United States v. Bruteyn , 373 F. App'x 247 ( 2010 )


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  •                                                           NOT PRECEDENTIAL
    UNITED STATES COURT OF APPEALS
    FOR THE THIRD CIRCUIT
    No. 09-2561
    UNITED STATES OF AMERICA
    v.
    JEFFREY BRUTEYN,
    Appellant.
    On Appeal from the United States District Court
    for the Eastern District of Pennsylvania
    District Judge: Honorable Cynthia M. Rufe
    (D.C. Criminal No. 2-08-cr-00170-001)
    Submitted Under Third Circuit L.A.R. 34.1(a)
    March 26, 2010.
    Before: RENDELL and FUENTES, Circuit Judges, and KUGLER,* District Judge.
    (Opinion Filed: April 12, 2010)
    OPINION OF THE COURT
    FUENTES, Circuit Judge:
    *
    Honorable Robert B. Kugler, United States District Judge for the District of New
    Jersey, sitting by designation.
    1
    Jeffery Bruteyn appeals his conviction of willfully and knowingly making a false
    statement in a passport application in violation of 
    18 U.S.C. § 1542.1
     Bruteyn’s appellate
    counsel, Charles E. Baruch, Esq., (“Counsel”), has moved to withdraw his representation
    pursuant to Anders v. California, 
    386 U.S. 738
     (1967), and has filed a supporting brief
    asserting that no nonfrivolous issues can be presented upon appeal. For the foregoing
    reasons, we will affirm Bruteyn’s conviction and grant Counsel’s motion to withdraw.2
    I.
    Because we write primarily for the parties, we discuss the facts and proceedings
    only to the extent necessary to resolve this case.
    During the fall of 2007, Bruteyn was the subject of a federal criminal investigation
    in Texas. In conjunction with this investigation, Bruteyn’s attorney turned over Bruteyn’s
    passport to an Assistant United States Attorney. Weeks later in Philadelphia, Bruteyn
    applied for a new passport. On his passport application, Bruteyn indicated that he had
    lost his passport. Bruteyn then stated on an attachment to the application that the passport
    had been accidentally removed from his office with some old documents. A federal grand
    jury subsequently indicted Bruteyn for making a false statement in a passport application.
    1
    This statute makes it unlawful for anyone to “willfully and knowingly make[]
    any false statement in an application for passport with intent to induce or secure the
    issuance of a passport under the authority of the United States, either for his own use or
    the use of another, contrary to the laws regulating the issuance of passports or the rules
    prescribed pursuant to such laws.” 
    18 U.S.C. § 1542
    .
    2
    The District Court had jurisdiction under 
    18 U.S.C. § 3231
    . We have jurisdiction
    pursuant to 
    28 U.S.C. § 1291
    .
    2
    Bruteyn’s initial trial ended in a mistrial. Thereafter, Bruteyn was convicted in the
    Eastern District of Pennsylvania for willfully and knowingly making a false statement in
    a passport application in violation of 
    18 U.S.C. § 1542
    . The District Court sentenced
    Bruteyn to a term of thirteen months’ imprisonment.
    II.
    In Anders v. California, the Supreme Court held that where counsel “finds [an
    appeal] to be wholly frivolous, after a conscientious examination” of the record, he or she
    should “advise the court and request permission to withdraw.” 
    386 U.S. at 744
    . Under
    our local rules, an attorney may move to withdraw representation where he or she is
    “persuaded that the appeal presents no issue of even arguable merit.” L.A.R. 109.2 (a)
    (2008). This motion must be supported by an Anders brief which: (1) shows that counsel
    “thoroughly scoured the record in search of appealable issues”; and (2) “explain[s] why
    the issues are frivolous.” United States v. Marvin, 
    211 F.3d 778
    , 780 (3d Cir. 2000). In
    evaluating an Anders motion, we determine whether counsel adequately fulfilled the
    rule’s requirements and independently review the record for nonfrivolous issues. See
    United States v. Youla, 
    241 F.3d 296
    , 300 (3d Cir. 2001). However, “[w]here the Anders
    brief initially appears adequate on its face, the proper course is for the appellate court to
    be guided in reviewing the record by the Anders brief itself.” 
    Id.
     (quotation marks and
    citations omitted).
    We have reviewed Counsel’s Anders brief and conclude that he has adequately
    fulfilled the requirements of L.A.R. 109.2(a). Our independent review of the record also
    3
    reveals no nonfrivolous issues for appeal. In his Anders brief, Counsel identifies several
    issues and explains why each issue is frivolous. In addition to these issues, Bruteyn has
    submitted a pro se brief, in which he argues that he had ineffective trial counsel. We
    review each of these issues in turn.
    Counsel first recognizes that the indictment was sufficiently specific to give
    Bruteyn notice of the charges raised against him. An indictment is sufficient if it
    “contains the elements of the offense charged and fairly informs a defendant of the
    charge against which he must defend.” Hamling v. United States, 
    418 U.S. 87
    , 117
    (1974). Additionally, a sufficient indictment must enable the defendant “to plead an
    acquittal or conviction in bar of future prosecutions for the same offense.” 
