DLJ Mortgage Capital Inc. v. Halifax Group, LLC , 456 F. App'x 30 ( 2012 )


Menu:
  •      11-668-cv (L)
    DLJ Mortg. Capital Inc. v. Kontogiannis
    UNITED STATES COURT OF APPEALS
    FOR THE SECOND CIRCUIT
    SUMMARY ORDER
    RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER FILED
    ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF APPELLATE
    PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER IN A
    DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN
    ELECTRONIC DATABASE (WITH THE NOTATION “SUMMARY ORDER”). A PARTY CITING A SUMMARY ORDER MUST
    SERVE A COPY OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL.
    1            At a stated term of the United States Court of Appeals
    2       for the Second Circuit, held at the Daniel Patrick Moynihan
    3       United States Courthouse, 500 Pearl Street, in the City of
    4       New York, on the 18th day of January, two thousand twelve.
    5
    6       PRESENT: DENNIS JACOBS,
    7                              Chief Judge,
    8                PIERRE N. LEVAL,
    9                DEBRA ANN LIVINGSTON,
    10                              Circuit Judges.
    11
    12       - - - - - - - - - - - - - - - - - - - -X
    13       DLJ Mortgage Capital Inc.,
    14                Plaintiff-Appellee,
    15
    16                    -v.-                                        11-668-cv (Lead)
    17                                                                11-785-cv (Con)
    18
    19       Halifax Group, LLC and Plaza Real
    20       Estate Holdings Inc.
    21                Defendants-Third-Party-
    22                Plaintiffs-Appellants
    23
    24                    and
    25
    26       Georgia Kontogiannis; Lisa Dipinto
    27       a/k/a Lisa Kontogiannis, a/k/a Lisa
    28       Pollatos; Annette Apergis; Chloe
    29       Kontogiannis; Adam Dipinto; Elias
    30       Apergis; Edgewater Development, Inc.;
    31       Loring Estates LLC; Parkview Financial
    32       Center, Inc., d/b/a Parkview
    33       Financial, Inc., d/b/a Parkview
    1
    1   Center, Inc.; Bond & Walsh
    2   Construction Co.; and Interamerican
    3   Mortgage Corp.
    4            Defendants-Appellants
    5
    6            and
    7
    8   Thomas Kontogiannis; John T. Michael;
    9   Jonathan Rubin; Michael A. Gallan,
    10   Esq.; Ted Doumazios, Esq.; Thomas F.
    11   Cusack III, Esq.; Stephen P. Brown,
    12   Esq.; Stephen A. Martini; Carmine
    13   Cuomo; Coastal Capital Corp., d/b/a
    14   The Mortgage Shop, d/b/a Clearlight
    15   Mortgage; Group Kappa Corp.; Clear
    16   View Abstract LLC; Triumph Abstract
    17   Inc.; Washington Title Ins. Co.,
    18   Inc.; Chicago Title Ins. Co., Inc.;
    19   United General Title Ins. Co, Inc.;
    20   Does 1 through 100
    21            Defendants
    22
    23            -v.-
    24
    25   Federal Deposit Insurance Corp., as
    26   Receiver for Washington Mutual Bank
    27            Third-Party Defendant-
    28            Appellee.*
    29   - - - - - - - - - - - - - - - - - - - -X
    30
    31   FOR DEFENDANTS-THIRD-PARTY-
    32   PLAINTIFFS-APPELLANTS:            Paul B. Bergman, Esq., Paul
    33                                     B. Bergman, P.C., New York,
    34                                     NY.
    35
    36   FOR DEFENDANTS-APPELLANTS:        Ronald Edward DePetris,
    37                                     DePetris & Bachrach, LLP,
    38                                     New York, NY.
    39
    40   FOR PLAINTIFF-APPELLEE:           John P. Amato, Hahn &
    41                                     Hessen LLP, New York, NY.
    *
    The Clerk of Court is directed to amend the official
    caption as shown above.
    2
    1   FOR THIRD-PARTY-DEFENDANT-
    2   APPELLEE:                             Alan Todd Gallanty, Gary
    3                                         Hoppe, and Daniel S.
    4                                         Kokhba, Kantor, Davidoff,
    5                                         Wolfe, Mandelker, Twomey &
    6                                         Gallanty, P.C., New York,
    7                                         NY; and Colleen J. Boles,
    8                                         Assistant General Counsel;
    9                                         Lawrence H. Richmond,
    10                                         Senior Counsel; Michelle
    11                                         Ognibene, Counsel, Federal
    12                                         Deposit Insurance
    13                                         Corporation, Arlington, VA.
    14
    15          Appeal from a judgment of the United States District
    16   Court for the Southern District of New York (Swain, J.).
    17
    18          UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED,
    19   AND DECREED that this appeal is DISMISSED.
    20
    21          Defendants-Third-Party-Plaintiffs-Appellants1 and
    22   Defendants-Appellants2 (collectively “Appellants”) appeal
    23   the District Court’s decision (1) dismissing the
    24   interpleader complaint against Third-Party-Defendant-
    25   Appellee Federal Deposit Insurance Corporation (“the FDIC”)
    1
    Halifax Group, LLC and Plaza Real Estate Holdings
    Inc.
    2
    Georgia Kontogiannis; Lisa Dipinto a/k/a Lisa
    Kontogiannis, a/k/a Lisa Pollatos; Annette Apergis; Chloe
    Kontogiannis; Adam Dipinto; Elias Apergis; Edgewater
    Development, Inc.; Loring Estates LLC; Parkview Financial
    Center, Inc., d/b/a Parkview Financial, Inc., d/b/a Parkview
    Center, Inc.; Bond & Walsh Constr. Co.; and Interamerican
    Mortgage Corp.
    3
    1    and (2) remanding the case to the New York Supreme Court.
    2    We assume the parties’ familiarity with the underlying
    3    facts, the procedural history of the case, and the issues on
    4    appeal.
    5    [1] We lack jurisdiction to consider the appeal of the
    6    remand order. Except in specified civil rights cases, “[a]n
    7    order remanding a case to the State court from which it was
    8    removed is not reviewable on appeal or otherwise.”   28
    9    U.S.C. § 1447(d).   Thus, Section 1447(d) generally precludes
    10   appellate jurisdiction of a remand order when the remand is
    11   for lack of subject-matter jurisdiction or for defects in
    12   the removal procedure.   Powerex Corp. v. Reliant Energy
    13   Servs., Inc., 
    551 U.S. 224
    , 229 (2007).
    14       The remand in this case was for lack of subject-matter
    15   jurisdiction.   The District Court explained that once it
    16   dismissed the interpleader complaint against the FDIC
    17   (because the FDIC had been improperly made a party to the
    18   litigation), the statutory provision that supported federal
    19   jurisdiction was no longer satisfied and “should not be
    20   construed to support continued federal subject matter
    21   jurisdiction of the remaining parties’ state law claims
    22   inter se.”   DLJ Mortg. Capital, Inc. v. Kontogiannis, No. 10
    23   Civ. 9092(LTS), 
    2011 WL 611836
    , *3 (S.D.N.Y. Feb. 17, 2011).
    4
    1        Appellants argue that the remand was pursuant to the
    2    District Court’s election to forgo supplemental jurisdiction
    3    and that a remand based on such a decision is reviewable.
    4    See Carlsbad Tech., Inc. v. HIF Bio, Inc., 
    556 U.S. 635
    , 129
    
