Ahmed v. Dragovich , 297 F.3d 201 ( 2002 )


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  •                                                                                                                            Opinions of the United
    2002 Decisions                                                                                                             States Court of Appeals
    for the Third Circuit
    6-10-2002
    Ahmed v. Dragovich
    Precedential or Non-Precedential: Precedential
    Docket No. 01-1587
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    Recommended Citation
    "Ahmed v. Dragovich" (2002). 2002 Decisions. Paper 336.
    http://digitalcommons.law.villanova.edu/thirdcircuit_2002/336
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    PRECEDENTIAL
    Filed June 10, 2002
    UNITED STATES COURT OF APPEALS
    FOR THE THIRD CIRCUIT
    No. 01-1587
    ALI AHMED (HIRAM MCGILL)
    v.
    DRAGOVICH, SUPERINTENDENT;
    CORRECTIONS SECRETARY HORN;
    SROMOVSKI, CORRECTIONS OFFICER;
    EICHENBERG, SGT.;
    MAHALLY, LT.
    Ali Ahmed,
    Appellant
    On Appeal from the United States District Court
    for the Eastern District of Pennsylvania
    (D.C. Civil No. 98-cv-02548)
    District Judge: Hon. Anita B. Brody
    Argued: December 17, 2001
    Before: SLOVITER and McKEE, Circuit Judges and
    HAYDEN,* District Judge
    (Filed: June 10, 2002)
    _________________________________________________________________
    * Hon. Katharine S. Hayden, United States District Judge for the District
    of New Jersey, sitting by designation.
    Wendy Beetlestone (Argued)
    Schnader, Harrison, Segal & Lewis
    Philadelphia, PA 19103
    Attorney for Appellant
    Howard G. Hopkirk (Argued)
    Office of the Attorney General
    of Pennsylvania
    Harrisburg, PA 17120
    Attorney for Appellees
    OPINION OF THE COURT
    SLOVITER, Circuit Judge.
    Ali Ahmed, a former Pennsylvania prison inmate, appeals
    the District Court’s February 13, 2001 order denying his
    motion to amend his complaint against two state prison
    officers alleging excessive force. The District Court had
    previously dismissed Ahmed’s complaint on June 26, 2000
    on the ground that he had failed to exhaust administrative
    remedies prior to commencing suit, as required by the
    Prison Litigation Reform Act ("PLRA"), 42 U.S.C. S 1997e(a)
    (2001). Although the statute of limitations on Ahmed’s
    claim had expired, the District Court dismissed Ahmed’s
    complaint without prejudice. Because of the expiration of
    the statute of limitations, the District Court’s order was a
    final and appealable order which Ahmed failed to timely
    appeal. As will be developed hereafter, we are accordingly
    without jurisdiction to rule on the issues decided in the
    June 26 order. We are not under a similar limitation with
    respect to consideration of the new issues decided in the
    February 13 order, which Ahmed timely appealed. 1
    _________________________________________________________________
    1. We express our appreciation to counsel for the appellant who was
    appointed in the District Court to represent Ahmed, who was pro se, and
    who continued her representation on appeal. Counsel is associated with
    the law firm of Schnader, Harrison, Segal & Lewis LLP, whose attorneys
    have consistently volunteered to represent pro se inmates in appeals at
    the request of this court. See, e.g., Booth v. Churner, 
    206 F.3d 289
    , 291
    n.1 (3d Cir. 2000), aff ’d, 
    532 U.S. 731
     (2001).
    2
    I.
    FACTS AND PROCEDURAL POSTURE
    According to Ahmed’s complaint, filed pursuant to 42
    U.S.C. S 1983, Officers Sromovski and Eichenberg
    assaulted him in his cell on April 3, 1998, while he was
    incarcerated at the State Correctional Institution at
    Mahanoy.2 Following this incident, Officer Sromovski filed a
    prison misconduct charge against Ahmed for assaulting an
    officer. The misconduct charge was filed pursuant to the
    Pennsylvania Department of Corrections’ Inmate
    Disciplinary and Restricted Housing Procedures, DC-ADM
    801, under which prison officials may charge inmates with
    violations of prison rules. See, e.g., Ray v. Kertes, 
    285 F.3d 287
    , 290 (3d Cir. 2002). Inmates may appeal
    determinations of culpability through a process of
    administrative review. 
    Id. at 291
    .
