United States v. Pitts ( 1999 )


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  • PUBLISHED
    UNITED STATES COURT OF APPEALS
    FOR THE FOURTH CIRCUIT
    UNITED STATES OF AMERICA,
    Plaintiff-Appellee,
    v.                                                                      No. 97-4616
    EARL EDWIN PITTS,
    Defendant-Appellant.
    Appeal from the United States District Court
    for the Eastern District of Virginia, at Alexandria.
    T.S. Ellis, III, District Judge.
    (CR-96-483-A)
    Argued: January 28, 1999
    Decided: May 4, 1999
    Before WILKINSON, Chief Judge, TRAXLER, Circuit Judge,
    and GOODWIN, United States District Judge for the
    Southern District of West Virginia, sitting by designation.
    _________________________________________________________________
    Affirmed by published opinion. Judge Goodwin wrote the opinion, in
    which Chief Judge Wilkinson and Judge Traxler joined.
    _________________________________________________________________
    COUNSEL
    ARGUED: Nina Jean Ginsberg, DIMURO, GINSBERG & LIEBER-
    MAN, P.C., Alexandria, Virginia, for Appellant. Randy I. Bellows,
    Assistant United States Attorney, Alexandria, Virginia, for Appellee.
    ON BRIEF: Helen F. Fahey, United States Attorney, Kathleen M.
    Kahoe, Assistant United States Attorney, Alexandria, Virginia, for
    Appellee.
    OPINION
    GOODWIN, District Judge:
    Former FBI agent Earl Edwin Pitts pled guilty on February 28,
    1997 to one count of conspiracy to commit espionage and one count
    of attempted espionage in violation of 18 U.S.C.§ 794. Pitts now
    challenges his sentence. He argues that the convictions for the two
    offenses should have been grouped under the United States Sentenc-
    ing Guidelines (Guidelines). Next, Pitts argues that the district court
    erred in departing upward for an extraordinary abuse of trust. Finally,
    Pitts urges that his post-arrest cooperation with the government war-
    ranted a downward departure from the Guidelines range.1 We affirm.
    I.
    On September 18, 1983, Earl Edwin Pitts, a citizen of the United
    States, joined the FBI as a special agent. He took the solemn oath of
    office and signed an employment agreement, promising-- as all of
    this nation's trusted FBI agents do -- "to support and defend the Con-
    stitution of the United States" and to protect secret information
    accessed during his tenure at the bureau. Less than four years later,
    a dejected and angry Pitts entered into a conspiracy with agents of the
    Union of Soviet Socialist Republics (Soviet Union) to betray his
    country. In 1997, he would plead guilty to that conspiracy and to an
    attempt to commit espionage. He was sentenced to 324 months
    imprisonment.
    Pitts was originally assigned to the FBI Field Office in Alexandria,
    Virginia, where he investigated white collar and narcotics crimes.
    After a brief stint in Fredericksburg, Virginia, Pitts was assigned to
    work as a member of a foreign counterintelligence (FCI) squad in
    New York City.
    _________________________________________________________________
    1 Pitts also appeals from the district court's alternative determination
    that if the convictions did group, then the district court would depart
    upward from the Sentencing Guidelines to reach the same offense level.
    This Court does not reach that proposed assignment of error.
    2
    As an FCI agent, Pitts was responsible for investigating officers of
    the Committee for State Security, Komitet Gosudarstvennoy Bezopas-
    nosty (KGB), the former intelligence service for the Soviet Union. He
    was trusted with access to very sensitive and highly classified materi-
    als related to counterintelligence operations, surveillance of Soviet
    officials assigned to the United Nations, and the true identities of
    American agents and Soviet defectors. For example, Pitts had access
    to the "Soviet Administrative List," a computerized listing of the
    names, postings, and known or suspected intelligence affiliation of
    each Soviet official assigned to the United States.
    A law school graduate and retired Army Captain, Pitts, according
    to his "psychiatric consultant," had dreamed of working for the FBI
    as a means of escaping his small town Missouri roots. His assignment
    to New York City to investigate agents of the "Evil Empire" would
    reasonably have been expected to fulfill that dream. However, Pitts's
    transition to New York City went badly. The consultant reported that
    [Pitts] blamed the FBI for his reduced prospects and circum-
    stances. A seeming inspiration arrived like a bolt of light-
    ning: If he were to self-recruit to work for the KGB, he
    could solve two problems at one stroke: dig out of his
    money morass, and get back at the FBI. He did so.
    (J.A. at 784.)
    On July 15, 1987, Pitts contacted a Soviet citizen whom he had
    been surveilling. Pitts divulged surveillance information to the Soviet
    that he previously had reported to the FBI in a memorandum classi-
    fied as "Secret." The Soviet set up a meeting with a high-ranking
    KGB officer, Alexandr Vasilyevich Karpov, whose duties included
    the penetration of the intelligence and security services of the United
    States. Karpov and Pitts met in the New York Public Library.
    From October 1987 to October 1992, Pitts spied for the KGB and
    its successor organization, the Sluzhba Vneshney Rasvedi Rossii
    (SVRR). In direct violation of the trust placed in him by his country,
    Pitts delivered classified materials -- including the important "Soviet
    Administration List" -- to the Soviet Union and later to Russia in
    return for at least $124,000 in cash payments and another $100,000
    3
    held in escrow. Pitts also passed FBI surveillance information con-
    cerning Soviet diplomats and information concerning at least one FBI
    human asset who had been reporting covertly on Russian intelligence
    matters. The full extent of Pitts's treason may never be known.
    While spying for the Soviets and Russians, Pitts requested a series
    of job transfers that provided him with access to varying types of
    operational and classified information. In 1989, Pitts was promoted to
    Supervisory Special Agent and assigned to the Records Management
