Walgreen Co v. Johnson & Johnson ( 2020 )


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  •                             PRECEDENTIAL
    UNITED STATES COURT OF APPEALS
    FOR THE THIRD CIRCUIT
    _____________
    No. 19-1730
    _____________
    WALGREEN CO; KROGER CO,
    Appellants
    v.
    JOHNSON & JOHNSON; JANSSEN BIOTECH INC.
    _______________
    On Appeal from the United States District Court
    for the Eastern District of Pennsylvania
    (D.C. No. 2-18-cv-02357)
    District Judge: Hon. J. Curtis Joyner
    _______________
    Argued
    November 12, 2019
    Before: JORDAN, SCIRICA, and RENDELL, Circuit
    Judges.
    (Filed February 21, 2020)
    _______________
    Anna T. Neill
    Scott E. Perwin [ARGUED]
    Michael A. Ponzoli
    Lauren C. Ravkind
    Kenny Nachwalter
    1441 Brickell Avenue
    Four Seasons Tower, Ste. 1100
    Miami, FL 33131
    Counsel for Appellants
    William F. Cavanaugh, Jr. [ARGUED]
    George A. LoBiondo
    Adeel A. Mangi
    Patterson Belknap Webb & Tyler
    1133 Avenue of the Americas
    New York, NY 10036
    Thomas O. Barnett
    Ashley E. Bass
    Covington & Burling
    850 10th Street, NW
    One City Center
    Washington, DC 20001
    Leslie E. John
    Burt M. Rublin
    Ballard Spahr
    1735 Market Street -51st Floor
    Philadelphia, PA 19103
    Counsel for Appellees
    2
    Eric L. Bloom
    Monica L. Kiley
    Hangley Aronchick Segal Pudlin & Schiller
    2805 Old Post Road – Suite 100
    Harrisburg, PA 17110
    Barry L. Refsin
    Hangley Aronchick Segal Pudlin & Schiller
    One Logan Square
    18th & Cherry Streets, 27th Floor
    Philadelphia, PA 19103
    Counsel for Amicus Appellants
    CVS Pharmacy Inc. and Rite Aid Corp
    Moira E. Cain-Mannix
    Brian C. Hill
    Marcus & Shapira
    301 Grant Street
    One Oxford Centre – 35th Floor
    Pittsburgh, PA 15219
    Counsel for Amicus Appellant
    Giant Eagle Inc.
    _______________
    OPINION OF THE COURT
    _______________
    JORDAN, Circuit Judge.
    This case raises the question of whether an assignment
    of federal antitrust claims is barred by a contract provision
    proscribing the assignment of any “rights or obligations under”
    that contract. The District Court answered in the affirmative
    3
    and granted summary judgment against the appellants, who all
    want to assert antitrust claims they purportedly obtained by
    assignment from a party bound by the anti-assignment clause.
    We conclude that the District Court erred. The antitrust claims
    are a product of federal statute and thus are extrinsic to, and
    not rights “under,” a commercial agreement. Accordingly, we
    will reverse the grant of summary judgment and remand for
    further proceedings.
    I.     BACKGROUND
    Appellants Walgreen Co. and the Kroger Co. (which,
    for convenience, we refer to collectively and in the singular as
    “Walgreen”) operate retail pharmacies throughout the United
    States. One of the many pharmaceuticals that Walgreen
    dispenses to the public is Remicade, a biologic drug used to
    treat various autoimmune diseases. Remicade is marketed and
    manufactured by Appellees Johnson & Johnson and Janssen
    Biotech, Inc. (which, again, for convenience we refer to
    collectively and in the singular as “Janssen”). Janssen does not
    sell Remicade directly to Walgreen. Instead, Walgreen
    procures Remicade from two wholesale distributors:
    AmerisourceBergen and Cardinal Health (once more,
    collectively and in the singular “Wholesaler”). Wholesaler
    acquires Remicade pursuant to a Distribution Agreement with
    JOM Pharmaceutical Services, Inc. (“JOM”), a Janssen
    affiliate. 1 Only Wholesaler and JOM are identified as parties
    1
    Although JOM entered into a separate Distribution
    Agreement with each of AmerisourceBergen and Cardinal
    Health, those agreements are identical in all material respects.