    5 S. Ct. 1862
    , 1866-67 (2009).   They rely on the following
    6    statement in the District Court opinion: “In that the
    7    remaining claims arise under state law and there is no
    8    independent basis for federal jurisdiction, the Court also
    9    declines pursuant to 28 U.S.C. § 1367(c) to exercise any
    10   supplemental jurisdiction it may have of those claims.”     DLJ
    11   Mortg. Capital, Inc., 
    2011 WL 611836
    at *3.     This sentence
    12   signifies only that the District Court would not have
    13   exercised “any supplemental jurisdiction it may have [had]
    14   of those claims,” 
    id. (emphasis added),
    not that it had
    15   supplemental jurisdiction and was declining to exercise it.
    16   Evidently for that reason, the District Court undertook no
    17   analysis to determine whether it had supplemental
    18   jurisdiction.   See 28 U.S.C. § 1367(c).
    19       In any event, the District Court’s remand could be
    20   “colorably characterized” as for lack of subject-matter
    21   jurisdiction.   Powerex 
    Corp., 551 U.S. at 234
    .     Accordingly,
    22   “appellate review is barred by § 1447(d).”    
    Id. 23 [2]
    We also lack jurisdiction over the dismissal of the
    24   interpleader complaint against the FDIC.     In Powerex Corp.,
    5
    1    the Supreme Court concluded the court of appeals lacked
    2    jurisdiction of an appeal from a decision denying sovereign
    3    immunity and remanding the case, including jurisdiction to
    4    decide merely “the substantive issues of law that preceded
    5    the remand 
    order.” 551 U.S. at 228
    ; accord 
    id. at 227-228,
    6    232-34, 237-39.
    7        Here too, Appellants appeal the District Court’s
    8    substantive decision that the case was not properly in
    9    federal court (and the resulting remand).   Under Powerex
    10   Corp., however, we lack jurisdiction to review that
    11   decision.   See 
    id. at 238-39
    (cautioning courts of appeals
    12   that they “must take that jurisdictional prescription
    13   seriously, however pressing the merits of the appeal might
    14   seem.”)
    15
    16       We have considered all of the additional arguments and
    17   find them to be without merit.    Accordingly, we DISMISS this
    18   appeal for lack of subject-matter jurisdiction.
    19
    20                               FOR THE COURT:
    21                               Catherine O’Hagan Wolfe, Clerk
    22
    6
    

Document Info

Docket Number: 11-668-cv (Lead), 11-785-cv (Con)

Citation Numbers: 456 F. App'x 30

Judges: Jacobs, Leval, Livingston

Filed Date: 1/18/2012

Precedential Status: Non-Precedential

Modified Date: 11/5/2024