    Division of the Document Classification Unit at FBI Headquarters in
    Washington, D.C. There, he worked on classification appeals. In Jan-
    uary 1991, he was transferred to the Security Programs Unit at FBI
    Headquarters, where he worked on security issues related to Freedom
    of Information Act requests. In September 1992, Pitts was assigned
    to the DNA Legal Assistance Unit of the FBI's Legal Counsel Divi-
    sion. Finally, in February 1994, Pitts was assigned to the Behavioral
    Science Unit at Quantico, Virginia, where he served as an instructor
    until his arrest. After his transfer to Washington, Pitts made nine trips
    to New York to deliver classified and other materials to his Soviet and
    Russian handlers. Pitts's active espionage continued uninterrupted
    until finally ending in October 1992 when Pitts failed to attend a
    scheduled meeting with his contact.
    For almost three years following his missed meeting, Pitts had no
    contact with his foreign co-conspirators. In August 1995, he unex-
    pectedly received a letter at his home from the Soviet citizen whom
    he had first contacted in 1987. Pitts did not respond. Two weeks later,
    the former citizen -- now covertly working for the FBI in a sting
    operation code-named "False Flag" -- visited Pitts at his residence.
    He told Pitts that a "guest from Moscow" wished to meet with him.
    Pitts agreed and later met with the "guest," who was an FBI under-
    cover agent. At the meeting, the "guest" asked for Pitts's assistance
    in further espionage and Pitts pledged to "do what I can."
    Thereafter, from August 1995 until his arrest in December 1996,
    Pitts attempted to engage in extensive espionage activities. He passed
    classified and other materials to individuals whom he believed were
    officers of the SVRR, but were, in fact, FBI agents, undercover offi-
    cers, and FBI informants. During the course of False Flag, Pitts
    attempted to provide or made preparations to provide his undercover
    4
    FBI handlers with computer diskettes containing information classi-
    fied as "Secret;" confidential FBI internal information; personal, med-
    ical, and familial information concerning a number of fellow FBI
    agents; his personal identification badge for entry to the FBI Acad-
    emy grounds and buildings; a key to a secure FBI Academy building;
    an FBI National Academy briefcase; and other information designed
    to facilitate access to the FBI Academy facilities. Further, Pitts
    attempted to deliver a telecommunications device used to transmit
    classified information. He accepted $65,000 for twenty-three drops of
    FBI information and documents, nine telephone conversations, and
    two face-to-face meetings with his undercover FBI handlers.
    In December 1996, the FBI finally closed the False Flag sting oper-
    ation. Agents arrested Pitts and halted his attempted espionage activi-
    ties. Pitts was charged in a twelve-count indictment with conspiracy
    to commit espionage in violation of 18 U.S.C. §§ 794(a), (c);
    attempted espionage in violation of 18 U.S.C. § 794(a); communica-
    tion of classified information without authority in violation of 50
    U.S.C. §§ 783(a), (c); bribery in violation of 18 U.S.C. § 201(b)
    (2)(C); and conveyance without authority of property of the United
    States in violation of 18 U.S.C. § 641. On February 28, 1997, Pitts
    pled guilty to one count of conspiracy to commit espionage and to one
    count of attempted espionage. The remaining counts were dismissed
    upon motion of the government.
    On June 23, 1997, the district court sentenced Pitts to concurrent
    terms of 324 months imprisonment to be followed by a five-year
    period of supervised release and imposed a $200 special assessment.
    United States v. Pitts, 
    973 F. Supp. 576
    , 584 (E.D. Va. 1997). In cal-
    culating the appropriate guideline range, the district court began with
    a base offense level of thirty-seven. The court enhanced the offense
    level by two due to Pitts's abuse of trust, applied the grouping rules
    to increase the offense level by two more levels, reduced that total by
    three for acceptance of responsibility, and then departed upward by
    one level after finding that the abuse of trust enhancement did not
    fully reflect Pitts's abuse of trust. The Court found the total offense
    level to be thirty-nine.
    II.
    Pitts first contends that the district court erred when it determined
    that his counts of conviction for attempted espionage and conspiracy
    5
    to commit espionage should not be grouped for sentencing purposes.
    We review questions involving the legal interpretation of the Guide-
    lines de novo. United States v. Wessells , 
    936 F.2d 165
    , 168 (4th Cir.
    1991); United States v. Toler, 
    901 F.2d 399
    , 401 (4th Cir. 1990). The
    district court's findings of facts, however, are reviewed for clear
    error. United States v. Daughtrey, 
    874 F.2d 213
    , 217-18 (4th Cir.
    1989).
    Section 3D1.2 of the Guidelines provides that "[a]ll counts involv-
    ing substantially the same harm shall be grouped together into a sin-
    gle Group." U.S.S.G. § 3D1.2. Counts implicate substantially the
    same harm when they "involve the same victim and two or more acts
    or transactions connected by a common criminal objective or consti-
    tuting part of a common scheme or plan." U.S.S.G.§ 3D1.2(b).
    Application Note 4 gives further instruction:
    [C]ounts that are part of a single course of conduct with
    a single criminal objective and represent essentially one
    composite harm to the same victim are to be grouped
    together, even if they constitute legally distinct offenses
    occurring at different times. This provision does not autho-
    rize the grouping of offenses that cannot be considered to
    represent essentially one composite harm (e.g. , robbery of
    the same victim on different occasions involve multiple,
    separate instances of fear and risk of harm, not one compos-
    ite harm).
    When one count charges a conspiracy or solicitation and
    the other charges a substantive offense that was the sole
    object of the conspiracy or solicitation, the counts will be
    grouped together under subsection (b).
    