    According to Sromovski, after Ahmed’s cell door was
    accidently opened, Ahmed charged Sromovski, yelling an
    obscenity. Pending a hearing on the incident, Ahmed was
    confined to his cell. At the hearing, which took place on
    April 6, 1998, he was found guilty. Ahmed filed an appeal
    from that determination to the Program Review Committee
    on April 7, 1998. On April 9, the Program Review
    Committee sustained the decision of the hearing examiner
    on Ahmed’s misconduct charge. Ahmed appealed that
    determination on April 13 to the superintendent, who
    upheld the charge in a decision dated April 14.
    The matter also proceeded through the system within the
    prison designed to address inmate-initiated grievances. On
    April 8, Ahmed filed a claim regarding the April 3 incident
    pursuant to DC-804, the Consolidated Inmate Grievance
    Review System. Under the Grievance Review System, prison
    administrators investigate and attempt to resolve inmate
    grievances. At the conclusion of an investigation, a
    grievance officer provides the inmate with an Initial Review
    _________________________________________________________________
    2. The facts of this dispute are set forth fully in the District Court’s
    opinion reported as Ahmed v. Sromovski, 
    103 F. Supp. 2d 838
     (E.D. Pa.
    2000), and need not be repeated here.
    3
    Response, which includes "a brief rationale, summarizing
    the conclusions and any action taken or recommended to
    resolve the issues raised in the grievance." DC-ADM 804
    VI(B)(4), App. at 150. Inmates may appeal Initial Review
    Responses through two additional levels of administrative
    review.
    On April 23, 1998, a grievance officer completed an Initial
    Review Response to Ahmed’s April 8 grievance outlining the
    substance of the officer’s interviews and the written reports
    filed in the matter. According to the grievance officer, "You
    [Ahmed] stated you had numerous injuries but when seen
    by Medical no injuries were noted." App. at 266. The officer
    observed that "[y]our witnesses did little to help you," and
    concluded "[m]y biggest doubt of your allegations, how do
    you get punched in the face and pushed against a table
    and the RN who checked you stated that you have no
    injuries." App. at 266. Although the grievance officer
    expressed no clear result in that decision, the clear
    implication is that he had concluded no further action was
    warranted. Ahmed did not appeal the Initial Review
    Response within five days, as required by DC-ADM 804
    VI(C)(1), which provides for appeal "within five (5) days from
    the date of receipt by the inmate of the Initial Review
    decision. The inmate must appeal in this manner prior
    to seeking Final Review." App. at 150 (emphasis in
    original).
    On April 14, 1998, before completion of the Initial Review
    Response, Ahmed received a letter from the Superintendent
    of Prisons placing Ahmed on "restricted access to the
    grievance system." App. at 271. Restricted access, which is
    authorized under DC-ADM 804 V(C), "limited [Ahmed] to
    filing one grievance per month." App. at 271. This action
    was taken because prison authorities had determined
    Ahmed had filed numerous frivolous grievances. According
    to the Superintendent’s letter, Ahmed filed eighteen
    grievances from June 13, 1997 to April 9, 1998, or 4.4% of
    all prisoner grievances brought in that time frame.
    Although Ahmed concedes he often used the grievance
    procedures and was familiar with the prison’s procedures
    governing grievances, he contends that he was hampered in
    any appeal of the Initial Review Response because he did
    4
    not have a copy in his cell of the handbook containing DC-
    ADM 804’s provisions. Br. of Appellant at 12. Ahmed also
    argues that he believed the grievance restriction precluded
    him from filing an appeal in April, although the letter
    placing him on grievance restriction referred only to the
    "filing" of grievances. However, he does not contend he was
    unaware of the relevant provisions nor does he explain why,
    if he believed he could not file an appeal of the Initial
    Review in April, he did not attempt to do so in the next
    month which would have been permitted under the one
    grievance per month restriction.
    In addition to filing his grievance, Ahmed submitted a
    request on May 22, 1998 to the Schuylkill County District
    Attorney’s office to file a criminal complaint against
    Sromovski and Eichenberg. The prosecutor’s office referred
    the matter to the Pennsylvania Department of Corrections
    Office of Professional Responsibility. That office sent the
    complaint back to S.C.I. Mahanoy, Ahmed’s place of
    incarceration, where the prison authorities prepared a
    report dated June 26, 1998. According to that report,
    "Inmate Ahmed’s allegations against CO Sromovski are
    clearly contradicted by the staff reports of the incident."
