Tisoit v. Comm Social Security , 127 F. App'x 572 ( 2005 )


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  •                                                                                                                            Opinions of the United
    2005 Decisions                                                                                                             States Court of Appeals
    for the Third Circuit
    4-4-2005
    Tisoit v. Comm Social Security
    Precedential or Non-Precedential: Non-Precedential
    Docket No. 04-3097
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    NOT PRECEDENTIAL
    UNITED STATES COURT OF APPEALS
    FOR THE THIRD CIRCUIT
    ____________
    No. 04-3097
    ____________
    FRITZ TISOIT,
    Appellant
    v.
    JO ANNE B. BARNHART,
    COMMISSIONER OF SOCIAL SECURITY
    ____________
    On Appeal from the United States District Court
    for the Eastern District of Pennsylvania
    (D.C. No. 03-cv-05024)
    District Judge: Honorable Lowell A. Reed, Jr.
    ____________
    Submitted Under Third Circuit LAR 34.1(a)
    April 1, 2005
    Before: ALITO, SMITH and FISHER, Circuit Judges.
    (Filed: April 4, 2005)
    ____________
    OPINION OF THE COURT
    ____________
    FISHER, Circuit Judge.
    Appellant Fritz Tisoit applied for disability insurance benefits (DIB) under Title II,
    and supplemental security income (SSI) under Title XVI, of the Social Security Act, 42
    U.S.C. §§ 401-433, 1381-1383f, for a period beginning May 2, 2002, due to his infection
    with Human Immunodeficiency Virus (HIV) and experience of major depression. The
    claims were initially denied, and a hearing was then held before an administrative law
    judge (“ALJ”), who also denied the claims by order dated May 16, 2003. Mr. Tisoit
    sought review of the ALJ’s decision in the United States District Court for the Eastern
    District of Pennsylvania, and on June 4, 2004, the court granted summary judgment to the
    Commissioner. Mr. Tisoit appealed. We will affirm.
    We review de novo the District Court’s grant of summary judgment in favor of the
    Commissioner but may reverse only if the ALJ’s findings are not supported by
    “substantial evidence” in the administrative record. Boone v. Barnhart, 
    353 F.3d 203
    ,
    205 (3d Cir. 2004). “Substantial evidence is less than a preponderance but more than a
    scintilla; it is such relevant evidence as a reasonable mind might accept as adequate.” 
    Id. (internal citation
    omitted).
    The Commissioner uses a five-step sequential evaluation process set forth at 20
    C.F.R. § 404.1520 and § 416.920 to evaluate DIB and SSI claims. Specifically
    considered is whether claimant (1) is working and doing substantial gainful activity;
    (2) has a severe impairment; (3) has an impairment that meets or equals the requirements
    of a listed impairment; (4) can return to past relevant work; and (5) if not, can perform
    alternate work. See Rutherford v. Barnhart, 
    399 F.3d 546
    , 551 (3d Cir. 2005). In this
    case, the ALJ assumed that Mr. Tisoit (who was then working part-time as a kitchen
    2
    helper) was not engaged in substantial gainful activity, and further found that his ailments
    constituted severe impairments, that he was incapable of performing his past relevant
    work as a cook/kitchen helper and that he had the residual functional capacity (RFC) to
    perform less than the full range of sedentary work. With the aid of a vocational expert
    (VE), the ALJ then determined at the fifth step of the evaluation process that a significant
    number of jobs exist in the national economy which Mr. Tisoit could perform, including
    surveillance system monitor and order clerk, even with an eroded occupational base for
    sedentary work. Consequently, Mr. Tisoit was deemed not disabled within the meaning
    of the Social Security Act.
    On appeal, Mr. Tisoit contends that the ALJ erred (1) in failing to apply Social
    Security Rulings (“SSR”) 96-9p and related rulings in SSR 83-12 and 83-14 in assessing
    his eroded occupational base for sedentary work; (2) in failing to comply with SSR 00-4p
    which requires an ALJ to affirmatively inquire about “any possible conflict” between the
    evidence offered by a VE and information provided in the Dictionary of Occupational
    Titles (DOT), and (3) in giving greater weight in considering Mr. Tisoit’s RFC to the
    findings of a non-examining state agency medical consultant instead of the psychologist
    who examined him at the Commissioner’s request. We address each contention in turn.
    As to the first assigned error, we conclude (as did the District Court, see A. 3-4),
    that the ALJ adequately considered the extent of any erosion of Mr. Tisoit’s occupational
    base for sedentary work and its significance. The ALJ consulted with a VE who testified
    3
    there were a significant number of jobs in the economy that Mr. Tisoit could perform with
    the limitations recognized by the ALJ and posed to the VE in a hypothetical. While the
    ALJ does not cite SSR 96-9p, 83-12 or 83-14, it is plain that he followed the letter and
    spirit of those rulings in consulting with the VE, and that substantial evidence otherwise
    exists in the record to support the ALJ’s decision. We will not reverse simply because an
    ALJ does not cite the applicable rulings when otherwise satisfied that no error was
    committed. See 
    Boone, 353 F.3d at 210
    .
    As to the second assigned error, we conclude (as did the District Court, see A.
    2-3), that the real basis for Mr. Tisoit’s complaint is not the existence of an inconsistency
    between the VE’s testimony and the DOT such as would trigger SSR 00-4p,1 but rather
    that he is incapable of performing the two occupations identified by the VE. Specifically,
    Mr. Tisoit contends that his actual capability for reasoning and language is less than that
    conceived by the ALJ and VE, and that this is borne out by the administrative record. In
    this situation, SSR 00-4p is not triggered, and we too conclude that the dialogue at the
    hearing as well as the ALJ’s decision indicate that Mr. Tisoit’s capabilities for reasoning
    1
    This Court has not held that mere failure to inquire about the possibility of an
    inconsistency under SSR 00-4p mandates reversal, and we will not do so here because, as
    the District Court cogently explained, see A. 1, n.1, even if there was a conflict, it would
    be de minimis because the occupations identified by the VE are within the range or below
    the functioning levels of Mr. Tisoit’s previous work as a cook and kitchen helper. See
    Jones v. Barnhart, 
    364 F.3d 501
    , 506 n.6 (3d Cir. 2004) (“[T]his Court has not adopted a
    general rule that an unexplained conflict between a VE’s testimony and the DOT
    necessarily requires reversal.”) (internal citation omitted).
    4
    and language were considered in discerning his ability to perform other work, including
    that identified by the VE. Further, we conclude that the administrative record would
    support the ALJ’s decision not to include a limitation regarding Mr. Tisoit’s language
    capability in the hypothetical posed to the VE.
    As to the third assigned error, we conclude (as did the District Court, see A. 2) that
    the ALJ did not fail to consider the findings of Mr. Tisoit’s examining psychologist in
    assessing his RFC, but rather set forth and relied upon many of those findings in posing
    the hypothetical to the VE. We also conclude that the ALJ adequately explained his
    assignment of greater weight to the findings of the non-examining medical consultant
    regarding Mr. Tisoit’s mental capacity and that his decision to do so is supported by the
    administrative record. See Fargnoli v. Massanari, 
    247 F.3d 34
    , 42 (3d Cir. 2001) (no
    requirement for ALJ to discuss or refer to every piece of relevant evidence in the record,
    so long as the reviewing court can discern the basis of decision).
    In addition to reviewing Mr. Tisoit’s specific assignments of error, we have
    reviewed the administrative record in its entirety and conclude that the ALJ’s decision
    was based on substantial evidence. Accordingly, we will affirm the decision of the
    District Court entered June 4, 2004, in favor of the Commissioner.
    5