    Id. at comment.
    (n.4).
    The critical determinations relevant to the grouping decision are
    whether or not the offenses constitute a single course of conduct and
    whether or not the offenses are connected by a common criminal
    objective.2 
    Id. Both determinations
    are heavily fact specific. See 
    id. (providing examples).
    _________________________________________________________________
    2 Pitts contends that the victim of both offenses was the Nation's soci-
    etal interest. We accept that characterization without making a specific
    finding.
    6
    The determination of whether or not actions constitute a single
    course of conduct is not necessarily an easy one for the district court
    to make. See United States v. Bonner, 
    85 F.3d 522
    , 525 (11th Cir.
    1996) (finding that decision is "not always clear cut" and directing
    sentencing courts to consider Guidelines' Introductory Commentary
    because existing case law provides only "some guidance"). Neither
    we, nor our sister circuits, have previously articulated factors appro-
    priate for a district court to consider in making this determination. A
    district court, when determining whether actions constitute a single
    course of conduct should consider the Guidelines Commentary and
    the following factors in making the critical determination of whether
    or not multiple offenses constitute a single course of conduct: the
    duration of the defendant's conduct and whether the conduct of con-
    viction overlaps in time, the locations in which the conduct occurs,
    the persons involved, the means used to accomplish the criminal pur-
    pose, and the separateness of the fear and risks of harm created by the
    defendant's multiple acts.3 No specific factor should control; the dis-
    trict court is to weigh them as the facts and circumstances of the indi-
    vidual case require.
    Whether or not offenses are connected by a common criminal
    objective is also a critical determination. While there are few pub-
    lished decisions, we are of the opinion that a defendant cannot merely
    define his scheme in broad fashion and argue that all of his conduct
    was undertaken to satisfy that broad goal. Rather, a more particular-
    ized definition of the defendant's intent is required. See United States
    v. Norman, 
    951 F.2d 1182
    , 1185 (10th Cir. 1991) (rejecting govern-
    ment position that scheme was narrowly designed and defining defen-
    dant's purposes broadly); United States v. Wilson, 
    920 F.2d 1290
    ,
    1294 (6th Cir. 1990) (same).
    _________________________________________________________________
    3 See 
    Wessells, 936 F.2d at 169
    (finding the interval of time relevant);
    see also United States v. Griswold, 
    57 F.3d 291
    , 296 (3d Cir. 1995) (time
    and separateness of fear and risk of harm); United States v. Miller, 
    993 F.2d 16
    , 21 (2d Cir. 1993) (separate instances of psychological harm);
    United States v. Sneezer, 
    983 F.2d 920
    , 924 (9th Cir. 1992) (time);
    United States v. Cousens, 
    942 F.2d 800
    , 805-806 (1st Cir. 1991) (means
    used to accomplish crime and time period; location; and people
    involved); United States v. Wheelwright, 
    918 F.2d 226
    , 231 (1st Cir.
    1990) (same).
    7
    Where the criminal conduct of the defendant constitutes ongoing
    behavior toward a single goal that is in fact accomplished only by the
    entirety of the defendant's conduct, and where the behavior is ended
    upon the completion of that single goal, then the district court must
    group the offenses. See 
    Bonner, 85 F.3d at 526
    (analyzing grouping
    guideline and related cases). Where, however, the defendant's crimi-
    nal conduct constitutes single episodes of criminal behavior, each sat-
    isfying an individual -- albeit identical -- goal, then the district court
    does not group the offenses. See 
    id. (applying test);
    Norman, 951 F.2d
    at 1185 
    (same); 
    Wilson, 920 F.2d at 1294
    (same).
    Here, the district court properly determined that the counts of con-
    viction did not constitute a single course of conduct with a single
    objective. In deciding that the counts of conviction did not constitute
    a single course of conduct, the district court carefully considered the
    undisputed facts that the counts depended upon two separate time
    periods, involved the supplying of information to two distinct sets of
    people in two separate locations, and resulted in the passage of an
    entirely different category of sensitive materials involving separate
    and distinct instances of harm. 
    Pitts, 973 F. Supp. at 581-82
    .
    It is also clear that the defendant's actions were not connected by