    Consequently, and for the sake of simplicity, we refer only to
    a single Distribution Agreement.
    4
    to the Distribution Agreement. It is undisputed that New
    Jersey law governs the Distribution Agreement.
    This appeal pertains to the scope of the anti-assignment
    language in Section 4.4 (the “Anti-Assignment Provision”) of
    the Distribution Agreement. In relevant part, the Anti-
    Assignment Provision states that “neither party may assign,
    directly or indirectly, this agreement or any of its rights or
    obligations under this agreement … without the prior written
    consent of the other party…. Any purported assignment in
    violation of this section will be void.” (JA at 102 (emphasis
    added).)
    In January 2018, Wholesaler assigned to Walgreen “all
    of its rights, title and interest in and to” its claims against
    Janssen “under the antitrust laws of the United States or of any
    State arising out of or relating to [Wholesaler]’s purchase of
    Remicade[.]” 2 (JA at 217.) Less than six months later,
    2
    Specifically, AmerisourceBergen assigned its rights to
    Walgreen Co. and Cardinal Health assigned its rights to Kroger
    Co. Because the assignments are worded slightly differently
    but are identical in all material respects, for the sake of
    simplicity, we refer only to a single assignment.
    The parties dedicated a significant portion of their
    briefing to disputing the question of whether federal common
    law or New Jersey law governs the “validity” of Wholesaler’s
    assignment to Walgreen. (See, e.g., Opening Br. at 13-26;
    Answering Br. at 9-14, 17-22). However, that dispute is
    contingent on the assignment at issue falling within the scope
    of the Anti-Assignment Provision. As discussed infra, we hold
    that the assignment does not convey “rights under” the
    Distribution Agreement, and, thus, is not subject to the Anti-
    5
    Walgreen exercised the rights Wholesaler had assigned to it
    and filed suit against Janssen, asserting various federal antitrust
    claims relating to Remicade. At bottom, Walgreen alleges that
    Janssen used its size and bargaining power in the broader
    pharmaceutical market to enter into exclusive contracts and
    anticompetitive bundling agreements with health insurers that
    suppressed generic competition to Remicade, which in turn
    allowed Janssen to sell Remicade at supracompetitive prices.
    Janssen moved to dismiss Walgreen’s complaint on the
    ground that the Anti-Assignment Provision invalidated
    Wholesaler’s purported assignment of its antitrust claims to
    Walgreen. It is undisputed that, if the Anti-Assignment
    Provision prevents the assignment, then, under the Supreme
    Court’s seminal decision in Illinois Brick Co. v. Illinois, 
    431 U.S. 720
    (1977), Walgreen, an “indirect” Remicade purchaser,
    would lack antitrust standing to assert claims against Janssen
    relating to Remicade. 3 To take account of the potentially
    Assignment Provision. Accordingly, we do not reach the
    parties’ subsidiary choice-of-law arguments pertaining to the
    assignment’s “validity.”
    3
    In Illinois Brick, the Supreme Court created a “direct
    purchaser” rule for antitrust claims, “providing that only
    entities that purchase goods directly from alleged antitrust
    violators have statutory standing to bring a lawsuit for
    damages[.]” Wallach v. Eaton Corp., 
    837 F.3d 356
    , 365 (3d
    Cir. 2016). “The rule of Illinois Brick was founded on the
    difficulty of analyzing pricing decisions, the risk of multiple
    liability for defendants, and the weakening of private antitrust
    enforcement that might result from splitting damages for
    overcharges among direct and indirect purchasers.”
    6
    dispositive Distribution Agreement, the District Court
    converted Janssen’s motion to dismiss into a motion for
    summary judgment.
