Roland Anderson v. GM Corp ( 2009 )

Opinions of the United
2009 Decisions States Court of Appeals
for the Third Circuit
2-3-2009
Roland Anderson v. GM Corp
Precedential or Non-Precedential: Non-Precedential
Docket No. 08-2540
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NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
___________
No. 08-2540
___________
ROLAND C. ANDERSON,
Appellant
v.
GENERAL MOTORS
____________________________________
On Appeal from the United States District Court
for the District of Delaware
(D.C. No. 05-cv-00877)
District Judge: Honorable Joseph J. Farnan, Jr.
____________________________________
Submitted Pursuant to Third Circuit LAR 34.1(a)
February 2, 2009
Before: FISHER, JORDAN and VAN ANTWERPEN, Circuit Judges.
(Filed: February 3, 2009)
___________
OPINION
___________
PER CURIAM
Roland C. Anderson appeals pro se from the entry of summary judgment in favor
of the General Motors Corporation (“GM”) and the denial of his motion for summary
judgment on his claims of employment discrimination and retaliation under Title VII of
the Civil Rights Act of 1964 (“Title VII”).
We assume the parties’ familiarity with the facts. Anderson, a 52-year-old
African-American, filed this suit asserting that GM discriminated against him on account
of his race and age by not allowing him to apply for a job at GM’s Wilmington facility in
March-April 2005, and retaliated against him for filing a complaint with the EEOC by
falsely informing the EEOC that Anderson was a temporary employee, which allegedly
rendered him ineligible under the union contract for Sub-C and Sub-E benefits and
deprived him of the right to be recalled to employment status as a laid-off employee.
Anderson was employed at GM for less than ninety days in 1981 and for about
four months in 1982. He started receiving Social Security Disability Income (“SSDI”) in
1985 and has not been employed since. In March 2005, Anderson called GM to inquire
about job availability and was told by a woman whose name and title he does not know
that no job openings existed at the Wilmington facility and that he, Anderson, “was all
washed up.” He asserts that in April 2005, he learned from a chance encounter with an
unidentified uniformed GM employee at a local liquor store that GM had hired some of
the employee’s friends. He filed a complaint with the EEOC alleging discriminatory
hiring on account of race and age. According to Anderson, GM responded to the EEOC
complaint by falsely indicating that he had been a temporary employee in 1981 and 1982.
Anderson filed another EEOC charge complaining of retaliation. He alleged that GM
denied him benefits under the union contract because he filed an EEOC charge. The
EEOC dismissed both of Anderson’s EEOC complaints. Upon receipt of right-to-sue
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letters, Anderson filed Title VII complaints in the District Court in December 2005,
alleging race and age discrimination in hiring, and in October 2006, alleging retaliation.
He sought reinstatement to his job, back pay, and damages.
The District Court consolidated the two complaints in 2007. After a period of
contentious discovery, GM filed a motion for summary judgment, asserting, among other
things, that Anderson’s claims were barred by the doctrine of res judicata, and that, in any
event, Anderson failed to establish a prima facie case of discriminatory hiring on account
of race and age and that, with respect to the employment discrimination and retaliation
claims, Anderson failed to show that GM’s reason for not hiring him was pretextual. GM
also sought sanctions and a pre-filing injunction against Anderson for filing at least four
frivolous lawsuits against GM. Anderson filed a brief in opposition to GM’s motion for
summary judgment, which he supplemented. He filed a cross motion for summary
judgment, which GM opposed.
The District Court granted summary judgment in GM’s favor and denied
Anderson’s motion for summary judgment, concluding that the evidence failed to support
a prima facie claim of discriminatory hiring based on race or age. Specifically, the
District Court noted that Anderson failed to demonstrate that he was qualified for
employment because he was receiving SSDI benefits in March-April 2005. In any event,
the court held that Anderson failed to rebut GM’s proffered legitimate nondiscriminatory
assertion that it was not hiring at the Wilmington facility in 2005. The District Court
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determined that Anderson’s retaliation claim was barred by the doctrine of res judicata
because it was based on seniority and recall rights claims that were previously litigated on
their merits. The District Court imposed a pre-filing injunction, requiring that Anderson
seek permission of the District Court before filing any lawsuit naming GM as a
defendant; it declined to order sanctions against Anderson for filing a meritless lawsuit.
Anderson filed this timely appeal.
We have jurisdiction pursuant to 28 U.S.C. § 1291. We exercise plenary review
over a District Court’s grant of summary judgment, and we apply the same standard
applicable in the District Court. See Regents of Mercersburg College v. Republic
Franklin Ins. Co., 458 F.3d 159, 163 (3d Cir. 2006). Summary judgment is proper when,
viewing the evidence in the light most favorable to the non-movant, there is no genuine
issue of material fact and the moving party is entitled to judgment as a matter of law. See
Saldana v. KMart Corp., 260 F.3d 228, 232 (3d Cir. 2001); F ED. R. C IV. P. 56(c). We
review the District Court’s decision with respect to the pre-filing injunction for abuse of
discretion. See Matter of Packer Ave. Associates, 884 F.2d 745, 746-47 (3d Cir. 1989).