    a common criminal objective. The defendant did not intend merely to
    transfer a sum certain of sensitive information to a foreign power with
    the intent to terminate the relationship as soon as that goal was com-
    pleted. Rather, the defendant aimed to hand over as much sensitive
    information as he could. Each act of espionage satisfied that goal to
    a degree unrelated to and independent of every other act of espionage.
    The district court determined that Pitts's conduct was not a single
    course of conduct with a single objective as contemplated by the
    Guidelines. We find no error in those conclusions.
    III.
    Pitts next contends that the district court erred in departing upward
    one level based upon the district court's finding that the defendant's
    abuse of trust was extraordinary. Pitts admits that he held a position
    of trust and that he abused the trust placed in him. He therefore agrees
    with the district court's decision to apply the two-level enhancement
    8
    pursuant to Section 3B1.3 of the Guidelines. However, Pitts argues
    that because he was no more culpable than other counterintelligence
    or supervisory agents who hold similar positions and who may also
    commit crimes, a departure was unwarranted. We disagree.
    A sentencing court is required by statute to impose a sentence of
    the kind, and within the range, determined by a proper application of
    the Guidelines, "unless the court finds that there exists an aggravating
    or mitigating circumstance of a kind, or to a degree, not adequately
    taken into consideration by the Sentencing Commission in formulat-
    ing the guidelines that should result in a sentence different from that
    described." 18 U.S.C. § 3553. Typically, the sentencing court must
    consider whether the facts and circumstances giving rise to the crime
    involved are encompassed within the heartland of situations to which
    the Guidelines range was intended to apply. Congress has further pro-
    vided by statute that "[i]n determining whether a circumstance was
    adequately taken into consideration, the court shall consider only the
    sentencing guidelines, policy statements, and official commentary of
    the Sentencing Commission." 
    Id. We review
    the decision of the district court to depart for an abuse
    of discretion. See Koon v. United States, 
    518 U.S. 81
    (1996); United
    States v. Barber, 
    119 F.3d 276
    , 282 (4th Cir. 1997). The district court
    did not abuse its discretion here. It determined the circumstances and
    consequences of the offense of conviction; decided that Pitts's abuse
    of trust appeared "atypical," such that it would potentially take the
    case out of the applicable guideline's heartland; and finally found that
    the circumstances and consequences appropriately considered take the
    case out of the applicable guideline's heartland and that a departure
    from the guideline's specified sentencing range was therefore war-
    ranted. 
    Pitts, 973 F. Supp. at 583-84
    .
    When a sentencing court departs based upon a factor upon which
    an enhancement rests, the departure is warranted only if the enhance-
    ment is inadequate. See 
    Rybicki, 96 F.3d at 757-58
    . It is therefore nec-
    essary first to consider the parameters of the enhancement in order to
    determine whether a particular case is outside of the heartland of ordi-
    nary enhancement cases. 
    Id. In making
    that latter determination, we
    compare the defendant's position and conduct to all defendants who
    9
    qualify for the enhancement, not just to those who commit the crime
    with which he is charged.
    We have held, in considering the Section 3B1.3 enhancement for
    abuse of trust, that sentencing courts may consider: (1) whether the
    defendant had special duties or "special access to information not
    available to other employees;" (2) "the defendant's level of supervi-
    sion or ``degree of managerial discretion'"; and (3) whether an exami-
    nation of the acts committed establishes that this defendant is "``more
    culpable' than others who hold similar positions and who may com-
    mit crimes." United States v. Glymph, 
    96 F.3d 722
    , 727 (4th Cir.
    1996). It is certainly also important to inquire into the level of harm
    occasioned by the breach of trust. See United States v. Siciliano, 
    953 F.2d 939
    , 942-43 (5th Cir. 1992) (finding that guard's abuse of trust
    implicated security of prison he was charged with protecting); United
    States v. Bartsh, 
    985 F.2d 930
    , 935 (8th Cir. 1993) (finding that bank-
    ruptcy trustee's fraud victimized very individuals he was to aid). But
    see United States v. Kaye, 
