United States v. Crowe ( 1996 )

UNPUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
v. No. 94-5690
CLAYTON PERRY CROWE,
Defendant-Appellant.
Appeal from the United States District Court
for the Western District of North Carolina, at Bryson City.
Richard L. Voorhees, Chief District Judge.
(CR-94-32)
Argued: December 7, 1995
Decided: February 16, 1996
Before ERVIN, MICHAEL, and MOTZ, Circuit Judges.
_________________________________________________________________
Affirmed by unpublished per curiam opinion.
_________________________________________________________________
COUNSEL
ARGUED: Terry Goodwin Harn, Chapel Hill, North Carolina, for
Appellant. Deborah Ann Ausburn, Assistant United States Attorney,
Asheville, North Carolina, for Appellee. ON BRIEF: Mark T. Cal-
loway, United States Attorney, Charlotte, North Carolina, for Appel-
lee.
_________________________________________________________________
Unpublished opinions are not binding precedent in this circuit. See
Local Rule 36(c).
_________________________________________________________________
OPINION
PER CURIAM:
After a bench trial Clayton Perry Crowe was convicted of one
count of criminal contempt, see 18 U.S.C.§ 401(3), and was sen-
tenced to six months imprisonment. He appeals his conviction on the
grounds that (1) the evidence was insufficient and (2) that the district
court failed to inquire as to his competency to stand trial. Finding no
error, we affirm.
I.
On April 4, 1994, Crowe, who was already in state custody, was
indicted on 17 counts of sending threatening mail to his wife, in viola-
tion of 18 U.S.C. § 876. As part of its trial preparation the govern-
ment sought handwriting exemplars from Crowe. On April 29, 1994,
FBI Special Agent James D. Russell visited Crowe in the Buncombe
County Jail in Asheville, North Carolina, and asked him to provide
the exemplars voluntarily. Crowe refused, and on May 11 the district
court ordered Crowe to provide the exemplars.
Crowe, his lawyer, and Special Agent Russell met at the jail on
June 14, 1994. Russell showed Crowe a copy of the court order, and
(according to Russell) Crowe's lawyer "instructed Mr. Crowe that the
order was valid and had to be complied with." Crowe refused.
On June 20, 1994, the government moved for an order to show
cause why Crowe should not be held in contempt. The next day, at
the conclusion of a hearing at which Crowe admitted that he had
refused to provide the handwriting exemplars as ordered, the magis-
trate judge certified that Crowe was in contempt. The magistrate
judge also said that Crowe "should be allowed to purge himself of any
contempt order that the District Court enters by providing handwrit-
ing exemplars as ordered."
2
Crowe was brought before the district judge on September 7, 1994,
for trial on the charge of criminal contempt. Crowe's counsel indi-
cated to the judge that notwithstanding the criminal contempt charge,
Crowe still claimed he had no duty to provide handwriting exemplars.
After Crowe waived a jury, the case proceeded to trial before the dis-
trict judge. Special Agent Russell testified that Crowe refused to com-
ply with the court order that had been shown to him, even after his
lawyer advised him to comply. Crowe testified that he refused to pro-
vide the exemplars because he believed doing so would violate his
Fifth Amendment right against self-incrimination. He admitted that he
saw and understood the court order. He claimed, however, that his
lawyer told him that "refusing wouldn't hurt me either way because
I am doing a sentence, a state sentence already" and that therefore the
court had no effective power to punish him. The district judge found
Crowe guilty of criminal contempt.
II.
Crowe argues that the evidence against him was insufficient to sus-
tain a conviction for criminal contempt. In support of this argument
Crowe claims he should have been given the opportunity to purge
himself of his contempt (by providing the exemplars) after the magis-
trate judge certified his contempt. We disagree.
To support a conviction for criminal contempt, the government
must establish beyond a reasonable doubt that the defendant "will-
fully, contumaciously, intentionally, with a wrongful state of mind,
violated a decree which was definite, clear, specific, and left no
uncertainty in the minds of those to whom it was addressed."
Richmond Black Police Officers Ass'n v. City of Richmond, 548 F.2d
123, 129 (4th Cir. 1977) (citations omitted). If the defendant makes
a good faith effort to comply with a court order, he may not be con-
victed of criminal contempt. Id. On appeal, we must affirm if there
is substantial evidence, viewed in the light most favorable to the gov-
ernment, to support the conviction. Glasser v. United States, 315 U.S.
60, 80 (1942).
Crowe's argument that the evidence was insufficient because he
was not given an opportunity to purge himself of his contempt shows
a fundamental misunderstanding of the difference between civil and
3
criminal contempt. Criminal contempt may not be purged. A person
may purge himself of civil contempt because civil contempt proceed-
ings are intended "to coerce the contemnor into compliance with court
orders." Buffington v. Baltimore County, 913 F.2d 113, 133 (4th Cir.
1990), cert. denied, 499 U.S. 906 (1991). Once a person complies
with the court order, the civil contempt sanction no longer is neces-
sary to force compliance. Criminal contempt proceedings, however,
serve a different purpose: "to vindicate the authority of the court by
punishing the contemnor and deterring future litigants' misconduct."