    Id.
     Here,
    Bruteyn’s indictment was legally sufficient because it clearly set forth the elements of 
    18 U.S.C. § 1542
     and allowed him to properly plead without fear of double jeopardy.3
    Therefore, we agree with Counsel that any issue regarding the sufficiency of Bruteyn’s
    indictment is frivolous.
    3
    Bruteyn additionally contends that his indictment is insufficient because it is not
    signed by the grand jury foreperson. We find this argument to be wholly frivolous.
    Although the Federal Rules of Criminal Procedure state that indictments are to be signed
    by the foreperson of the grand jury, see Fed. R. Crim. P. 6(c), the Supreme Court has
    indicated that this duty is a formality and that, absent reason to believe the defendant was
    prejudiced by the oversight, the absence of the foreperson’s signature affords no basis for
    relief. See Hobby v. United States, 
    468 U.S. 339
    , 345 (1984) (a “foreman’s duty to sign
    the indictment is a formality, for the absence of the foreman’s signature is a mere
    technical irregularity that is not necessarily fatal to the indictment.”); see also Frisbie v.
    United States, 
    157 U.S. 160
    , 163-64 (1895).
    4
    Next, Counsel maintains that the record does not reveal any adverse pre-trial ruling
    that would support a claim of reversible error. Counsel notes that the only District Court
    ruling that might involve reversible error concerned a motion in limine to limit the
    introduction of evidence regarding the Texas investigation during Bruteyn’s trial. Despite
    this ruling, the prosecutor and two witnesses made passing references to the Texas
    investigation during the trial. The District Court, however, clearly instructed the jury as
    to the significance of these references, stating that the witnesses’ testimony was to be
    used only for the limited purpose of establishing the relationship between the witnesses
    and the events at issue in the case. We presume that the jury followed these instructions.
    See, e.g., United States v. Givan, 
    320 F.3d 452
    , 462 (3d Cir. 2003) (“it is a basic tenet of
    our jurisprudence that a jury is presumed to have followed the instructions the court gave
    it.”). Furthermore, we note that Bruteyn waived any objections by not objecting to the
    testimony or the instruction at trial. See, e.g., Alexander v. Riga, 
    208 F.3d 419
    , 426 (3d
    Cir. 2000) (“a party who has not challenged the trial court’s jury instructions at an
    appropriate time is deemed to have waived such a challenge.”). As a result, we find no
    appealable issues relating to the references to the Texas investigation.
    Counsel also addresses whether the evidence presented was sufficient to convict
    Bruteyn. To sustain a conviction for violation of 
    18 U.S.C. § 1542
    , the government must
    prove beyond a reasonable doubt that the defendant knowingly and willfully made a false
    5
    statement on a passport application.4 In his informal pro se brief as well as his response
    to the Government’s reply brief, Bruteyn maintains that the evidence is insufficient
    because he claims to have had no knowledge that his passport was given to federal
    authorities. Nevertheless, at trial two witnesses testified that Bruteyn confessed to
    knowing that his passport was in the Government’s possession, and the jury was free to
    credit this testimony. Thus, we agree with Counsel that there are no appealable issues
    regarding the sufficiency of the evidence presented in Bruteyn’s case.
    Finally, in his informal pro se brief, Bruteyn alleges that he had ineffective trial
    counsel. Bruteyn argues that his trial counsel was ineffective for a host of reasons,
    including that trial counsel failed to move for a change of venue, failed to call a number
    of witnesses, and did not argue that false statement Bruteyn made was on an attachment
    and not on the passport application itself. Bruteyn’s claims, however, are ultimately not
    reviewable on direct appeal, as the record is insufficient to adequately evaluate trial
    counsel’s strategic decisions. See United States v. Headley, 
    923 F.2d 1079
    , 1083 (3d Cir.
    1991). Bruteyn’s arguments concerning his trial counsel must be raised, if at all,
    collaterally, and not on direct appeal. See 
    id.
    4
    Although we have not addressed this question directly, several other Circuits
    have held that § 1542 does not require that the alleged false statement be “materially
    false.” See United States v. Hasan, 
    586 F.3d 161
    , 167 (2nd Cir. 2009) (holding that,
    unlike § 1001, § 1542 does not have a materiality requirement); see also United States v.
    Ramos, 
    725 F.2d 1322
    , 1323 (11th Cir. 1984) (same); United States v. Salinas, 
    373 F.3d 161
    , 167 (1st Cir. 2004) (same); United States v. Hart, 
    291 F.3d 1084
    , 1085 (9th Cir.
    2002) (adopting the holding in Ramos).
    6
    III.
    In light of the foregoing, we find that Counsel has adequately combed the record
    for appealable issues and has explained why these issues would be frivolous. Our
    independent review of the issues confirms that Bruteyn’s appeal would have no arguable
    merit. Accordingly, we grant Counsel’s motion to withdraw and affirm the District
    Court’s judgment and sentence.
    7