United States v. Jenkins ( 2022 )

19-610-cr (L)
United States v. Jenkins
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A
SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY
FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1. WHEN
CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE
EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION
“SUMMARY ORDER”). A PARTY CITING A SUMMARY ORDER MUST SERVE A COPY OF IT ON
ANY PARTY NOT REPRESENTED BY COUNSEL.
At a stated term of the United States Court of Appeals for the Second Circuit, held at the
Thurgood Marshall United States Courthouse, 40 Foley Square, in the City of New York, on the
5th day of August, two thousand twenty-two.
Present: AMALYA L. KEARSE,
DENNIS JACOBS,
WILLIAM J. NARDINI,
Circuit Judges.
_____________________________________
UNITED STATES OF AMERICA,
Appellee,
v. 19-610-cr (L), 19-637-cr
(Con), 19-2778-cr (Con)
ANDRE JENKINS, AKA LITTLE BEAR,
DAVID PIRK, TIMOTHY ENIX, AKA BLAZE,
Defendants-Appellants. *
_____________________________________
For Appellee: KATHERINE A. GREGORY, Assistant United States
Attorney, for Trini E. Ross, United States Attorney
for the Western District of New York, Buffalo, NY
For Defendant-Appellant Jenkins: MICHAEL S. DEAL, Legal Aid Bureau of Buffalo,
Inc., Buffalo, NY
For Defendant-Appellant Pirk: WILLIAM T. EASTON (Cheryl M. Buth, Meyers Buth
Law Group, Orchard Park, NY, on the brief),
* The Clerk of Court is directed to amend the caption as set forth above.
1
Easton Thompson Kasperek Shiffrin LLP,
Rochester, NY
For Defendant-Appellant Enix: JAMES W. GRABLE, JR. (Terrence M. Connors,
Rebecca F. Izzo, on the brief), Connors LLP,
Buffalo, NY
Appeal from a judgment of the United States District Court for the Western District of New
York (Elizabeth A. Wolford, Chief Judge).
UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED, AND
DECREED that the judgment of the district court is AFFIRMED IN PART and VACATED and
REMANDED IN PART.
Defendants-Appellants Andre Jenkins, David Pirk, and Timothy Enix appeal from their
convictions (and, in Enix’s case, his sentence) for narcotics and firearms offenses, as well as for
violations of the Racketeer Influenced and Corrupt Organizations (“RICO”) Act, 18 U.S.C. § 1961et seq., and murder in aid of racketeering in connection with their membership in the Kingsmen
Motorcycle Club (“KMC”). Specifically, the jury found that (1) Jenkins, Pirk, and Enix committed
RICO conspiracy in violation of 18 U.S.C. § 1962(d) (Count 1); (2) Jenkins, Pirk, and Enix
possessed a firearm in furtherance of a crime of violence in violation of 18 U.S.C. § 924(c) (Count
2); Jenkins and Pirk committed the murder of Paul Maue in aid of racketeering in violation of 18
U.S.C. § 1959(a)(1) (Count 3); Jenkins and Pirk committed the murder of Daniel “DJ” Szymanski
in aid of racketeering in violation of 18 U.S.C. § 1959(a)(1) (Count 4); Jenkins and Pirk possessed
and discharged a firearm in furtherance of a crime of violence (specifically the Maue murder
charged in Count 3) in violation of 18 U.S.C. § 924(c) and (j) (Count 5); Jenkins and Pirk possessed
and discharged a firearm in furtherance of a crime of violence (specifically the Szymanski murder
charged in Count 4) in violation of 18 U.S.C. § 924(c) and (j) (Count 6); Jenkins possessed a
firearm as a felon in violation of 18 U.S.C. § 922(g) (Count 7); Jenkins, Pirk, and Enix used and
maintained the KMC’s South Buffalo clubhouse for the purpose of drug distribution and use in
violation of 21 U.S.C. § 856(a)(1) and 18 U.S.C. § 2 (Count 8); and Jenkins, Pirk, and Enix
possessed firearms in furtherance of a drug trafficking crime (specifically Count 8) in violation of
18 U.S.C. §§ 924(c) and 2 (Count 9). In our concurrently filed opinion, we reject Pirk and Enix’s
challenge to the district court’s interested-witness instruction to the jury. In this summary order,
we conclude that none of Defendants-Appellants’ remaining challenges warrants reversal, with
one exception described below. We assume the parties’ familiarity with the record.