    App. at 276. The report concluded that "[b]ased on the
    reports submitted by the staff involved in the incident and
    Ahmed’s refusal to cooperate with the investigation,. . . no
    further action is necessary in this case." App. at 276. After
    reviewing the report, the Pennsylvania Department of
    Corrections Office of Professional Responsibility
    "determined the investigation satisfactory." App. at 298.
    Ahmed first filed an application to proceed in forma
    pauperis on a S 1983 complaint against Sromovski,
    Eichenberg and their supervisors in the United States
    District Court for the Eastern District of Pennsylvania on
    May 18, 1998. Although his initial attempts were rejected
    as deficient, Ahmed eventually complied with the filing and
    fee requirements, and on July 29, 1998, the District Court
    granted his motion to proceed in forma pauperis. Ahmed’s
    pro se complaint was filed with the District Court the same
    day. The complaint alleged that Sromovski and Eichenberg
    violated his Eighth Amendment rights. The defendants (also
    referred to collectively as the "Commonwealth"), represented
    5
    by the state Attorney General, moved on September 14,
    1998 to dismiss Ahmed’s complaint for failure to allege
    exhaustion.
    Two days later, Ahmed filed an administrative appeal
    under DC-ADM 804 from the April 23, 1998 Initial Review
    Response. It is unclear whether Ahmed’s appeal was in
    response to the Commonwealth’s motion raising the
    exhaustion issue. In any event, his appeal was swiftly
    denied as untimely by the prison superintendent, who
    observed, "You have five days in which to file your appeal
    with this office and it is now five months later." App. at
    272. Ahmed immediately appealed that determination to
    the Chief Hearing Examiner, the final level of review
    provided for by the DC-804 grievance procedures. That
    appeal was rejected on the same ground. The District Court
    denied the defendants’ motion to dismiss on January 29,
    1999.
    A year later, this court decided Nyhuis v. Reno , 
    204 F.3d 65
     (3d Cir. 2000), holding that the exhaustion requirement
    of the PLRA set forth in 42 U.S.C. S 1997e(a) means "that
    no action shall be brought in federal court until such
    administrative remedies as are available have been
    exhausted." 
    Id. at 78
    . The Commonwealth then filed a
    supplemental motion3 for summary judgment in light of
    Nyhuis addressing Ahmed’s failure to exhaust. The District
    Court, citing Nyhuis, reconsidered its January 29, 1999
    order denying the Commonwealth’s motion to dismiss and
    dismissed Ahmed’s complaint on June 26, 2000,4 for failure
    to exhaust administrative remedies prior to filing suit under
    the PLRA. The court designated that dismissal as without
    prejudice. Ahmed, 
    103 F. Supp. 2d at 846
    .
    By then, specifically by April 3, 2000, the statute of
    limitations on Ahmed’s S 1983 claim had expired, as it was
    more than two years since the incident that is the subject
    _________________________________________________________________
    3. The Commonwealth had previously filed a motion for summary
    judgment on the merits, which was still pending.
    4. The June order was decided on June 26, 2000, filed on June 27,
    2000, and entered on June 28, 2000. We refer to it as the June 26
    order. It is reported at Ahmed v. Sromovski, 
    103 F. Supp. 2d 838
     (E.D.
    Pa. 2000).
    6
    of Ahmed’s complaint. See, e.g., Wilson v. Garcia, 
    471 U.S. 261
    , 275 (1985) ("We conclude that [S 1988] is fairly
    construed as a directive to select, in each State, the one
    most appropriate statute of limitations for allS 1983
    claims."); Knoll v. Springfield Twp. Sch. Dist., 
    763 F.2d 584
    (3d Cir. 1985) (applying, in light of Wilson v. Garcia, two
    year statute of limitations for S 1983 claims). A short time
    later, on July 2, 2000, Ahmed was released from prison. He
    filed a motion on July 31, 2000 for leave to file an amended
    complaint relating back to the date of the filing of his initial
    complaint. The District Court summarily denied Ahmed’s
    motion on February 13, 2001. Ahmed filed a notice of
    appeal from that order on March 5, 2001.
    II.
    DISCUSSION
    A.
    Exhaustion
    In addressing the merits of the District Court’s June 26
    order, the Commonwealth argues that the District Court
    correctly found that Ahmed had failed to exhaust his
    appeal of his initial grievance before filing his complaint.
