Securities & Exchange Commission v. Zandford , 114 F. App'x 118 ( 2004 )


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  •                              UNPUBLISHED
    UNITED STATES COURT OF APPEALS
    FOR THE FOURTH CIRCUIT
    No. 04-1389
    SECURITIES & EXCHANGE COMMISSION,
    Plaintiff - Appellee,
    versus
    CHARLES ZANDFORD,
    Defendant - Appellant.
    Appeal from the United States District Court for the District of
    Maryland, at Greenbelt. Andre M. Davis, District Judge. (CA-95-
    2826-AMD)
    Submitted:   October 22, 2004              Decided:   December 3, 2004
    Before WILKINSON, MICHAEL, and TRAXLER, Circuit Judges.
    Affirmed by unpublished per curiam opinion.
    Charles Zandford, Appellant Pro Se. Susan Sholar McDonald, Jacob
    H. Stillman, SECURITIES & EXCHANGE COMMISSION, Washington, D.C.,
    for Appellee.
    Unpublished opinions are not binding precedent in this circuit.
    See Local Rule 36(c).
    PER CURIAM:
    Charles   Zandford    appeals   the   district   court’s   order
    granting the Securities and Exchange Commission’s (“SEC”) motion to
    reinstate a partial grant of summary judgment following a remand
    from the Supreme Court in SEC v. Zandford, 
    535 U.S. 813
    , 825
    (2002).
    Following remand from the Supreme Court, the SEC filed a
    motion to reinstate the district court’s order granting partial
    summary judgment to it.          Zandford filed an opposition to that
    motion, but failed to assert any substantive argument establishing
    a material fact in dispute. Additionally, Zandford refused to make
    such arguments at a telephonic status conference held by the
    district court.   When offered the opportunity to present argument,
    in fact, he abruptly terminated the call.           Zandford asserts that
    there is a genuine issue of fact for the first time on appeal to
    this court.     However, because Zandford refused to make these
    arguments in the district court, despite encouragement from the
    court to do so, Zandford failed to meet his burden in opposition to
    summary judgment, Celotex Corp. v. Catrett, 
    477 U.S. 317
    , 324
    (1986), and ultimately waived his right to appellate review, Muth
    v. United States, 
    1 F.3d 246
    , 250 (4th Cir. 1993) (stating that
    issues raised for the first time on appeal generally will not be
    considered absent plain error or a fundamental miscarriage of
    justice).
    - 2 -
    Accordingly,   although   we   grant   Zandford’s   motion   to
    supplement the record on appeal, we affirm the district court’s
    order.   We dispense with oral argument because the facts and legal
    contentions are adequately presented in the materials before the
    court and argument would not aid the decisional process.
    AFFIRMED
    - 3 -
    

Document Info

Docket Number: 04-1389

Citation Numbers: 114 F. App'x 118

Judges: Wilkinson, Michael, Traxler

Filed Date: 12/3/2004

Precedential Status: Non-Precedential

Modified Date: 11/5/2024