I. Evidentiary sufficiency challenges
Jenkins, Pirk, and Enix challenge the sufficiency of the evidence underlying their
convictions. We review such challenges de novo. United States v. Ho, 984 F.3d 191, 199 (2d Cir.
2020). In evaluating the sufficiency of the evidence, we draw all permissible inferences in favor
of the government, resolve all issues of credibility in favor of the jury’s verdict, and “ask ‘whether,
after viewing the evidence in the light most favorable to the prosecution, any rational trier of fact
could have found the essential elements of the crime beyond a reasonable doubt.’” United States
v. Willis, 14 F.4th 170, 181 (2d Cir. 2021) (quoting Jackson v. Virginia, 443 U.S. 307, 319 (1979)).
2
Pirk first challenges the sufficiency of the evidence underlying his convictions on Counts
1, 3, 4, 5, and 6. Specifically, Pirk notes that his liability for an intentional murder under New
York Penal Law § 125.25(1) was an element of each of these charges. 1 The government’s theory
at trial was that Jenkins shot Maue and Szymanski at Pirk’s direction and with his assistance such
that Jenkins was liable for their murders as a principal and Pirk was liable as an aider and abettor.
Pirk argues that the government introduced insufficient evidence of his accessorial liability for the
Maue and Szymanski murders at trial, and thus the government failed to prove an element of
Counts 1, 3, 4, 5, and 6. Accessorial liability under New York law requires that the defendant
possess the same mental culpability required of the principal and “personally engage[] in some
voluntary act that was specifically connected to the actual perpetrator’s misconduct and in doing
so, he intentionally and directly assisted in achieving the ultimate goal of the criminal enterprise.”
United States v. Delgado, 972 F.3d 63, 79 (2d Cir. 2020) (internal quotation marks, citations, and
alterations omitted). Similarly, under federal law, a defendant is liable “if (and only if) he (1) takes
an affirmative act in furtherance of that offense, (2) with the intent of facilitating the offense’s
commission.” Id. at 73 (internal quotation marks omitted).
Pirk argues that the evidence was insufficient to establish (1) his intent to kill Maue and
Szymanski and (2) his performance of an affirmative act in furtherance of the murders under either
standard. We disagree. 2 As to Pirk’s mental culpability, multiple witnesses testified that Jenkins
told them that Pirk ordered the murders. As to Pirk’s facilitation of the murders, evidence showed
that Pirk, the president of the motorcycle club to which Jenkins belonged, ordered Jenkins to
commit the murders. In addition, testimony of a club member present at the scene of the murders
and corresponding cell phone records established that Pirk called Maue just before the murders,
prompting Maue and Szymanski to leave the clubhouse just as Jenkins arrived in the parking lot
where the murders occurred. A reasonable inference to draw from this evidence is that Pirk called
Maue in order to facilitate the murders by drawing Maue and Szymanski from the relative safety
of the clubhouse out into the parking lot where they were more vulnerable, so that Jenkins could
kill them more easily. The evidence was therefore sufficient to establish both Pirk’s intent and his
affirmative facilitation of the murders and thus his accessorial liability under New York and federal
law.
Pirk raises one additional challenge to the sufficiency of the evidence underlying his
convictions on Counts 5 and 6 for aiding and abetting Jenkins’s violations of 18 U.S.C. § 924(j).
