Larry Hickman v. Kenneth Cameron ( 2013 )

DLD-297 NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
___________
No. 13-1917
___________
LARRY HICKMAN,
Appellant
v.
KENNETH CAMERON,
Warden of SCI-Cresson
____________________________________
On Appeal from the United States District Court
for the Western District of Pennsylvania
(D.C. Civil No. 2:11-cv-00791)
District Judge: Honorable Arthur J. Schwab
____________________________________
Submitted for Possible Summary Action Pursuant to Third Circuit
L.A.R. 27.4 and I.O.P. 10.6 and on Appellant’s Request for a
Certificate of Appealability Under 28 U.S.C. § 2253(c)(1)
June 27, 2013
Before: AMBRO, SMITH and CHAGARES, Circuit Judges
(Opinion filed: July 23, 2013)
_________
OPINION
_________
PER CURIAM
Larry Hickman appeals an order denying his Fed. R. Civ. P. 60(b) motion for
relief from judgment. The order also imposed a filing injunction. For the following
reasons, we will deny a certificate of appealability (COA) to the extent one is necessary
and otherwise affirm the District Court’s ruling, albeit with modifications to the
injunction.
Because we write primarily for the parties, we need not recount the long history of
Hickman’s collateral attacks on his 1988 Allegheny County conviction. See generally
Hickman v. Coleman, No. 10–148, 2010 WL 2634104 (W.D. Pa. Apr. 22, 2010), adopted
by 2010 WL 2634006 (W.D. Pa. June 30, 2010). Suffice it to say, both we and the
District Court have long held that Hickman has exhausted his ―one bite of the apple under
the AEDPA,‖ Lambert v. Blackwell, 134 F.3d 506, 512 (3d Cir. 1997). See, e.g.,
Hickman v. Cameron, C.A. No. 11-4118 (order entered Jan. 11, 2012).
Hickman’s most recent effort was filed in March 2013. Purportedly a Fed. R. Civ.
P. 60(b) motion, it averred that the District Court’s order denying his 1996 habeas corpus
petition was void for lack of jurisdiction on account of a ―plain usurpation of judicial
power.‖ It also appeared to attack the resolution of prior post-judgment motions.
The District Court denied 60(b) relief ―[f]or the same reasons set forth in [its]
previous order.‖ And because the District Court had previously ―warned [Hickman] that
his actions in presenting this Court with patently frivolous petitions exposed him to the
possibility of sanctions,‖ a filing injunction was imposed, reading:
Petitioner, Larry Hickman, is HEREBY PROHIBITED from filing any
habeas corpus proceeding, or motion in connection therewith, in this Court.
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Should Petitioner attempt to file any such petition or motion, the Court will
order that he be required to pay $1000.00 in sanctions that will be deducted
in monthly installments from his inmate trust fund account.
Hickman timely appealed, and he has applied for a COA.
The District Court’s order has two separate parts, each requiring different
treatment. To appeal the District Court’s disposition of the Fed. R. Civ. P. 60(b) motion,
Hickman is required to obtain a COA. See Morris v. Horn, 187 F.3d 333, 341 (3d Cir.
1999); see also 28 U.S.C. § 2253(c)(2). The District Court declined to issue one. See
Rules Governing Section 2254 Cases 11(a). And, for substantially the same reasons
discussed by the District Court, we conclude that jurists would not debate its decision to
deny relief. See Slack v. McDaniel, 529 U.S. 473, 484 (2000). Thus, Hickman’s
application for a COA is denied.
By contrast, the filing injunction is not connected with the merits of the underlying
habeas corpus proceeding. Hence, no COA is required to appeal it. See Harbison v. Bell,
556 U.S. 180, 183 (2009). We thus exercise our jurisdiction under 28 U.S.C. § 1291 to
determine whether the injunction represents an abuse of discretion. In re Packer Ave.
Associates, 884 F.2d 745, 747 (3d Cir. 1989).
In In re Oliver, 682 F.2d 443 (3d Cir. 1982), we wrote:
It is well within the broad scope of the All Writs Act for a district court to
issue an order restricting the filing of meritless cases by a litigant whose
manifold complaints raise claims identical or similar to those that already
have been adjudicated. The interests of repose, finality of judgments,
protection of defendants from unwarranted harassment, and concern for
maintaining order in the court’s dockets have been deemed sufficient by a
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number of courts to warrant such a prohibition against relitigation of
claims.