    There is no dispute that Ahmed failed to file an appeal of
    his April 8, 1998 grievance to the final stages of prison
    review within the required five days and did not seek to do
    so until September of 1998, some two months after the
    District Court permitted him to proceed in forma pauperis
    on his complaint and five months after his grievance was
    denied at the initial stage. In Nyhuis, this court, after
    rejecting a futility exception to the PLRA’s exhaustion
    requirement, applied the PLRA literally. We stated:
    we are not prepared to read the amended language in
    S 1997e(a) as meaning anything other than what it says
    - i.e., that no action shall be brought in federal court
    until such administrative remedies as are available
    have been exhausted.
    7
    Nyhuis, 
    204 F.3d at 78
    .
    Although Ahmed argues that the PLRA’s exhaustion
    requirement should be interpreted to permit prisoners to
    exhaust administrative remedies after they have filed a
    complaint in federal court, the Commonwealth replies that
    the administrative procedures available within the prison
    system must be exhausted before the inmate begins the
    federal suit.5
    However plausible we might find the Commonwealth’s
    argument were we free to reach it,6 the Commonwealth has
    raised a serious challenge to our jurisdiction to do so in its
    contention that Ahmed failed to file a timely notice of
    appeal. Because this court has held that failure to exhaust
    is not a jurisdictional defect, Nyhuis, 
    204 F.3d at
    69 n.4,
    we cannot consider the exhaustion issue until we first
    reach the jurisdictional challenge. See Steel Co. v. Citizens
    for Better Env’t, 
    523 U.S. 83
    , 94 (1998). Only if we are not
    persuaded by the Commonwealth’s argument that we lack
    jurisdiction over Ahmed’s appeal would we be free to
    consider the exhaustion issue. We therefore turn to the
    jurisdiction issue.
    B.
    Failure to Timely Appeal
    The Commonwealth argues that this court lacks
    jurisdiction over Ahmed’s appeal because the District
    Court’s June 26 order dismissing the complaint was a final
    _________________________________________________________________
    5. The exhaustion requirement of the PLRA provides that:
    No action shall be brought with respect to prison conditions under
    section 1983 of this title, or any other Federal law, by a prisoner
    confined in any jail, prison, or other correctional facility until such
    administrative remedies as are available are exhausted.
    42 U.S.C. S 1997e(a).
    6. In Nyhuis, we concluded "[T]he. . . rule . . . we believe Congress
    intended is that inmates first test and exhaust the administrative
    process, and then, if dissatisfied, take the time necessary to file a timely
    federal action." Nyhuis, 
    204 F.3d at
    77 n.12.
    8
    order which Ahmed failed to timely appeal. Ahmed
    responds that the District Court’s June 26 order specified
    that the dismissal was without prejudice. Ordinarily, an
    order dismissing a complaint without prejudice is not a
    final order as long as the plaintiff may cure the deficiency
    and refile the complaint. See, e.g., Welch v. Folsom, 
    925 F.2d 666
    , 668 (3d Cir. 1991). On the other hand, if the
    plaintiff cannot cure the deficiency, an order dismissing a
    complaint without prejudice is a final and appealable order.
    Newark Branch, NAACP v. Harrison, N.J., 
    907 F.2d 1408
    ,
    1416 (3d Cir. 1990).
    The Commonwealth contends that Ahmed cannot cure
    the deficiency because a new complaint would be barred by
    the statute of limitations. This court has stated that
    although "[t]he principle is well-settled in this circuit that
    an order dismissing a complaint without prejudice is not a
    final and appealable order," that principle does not apply
    where the statute of limitations has run. 
    Id. at 1416
    ; see
    also Green v. Humphrey Elevator & Truck Co., 
    816 F.2d 877
    , 878 n.4 (3d Cir. 1987) (sustaining appellate
    jurisdiction over dismissal of complaint based on running
    of statute of limitations). This is consistent with the
    position of other courts. See, e.g., Gray v. Fid. Acceptance
    Corp., 
    634 F.2d 226
    , 227 (5th Cir. Unit B Jan. 1981)
    ("Since the district court’s order [denying plaintiffs’ timely
    motion to amend the court’s dismissal without prejudice]
    was handed down after the statute of limitations had run,
    the dismissal is a final order for purposes of appeal.").
    Ahmed does not dispute that the statute of limitations on
    his claim had expired by the time he sought to amend the
    complaint. Because the statute of limitations on Ahmed’s
    claim expired in April, 2000, the June 26, 2000 order was
    a final and appealable order notwithstanding its
    designation as without prejudice.