Pirk argues that there was insufficient evidence that he knew that Jenkins would use a gun in
commission of the murders that served as the predicates to Counts 5 and 6, and thus insufficient
evidence that Pirk “actively participated in the underlying . . . violent crime with advance
knowledge that a confederate would use or carry a gun during the crime’s commission” as required
by Rosemond v. United States, 572 U.S. 65, 67 (2014). There was, however, sufficient
1
Pirk was charged as an aider and abettor to the murders under a mix of state and federal law. Specifically,
the murder enhancement to Count 1’s RICO conspiracy charged Pirk as an aider and abettor under New York Penal
Law § 20.00; the murder in aid of racketeering offenses charged in Counts 3 and 4 charged Pirk as an aider and abettor
under both New York Penal Law § 20.00 and 18 U.S.C. § 2; and the firearms offenses charged in Counts 5 and 6
charged Pirk as an aider and abettor under 18 U.S.C. § 2.
2
“Although the principles of accomplice liability under New York law may differ somewhat from the
corresponding federal law,” Delgado, 972 F.3d at 78, those differences are immaterial here and the evidence was
sufficient to hold Pirk liable for the murders as an aider and abettor under either New York or federal law.
3
circumstantial evidence that Pirk was aware that Jenkins would use or carry a gun during the
commission of the murders. See United States v. Zhong, 26 F.4th 536, 559 (2d Cir. 2022) (“[T]he
sufficiency-of-the-evidence test may be satisfied by circumstantial evidence alone.” (internal
quotation marks omitted)). Testimony by KMC member Jimmy Ray Fritts established that, shortly
before the murders, Jenkins stayed with Fritts in Tennessee and purchased from Fritts the gun he
would eventually use in the murders. Pirk joined Fritts and Jenkins in Tennessee, and the men,
along with other KMC members, discussed Pirk’s plans to employ Jenkins to determine which
New York KMC members were leaking information to rival clubs, a plan that involved
“eliminating” a suspected leaker named Filip Caruso and finding out who else was responsible.
Joint App’x at 15376. Pirk and Jenkins left Tennessee together to travel to New York, and the
murders occurred one week later. A reasonable jury could infer that, during their travels to New
York together to “eliminate” Caruso, Pirk learned that Jenkins was armed with a gun, and that Pirk
therefore knew that Jenkins was armed with a gun when Pirk ordered him to kill Maue and
Szymanski. Accordingly, the evidence that Pirk knew Jenkins would carry or use a gun in
connection with the murders was sufficient under Rosemond.
Next, Enix challenges the sufficiency of the evidence underlying his convictions on Counts
1, 8, and 9. 3 Turning first to Count 1, “[t]he conspiracy provision of the [RICO statute], 18 U.S.C.
§ 1962(d), proscribes an agreement to conduct or to participate in the conduct of an enterprise’s
affairs through a pattern of racketeering activity.” United States v. Arrington, 941 F.3d 24, 36 (2d
Cir. 2019) (internal quotation marks and alteration omitted). The government “need only prove
that the defendant knew of, and agreed to, the general criminal objective of a jointly undertaken
scheme.” Id. at 36–37. Although Enix argues that he had no involvement in or awareness of some
of the criminal conduct charged as racketeering acts, the racketeering conspiracy involved far
broader purposes and “there is no rule requiring the government to prove that a conspirator knew
of all criminal acts by insiders in furtherance of the conspiracy.” United States v. Zichettello, 208
F.3d 72, 100 (2d Cir. 2000). In addition to the conduct Enix claims he had no involvement in, the
Superseding Indictment charged that the purposes of the racketeering enterprise included
“[p]reserving and protecting the [KMC’s] power, territory, and reputation . . . through intimidation,
violence, threats of violence, assaults, murder, and attempted murder.” Gov’t App’x at 9. Ample
evidence established Enix’s involvement in the plan to shoot members of a rival motorcycle gang
if necessary to secure return of KMC property in Florida and avoid damage to the KMC’s
reputation. Count 1 also charged that the purposes of the KMC included “[g]enerating and
maximizing [KMC’s] profits, reputation, and membership . . . from a variety of illegal activity
including but not limited to drug trafficking, firearms sales, sale of untaxed cigarettes, sale of
alcohol, gambling, robbery, and prostitution.” Id. Multiple witnesses reported that KMC
clubhouses illegally sold alcohol and tax-free cigarettes, and that Enix, the National Secretary and
Treasurer of the KMC, concealed these and other income streams from the KMC’s outside
accountant. A rational factfinder could therefore conclude beyond a reasonable doubt that Enix
agreed with other KMC members that the KMC would function as a unit for the common purposes
charged in the indictment.