Id. Because earlier defiance is not cured by later compliance, criminal
contempt sanctions are always available to punish past misconduct,
even when civil contempt sanctions would be neither necessary nor
effective.
Here the evidence shows that Crowe knew that the court was order-
ing him to give handwriting exemplars, that the court properly had
power over him, that his lawyer told him that he must give the exem-
plars, and that he still refused to do so. Indeed, Crowe's claim that his
lawyer told him that it didn't matter if he refused to comply (because,
since he already was in jail, the court had no effective way to punish
him) lends support to a finding that his refusal was willful and contu-
macious. At no time did Crowe ever make any good faith attempt to
comply with the order.
Crowe's attempt to invoke his Fifth Amendment right against self-
incrimination does not give him the right to disobey a valid court
order requiring exemplars, which are non-testimonial evidence. In
short, requiring a person to give handwriting samples does not violate
the Fifth Amendment. United States v. Mara, 410 U.S. 19 (1973);
United States v. Dionisio, 410 U.S. 1 (1973).
We conclude that the evidence was sufficient for the district judge
to find Crowe guilty of criminal contempt.
III.
Crowe next claims that his conviction is invalid because the district
court failed to inquire, sua sponte, as to his competency to stand trial.
This claim also fails.
4
In the related (threatening mail) case Crowe sought to assert the
insanity defense. In that case he moved, pro se , for a psychiatric eval-
uation. The government joined in the motion, and on June 21, 1994,
a magistrate judge ordered Crowe to submit to an evaluation. A
month later Crowe changed his mind and filed a motion asking the
court to vacate its order. The magistrate judge denied this motion on
July 25, 1994. Crowe's criminal contempt trial was held on Septem-
ber 7, 1994, before the results of the psychiatric evaluation were
available. Crowe argues that because an evaluation had been ordered
by the magistrate judge in the related case, but the results had not yet
been received, the district judge here erred in going ahead with a trial
on the criminal contempt charge.
We believe that the district judge was under no duty in this case
to inquire, sua sponte, as to Crowe's competency. Even if the defen-
dant's trial counsel fails to raise the issue, when a defendant has a his-
tory of "pronounced irrational behavior," the trial court's failure to
assess the defendant's competency to stand trial can sometimes vio-
late due process. Pate v. Robinson, 383 U.S. 375, 385-86 (1966). In
such a case the court also may be required to seek expert opinion as
to competency. Drope v. Missouri, 420 U.S. 162, 181-82 (1975).
There are, however, "no fixed or immutable signs which invariably
indicate the need for further inquiry to determine" competency. Id. at
180. In Pate there was ample evidence that the defendant suffered
from a serious mental disorder. On several occasions he had been hos-
pitalized for psychiatric reasons, and he had attempted suicide. Pate,
383 U.S. at 379-83. In addition, the Pate defendant may have suffered
from an organic brain disorder as a result of his being struck in the
head with a brick when he was seven or eight years old. Id. at 378.
In Drope, it was held that the defendant's mid-trial suicide attempt
should have put the trial court on notice to inquire further as to the
defendant's competency. See also United States v. Mason, 52 F.3d
1286 (4th Cir. 1995) (court sua sponte should have held competency
hearing on learning of defendant's suicide attempt and alcohol abuse).
Here, the "pronounced irrational behavior" that Crowe claims
should have put the court on notice to conduct a competency hearing
was the charge that he had allegedly sent a series of obsessive and
threatening letters to his wife. This behavior does not qualify under
the standard described in Pate and later cases interpreting it. See also
5
Godinez v. Moran, 113 S. Ct. 2680, 2688 n.13 (1993) ("a competency
determination is necessary only when a court has reason to doubt the
defendant's competence").
Nor did Crowe's behavior on the day of trial create any bona fide
doubt as to his competency. See Fallada v. Dugger, 819 F.2d 1564,
1567-69 (11th Cir. 1987). A person is competent to stand trial if (1)
he can "consult with his lawyer with a reasonable degree of rational
understanding" and (2) he has a "rational as well as factual under-
standing of the proceedings against him." Penry v. Lynaugh, 492 U.S.
302, 333 (1989). Immediately before trial Crowe's lawyer represented
to the district court that Crowe understood that he faced a criminal
contempt charge and did not wish to have a jury trial on that charge.
During the trial Crowe consulted with his lawyer from time to time.
Crowe also testified. His testimony was coherent, and it establishes
that Crowe understood that he was being tried because he would not
give handwriting exemplars after receiving a court order to do so. All
of this indicates that Crowe was capable of assisting his lawyer in his
defense and that he had a rational understanding of the proceedings
against him.
Finally, Crowe has come forward with no evidence that the psychi-
atric evaluation that was performed would have shown that he was
incompetent to stand trial. He presumably was found competent to
stand trial on the threatening mail charges, as he was convicted May
22, 1995, on twelve of those counts.
IV.
We are convinced that the evidence was sufficient to show that
Crowe was guilty of criminal contempt and that the district court had
no duty to inquire, sua sponte, as to his competency to stand trial. The
conviction is affirmed.
AFFIRMED
6