely nervous.” Sp. App’x at 13.
Horan returned to his vehicle, called for backup, and ran several background
checks on the occupants and vehicle – a process that took about ten to fifteen
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minutes – which revealed that Rivera and another occupant had lied about their
criminal histories. When the backup officer arrived (about fifteen minutes later),
he confirmed Horan’s initial observations, and the two troopers noted additional
discrepancies in the occupants’ responses to questions. Within a few minutes of
the backup officer’s arrival, Horan called the canine unit. Though Rivera faults
Horan for not calling the canine unit almost immediately, Horan took reasonable
steps – including verifying Rivera’s criminal background, asking the car’s
occupants follow-up questions, and awaiting another trooper’s opinion – that
were designed “to confirm or dispel” his suspicions. Under these circumstances,
it cannot be said that the delay of thirty to thirty-five minutes between the initial
stop and calling the canine unit was unreasonable. See Bailey, 743 F.3d at 337, 346.
The Supreme Court’s decision in United States v. Place, 462 U.S. 696 (1983), is
not to the contrary. There, although law enforcement officers developed
reasonable suspicion before the defendant boarded his plane in Miami, the agents
failed to arrange for a canine sniff until after the defendant landed in New York.
See id. at 698–99. In light of the “ample time” available to the agents to “arrange
for their additional investigation,” id. at 709, the Supreme Court concluded that
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the agents did not diligently pursue their investigation when they seized the
defendant’s luggage for ninety minutes, see id. at 709–10.
In contrast to Place, the agents here stopped Rivera for a legitimate traffic
violation, and only over the course of the stop did their observations and
investigation give rise to reasonable suspicion of a narcotics crime. Nothing in the
sequence of events suggests that the agents unreasonably dragged their feet
during their investigation. Accordingly, we find the district court did not err in
denying Rivera’s motion to suppress the narcotics recovered from the traffic stop.
B. Admission of Sexually Explicit Videos
Rivera also contends that the district court erred by admitting four videos
depicting Rivera engaged in sexually explicit conduct with a minor named J.O. 2
We need not resolve the question of whether the videos were unfairly prejudicial
because the admission of the videos, “if error at all, was harmless.“ United States
v. Ivezaj, 568 F.3d 88, 98 (2d Cir. 2009). Given the other evidence in the record
tending to prove Rivera’s guilt, we may conclude “with fair assurance” that “the
judgment was not substantially swayed” by the admission of the videos. United
2 Out of respect for their privacy, we refer to Rivera’s sex trafficking victims by their initials.
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States v. Al-Moayad, 545 F.3d 139, 170 (2d Cir. 2008) (quoting Kotteakos v. United
States, 328 U.S. 750, 765 (1946)).
Even without the videos, the evidence showed that Rivera knowingly
engaged in sex trafficking and prostitution. The jury heard from the sex trafficking
victims, who described how Rivera exploited them. The jury also heard testimony
that described how members of Rivera’s organization used threats of violence to
intimidate minors into performing sex acts. The victims’ testimony was
corroborated by photographs and text messages found on Rivera’s cellphone as
well as advertisements for prostitution featuring photographs of the victims on
illicit websites. Rivera also admitted to sexual exploitation by stipulation.
Rivera argues that “there is no chance that a jury would fairly review
evidence of any sex crime” after watching the videos. Rivera Br. 82. Yet the
evidence against Rivera was so overwhelming that a rational jury, even without
watching the videos, would have convicted him. We therefore decline to disturb
the district court’s judgment based on Rivera’s objections to the admission of the
videos.
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C. Sufficiency of the Evidence of Interstate Commerce
Finally, Rivera argues that there was insufficient evidence to establish that
he trafficked minors in interstate commerce as required under 18 U.S.C. § 1591.3Again, we disagree.