Enix also challenges the sufficiency of the evidence supporting his conviction on Count 8
for maintaining the KMC’s South Buffalo clubhouse as a drug-involved premises in violation of
3
Pirk joins in Enix’s arguments with respect to Counts 8 and 9.
4
21 U.S.C. § 856(a)(1). Section 856(a)(1) proscribes the knowing use or maintenance of any place
“for the purpose of manufacturing, distributing, or using any controlled substance.” Enix accepts
that the “statute does not state that drug use must be the ‘primary purpose’ of maintaining a
premises,” but argues that the evidence was insufficient because “[h]ere, it was not a purpose.”
Enix Br. at 67. On the contrary, multiple witnesses testified to ubiquitous drug use and sales at
the KMC clubhouses, including the South Buffalo clubhouse, and one former KMC member
testified that the availability of drugs in the KMC clubhouses increased certain of the club’s
revenue streams and was central to driving enrollment of new members. Enix also argues that
there is insufficient evidence of his mens rea. But Enix occupied a high-level position in the
national KMC organization and was responsible for paying taxes and other bills for the South
Buffalo clubhouse, which he occasionally visited. A rational jury could infer from the evidence
of ubiquitous drug use at KMC clubhouses (including the South Buffalo clubhouse), Enix’s
attendance at the South Buffalo clubhouse, and his leadership position in which he was responsible
for the clubhouses’ financial reporting and legal structure, that Enix knew about the drug use and
distribution in the clubhouse and intended for it to continue in order to boost the KMC’s
membership and profits. This evidence was also sufficient to hold Enix liable under a Pinkerton
theory based on his participation in the RICO conspiracy charged in Count 1. 4 See United States
v. Gershman, 31 F.4th 80, 99 (2d Cir. 2022) (“A Pinkerton charge informs the jury that it may find
a defendant guilty of a substantive offense that he did not personally commit if it was committed
by a coconspirator in furtherance of the conspiracy, and if commission of that offense was a
reasonably foreseeable consequence of the conspiratorial agreement.” (internal quotation marks
omitted)).
Enix also challenges the sufficiency of the evidence supporting his conviction on Count 9
for a violation of 18 U.S.C. § 924(c) predicated on Count 8. “In order to sustain a conviction under
. . . § 924, the Government must demonstrate some nexus between the firearm and the drug selling
operation,” and show that “a reasonable jury could, on the evidence presented at trial, find beyond
a reasonable doubt that possession of the firearm facilitated the drug trafficking crime.” United
States v. Thompson, 528 F.3d 110, 119 (2d Cir. 2008) (internal quotation marks omitted). At trial,
the government elicited testimony that a shotgun was stored behind the bar at the South Buffalo
clubhouse and was accessible to all KMC members there. Other testimony established that more
firearms were stored upstairs and that a portion of the roof of the clubhouse from which KMC
members could fire guns was “used . . . for security.” Joint App’x at 7035. Just as “[p]ossession
of a firearm to defend a drug stash clearly furthers the crime of possession with intent to distribute
the contents of that stash,” United States v. Lewter, 402 F.3d 319, 322 (2d Cir. 2005), possession
of a firearm for the purpose of securing a premises that is maintained for the purpose of drug use
and distribution furthers that crime. This evidence was sufficient to hold Enix liable under a
Pinkerton theory of liability based on his participation in the RICO conspiracy charged in Count
1. Given the clubhouse’s utility as a safe haven for drug use and distribution by KMC members,
a practice that drove up profits and membership, and the testimony that there were guns stored in
every clubhouse to protect the premises from outside interference, a reasonable jury could
conclude that the possession of guns in furtherance of the maintenance of the South Buffalo
4
For the same reasons, we reject Pirk’s challenge to his conviction on Count 8.