    23 F.3d 50
    , 54 (2d Cir. 1994) (finding harm
    to victim irrelevant).
    An upward departure from the Guidelines based upon an extraordi-
    nary abuse of trust is warranted if the combination of the level of trust
    violated by the defendant and the level of harm created solely by the
    violation of that trust falls outside the heartland of cases that qualify
    for the enhancement.
    The district court found that the level of trust placed in Pitts was
    nearly unmatched. 
    Pitts, 973 F. Supp. at 583-84
    . Pitts was a supervi-
    sory special agent of the FBI and a foreign counterintelligence opera-
    tive. His job, during much of the time in which he was betraying his
    country, was to thwart the espionage activities of the very foreign
    intelligence service with whom he conspired. He represented this
    nation's defense against foreign espionage activity. In violating that
    "awesome responsibility and trust," Pitts violated a level of trust to
    which most men are never exposed. 
    Id. at 584.
    Furthermore, the dis-
    trict court found significant harm arising from the breach of that trust:
    "the protection of secret and confidential national security informa-
    tion," "the ability and capacity to gather foreign intelligence informa-
    tion," and "the reliance on the trustworthiness of American
    10
    intelligence and law enforcement officers" were each irreparably
    damaged. 
    Id. at 580
    n.11.
    Pitts presents several other espionage cases in which the sentencing
    court did not depart based upon abuse of trust. He argues that because
    the courts in those spy cases did not depart, the district court erred in
    departing in his case. He argues that this is so because the material
    turned over to foreign powers by those other spies was more damag-
    ing to our country than the material he turned over. We find the argu-
    ment unpersuasive in part because it is premised on a fundamental
    misconception of the basis for an abuse of trust departure and in part
    because we find no factual support for it.
    The harm resulting from the actual offense conduct is irrelevant to
    a decision to depart based upon an extraordinary abuse of trust. In
    considering comparative cases to determine whether particular cir-
    cumstances fall within the heartland of abuse of trust cases, the rele-
    vant harm is the harm created by the violation of trust, not from the
    offense. The Sentencing Commission chose to assign a base offense
    level for offense conduct in Chapter Two of the Guidelines. When
    considering whether the Chapter Three two-level enhancement is suf-
    ficient in a particular case, the court is concerned only with the harm
    created solely by the violation of trust. Insofar as Pitts argues that the
    information he divulged to foreign powers was less sensitive than that
    turned over by other spies, that suggestion is relevant only to whether
    a downward departure from the base offense level is warranted and
    not to whether an upward departure for abuse of trust is warranted.
    Further, courts considering whether or not to depart upward based
    upon abuse of trust are cautioned not to compare the defendant's
    abuse of trust to a narrowly defined group. Based on a factor we
    found relevant in Glymph, Pitts proposes that we compare his abuse
    of trust to the trust abused by other spies. His reliance on Glymph is
    misplaced. Glymph is an abuse of trust case, not a departure case.
    There the issue was the threshold question of whether the defendant's
    position was one of trust in the first place, not the dynamic concern
    of whether the abuse of trust was extraordinary. Thus, when we deter-
    mined that it is relevant for a court to consider whether the defendant
    is "``more culpable' than others who hold similar positions and who
    may commit crimes," we held that a person, like a bank teller, who
    11
    does not otherwise qualify for the enhancement by title alone, may
    nevertheless qualify if he is more culpable (i.e., more entrusted) than
    others in that position. 
    Glymph, 96 F.3d at 727
    . We are not of the
    opinion that a bank president, for example -- who would almost uni-
    versally qualify for the enhancement -- could avoid the enhancement
    because he is equally or less culpable than other corporate presidents.
    Nor are we of the opinion that Pitts may avoid the upward departure
    because he is no more trusted than his fellow traitors. That consider-
    ation is irrelevant here. See United States v. Bartsh, 
    985 F.2d 930
    , 935
    (8th Cir. 1993) (finding abuse of trust departure for bankruptcy
    trustee "almost compelled" by similar holding concerning another