    After full briefing, on March 25, 2019, the District
    Court granted the motion for summary judgment and entered
    judgment in Janssen’s favor on all counts. In reaching its
    decision, the Court concluded that Janssen was a party to the
    Distribution Agreement with standing to enforce its terms, and
    that, under New Jersey law, the Anti-Assignment Provision
    precluded Wholesaler from assigning its federal antitrust
    claims against Janssen to Walgreen, thus depriving Walgreen
    of antitrust standing. This timely appeal followed.
    II.    DISCUSSION 4
    Walgreen presses a number of arguments in opposition
    to the District Court’s dismissal of its claims, but we need only
    Gulfstream III Assocs., Inc. v. Gulfstream Aerospace Corp.,
    
    995 F.2d 425
    , 439 (3d Cir. 1993). Because only Wholesaler,
    and not Walgreen, purchased Remicade directly from Janssen,
    the alleged antitrust violator, Walgreen is an “indirect
    purchaser” under Illinois Brick.
    4
    The District Court had jurisdiction under 28 U.S.C.
    §§ 1331 and 1337. We have appellate jurisdiction pursuant to
    28 U.S.C. § 1291. “It is well established that we employ a
    plenary standard in reviewing orders entered on motions for
    summary judgment, applying the same standard as the district
    court.” Blunt v. Lower Merion Sch. Dist., 
    767 F.3d 247
    , 265
    (3d Cir. 2014).
    7
    address one: whether Wholesaler’s assignment to Walgreen of
    its antitrust claims against Janssen was barred by the Anti-
    Assignment Provision. 5 Because the answer to that question is
    no, we will reverse and remand for further proceedings.
    The facts of this case are in all material respects the
    same as those of Hartig Drug Company Inc. v. Senju
    Pharmaceutical Company Ltd., 
    836 F.3d 261
    (3d Cir. 2016).
    In Hartig, an indirect purchaser of medicated eyedrops asserted
    antitrust claims against the eyedrops’ manufacturer pursuant to
    an assignment of antitrust claims from a “direct purchaser”
    distributor. 
    Id. at 264.
    The district court granted the defendant
    manufacturer’s motion to dismiss the indirect-purchaser
    plaintiff’s claims on the ground that “an anti-assignment clause
    in a distribution agreement between [the manufacturer] and
    [the distributor] barred any assignment of antitrust claims from
    [the distributor] to [the indirect purchaser], leaving [the
    indirect purchaser] without standing to sue and divesting the
    Court of subject matter jurisdiction.” 
    Id. We vacated
    and
    remanded, holding that the district court erred both in
    concluding that the anti-assignment clause implicated that
    court’s subject matter jurisdiction and in considering the terms
    of the distribution agreement, which was neither integral to nor
    attached to the indirect-purchaser plaintiff’s complaint. 
    Id. at 269,
    273-74.
    5
    Walgreen disputes whether Janssen, as a matter of law,
    actually is a party to the Distribution Agreement with
    concomitant rights to enforce the Anti-Assignment Provision.
    Because we conclude that the Anti-Assignment Provision does
    not reach Wholesaler’s assignment of its antitrust claims to
    Walgreen, we need not, and do not resolve Janssen’s disputed
    party status.
    8
    Given that the district court might have occasion to
    again interpret the distribution agreement on remand,
    considerations of judicial economy prompted us to note our
    “doubt about the Court’s interpretation of the [distribution
    agreement] as barring the assignment of antitrust causes of
    action[.]” 
    Id. at 274.
    In that regard, we observed, albeit in
    dictum, that “[b]ecause [the wholesaler]’s antitrust causes of
    action arise by statute, there is a serious argument that they do
    not fall within the [distribution agreement]’s plain language
    limiting assignment of ‘rights and obligations hereunder’—
    that is, they arise by operation of an extrinsic legal regime
    rather than by contract.” 
    Id. at 275
    n.17.
