United States v. Renee Tartaglione ( 2022 )

NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
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No. 21-3136
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UNITED STATES OF AMERICA
v.
RENEE TARTAGLIONE,
Appellant
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On Appeal from the United States District Court for the
Eastern District of Pennsylvania
(District Court No. 2-15-cr-00491-001)
District Judge: Hon. Joel H. Slomsky
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Submitted on November 8, 2022
(Filed: December 22, 2022)
Before: JORDAN, SCIRICA, RENDELL, Circuit Judges.
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O P I N I O N*
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*
This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7 does not
constitute binding precedent.
RENDELL, Circuit Judge.
I.
In 2017, a federal jury convicted Renee Tartaglione of defrauding the Juniata
Community Mental Health Clinic, where she had been board president, and stealing over
$2 million. The District Court sentenced her to imprisonment, ordering restitution and
forfeiture. We affirmed her sentence on direct appeal. See United States v. Tartaglione,
815 F. App’x 648 (3d Cir. 2020). One year later, Tartaglione attempted to appeal the
forfeiture portion of her sentence through what she styled as a Motion to Forfeit. The
District Court dismissed that motion, reasoning that it had no jurisdiction to modify
Tartaglione’s sentence. Tartaglione now appeals that order. Because the District Court
was correct in concluding that the appeal was an impermissible collateral attack on a final
judgment, and thus that the court had no jurisdiction to hear it, we will affirm.
II.
We write for the parties and so recount only the facts necessary to our decision. In
2017, Tartaglione was convicted of fifty-three counts of fraud. The District Court rendered
an Amended Judgment, ordering eighty-two months imprisonment, three years of
supervised release, a $5,300 special assessment, restitution in the amount of $2,339,691 (to
be paid to the Pennsylvania Office of Attorney General), and forfeiture (to be paid to the
United States Department of the Treasury) in the amount of $2,401,850.
Tartaglione filed a notice of appeal on July 25, 2018, in which she raised several
issues, including issues related to forfeiture and restitution. A week after filing that
appeal of final judgment, Tartaglione filed a motion in which she asked the District Court
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to vacate, amend, or modify its Preliminary Order of Forfeiture. The District Court
denied the motion for lack of jurisdiction, explaining that the forfeiture order was part of
the Amended Judgment, and because she had filed a notice of appeal, the district court no
longer had jurisdiction to consider any part of that sentence. Forfeiture was then stayed
pending resolution of Tartaglione’s direct appeal. In June 2020, we affirmed the
judgment of the District Court in all aspects. See Tartaglione, 815 F. App’x at 654.
One year later, Tartaglione again urged the District Court to amend the forfeiture
and restitution portions of her sentence. She filed a Motion to Forfeit seeking to prevent
the Clerk of the District Court from disbursing $1,040,900. That motion was denied
because the District Court determined it had no jurisdiction to modify Tartaglione’s
sentence. Her appeal of that denial is before us now.1
Tartaglione makes several arguments which we need not address, since her appeal
represents a collateral attack on a final judgment. Therefore, we will affirm.
Tartaglione essentially objects to the terms of the District Court’s final order
which she appealed unsuccessfully. She urges that the District Court “committed
reversible error when it improperly amended its Preliminary Order of Forfeiture to
designate $1,049,000 in forfeited funds as restitution.” Appellant’s Brief at 17. Thus, she
is complaining about the final order which we affirmed on direct appeal. She urges that
1
The District Court had jurisdiction to consider Tartaglione’s motion under 18 U.S.C. §
3231 and we have jurisdiction under 28 U.S.C. § 1291. This Court exercises plenary
review of the district court’s interpretation of a provision of law. Gibbs v. Cross, 160
F.3d 962, 964 (3d Cir. 1998).
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she can get around this by somehow deeming the forfeiture order to be a “collateral order
to the Amended Judgment” since “forfeiture issues are still active because the
government continues to seek supplemental assets . . . and the funds at issue remain at the
Clerk’s Office.” Appellant’s Brief at 17, note 2. Unfortunately for Tartaglione, this does
not alter the fact that she is urging a basis for upending the Final Order that existed when
her original appeal was taken. That was the appropriate time to raise these issues, but
since she did not, she has forfeited the argument. The forfeiture order was final, and this
collateral attack will not be permitted.
Criminal forfeiture is part of a defendant’s sentence. Young v. United States, 489
F.3d 313, 315 (7th Cir. 2007). Under the Federal Rules of Criminal Procedure, a
forfeiture order becomes final at sentencing. Fed. R. Crim. Pr. 32.2(b)(4)(A). The
Amended Preliminary Order of Forfeiture in this case makes that clear: “The forfeiture
judgment became final as to the defendant at sentencing on July 12, 2018.” App. at 489
(emphasis added). The District Court also orally incorporated its amended Preliminary
Order of Forfeiture in the final judgment at Tartaglione’s sentencing hearing. It follows
that “a criminal forfeiture is part of the defendant’s sentence and must be challenged on
direct appeal or not at all.” Young, 489 F.3d at 315; see also United States v. Bennett, 423
F.3d 271, 275 (3d Cir. 2005) (“[I]t is clear that the final order of forfeiture can be
imposed only as part of the sentence[.]”). Tartaglione therefore forfeited her chance to
challenge the disbursement of the $1,040,900 when she failed to challenge it in her direct
appeal. See Young, 489 F.3d at 315. And, as the District Court correctly pointed out, no
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statutory or procedural provisions allowing any opportunity for post-sentencing relief
applied.
Because Tartaglione’s Motion to Forfeit is, in essence, an impermissible second
attempt at appealing a final judgment this Court affirmed two years ago, her appeal is
barred and we, thus, need not reach the merits of her arguments.
III.
For these reasons, we will affirm the District Court’s order denying Tartaglione’s
Motion to Forfeit.
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