    bankruptcy trustee without regard for comparative culpability).
    Even were we to accept Pitts's interpretation of the departure anal-
    ysis -- which we do not -- we find no factual support for his conclu-
    sion that the district court erred. In the espionage cases Pitts cites,
    departures based upon abuse of trust were not considered by any
    court. See United States v. Pollard, 
    959 F.2d 1011
    (D.C. Cir. 1992);
    United States v. Morrison, 
    844 F.2d 1057
    (4th Cir. 1988); United
    States v. Whitworth, 
    856 F.2d 1268
    (9th Cir. 1988); United States v.
    Pelton, 
    835 F.2d 1067
    (4th Cir. 1986); United States v. Ames, No. 94-
    166-A (E.D. Va. April 28, 1994); United States v. Nicholson, No. 96-
    448-A (E.D. Va. June 5, 1997). In fact, enhancements were not even
    considered. The cases are not appropriate for comparison purposes.4
    Our sister circuits have found departures for abuse of trust war-
    ranted under circumstances similar to those before us. See 
    Kaye, 23 F.3d at 54
    (departing upward when defendant defrauded great-aunt of
    life's savings); 
    Bartsh, 985 F.2d at 935
    (departing upward when bank-
    ruptcy trustee -- a federal officer appointed by the court to assist vic-
    tims of fraudulent activity -- "victimized those same individuals a
    second time by embezzling over $1.5 million dollars"); United States
    v. Barr, 
    963 F.3d 641
    , 654 (3d Cir. 1992) (departing upward when
    high-ranking official with Department of Justice made false written
    _________________________________________________________________
    4 Only in the materials submitted in the record by the defendant relating
    to Nicholson is abuse of trust arguably even mentioned by implication
    and that was merely in the context of a plea agreement in which the gov-
    ernment agreed not to seek any departures from the Guidelines. (J.A. at
    670.)
    12
    and oral statements to agency of United States and conspired to pos-
    sess and did possess cocaine); 
    Siciliano, 953 F.2d at 942-43
    (depart-
    ing upward when deputy sheriff and prison guard sold drugs in prison
    and thereby "jeopardiz[ed] the security of a prison he is charged with
    protecting."). In each of those cases, the respective circuit court found
    that the level of trust violated, combined with the harm solely result-
    ing from that violation -- regardless of the harm resulting solely from
    the offense of conviction -- justified a departure. We find that the
    district court did not abuse its discretion.
    IV.
    Pitts finally contends that the sentencing judge should have been
    more lenient in choosing his exact term of imprisonment within the
    guidelines range. The court determined that Pitts had a total offense
    level of thirty-nine and that the applicable guidelines range was 262
    to 327 months. The court sentenced Pitts to 324 months imprisonment.5
    Pitts argues that the sentencing judge erroneously believed that Pitts's
    more than seventy hours of FBI debriefings were required for accep-
    tance of responsibility and therefore failed to consider his unusual
    cooperation in determining his sentence. Notably, Pitts does not argue
    that the court should have departed downward for extraordinary
    acceptance of responsibility nor that the court failed properly to
    reduce his offense-level three levels for acceptance of responsibility.
    Instead, he requests that this court strip the sentencing judge of his
    discretion to set the defendant's sentence within the proper guidelines
    range. This, we cannot do.6
    _________________________________________________________________
    5 The Court recognized that the Guidelines range exceeded 24 months
    and specifically found that the sentence imposed met"the need for pun-
    ishment and deterrence." (J.A. at 660.)
    6 We can review a decision based upon a claim that the sentence "was
    imposed in violation of law." 18 U.S.C. § 3742. It is possible to read the
    defendant's appeal as one based on a claim that the district court improp-
    erly believed that it could not consider the defendant's extraordinary
    cooperation or that the district court gave impermissible or no reasons for
    imposing a sentence at the upper end of the guidelines range. Neither
    appeal would have merit. The sentencing court specifically stated that it
    imposed the sentence of 324 months because the sentence "adequately
    satisfies the Guidelines' goals relating to deterrence, retribution, and
    13
    As this Court held in response to a similar challenge in United
    States v. Porter, 
    909 F.2d 789
    , 794-95 (4th Cir. 1990), "[t]his chal-
    lenge does not state an appealable question under 18 U.S.C. § 3742."
    