    That observation in Hartig provides the appropriate rule
    of decision here: the statutory federal antitrust claims asserted
    in Walgreen’s complaint are extrinsic to, and not “rights
    under,” the Distribution Agreement. Applied to the Anti-
    Assignment Provision, the scope of which is limited to
    Wholesaler’s “rights under” the Distribution Agreement, it
    becomes evident that the provision has no bearing on
    Wholesaler’s antitrust claims, which rely only on statutory
    rights and do not implicate any substantive right under the
    Distribution Agreement. Accordingly, the Anti-Assignment
    Provision does not invalidate Wholesaler’s assignment of
    antitrust claims to Walgreen or otherwise present a bar to
    Walgreen’s standing to assert those antitrust claims against
    Janssen. Our holding here is consistent with the substantial
    weight of decisions on this issue, which do not bind us but
    nevertheless are persuasive. 6
    6
    See, e.g., In re Opana ER Antritrust Litig., No. 14-C-
    10150, 
    2016 WL 738596
    , at *5 (N.D. Ill. Feb. 25, 2016) (“Even
    9
    Janssen raises three arguments in opposition to the
    holding we adopt today: (i) New Jersey law, which governs the
    Distribution Agreement, recognizes statutory causes of action
    as “rights under” an agreement; (ii) the term “rights under” an
    agreement “encompasses any rights engendered by virtue of
    the relationship the agreement established” and thus includes
    under a broad reading of the non-assignment provisions, the
    prohibition on assigning ‘this Agreement’ or ‘delegat[ing]’ any
    ‘duties or responsibilities’ would only serve to limit the parties’
    ability to assign their rights and obligations under the
    [agreement]. The Court does not read this language to include
    statutorily-based antitrust claims, because such claims are not
    based on any substantive right or duty found in the
    [agreement]s themselves.”) (alteration in original); United
    Food & Commercial Workers Local 1776 & Participating
    Employers Health & Welfare Fund v. Teikoku Pharma USA,
    Inc., No. 14-MD-02521-WHO, 
    2015 WL 4397396
    , at *6 (N.D.
    Cal. July 17, 2015) (“The [distribution agreements]’ non-
    assignment clauses are limited to the assignment of duties and
    obligations under the [distribution agreements] themselves and
    do not include causes of action sounding in antitrust arising
    from those agreements.”); In re TFT-LCD (Flat Panel)
    Antitrust Litig., No. C 11-00711 SI, 
    2011 WL 3475408
    , at *4
    (N.D. Cal. Aug. 9, 2011), reconsidered in-part on other
    grounds, No. C 11-00711 SI, 
    2011 WL 5573930
    (N.D. Cal.
    Nov. 16, 2011) (“Here, the anti-assignment clauses are limited
    to each party’s rights and obligations under the contracts….
    [L]itigation over antitrust claims cannot be seen as a ‘right or
    duty’ contemplated by the contract. The State has not brought
    the assigned claims based on any substantive right or duty
    found in the contract itself.”).
    10
    Walgreen’s antitrust claims, which ultimately flow from the
    Distribution Agreement; and (iii) the rationale of Hartig has
    been “eclipsed” by our subsequent decisions in Wallach v.
    Eaton Corp., 
    837 F.3d 356
    (3d Cir. 2016), and American
    Orthopedic & Sports Medicine v. Independence Blue Cross
    Blue Shield, 
    890 F.3d 445
    (3d Cir. 2018). (Answering Br. at
    22-30 (internal quotation marks omitted).) Each of those
    arguments falls short.
    Regarding the application of New Jersey law to the
    Anti-Assignment Provision, Janssen correctly notes that
    neither Hartig nor any of the antitrust cases interpreting the
    scope of anti-assignment clauses that Walgreen cites (and
    which we find persuasive) applied New Jersey law. But that
    fact is not dispositive. Janssen cites no case, let alone a case
    applying New Jersey law, in which any court has found that
    federal antitrust claims fall within the scope of an anti-
    assignment clause prohibiting the assignment of “rights under”
    an agreement. Nor does Janssen identify any particular feature
    of New Jersey law that suggests it would diverge from the
    weight of authority on this issue. 7 To the contrary, the New
    Jersey cases that Janssen does cite, in which anti-assignment
    7
    Courts that have considered the scope of anti-
    assignment clauses in the antitrust context often have looked
    to Section 322 of the Restatement (Second) of Contracts as part
    of their analysis. In re Opana ER Antritrust Litig., 
    2016 WL 738596
    , at *5; In re TFT-LCD (Flat Panel) Antitrust Litig.,
    
    2011 WL 4345316
    , at *3. New Jersey courts similarly look to
    the Restatement when analyzing anti-assignment clauses.
