Mark McKay v. Ted Krimmel ( 2023 )

NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
No. 22-1302
MARK MCKAY,
Appellant
v.
TED KRIMMEL; BRIAN HESSENTHALER; CHRISTOPHER GRAYO;
JOSEPH GANSKY
Appeal from the United States District Court
for the Eastern District of Pennsylvania
(D.C. Civil Action No. 2:18-cv-2112)
District Judge: Honorable Gene E. K. Pratter
Argued on June 8, 2023
Before: HARDIMAN, FUENTES, AMBRO, Circuit Judges
(Opinion Filed: June 28, 2023)
Caroline Anapol [Argued]
Steven Jessen-Howard
Taylor Kauffman
Mary E. Levy
Crystal Zook
Temple University
Beasley School of Law
1719 N. Broad Street
Philadelphia, PA 19122
Jessica Rickabaugh
Tucker Law Group
1801 Market Street
Ten Penn Center, Suite 2500
Philadelphia, PA 19103
Counsel for Appellant
Paola T. Kaczynski [Argued]
William J. Ferren & Associates
P.O. Box 2903
Hartford, CT 06104
Counsel for Appellees Christopher Grayo and Joseph Gansky
____________
OPINION *
____________
AMBRO, Circuit Judge
Plaintiff Mark McKay appeals the District Court’s grant of summary judgment in
favor of the Defendant-Appellees, Officers Christopher Grayo and Joseph Gansky.
Because McKay has sufficiently demonstrated these officers’ participation in his arrest, we
vacate the Court’s excessive-force ruling and remand the case for further proceedings
consistent with this opinion.
I. Background
Bensalem Township police arrested McKay during a search of his property for
evidence related to his distribution of methamphetamine. During his arrest, police “threw
*
This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7 does not
constitute binding precedent.
2
[him] to the ground, placed him in handcuffs at gun point, and brought him to his feet” in
his front yard. JA 35. One officer then searched within his underwear for contraband.
McKay, proceeding pro se, sued two of his arresting officers—Grayo and Gansky—
under 42 U.S.C. § 1983, asserting claims under the Eighth Amendment and Pennsylvania
tort law. 1 The District Court later construed the Eighth Amendment claims as unlawful
search, false arrest, and excessive-force claims arising under the Fourth Amendment. After
briefing on a motion to dismiss, the District Court allowed the excessive-force claim and
the unreasonable-search claim to proceed to discovery. 2
In discovery, McKay gave deposition testimony that Grayo and Gansky had led the
small group of officers who arrested him. See JA 55 (“Grayo and Gansky pretty much led
the way with everything.”); see also JA 47 (detailing the arrest). He described the
subsequent search of his person, explaining that an officer “went in” his boxers and
“searched around [his] testicles.” JA 47. But he did not identify the officer and offered
only a physical description. See JA 55 (“[H]e was tall, slim and I believe balding.”).
Separate from his deposition testimony, McKay submitted interrogatories to Grayo and
Gansky that yielded little useful information.
1
McKay also sued several other defendants, all of whom were dismissed later from the
suit and are not the subject of this appeal.
2
Though the District Court stated at the motion-to-dismiss stage that only McKay’s
excessive-force claim survived, JA 72, the Court described that claim as including the
allegation that Grayo and Gansky “inappropriately touched [McKay’s] ‘private area’ while
conducting an unauthorized ‘intrusive’ body cavity search,” JA 70. The Court then
explained at summary judgment that it had “not explicitly address[ed] whether Mr.
McKay’s allegations related to the intrusive search of his person also survived the officers’
motion to dismiss,” and proceeded to evaluate separately and reject that claim. App. 4.
3
After the close of discovery, Grayo and Gansky successfully moved for summary
judgment on both remaining claims. First, the Court disposed of McKay’s excessive-force
claim because he “failed to specify the personal involvement of both Officer Gansky and
Officer Grayo” in the arrest. JA 6 (Op. at 4); see also JA 7 (Op. at 5) (“Mr. McKay does
not identify which officer is the one who allegedly threw him to the ground, which is the
basis of his excessive force claim.”). Second, it rejected McKay’s unreasonable-search
claim because no “strip search” had occurred, JA 8–10 (Op. at 6–8), and because it was
Heck-barred, JA 10 (Op. at 8) (citing Heck v. Humphrey, 512 U.S. 477 (1994)).