5
clubhouse as a drug-involved premises was foreseeable to Enix as a member of the RICO
conspiracy. 5
Finally, Jenkins argues that insufficient evidence supports his convictions on Counts 3
through 6. Jenkins argues that insufficient evidence supports his convictions on these counts
because his convictions rest “in large part on the testimony of liars.” Jenkins Br. at 38. Although
Jenkins identifies several instances at trial during which either an internal inconsistency in a
witness’s testimony was exposed or the witness admitted to lying in another context, it is “well
established that it is the province of the jury and not of the court to determine whether a witness
who may have been inaccurate, contradictory and even untruthful in some respects was
nonetheless entirely credible in the essentials of his testimony.” United States v. Flores, 945 F.3d
687, 710–11 (2d Cir. 2019) (internal quotation marks, alteration, and emphasis omitted).
II. Challenges to the admission of evidence
Enix and Jenkins next raise several challenges to the admission of certain evidence at trial.
Enix challenges the admission of testimony by former KMC members David Masse and Timothy
Haley as lay opinions under Federal Rule of Evidence 701. We review the admission of lay
opinion testimony for abuse of discretion. United States v. Persico, 645 F.3d 85, 99 (2d Cir. 2011).
Under Federal Rule of Evidence 701, a lay witness may provide opinion testimony so long as the
testimony is “rationally based on the witness’s perception,” “helpful to clearly understanding the
witness’s testimony or to determining a fact in issue,” and “not based on scientific, technical, or
other specialized knowledge.” “The rational-basis requirement is the familiar requirement of first-
hand knowledge or observation.” United States v. Dawkins, 999 F.3d 767, 793 (2d Cir. 2021)
(internal quotation marks omitted). This requirement works in tandem with the helpfulness
requirement, which “is designed to provide assurance against the admission of opinions which
would merely tell the jury what result to reach.” Id. (internal quotation marks and alteration
omitted).
Enix objects to the district court’s admission of Masse’s opinion testimony on two subjects:
(1) the object of the agreement formed between the KMC members gathered at a Florida
clubhouse, namely that they would use violence if necessary to secure the return of their property
from a rival motorcycle group; and (2) that one hundred percent of the KMC membership was
generally aware that members used and distributed drugs inside KMC clubhouses. First, the
district court did not abuse its discretion by admitting Masse’s opinion as to the violent means by
which the KMC members agreed to retrieve their property from the rival gang. Masse’s opinion
was rationally based on his participation in the conversation during which the plan was hatched,
and helped the jury understand, from an insider’s perspective, the lengths to which the group was
willing to go to retrieve their property. Second, Enix waived any challenge to the district court’s
admission of Masse’s testimony that one hundred percent of the KMC was generally aware of drug
use and distribution within the clubhouses. “A claim is waived . . . when a defendant makes an
intentional decision not to assert a right or, put another way, acts intentionally in pursuing, or not
pursuing, a particular course of action.” United States v. Williams, 930 F.3d 44, 64–65 (2d Cir.
2019) (internal quotation marks and alteration omitted). That is the case here. After the district
5
For the same reasons, we reject Pirk’s challenge to his conviction on Count 9.
6
court granted Enix’s motion to strike the testimony and give a curative instruction but ruled that
the government would be allowed to recall Masse to the stand, defense counsel made the tactical
decision to allow the testimony to stand and explore the issue through cross examination rather
than draw attention to the issue.
Enix also challenges the admission of testimony by former KMC member Timothy Haley
that (1) KMC was a “criminal organization” and “a collection of gangsters and tough guys,” Joint
App’x at 13891–92; and (2) many KMC members used drugs in clubhouses “that these defendants
control,” Joint App’x at 13893–94. As to the first portion of challenged testimony, even assuming
that its admission was an abuse of discretion, it was harmless. “[E]ven manifestly erroneous
evidentiary rulings are insufficient to warrant reversal if they do not affect substantial rights,” a
determination which “depends on the likelihood that the error affected the outcome of the case.”
