United States v. Duncan ( 2010 )

NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT
No. 06-5083
UNITED STATES OF AMERICA
v.
MAXWELL DUNCAN,
Appellant
On Appeal from the United States District Court
for the Eastern District of Pennsylvania
(D.C. No. 2-03-cr-00735-001)
District Judge: Honorable Harvey Bartle, III
Submitted Under Third Circuit LAR 34.1(a)
November 9, 2010
Before: McKEE, Chief Judge, SLOVITER, and COWEN, Circuit Judges.
(Filed: November 10, 2010)
_______
OPINION
SLOVITER, Circuit Judge.
In October 2004, a jury found Maxwell Duncan guilty of twenty counts of wire
fraud, committed in violation of 18 U.S.C. § 1343. The District Court sentenced Duncan
to thirty-seven (37) months imprisonment on each count to be served concurrently,
followed by three years supervised release, and ordered Duncan to pay $95,400 in
restitution and a $2,000 penalty due immediately. In United States v. Duncan, 197 F.
App’x 94, 98 (3d Cir. 2006), we vacated and remanded his sentence in light of United
States v. Booker, 543 U.S. 220 (2005). Upon remand, the District Court resentenced
Duncan to the same terms as previously imposed. Duncan appeals, arguing that his
sentence is substantively unreasonable.1 We review for an abuse of discretion, keeping in
mind that “[a]s long as a sentence falls within the broad range of possible sentences that
can be considered reasonable in light of [18 U.S.C. §] 3553(a) factors, we must affirm.” 2
United States v. Lopez-Reyes, 589 F.3d 667, 670 (3d Cir. 2009) (quotation and citation
omitted).
1
Duncan does not assert his sentence was procedurally
unreasonable, nor could he. The District Court properly
calculated Duncan’s offense level under the guidelines, and
acknowledged their advisory nature. See United States v.
Tomko, 562 F.3d 558, 567 (3d Cir. 2009). The Court also
explained its chosen sentence, which was not selected based on a
clearly erroneous fact, and meaningfully considered the factors
in 18 U.S.C. § 3553(a). See id.2
The District Court had jurisdiction under 18 U.S.C. § 3231,
and we have jurisdiction under 18 U.S.C. §§ 1291 and 3742(a).
2
Duncan’s thirty-seven (37) month sentence of imprisonment was at the high end
of, although still within, the Guideline range. “A sentence that falls within the
recommended Guidelines range, while not presumptively reasonable, is less likely to be
unreasonable than a sentence outside the range.” United States v. Lessner, 498 F.3d 185,
204 (3d Cir. 2007). Nothing precludes a resentencing court from imposing the same
sentence or even a greater sentence than it did initially. See, e.g., United States v. Medley,
476 F.3d 835, 840 (10th Cir. 2007); United States v. Huber, 462 F.3d 945, 949 (8th Cir.
2006). In our remand we did not suggest that we had any problem with the sentence as
such.
Duncan asserts that the sentence is unreasonable because it was greater than
necessary to achieve the statutory goal of sentencing, as proscribed by the overarching
instruction of the parsimony provision of 18 U.S.C. § 3553(a). See 18 U.S.C. § 3553(a)
(“The court shall impose a sentence sufficient, but not greater than necessary, to comply
with the purposes set forth in paragraph (2) . . . .”); see generally United States v.
Olhovsky, 562 F.3d 530, 548 (3d Cir. 2009). He emphasizes that the District Court failed
to accord adequate weight to his lack of a criminal history, especially in consideration of
the need to protect the public. See 18 U.S.C. § 3553(a)(2)(C). The decision by the Court
not to give this factor the weight Duncan contends it deserves does not by itself render his
sentence unreasonable. See Lessner, 498 F.3d at 204. The appropriate inquiry is whether
the District Court’s sentence “was premised upon appropriate and judicious consideration
3
of the relevant factors.” Id. (quotation and citation omitted).
At the resentencing hearing, the District Court heard argument from both Duncan
and his counsel, who emphasized Duncan’s lack of criminal history. The Court also
heard from counsel for the Government, who responded that Duncan’s “[l]ack of any
criminal history does not change the fact that this was a serious offense that [Duncan]
committed,” App. at A6, and reminded the Court that Duncan had committed perjury
during his trial and produced false documents to the court. The District Court explicitly
stated that it agreed with the Government, noting that Duncan’s crime was indeed “very
serious” in that he “defrauded a religious institution,” “prayed on unsuspecting people,
unsophisticated people,” and that Duncan “had the sophistication . . . and took advantage
of them.” App. at A10-11.
The District Court addressed the parsimony provision of 18 U.S.C. § 3553(a),
recognizing that it was required to sentence Duncan “in a way that would be sufficient but
not greater than necessary[.]” App. at A10. It concluded that “the sentence of 37 months
is necessary to provide a just punishment for these offenses[,]” and also found that “the
seriousness of the offenses, [and] the need to promote respect for law” justified the term.
Id.The Court was not required to state “that the sentence imposed is the minimum
sentence necessary to achieve the purposes set forth in [18 U.S.C.] § 3553(a)(2).” United
States v. Dragon, 471 F.3d 501, 506 (3d Cir. 2006). The record demonstrates that the
4
District Court’s sentence “was premised upon appropriate and judicious consideration of
the relevant factors,” Lessner, 498 F.3d at 204 (quotation omitted), and was therefore
substantively reasonable. Accordingly, we will affirm.
5