A defendant is guilty of sex trafficking children if he knowingly,
(1) in or affecting interstate commerce, “transports” a person
(among other actions); or
(2) “benefits . . . from participation in a venture which has engaged
in an act” that violates paragraph (1),
all while knowing “that the person has not attained the age of 18 years and will be
caused to engage in a commercial sex act.” 18 U.S.C. § 1591(a). While this Court
has not specifically interpreted the interstate commerce element under section
1591, we have interpreted other statutes with similar jurisdictional elements and
concluded that only a de minimis effect on interstate commerce is required. See
United States v. Celaj, 649 F.3d 162, 168 (2d Cir. 2011) (noting “it is well established
that the burden of proving a nexus to interstate commerce is minimal”) (citation
omitted). We have also found that the use of cell phones and the internet are
3While the government urges that we affirm based on the so-called concurrent sentence doctrine,
this Court has stated that Ray v. United States, 481 U.S. 736 (1987), “is understood to have abolished
the concurrent sentence doctrine for direct review of federal convictions.” Dhinsa v. Krueger, 917
F.3d 70, 76 n.4 (2d Cir. 2019) (internal citation and alterations omitted)).
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enough to establish an effect on interstate commerce. See United States v. Giordano,
442 F.3d 30, 39 (2d Cir. 2006) (labeling it an “unremarkable conclusion that the
national telephone network” satisfies the interstate commerce element); see also
United States v. Clarke, 979 F.3d 82, 93 n.6 (2d Cir. 2020) (“The interstate commerce
element of the statute [18 U.S.C. § 2252(a)(1)] is satisfied by the use of the internet
to transmit the files.”).
In denying Rivera’s Rule 29 motion, the district court found sufficient
evidence of interstate commerce because Rivera used a cell phone to plan victim-
witness K.R.’s prostitution, took photographs of victim-witness S.R. that were later
posted as advertisements on Backpage.com – a website used to further the
organization’s prostitution efforts – and drove the victims to hotels and motels for
rendezvous with johns. Rivera nevertheless argues that this evidence did not
establish that his sex trafficking activity involved minors because S.R. was
eighteen when the photos that Rivera had taken of her were posted on
Backpage.com, she was nineteen when she received her first phone, and no victim
explicitly testified that Rivera drove the victims to hotels when they were minors.
But Rivera ignores the statements of S.R. and J.O., who both testified that
they were minors when they first engaged in commercial sex at Rivera’s direction.
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Indeed, S.R. specifically testified that she was a minor when she began prostituting
for Rivera; that she had sex in exchange for money (which she then gave to Rivera);
that “a couple of months” after meeting Rivera, he took pictures of her in his
kitchen; and that she attended a party where she had sex with another attendee at
Rivera’s direction. See App’x at 2471–73, 2561. S.R. also testified that she worked
as a prostitute for Rivera and his co-defendant Garrett “[b]asically the whole time
[she] was with them,” which began when she was fifteen years old. She further
stated that Rivera drove her to “outcalls,” or prostitution dates, at numerous
locations including hotels. App’x at 2591; see United States v. Evans, 476 F. 3d 1176,
1179–1180 (11th Cir. 2007)) (explaining that a defendant’s “use of hotels that served
interstate travelers” satisfied interstate commerce element).
Considered as a whole, the evidence amply demonstrated that Rivera
enlisted minors for his prostitution ring without regard for his victims’ minor
status, and there is nothing in the trial record to suggest that Rivera decided to use
cell phones or arrange hotel “outcalls” only after the victims turned eighteen.
Therefore, the jury could have rationally inferred that the trial testimony regarding
the victims’ prostitution as minors, combined with the evidence demonstrating
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interstate commerce, satisfied the interstate commerce element of the sex
trafficking of minors offense.
* * *
We have considered Rivera’s remaining arguments and conclude that they
are without merit. For the foregoing reasons and the reasons stated in the
accompanying opinion filed simultaneously with this summary order, the
judgment of the district court is AFFIRMED.
FOR THE COURT:
Catherine O’Hagan Wolfe, Clerk of Court
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