    Owen v. CNA Ins./Cont’l Cas. Co., 
    771 A.2d 1208
    , 1218 (N.J.
    2001).
    11
    clauses were held to foreclose statutory causes of action, are
    readily distinguishable. In each of those cases, unlike the
    antitrust claims at issue here, the statutory claims that were
    precluded by an anti-assignment provision all flowed from an
    underlying breach of one or more provisions of the contract
    containing the anti-assignment provision. See Somerset
    Orthopedic Assocs., P.A. v. Horizon Blue Cross & Blue Shield
    of New Jersey, 
    785 A.2d 457
    , 459–60 (N.J. App. Div. 2001)
    (out-of-network physician’s claims for payment pursuant to
    terms of benefit plan foreclosed by plan’s anti-assignment
    language); Chee Li v. BMW of N. Am., LLC, No. L-3014-13,
    
    2017 WL 2625965
    , at *3 (N.J. Super. Ct. App. Div. June 19,
    2017) (claim under federal warranty statute foreclosed by anti-
    assignment provision where cause of action stemmed from car
    dealer’s purported refusal to honor warranty and the anti-
    assignment provision specifically included “the right to pursue
    the remedy under the [ ] warranty.” (alteration in original)). 8
    8
    Janssen also cites Prospect Medical, P.C. v. Horizon
    Blue Cross Blue Shield of New Jersey, Inc., No. L-8681-09,
    
    2011 WL 3629180
    , at *5 (N.J. Super. Ct. App. Div. Aug. 19,
    2011), asserting that in that case a “clause prohibiting
    insurance policyholders from assigning benefits under their
    insurance plan to healthcare providers barred providers’ claims
    against insurer under state Consumer Fraud Act and RICO
    statute.” (Answering Br. at 23.) However, that misstates
    Prospect Medical’s holding. The court in Prospect Medical
    held that no claims were properly dismissed pursuant to the
    anti-assignment clause because there was an outstanding issue
    of fact as to whether the insurer had waived its right to invoke
    that clause. Prospect Medical, 
    2011 WL 3629180
    , at *5. The
    court dismissed the Consumer Fraud Act and RICO claims
    12
    At most, those cases suggest that, when a dispute ultimately
    centers on the vindication of contractual rights, a valid anti-
    assignment clause can prevent an assignee from enforcing
    those contractual rights through non-contractual means,
    including related statutory causes of action. However, none of
    those cases, directly or indirectly, stands for the proposition
    that, under New Jersey law, a statutory claim that is separate
    from any contractual right constitutes a “right” under that
    agreement.
    In an unpersuasive attempt to overcome that reality,
    Janssen next argues that Wholesaler’s antitrust claims are
    “rights under” the Distribution Agreement because that term
    “encompasses any rights ‘engendered by virtue of the
    relationship the agreement established,’” and Wholesaler could
    not have purchased Remicade and accrued standing to assert
    antitrust claims but for the Distribution Agreement.
    (Answering Br. at 24-26 (quoting Am. Fin. Capital Corp. v.
    Princeton Elecs. Prods., No. CIV. A. 95-4568, 
    1996 WL 131145
    , at *9 (E.D. Pa. Mar. 20, 1996)).) But that argument is
    derived from plainly inapposite case law, namely cases from
    the arbitration context that address the question of when claims
    “arise out of” or “arise under” an agreement. See Scherk v.
    Alberto-Culver Co., 
    417 U.S. 506
    , 508 (1974) (addressing
    arbitration clause covering “any controversy or claim (that)
    shall arise out of this agreement or the breach thereof”); Am.