United States v. Miller, 626 F.3d 682, 690 (2d Cir. 2010) (internal quotation marks omitted). There
can be no serious claim that the challenged testimony had any likelihood of affecting the outcome
of the case in light of the overwhelming evidence of guilt. As to the second portion of challenged
testimony, Enix successfully objected, and the district court instructed the jury to disregard the
testimony. “It is an ‘almost invariable assumption of the law that jurors follow their instructions,’”
and Enix provides no persuasive reason to suspect that the jurors here did otherwise. United States
v. Rasheed, 981 F.3d 187, 196 (2d Cir. 2020) (quoting Richardson v. Marsh, 481 U.S. 200, 206
(1987)).
Jenkins challenges the denial of his motion for a mistrial based on the admission of
testimony by Lieutenant Darryl Truty, a detective assigned to investigate the Maue and Szymanski
murders, as a lay opinion under Rule 701 and the denial of his motion for a new trial under Federal
Rule of Criminal Procedure 33 based on the admission of testimony regarding a post-arrest
statement made by Enix to law enforcement. We review both challenged decisions for abuse of
discretion. Rasheed, 981 F.3d at 195 (reviewing denial of mistrial for abuse of discretion); United
States v. McCourty, 562 F.3d 458, 475 (2d Cir. 2009) (reviewing denial of Rule 33 motion for
abuse of discretion).
Truty prepared a composite video combining surveillance footage from two locations
visited by Jenkins on the night of the Maue and Szymanski murders and testified that the black-
and-white video showed Jenkins returning after the murders with stains on his jeans that were
consistent with blood. Jenkins argues that Truty’s testimony did not meet the requirements of Rule
701 and thus it was error to admit it. Even if the admission of Truty’s testimony was erroneous,
any error was harmless. United States v. Garcia, 413 F.3d 201, 217 (2d Cir. 2005) (evaluating
admission of opinion testimony under Rule 701 for harmless error); see also United States v.
Apuzzo, 555 F.2d 306, 308 (2d Cir. 1977) (evaluating failure to grant a mistrial for harmless error).
The evidence of Jenkins’s guilt with respect to the murders was overwhelming, and Truty’s
testimony about the stains was cumulative of eyewitness testimony by Rene Faulkner that Jenkins
returned from the South Buffalo clubhouse with blood on his jeans. We therefore affirm the district
court’s denial of Jenkins’s motion for a mistrial based on the admission of Truty’s testimony.
With respect to the second challenge, Jenkins argues that the admission of a post-arrest
statement by Enix thanking law enforcement for “getting the guy” who murdered Maue and
Szymanski via the testimony of a federal agent and Enix himself constituted a manifest injustice,
7
and thus that the district court erred by denying Jenkins’s motion for a new trial pursuant to Federal
Rule of Criminal Procedure 33. Rule 33 allows a court to order a new trial “if the interest of justice
so requires.” Fed. R. Crim. P. 33(a). A court evaluating a Rule 33 motion must “examine the
entire case, take into account all facts and circumstances, and make an objective evaluation,
keeping in mind that the ultimate test for such a motion is whether letting a guilty verdict stand
would be a manifest injustice.” United States v. Landesman, 17 F.4th 298, 330 (2d Cir. 2021)
(internal quotation marks omitted). Jenkins argued below that he was prejudiced by this testimony
because an inculpatory statement by a co-defendant would be given special weight by the jury and
because, had he known that the statement would be introduced, he would have pursued severance
or an alternative trial strategy. The district court correctly rejected these arguments. First, as the
district court noted, the evidence of Jenkins’s guilt was overwhelming. Further, the district court
instructed the jury to consider the statement only with respect to Enix’s state of mind and not for
the truth of who killed Maue and Szymanski, and Jenkins provides no persuasive reason to believe
that the jury failed to follow this direction. See Rasheed, 981 F.3d at 196. Finally, the district
court correctly rejected Jenkins’s argument that he was unfairly surprised by the admission of the
statement and thus lost the opportunity to pursue an individual defense strategy because the
admissibility of Enix’s statement was litigated well before trial. Accordingly, the district court did
not abuse its discretion in denying Jenkins’s Rule 33 motion.