In employment discrimination cases, we apply the burden-shifting analysis set
forth in McDonnell Douglas Corp. v. Green, 411 U.S. 792, 802-04 (1973). In a failure to
hire case such as Anderson’s, a plaintiff must make a prima facie showing that he: (1) is
a member of a protected class; (2) was qualified for the position sought; (3) was rejected
despite being qualified; and (4) under circumstances that raise an inference of
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discriminatory action, the employer continued to seek out individuals with qualifications
similar to plaintiff to fill the position. Sarullo v. United States Postal Service, 352 F.3d
789, 797 (3d Cir. 2003) (citing McDonnell Douglas, 411 U.S. at 802). Once the plaintiff
presents a prima facie case of discriminatory hiring, the burden shifts to the employer to
show that the action it took was not discriminatory. Once an employer presents a non-
discriminatory reason for the decision not to hire under Title VII, the burden shifts to the
plaintiff to “present evidence contradicting the core facts put forward by the employer as
the legitimate reason for its decision.” Kautz v. Met-Pro Corp., 412 F.3d 463, 467 (3d
Cir. 2005). He must show “weaknesses, implausibilities, inconsistencies, incoherencies,
or contradictions” in the employer’s proffered reason for its action, which a reasonable
fact-finder could find unworthy of credence, and thus infer that the employer’s asserted
non-discriminatory reasons were pretextual or fabricated. See Fuentes v. Perskie, 32 F.3d
759, 765 (3d Cir. 1994).
It is undisputed that Anderson is a member of a protected class under Title VII. As
the District Court noted, however, it is questionable whether he has demonstrated that he
was qualified for a position at GM in March-April 2005. Assuming arguendo that
Anderson was qualified for a job at GM and that he was denied an application for
employment despite his qualification, no reasonable juror could conclude from the record
evidence that GM was accepting applications for employment from others with the same
qualifications as Anderson in March-April 2005. In any event, we agree with the District
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Court’s reasoning and conclusion that Anderson failed to raise a genuine issue of material
fact regarding whether GM’s assertion that it had no job openings at the Wilmington
facility in March-April 2005 was pretextual. Specifically, Anderson failed to rebut the
affidavit of Diane Graham, People Systems Manager for GM’s Wilmington facility,
attesting that there were no job openings for new applicants or recalled employees at the
Wilmington facility from 2004 through 2006. Anderson’s assertion that an unidentified
GM employee told him in April 2005 that GM had hired some of his friends, without any
evidence of what qualifications they had, what type of job they applied for, the date they
were hired, or at what facility, simply fails to show that GM accepted applications at the
Wilmington facility from other similarly qualified candidates in March-April 2005.
We agree with the District Court’s denial of Anderson’s retaliation claim but for
different reasons. Anderson alleged in his District Court complaint filed in October 2006,
that GM retaliated against him for filing the 2005 EEOC complaint when it referred to his
employment as “temporary” in its formal EEOC Position Statement filed in 2005. See
Anderson v. General Motors, Civ. A. No. 06-00669 (D. Del. 2006) (attaching GM’s
EEOC Position Statement dated August 1, 2005). Anderson asserted that by calling him a
“temporary” worker in its EEOC Position Statement, GM caused him to be ineligible for
future Sub-C and Sub-E benefits, and a right of recall under the union contract.1 As
1
In support of his claim that he was entitled to union benefits under the National
Agreement as an hourly worker, Anderson attached the affidavit of David Bull, GM’s
Wilmington facility Equal Employment Opportunity Supervisor in 1992-93, who referred
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alleged, Anderson’s retaliation claim arises out of GM’s recent action, and thus, it does
not appear to be barred by the doctrine of res judicata.2
To establish a prima facie case of retaliation under Title VII, a plaintiff must show
that “(1) he was engaged in activity protected by Title VII; (2) the employer took an
adverse employment action against him; and (3) there was a causal connection between
his participation in the protected activity and the adverse employment action.” Nelson v.
Upsala College, 51 F.3d 383, 386 (3d Cir. 1995). Once a prima facie case is established,
“the familiar McDonnell Douglas approach applies.” Moore v. City of Philadelphia, 461
F.3d 331, 342 (3d Cir. 2006). An “adverse action” is one that “well might have dissuaded
a reasonable worker from making or supporting a charge of discrimination.” Burlington
N. & Santa Fe Ry. Co. v. White, 548 U.S. 53, 68 (2006) (internal quotation marks and
citation omitted).
It is undisputed that Anderson was engaged in a protected activity of filing an
EEOC charge. He failed to show, however, that GM took “adverse action” against him
after he filed the EEOC complaint. Assuming arguendo that Anderson was entitled to
to Anderson as an hourly employee. GM argued that Anderson’s employment
discrimination and retaliation claims were barred by the doctrine of res judicata because
they “related back” to the employment claims that were previously litigated against him in
Anderson v. General Motors, 817 F. Supp. 467 (D. Del. 1993). The District Court agreed
only as to the retaliation claim.
2
GM did not raise issue preclusion, or collateral estoppel, as to the question of
Anderson’s entitlement to a right of recall as a GM hourly employee, and thus, we will
not address it here.
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Sub-C and Sub-E benefits and to a right of recall under the National Agreement, there is
no record evidence that Anderson applied for such benefits or that GM denied him these
benefits or the right of recall after he filed his first EEOC complaint. Moreover, no
reasonable juror could conclude that GM’s mere assertion of its formal position in
opposition to an EEOC charge would dissuade a reasonable worker from pursuing his
claim or filing a new one. In fact, it did not prevent Anderson from filing his second
EEOC complaint.
We have thoroughly reviewed Anderson’s remaining claims on appeal and
conclude that they are meritless. Accordingly, we will affirm the judgment of the District
Court in all respects. Anderson’s motion for appointment of counsel is denied.
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