    Fin. Capital Corp., 
    1996 WL 131145
    , at *7, *9 (holding scope
    of arbitration clause mandating arbitration of “any disputes
    arising under” agreement covered claims “engendered by
    virtue of the relationship the agreement established or
    based on pleading failures that were entirely independent of the
    anti-assignment clause. 
    Id. 13 otherwise
    addressable by reference to the duties and
    obligations set out in the agreement.”). 9 The terms “arise out
    of” and “arise under” are facially broader, more encompassing,
    and ultimately distinct from, the concept of “rights under” an
    agreement.
    Moreover, Janssen’s argument substantially overstates
    the degree to which Walgreen’s antitrust claims are derived
    from the Distribution Agreement. Through its antitrust claims,
    Walgreen is not attempting to invoke any substantive right
    specified in the Distribution Agreement. Although the
    9
    Janssen’s reliance on equally distinguishable case law
    from the forum selection and choice-of-law contexts, which
    similarly fail to address the question of whether a statutory
    claim is a “right under” an agreement, is also misplaced. See
    Hitachi Credit Am. Corp. v. Signet Bank, 
    166 F.3d 614
    , 624
    (4th Cir. 1999) (common law fraud claim within scope of
    choice-of-law provision covering “[t]his Agreement and the
    rights and obligations of the parties hereunder … including all
    matters of construction, validity and performance.” (alteration
    in original)); Cheney v. IPD Analytics, LLC, 
    583 F. Supp. 2d 108
    , 121 (D.D.C. 2008) (analyzing scope of forum selection
    clause encompassing any claim which “arises out of” the
    agreement); Rini Wine Co. v. Guild Wineries & Distilleries,
    
    604 F. Supp. 1055
    , 1057–59 (N.D. Ohio 1985) (forum
    selection clause applicable to “any action entered under the
    [distributor] agreement” encompassed antitrust claims where
    “[t]he incident from which this dispute arises is indeed the
    termination of the distributor agreement,” and “Plaintiff has
    chosen to explain defendant’s conduct as an ‘unlawful
    combination and conspiracy’ in violation of federal and state
    antitrust laws in its complaint.”).
    14
    Distribution Agreement contains a provision requiring the
    parties to comply with applicable law, even if Walgreen was
    asserting a claim under that provision, which it is not, the
    “existence of a boilerplate duty to abide by applicable law does
    not manifest the requisite intent to expand the scope of the non-
    assignment provision[] beyond [its] plain language[,]” In re
    Opana, 
    2016 WL 738596
    , at *5, particularly where, as here,
    the Distribution Agreement “do[es] not specifically mention
    antitrust law or the assignment of legal claims[,]” United Food,
    
    2015 WL 4397396
    , at *6. Similarly, the fact that the
    Distribution Agreement set the price that Wholesaler paid for
    Remicade does not bring Walgreen’s antitrust claims within
    the Anti-Assignment Provision’s scope. The mere existence of
    a fact that is relevant to both the antitrust claims at issue and
    the Distribution Agreement does not transform those claims
    into “rights under” the Distribution Agreement. Cf. CardioNet,
    Inc. v. Cigna Health Corp., 
    751 F.3d 165
    , 173, 175 (3d Cir.
    2014) (holding “factual connections between the Agreement
    and the factual underpinnings of the Complaint do not render
    these claims arbitrable,” where arbitration clause broadly
    required arbitration of disputes “regarding the performance or
    interpretation of the Agreement”).
    Finally, we disagree with Janssen’s assertion that the
    “persuasive force” of our reasoning in Hartig has been
    “eclipsed” by our decisions in Wallach and American
    Orthopedic. (Answering Br. at 27-29.) Wallach did not
    involve a contractual anti-assignment provision. Instead, we
    addressed the entirely distinct question of whether the
    assignment of antitrust claims must be supported by
    consideration. 