    Under Federal Rule of Appellate Procedure 4, a civil
    litigant must file a notice of appeal "within 30 days after the
    judgment or order appealed from is entered." Fed. R. App.
    P. 4(a)(1)(A). Ahmed would have had to file a notice of
    appeal of the District Court’s June 26 order by July 28,
    2000 or file a timely motion in the District Court for an
    extension of time. All parties agree that Ahmed did not file
    9
    a notice of appeal by July 28, 2000 nor did he seek an
    extension.
    However, Ahmed argues that if he had been given leave
    to amend, which he proposed in his July 31 motion to
    amend, the amendments would have related back to the
    date of the original complaint, thereby enabling the
    complaint to avoid the bar of the statute of limitations.
    Federal Rule of Civil Procedure 15 provides that"[a]n
    amendment of a pleading relates back to the date of the
    original pleading" under certain circumstances. Fed. R. Civ.
    P. 15(c). But if the June 26 order was a final judgment,
    Ahmed could not use Rule 15 to amend the complaint.
    Although Rule 15 vests the District Court with considerable
    discretion to permit amendment "freely . . . when justice so
    requires," Fed. R. Civ. P. 15(a), the liberality of the rule is
    no longer applicable once judgment has been entered. At
    that stage, it is Rules 59 and 60 that govern the opening of
    final judgments. Fed. R. Civ. P. 59-60. As Wright and Miller
    observe "once a judgment is entered the filing of an
    amendment [under Rule 15] cannot be allowed until the
    judgment is set aside or vacated under Rule 59 or Rule 60."
    6 Charles Alan Wright, Arthur R. Miller, & Mary Kay Kane,
    Federal Practice & Procedure, S 1489, at 692-93 (2d ed.
    1990). As those authors explain:
    To hold otherwise would enable the liberal amendment
    policy of Rule 15(a) to be employed in a way that is
    contrary to the philosophy favoring finality of
    judgments and the expeditious termination of
    litigation. Furthermore, the draftsmen of the rules
    included Rules 59(e) and 60(b) specifically to provide a
    mechanism for those situations in which relief must be
    obtained after judgment and the broad amendment
    policy of Rule 15(a) should not be construed in a
    manner that would render those provisions
    meaningless.
    Id. at 694 (footnote omitted).
    Ahmed argues that he is not subject to Rules 59(e) or
    60(b) because there was "no entry of judgment and no final
    judgment following the District Court’s decision to dismiss."
    Reply Br. of Appellant at 14 n.3. According to Ahmed, "the
    10
    [D]istrict [C]ourt dismissed the action rather than entering
    summary judgment. The [District C]ourt did not indicate
    anywhere in its opinion and order of June 26, 2000 that it
    was entering judgment." Id. This view of the District Court’s
    June 2000 order is not borne out by the record. The
    District Court’s order provides that: "IT IS ORDERED that:
    (1) Defendant’s supplemental motion for summary
    judgment . . . is GRANTED." Ahmed v. Sromovski, 
    103 F. Supp. 2d 838
    , 846 (E.D. Pa. 2000). Similarly, the docket
    entry records the June 26 order as "ORDER GRANTING
    DEFTS’ SUPPLEMENTAL MOTION FOR SUMMARY
    JUDGMENT," and notes, in an entry made the same day,
    that the case was closed. It is therefore evident that
    judgment was entered against Ahmed pursuant to the June
    26 order.7
    Although Ahmed did not file a motion under either Rules
    59 or 60, he did file the July 31, 2000 motion to amend the
    complaint, and the District Court’s denial of that motion in
    its February 13, 2001 order is properly before us. Ahmed
    does not contend that his motion to amend extended his
    time to file a notice of appeal. Despite Ahmed’s disclaimer
    of the applicability of Rule 59(e) or Rule 60, we are free to
    recharacterize the motion to amend to match the substance
    of the relief requested. See, e.g., In re Burnley, 
    988 F.2d 1
    ,
    2 (4th Cir. 1992) (observing courts have felt free to consider
    post-judgment motions as Rule 59(e) or Rule 60 motions).