III. Pirk’s right to be present during the May 1, 2018, in-chambers conference
Pirk argues that his Fifth and Sixth Amendment rights to be present at all stages of his trial
were violated when the district court held a conference in chambers with a court security officer
(“CSO”) and counsel for Enix and the government regarding a comment made by a juror to the
CSO. “A defendant in a criminal case has the right to be present at ‘every trial stage.’” United
States v. Collins, 665 F.3d 454, 459 (2d Cir. 2012) (quoting Fed. R. Crim. P. 43(a)(2)). Although
the “constitutional right to presence is rooted to a large extent in the Confrontation Clause of the
Sixth Amendment, [the Supreme Court has] recognized that this right is protected by the Due
Process Clause in some situations where the defendant is not actually confronting witnesses or
evidence against him.” United States v. Gagnon, 470 U.S. 522, 526 (1985) (internal citation
omitted). “The Due Process Clause applies in lieu of the Sixth Amendment in situations where
the defendant is not specifically confronting witnesses or evidence against him.” United States v.
Jones, 381 F.3d 114, 121 (2d Cir. 2004). Instead, “a defendant has a due process right to be present
at a proceeding whenever his presence has a relation, reasonably substantial, to the fulness of his
opportunity to defend against the charge.” Gagnon, 470 U.S. at 526 (internal quotation marks
omitted). The presence of a defendant “is a condition of due process to the extent that a fair and
just hearing would be thwarted by his absence, and to that extent only.” Id. (internal quotation
marks omitted).
As an initial matter, the in-chambers conference involved only the questioning of a CSO
concerning a remark a juror made to the CSO and therefore did not implicate Pirk’s ability (or lack
thereof) to confront witnesses or evidence against him, that is, his Sixth Amendment confrontation
right. Nor did Pirk’s absence from the conference relate, in a reasonably substantial way, to the
fulness of Pirk’s ability to defend the charges against him, that is, to his Fifth Amendment due
process right. Pirk relies on cases involving a trial judge’s ex parte communication with one or
more jurors. Ex parte communications between judge and juror are particularly fraught because
they “may unintentionally ‘drift’ into a supplemental instruction, for which the defendant has a
8
well-established right to be present.” Collins, 665 F.3d at 460 (internal citations omitted).
“Furthermore, unexpected questions or comments can generate unintended and misleading
impressions of the judge’s subjective personal views.” Id. (internal quotation marks and alteration
omitted). Here, however, there was no ex parte communication between the district court and any
jurors, and so the concerns motivating the outcomes in these cases—avoiding ex parte
supplemental instructions to the jury and preventing the jury from forming an impression of the
judge’s personal views—are not present. The district court therefore did not err in holding the
May 1, 2018, in-chambers conference.
IV. The denial of Pirk’s transfer motion
Pirk next argues that the district court erred by denying his motion for an intra-district
transfer of the location of his trial from Buffalo to Rochester. We disagree. Federal Rule of
Criminal Procedure 18 provides that “[t]he court must set the place of trial within the district with
due regard for the convenience of the defendant, any victim, and the witnesses, and the prompt
administration of justice.” The Advisory Committee notes to the 1966 amendment to Rule 18 also
contemplate prejudice to the defendant as grounds for an intra-district transfer. Fed. R. Crim. P.
18 advisory committee’s notes to 1966 amendment.
We find no abuse of discretion in the district court’s careful weighing of the relevant factors
and resulting denial of Pirk’s transfer motion. Cf. United States v. Maldonado-Rivera, 922 F.2d
934, 966–67 (2d Cir. 1990) (reviewing a motion to transfer brought pursuant to Federal Rule of
Criminal Procedure 21(a) based on adverse publicity for abuse of discretion). The district court
acknowledged that “in the Buffalo area, pretrial press coverage of this case has been significant
during various periods of time” but reasonably concluded that the sizable population in the Buffalo
division, the years that had elapsed between the bulk of the potentially prejudicial press coverage
and the trial, and careful voir dire would dilute any prejudicial effect. Joint App’x at 2606–09.
Nor do we accept Pirk’s argument that the district court underweighted the likely effect of holding
such a substantial trial in Buffalo on her own docket. 6 The district court therefore did not abuse
its discretion in denying Pirk’s transfer motion.