    Wallach, 837 F.3d at 361
    . In that context, we
    maintained our prior recognition that both contractual rights
    and non-contractual causes of action are assignable, and that
    15
    the argument that non-contractual causes of action cannot be
    assigned rests “on an antiquated distinction between
    contractual rights and choses in action that no longer has a
    significant effect on the common law.” 
    Id. at 369.
    Nowhere
    did we hold, or even suggest, that statutory antitrust claims are
    rights under a contract. 10
    Janssen’s reliance on American Orthopedic also lacks
    merit. Although American Orthopedic did involve an anti-
    assignment clause in an ERISA benefit plan, only the clause’s
    validity, not its scope, was at issue. Am. 
    Orthopedic, 890 F.3d at 449-53
    . To the extent we opined indirectly on the clause’s
    scope by affirming the district court’s holding that the clause
    foreclosed an assignee plaintiff’s ERISA claims, Janssen’s
    attempt to extrapolate that ERISA-centric conclusion beyond
    its proper context to the antitrust facts of this case is not
    persuasive. American Orthopedic, like the other case law
    Janssen cites, is inapposite because the statutory ERISA claims
    foreclosed by the anti-assignment clause flowed directly from
    an underlying breach of a contractual right, 11 which right could
    10
    We likely would not have had occasion to do so even
    if the scope of the assignment in that case was at issue. The
    assignment in Wallach conveyed all antitrust causes of action
    “arising out of or relating to” purchases of certain vehicles.
    
    Wallach, 837 F.3d at 371
    n.17. That language is very different
    from, and appreciably broader than, the disputed portion of the
    Anti-Assignment Provision here.
    11
    Indeed, we have recognized that “[c]laims for benefits
    based on the terms of an ERISA plan are contractual in nature
    and are governed by federal common law contract principles.”
    16
    not be assigned. No such concern exists here, as Walgreen is
    seeking to enforce a purely statutory right, not a substantive
    right originating from the Distribution Agreement. 12
    Baldwin v. Univ. of Pittsburgh Med. Ctr., 
    636 F.3d 69
    , 75 (3d
    Cir. 2011).
    12
    Janssen also overstates both the holding in City of
    Hope National Medical Center v. HealthPlus, Inc., 
    156 F.3d 223
    (1st Cir. 1998), and the extent to which we adopted the
    reasoning of that case in American Orthopedic. Contrary to
    Janssen’s assertion, the First Circuit did not “expressly reject[]
    the argument that an anti-assignment clause prohibiting
    assignments of rights or benefits does not extend to statutory
    causes of action arising [out of] the denial benefits.”
    (Answering Br. at 28 (second alteration in original and internal
    quotation marks omitted).) Rather, the First Circuit simply
    held that the Eighth Circuit’s analysis of an anti-assignment
    clause that prohibited the assignment of “rights or benefits
    under” an ERISA plan and related trust was inapplicable to the
    much broader anti-assignment clause at issue in the matter
    before it (and much broader than the Anti-Assignment
    Provision here), which provided that “[a]ll entitlements of a
    member to receive covered rights are personal and may not be
    assigned.” City of 
    Hope, 156 F.3d at 229
    (citing Lutheran
    Med. Ctr. v. Contractors, Laborers, Teamsters, & Engineers
    Health & Welfare Plan, 
    25 F.3d 616
    , 619 (8th Cir.1994)).
    Moreover, while it is accurate that we cited City of Hope in
    American Orthopedic, we did so only as support for the
    proposition that anti-assignment clauses in ERISA plans are
    permissible. Am. 
    Orthopedic, 890 F.3d at 453
    .
    17
    In short, we observed in Hartig that there was a serious
    argument that statutory antitrust claims were not “rights under”
    an agreement. We now come down clearly on this question:
    statutory antitrust claims are not “rights under” a contract, such
    as the Distribution Agreement.             Janssen’s arguments
    attempting to avoid or undermine that conclusion are
    unconvincing.
    III.   CONCLUSION
    For the foregoing reasons, we will reverse the decision
    of the District Court and remand for further proceedings.
    18