    One of the principal commentators on federal procedure
    has noted that "[m]otions seeking to amend a complaint
    that are made after a judgment of dismissal have been
    entered have been construed as Rule 60(b) motions." 12
    James Wm. Moore, Moore’s Federal Practice, S 60.64, at 60-
    196 (3d ed. 2002); see also Newark Branch, NAACP , 
    907 F.2d at
    1411 n.5 (treating motion improperly titled as
    motion for rehearing and reconsideration as motion to alter
    or amend judgment pursuant to Fed. R. Civ. P. 59(e));
    Odishelidze v. Aetna Life & Cas. Co., 
    853 F.2d 21
    , 24 (1st
    Cir. 1988) (construing motion for reconsideration as motion
    _________________________________________________________________
    7. Appellant’s contention that the District Court’s judgment failed to
    comply with Rule 58 is without merit as the court’s order appears on a
    separate page from the court’s opinion characterized as "Explanation."
    11
    under Rule 60(b)). Where, as here, the motion is filed
    outside of the ten days provided for under Rule 59(e) but
    within the year permitted under Rule 60(b), and the motion
    may be read to include grounds cognizable under the latter
    rule, we will consider it to have been filed as a Rule 60(b)
    motion. See, e.g., Venen v. Sweet, 
    758 F.2d 117
    , 122-23 (3d
    Cir. 1985) (treating "functional equivalent" of Rule 59
    motion untimely under that rule as timely motion under
    Rule 60(b)).
    The standard of review for Rule 60(b) motions is abuse of
    discretion. See, e.g., Coltec Indus., Inc. v. Hobgood, 
    280 F.3d 262
    , 269 (3d Cir. 2002). When a party requests post-
    judgment amendment of a pleading, a court will normally
    conjoin the Rule 60(b) and Rule 15(a) motions to decide
    them simultaneously, as it "would be a needless formality
    for the court to grant the motion to reopen the judgment
    only to deny the motion for leave to amend." 6 Wright et al.,
    Federal Practice & Procedure S 1489, at 695. Therefore, "the
    fact that the amended pleading offered by the movant will
    not cure the defects in the original pleading that resulted in
    the judgment of dismissal may be a valid reason both for
    denying a motion to amend under Rule 15(a) and for
    refusing to reopen the judgment under Rule 60(b)." 
    Id.
    We consider next whether any amendment to Ahmed’s
    complaint would be futile. Ahmed’s motion to amend his
    complaint, which the District Court denied by its February
    13 order, sought to reflect (1) his untimely appeal of his
    administrative grievance subsequent to the commencement
    of this suit, and (2) his release from prison in July 2001.
    We turn first to Ahmed’s proposed amendment designed
    to cure the District Court’s dismissal because of Ahmed’s
    failure to exhaust his administrative remedies. 8 Ahmed has
    admitted that he did not file the necessary second step in
    _________________________________________________________________
    8. At the time of the District Court opinion, we had not yet articulated
    our view as to whether the PLRA exhaustion requirement is an
    affirmative defense. See Ahmed, 
    103 F. Supp.2d at
    842 n.13. Since that
    time we have held that the PLRA exhaustion requirement is an
    affirmative defense and a prisoner need neither plead nor prove
    exhaustion to proceed under the PLRA. Ray v. Kertes, 
    285 F.3d 287
    , 295
    (3d Cir. 2002).
    12
    the administrative grievance process within the time
    required. Ahmed argues that he substantially complied with
    the prison’s administrative procedure, relying on the
    language in Nyhuis reflecting "our understanding that
    compliance with the administrative remedy scheme will be
    satisfactory if it is substantial." Nyhuis , 
    204 F.3d at 77-78
    .
    Whatever the parameters of "substantial compliance"
    referred to there, it does not encompass a second-step
    appeal five months late nor the filing of a suit before
    administrative exhaustion, however late, has been
    completed.9 It follows that Ahmed cannot cure the defect in
    his action by the proffered amendment of the complaint.
    Ahmed next argues that he should be permitted to
    amend his complaint to reflect that he has been released
    from prison. Therefore, he continues, the PLRA no longer
    applies to him and he can sue without meeting its
    exhaustion requirement. Understandably, the District Court
    did not consider this argument in its June 26 order
    because Ahmed had not then been released.
    The Commonwealth conceded at oral argument that a
    prisoner who has been released is not precluded by the
    PLRA from filing a S 1983 suit for incidents concerning
    prison conditions which occurred prior to his release. This
    view, which we adopt, follows the language of S 1997e(a),
    which states: "[n]o action shall be brought with respect to
    prison conditions . . . by a prisoner confined in any jail,
    prison, or other correctional facility until such administrative
    remedies as are available are exhausted." 42 U.S.C.
