Long v. Quorum Health Resources, L.L.C. ( 2015 )

14-1998-cv
Long v. Quorum Health
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
SUMMARY ORDER
Rulings by summary order do not have precedential effect. Citation to a summary order filed on or
after January 1, 2007, is permitted and is governed by Federal Rule of Appellate Procedure 32.1 and
this court’s Local Rule 32.1.1. When citing a summary order in a document filed with this court, a
party must cite either the Federal Appendix or an electronic database (with the notation “summary
order”). A party citing a summary order must serve a copy of it on any party not represented by
counsel.
At a stated Term of the United States Court of Appeals for the Second Circuit, held at the
Thurgood Marshall United States Courthouse, at 40 Foley Square, in the City of New York, on
the 22nd day of January, two thousand fifteen.
Present: ROBERT A. KATZMANN,
Chief Judge,
AMALYA L. KEARSE,
REENA RAGGI,
Circuit Judges.
________________________________________________
RAYMOND A. LONG, M.D.,
Plaintiff-Appellant,
v. No. 14-1998-cv
QUORUM HEALTH RESOURCES, L.L.C. and NORTHWESTERN
MEDICAL CENTER, INC.,
Defendants-Appellees.
________________________________________________
For Plaintiff-Appellant: JUDD BURSTEIN, Judd Burstein, P.C., New York, NY.
For Defendants-Appellees: RACHEL M. WERTHEIMER (Karen Frink Wolf, on the brief),
Verrill Dana, LLP, Portland, ME.
Appeal from the United States District Court for the District of Vermont (Sessions, J.).
ON CONSIDERATION WHEREOF, IT IS HEREBY ORDERED, ADJUDGED,
and DECREED that the judgment of the district court be and hereby is AFFIRMED.
Plaintiff-Appellant Dr. Raymond A. Long appeals from a final order entered on May 6,
2014 by the United States District Court for the District of Vermont (Sessions, J.), which granted
the defendants’ motion to dismiss both his libel and tortious interference claims and denied his
motion for leave to amend. We assume the parties’ familiarity with the relevant facts, the
procedural history, and the issues presented for review.
“We review de novo a district court’s dismissal of a complaint under Rule 12(b)(6),”
taking “all factual allegations as true and draw[ing] all reasonable [factual] inferences in favor of
the plaintiff.” Metz v. U.S. Life Ins. Co. in the City of N.Y., 662 F.3d 600, 602 (2d Cir. 2011) (per
curiam) (internal quotation marks omitted). We review for abuse of discretion the district court’s
denial of plaintiff’s motion for leave to amend. See McCarthy v. Dun & Bradstreet Corp., 482
F.3d 184, 200 (2d Cir. 2007). “However, if the denial of leave to amend is based upon a legal
interpretation [such as futility], we review it de novo.” Gorman v. Consol. Edison Corp., 488
F.3d 586, 592 (2d Cir. 2007).
On appeal, Dr. Long argues that the district court erred in granting the defendants’
motion to dismiss on the two alternative grounds that his suit was barred by res judicata and that
he invited the harm. We affirm on the basis that Dr. Long invited the harm. The parties do not
dispute the following facts: (1) Dr. Long petitioned the Secretary of the Department of Health
and Human Services (“HHS”) to investigate a 2004 adverse action report (“AAR”) filed by the
defendants against him; (2) pursuant to HHS rules, Dr. Long first requested that Defendant-
Appellee Northwestern Medical Center voluntarily void the AAR; (3) the Medical Center
responded by declining to voluntarily void the AAR; and (4) when given the opportunity, Dr.
Long did not withdraw his HHS petition despite the fact that HHS informed him that it might
request additional information from the Medical Center and, if his claim ultimately proved
unsuccessful, a notation would be added to the AAR.
2
Dr. Long argues that, even on these facts, defendants are not entitled to the absolute
defense of invited harm because: (1) he could not have anticipated that HHS would request
allegedly defamatory documents from the Medical Center and that the Medical Center would
transmit these documents to HHS; (2) Vermont has not expressly adopted the doctrine of invited
harm; and (3) even if Vermont were to adopt the defense of invited harm, Dr. Long’s request for
HHS review would fall within an exception to that defense. We disagree.
First, the inference that Dr. Long would have us draw—that he could not have anticipated
the transmission of documents by the Medical Center to HHS— is unreasonable. Before
petitioning HHS, Dr. Long expressly requested that the Medical Center admit its error and void
the AAR, and the Medical Center refused. That the Medical Center might be asked by HHS for
information that Dr. Long considered defamatory was made clear to him in a letter from HHS
stating, “[i]f we need additional information, the assigned Disputes Resolution Manager may
contact you and/or the entity that filed the report under review.” J.A. 42.
Second, there is no reason to assume that the Vermont Supreme Court would not apply
the doctrine of invited harm. The doctrine of invited harm is merely a variant of the
well-established rule that consent is an absolute defense to defamation, and, moreover, the
Vermont Supreme Court has regularly relied on the Restatement of Torts in defamation cases,
even favoring the Restatement over its own precedent. See, e.g., O’Connor v. Donovan, 48 A.3d
584, 594 (Vt. 2012) (relying on the Restatement (Second) of Torts in the defamation context);
Lancour v. Herald & Globe Ass’n, 17 A.2d 253, 257 (Vt. 1941) (relying on the Restatement of
Torts for the legal proposition that the publisher of a libelous statement is responsible to the
party libeled even if it names the author of that statement, prior Vermont case law “to the
contrary notwithstanding”).
3
Third, this case does not implicate the exception to the doctrine of invited harm contained
in the Restatement (Second) of Torts § 584 for an “honest inquiry or investigation by the person
defamed to ascertain the existence, source, content or meaning of a defamatory publication.” Dr.
Long was aware of the source and content of the Medical Center’s allegedly defamatory
documents and had already received a sizeable settlement as a result. To permit Dr. Long to
petition HHS to review the AAR and then sue the Medical Center for transmitting the same
allegedly defamatory statements in response to the resulting request by HHS, would permit an
end run around the prior settlement agreement.
Accordingly, we conclude that the district court did not err in dismissing this case on the
grounds of invited harm and we decline to consider the district court’s alternative holding that
the present case was also barred by res judicata. Finally, we also affirm the district court’s denial
of Dr. Long’s motion for leave to amend for substantially the same reasons that Judge Sessions
articulated in his thorough and well-reasoned decision.
We have considered Dr. Long’s remaining arguments and find them to be without merit.
For the reasons given, we AFFIRM the judgment of the district court.
FOR THE COURT:
CATHERINE O’HAGAN WOLFE, CLERK
4