V. Multiplicity challenges
Pirk argues that his convictions for Counts 5 and 6, § 924(j) convictions based on the
murders in aid of racketeering of Maue and Szymanski, respectively, are multiplicitous and must
therefore be vacated. “An indictment is multiplicitous when it charges a single offense as an
offense multiple times, in separate counts, when, in law and fact, only one crime has been
committed.” United States v. Kerley, 544 F.3d 172, 178 (2d Cir. 2008) (internal quotation marks
omitted). We have held that the “appropriate unit of prosecution under § 924(c)(1) is the predicate
6
Similarly, the district court appropriately took account of the preferences of the other defendants and their
counsel, all of whom (except Pirk and Jenkins) expressed a strong preference for trying the case in Buffalo. Pirk
argues that doing so was error because these defendants had pleaded guilty before the district court issued its written
Decision and Order. But the district court’s January 15, 2018, written Decision and Order simply memorialized the
district court’s reasoning for its May 9, 2017, oral denial of Pirk’s motion. At the time that the district court orally
denied Pirk’s motion, these other defendants had not yet pleaded guilty, and so it was reasonable at that time for the
district court to consider their preferences.
9
offense (i.e., the ‘crime of violence’) rather than the number of firearms.” United States v. Mejia,
545 F.3d 179, 204–05 (2d Cir. 2008). Here, Counts 5 and 6 are predicated on separate offenses—
namely, the murders of two victims, charged as separate offenses in Counts 3 and 4. Although
Pirk emphasizes that the murders happened “within seconds” of each other, Pirk Br. at 66, such
temporal proximity does not collapse the two murders into a single crime. See Mejia, 545 F.3d at205–06 (rejecting multiplicity challenge to three separate § 924(c) charges based on two shooting
incidents that injured three individuals).
VI. Enix’s procedural reasonableness challenge
Next, Enix argues that the district court erred by considering the Maue and Szymanski
homicides as part of the nature and circumstances of Enix’s offense under 18 U.S.C. § 3553(a).
The district court agreed with Enix that the murders were not “relevant conduct” under U.S.S.G.
§ 1B1.3 for purposes of calculating Enix’s advisory Guidelines range. During its consideration of
the § 3553(a) factors at Enix’s sentencing, however, the district court noted that Enix led a “violent
motorcycle gang” and that it was “not surprising . . . that, ultimately, at the end of the day, two
individuals end up being killed execution style in the back of the North Tonawanda clubhouse.”
Joint App’x at 19803–04. Enix contends that, once the district court determined that the homicides
were not “relevant conduct” within the meaning of U.S.S.G. § 1B1.3, the district court was not
allowed to consider the homicides in its analysis of the § 3553(a) factors. We disagree.
Although the concept of “relevant conduct” constrains a district court’s ability to consider
certain conduct in calculating a defendant’s Guidelines range, a “district court may make its own
evaluation of the characteristics of the defendant, and the need of the sentence to punish, deter,
and protect the public.” United States v. Wernick, 691 F.3d 108, 119 (2d Cir. 2012). A finding
that certain acts “are not technically ‘relevant conduct’ to the specific offense charged . . . does not
imply that those acts are not highly relevant (in a non-technical sense) to the district court’s
evaluation.” Id. The district court therefore did not err by considering the homicides during Enix’s
sentencing.
VII. Pirk and Jenkins’s Davis challenge to Count 2
Finally, we vacate Pirk’s and Jenkins’s convictions on Count 2 for violations of 18 U.S.C.
§ 924(c) predicated on Count 1’s RICO conspiracy. The government consents to vacatur of these
convictions in light of our recent decision in United States v. Capers, 20 F.4th 105 (2d Cir. 2021),
in which we held that RICO conspiracy is not categorically a crime of violence and thus cannot
serve as a predicate for a conviction under § 924(c), id. at 120.
* * *
For the reasons stated above, and in the concurrently filed opinion, the judgment of the
district court is AFFIRMED IN PART and VACATED IN PART, and the case is REMANDED
to the district court for further proceedings consistent with this order.
FOR THE COURT:
Catherine O’Hagan Wolfe, Clerk
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