    _________________________________________________________________
    9. See Perez v. Wis. Dep’t of Corr., 
    182 F.3d 532
    , 534-35 (7th Cir. 1999)
    (observing "Congress could have written a statute making exhaustion a
    precondition to judgment, but it did not. The actual statute makes
    exhaustion a precondition to suit"); Neal v. Goord, 
    267 F.3d 116
    , 122 (2d
    Cir. 2001) (holding that a prisoner may not fulfill the PLRA’s exhaustion
    requirement by exhausting administrative remedies after filing her
    complaint in federal court). Accord Jackson v. District of Columbia, 
    254 F.3d 262
    , 269 (D.C. Cir. 2001); Freeman v. Francis, 
    196 F.3d 641
    , 645
    (6th Cir. 1999); Alexander v. Hawk, 
    159 F.3d 1321
    , 1328 (11th Cir.
    1998); Garrett v. Hawk, 
    127 F.3d 1263
    , 1265 (10th Cir. 1997). But see
    Williams v. Norris, 
    176 F.3d 1089
    , 1090 (8th Cir. 1999) (permitting
    prisoner to continue action where he exhausted "at the time the court
    ruled").
    13
    S 1997e(a) (emphasis added). Any other view would also be
    inconsistent with the spirit of the PLRA, which was
    designed to deter frivolous litigations by idle prisoners.10
    Although Ahmed would have been free of the strictures of
    the PLRA if he had filed a timely complaint after his release
    from prison, he is bound by the PLRA because his suit was
    filed on July 29, 1998, almost three years before he was
    released from prison. It follows that the proffered
    amendments would have been futile and the District Court
    did not abuse its discretion in denying Ahmed’s motion to
    amend.
    III.
    CONCLUSION
    For the reasons set forth, we will affirm the judgment of
    the District Court.
    _________________________________________________________________
    10. We note that every court of appeals to have considered the issue has
    held that the PLRA does not apply to actions filed by former prisoners.
    See, e.g., Harris v. Garner, 
    216 F.3d 979
    -80 (11th Cir. 2000) (en banc)
    (determining PLRA not applicable to complaints filed by former prisoners
    for complaints regarding prison conditions prior to release, and
    concluding dismissals should be without prejudice to refiling on release),
    cert. denied, 
    532 U.S. 1065
     (2001); Page v. Torrey, 
    201 F.3d 1136
    , 1139
    (9th Cir. 2000); Greig v. Goord, 
    169 F.3d 165
    , 167 (2d Cir. 1999), cert.
    denied, 
    532 U.S. 1065
     (2001); Kerr v. Puckett, 
    138 F.3d 321
    , 323 (7th
    Cir. 1998) (determining PLRA not applicable to suit filed by inmate after
    he was released on parole); cf., Doe v. Washington County, 
    150 F.3d 920
    ,
    924 (8th Cir. 1998) (determining PLRA not applicable to suit by juvenile
    for complaint arising out of incident alleged to have occurred while he
    was held in pretrial detention). Similarly, other courts of appeals have
    held that other provisions of the PLRA do not apply to former prisoners.
    See, e.g., Harris, 216 F.3d at 976 (determining PLRA physical injury
    requirement does not apply to former prisoners); Janes v. Hernandez,
    
    215 F.3d 541
    , 543 (5th Cir. 2000) (determining PLRA fee limit does not
    apply to former prisoners), cert. denied, 
    531 U.S. 1113
     (2001); Doe, 
    150 F.3d at 924
     (same). In Abdul-Akbar v. McKelvie , 
    239 F.3d 307
     (3d Cir.)
    (en banc), cert. denied, 
    533 U.S. 953
     (2001), this court suggested the
    PLRA exhaustion requirement applies "only if the plaintiff is a prisoner
    at the time of filing." 
    Id.
     at 314 (citing Greig, 
    169 F.3d at 167
    ).
    14
    A True Copy:
    Teste:
    Clerk of the United States Court of Appeals
    for the Third Circuit
    15
    

Document Info

Docket Number: 01-1587

Citation Numbers: 297 F.3d 201, 2002 WL 1274162

Judges: Sloviter, McKee, Hayden

Filed Date: 6/10/2002

Precedential Status: Precedential

Modified Date: 10/19/2024

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