McKay filed a timely notice of appeal. 3
II. Discussion
A. The Excessive-Force Claim
Police officers may “not be held liable under section 1983 merely because they were
members of a group of which some other members were guilty of abuses.” Anela v. City
of Wildwood, 790 F.2d 1063, 1067–68 (3d Cir. 1986). “A plaintiff alleging that one or
more officers engaged in unconstitutional conduct must establish the personal involvement
3
The District Court had jurisdiction under 28 U.S.C. § 1331. We have jurisdiction under
28 U.S.C. § 1291. We review the District Court’s grant of summary judgment de novo.
Jutrowski v. Twp. of Riverdale, 904 F.3d 280, 288 (3d Cir. 2018). Summary judgment is
proper when the moving party establishes “that there is no genuine dispute as to any
material fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P.
56(a). “[A]ll facts should be viewed in the light most favorable to the non-moving party,
with all reasonable inferences drawn in that party’s favor.” Jutrowski, 904 F.3d at 288(cleaned up). A factual dispute is genuine “if the evidence is such that a reasonable jury
could return a verdict for the nonmoving party.” Anderson v. Liberty Lobby, Inc., 477 U.S.
242, 248 (1986).
4
of each named defendant to survive summary judgment and take that defendant to trial.”
Jutrowski v. Twp. of Riverdale, 904 F.3d 280, 285 (3d Cir. 2018) (cleaned up).
The record indicates that both Grayo and Gansky were not only involved, but direct
participants, in the arrest underlying McKay’s claim of excessive force. See, e.g., JA 35
(verified complaint 4) (“Mr. Grayo and Mr. Gansky threw Mr. McKay to the ground, placed
him in handcuffs at gun point, and brought him to his feet.”) (emphasis added); JA 97
(affidavit of Mark McKay, Jr.) (“I had seen two police officers [later known to me as
Officers Grayo and Gansky] [sic] picking my father up off the ground in handcuffs.”); see
also JA 47 (deposition testimony) (attributing the takedown and arrest to “about six cops,”
including Grayo and Gansky). What remains, then, is a “classic factual dispute to be
resolved by the fact finder” about the extent of each officer’s participation. Jutrowski, 904
F.3d at 291 (quoting Smith v. Mensinger, 293 F.3d 641, 650 (3d Cir. 2002)). Hence, we
vacate summary judgment for the officers on this claim.
B. The Unreasonable-Search Claim
McKay’s verified complaint and deposition testimony make clear that only one
officer searched inside his boxers incident to his arrest. See, e.g., JA 35 (verified
complaint) (“Mr. Grayo or Mr. Gansky . . . unlawfully entered Mr. McKay’s underwear
and searched around his testicles.”) (emphasis added); JA 48 (deposition testimony) (“One
4
A verified complaint may be treated as an affidavit with evidentiary value at the summary-
judgment stage. See Revock v. Cowpet Bay W. Condo. Ass’n, 853 F.3d 96, 100 n.1 (3d Cir.
2017); Fed. R. Civ. P. 56(c)(4). However, it cannot create a genuine dispute of material
fact if contradicted by “the story told by discovery.” Boykins v. SEPTA, 722 F. App’x 148,
159 n.11 (3d Cir. 2018).
5
[officer] grabbed my phone and the other one went in [my boxers].”). Though McKay
offers a generic physical description of that officer, he never identifies either defendant.
See, e.g., JA 55 (deposition testimony) (“Q: [I]s there any way that you can describe which
officer was the one that did that, that went into your boxers? . . . [McKay]: I just know he
was the tall and slim [sic], whether it be Grayo or Gansky, and he was tall, slim and I
believe balding.”) (emphasis added). Thus, the record is insufficient to establish Grayo or
Gansky’s personal participation in the alleged unreasonable search.
McKay’s argument that Grayo and Gansky can be held jointly and severally liable
for the unreasonable search fails for the same reason. Joint and several liability is “a theory
of recovery” requiring a plaintiff to establish that “each defendant acted in concert to
produce a single, indivisible injury.” Harper v. Albert, 400 F.3d 1052, 1061–62 (7th Cir.
2005) (cleaned up). Here, McKay alleged that either Grayo or Gansky searched inside his
underwear, not that they acted together in violating his Fourth Amendment rights.
Summary judgment on this claim was thus proper. 5
5
Though the District Court did not analyze Grayo and Gansky’s personal involvement in
the unreasonable search and instead dismissed that claim because it found the search was
not a “strip search,” JA 9, “we may affirm on any ground supported by the record.” TD
Bank N.A. v. Hill, 928 F.3d 259, 276 n.9 (3d Cir. 2019). And because of McKay’s
insufficient identification, we need not analyze (1) the questionable legal significance of
the “strip search” label employed by the District Court or (2) the applicability of Heck v.
Humphry’s favorable-termination rule, which comes into play only when a claim
implicates an underlying criminal conviction’s validity, 512 U.S. at 486–87.
6
***
While we affirm the District Court’s grant of summary judgment on McKay’s
unreasonable-search claim, we vacate its ruling on his excessive-force claim and remand
the case for further proceedings consistent with this opinion.
7