Id. at 445. Such a sanction ―should not be imposed by a court without prior notice and
some occasion to respond.‖ Gagliardi v. McWilliams, 834 F.2d 81, 83 (3d Cir. 1987)
(per curiam); accord United States v. Robinson, 251 F.3d 594, 596 (7th Cir. 2001) (per
curiam); see also Oliver, 682 F.2d at 445 (describing a filing injunction as ―an extreme
remedy‖).
Here, the District Court clearly gave Hickman prior warning that continuing to
submit frivolous filings, in light of his extensive history of doing so, would expose him to
the possibility of sanctions. See Mem. Order 1 n.1, ECF No. 9. We conclude that he was
properly apprised of the risks he faced and has had an opportunity to explain himself. No
abuse of discretion is apparent.
However, we are concerned that the District Court’s order may be somewhat
overbroad. By its plain language, it prevents Hickman from filing ―any habeas corpus
proceeding.‖ The well has run dry for collateral attacks on the 1988 conviction, but the
District Court’s language could arguably bar a valid collateral attack on a future
conviction, or otherwise prevent a different, legitimate exercise of the writ. See In re
Packer Ave. Associates, 884 F.2d 745, 748 (3d Cir. 1989) (discussing filing injunction
that ―appear[ed] to prohibit appellant from ever again filing another petition, pleading or
document in federal court‖). ―All of the courts that have considered whether an
injunction restricting a litigant’s future litigation may be issued have emphasized that
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such an injunction should be narrowly tailored . . . .‖ Id. Further, the automatic
imposition of a $1000 fine, without any additional process, may contravene Hickman’s
rights. Cf. Cotner v. Hopkins, 795 F.2d 900, 903 (10th Cir. 1986) (per curiam).1
In Packer, we endeavored to ―strike[] a good balance between the right of the
litigant to access . . . the courts, the right of parties to previous litigation to enjoy the
repose of res judicata, and the right of taxpayers not to have a frivolous litigant become
an unwarranted drain on their resources.‖ Packer, 884 F.2d at 748. We will follow
Packer’s approach (as modified by the intervening passage of AEDPA), and amend the
District Court’s injunction to read as follows:
Petitioner, Larry Hickman, is HEREBY PROHIBITED from filing any
habeas corpus proceeding, or motion in connection therewith, relating to his
1988 criminal conviction in the Court of Common Pleas of Allegheny
County, Pennsylvania, in this Court without first seeking leave to do so. In
seeking leave, Hickman must certify that the claims he wishes to present
are not barred by the Antiterrorism and Effective Death Penalty Act’s
prohibition on successive filings; or, in the case of a Fed. R. Civ. P. 60(b)
motion, that his motion presents a new, nonfrivolous reason for granting
relief from judgment. Upon a failure to certify or upon a false certification,
Hickman may be found in contempt of court and punished accordingly.
Such punishment may include fines and other penalties that the Court
deems proper.
We will otherwise summarily affirm the District Court’s judgment, as this appeal
presents no substantial question. See Murray v. Bledsoe, 650 F.3d 246, 248 (3d Cir.
1
Fines themselves, however, are permissible—if uncommon—in the habeas context. See
Smith v. Gilmore, 111 F.3d 55, 56 (7th Cir. 1997) (per curiam).
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2011) (per curiam); see also 3d Cir. L.A.R. 27.4; 3d Cir. I.O.P. 10.6.2
2
Of course, a district court has significant discretion in managing the cases on its docket.
In re Fine Paper Antitrust Litig., 685 F.2d 810, 817 (3d Cir. 1982). Today’s decision
should not be read to bar the imposition of a more-restrictive (or additional) filing
injunction should Hickman’s filing pattern continue unabated.
Because our amended order eliminates the automatic filing sanction, we need not
determine at this time whether a District Court may permissibly target an inmate’s prison
account for deduction as part of imposing monetary sanctions. But see Alexander v.
United States, 121 F.3d 312, 315 (7th Cir. 1997) (suggesting, in 28 U.S.C. § 2255-
derived proceedings, that ―tapping the prisoner’s trust account under the PLRA is not an
option‖ because the PLRA ―does not apply to collateral attacks on criminal convictions‖);
Santana v. United States, 98 F.3d 752, 756 (3d Cir. 1996).
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