    Id. V. Accordingly,
    the sentence imposed by the district court is
    AFFIRMED.
    _________________________________________________________________
    incapacitation." 
    Pitts, 973 F. Supp. at 584
    . The court did not indicate a
    belief that it was foreclosed from considering Pitts's post-conviction
    cooperation. In fact, the court did consider various excuses offered by
    Pitts and found that they "can never justify or mitigate his actions. Even
    to assert such excuses is a further affront." 
    Id. at 584-85.
    14
    

Document Info

Docket Number: 97-4616

Filed Date: 5/4/1999

Precedential Status: Precedential

Modified Date: 9/22/2015

Authorities (21)

United States v. Wayne Lewis Wessells, (Three Cases) , 936 F.2d 165 ( 1991 )

United States v. Jonathan Jay Pollard , 959 F.2d 1011 ( 1992 )

United States v. Robert W. Miller , 993 F.2d 16 ( 1993 )

United States v. Jerry Alfred Whitworth , 856 F.2d 1268 ( 1988 )

United States v. Anthony D. Barber, United States of ... , 119 F.3d 276 ( 1997 )

United States v. Timothy L. Cousens , 942 F.2d 800 ( 1991 )

United States v. George Glymph, D/B/A Specifications and ... , 96 F.3d 722 ( 1996 )

United States v. James Leslie Norman , 951 F.2d 1182 ( 1991 )

United States v. John Wheelwright , 918 F.2d 226 ( 1990 )

United States v. Samuel Loring Morison, the Washington Post ... , 844 F.2d 1057 ( 1988 )

United States v. Daniel K. Kaye , 23 F.3d 50 ( 1994 )

United States v. Giuseppe Vito "Joe" Siciliano , 953 F.2d 939 ( 1992 )

United States v. Kevin Lee Wilson , 920 F.2d 1290 ( 1990 )

United States v. Pitts , 973 F. Supp. 576 ( 1997 )

Koon v. United States , 116 S. Ct. 2035 ( 1996 )

United States v. Danny Nick Porter, United States of ... , 909 F.2d 789 ( 1990 )

United States v. Kenneth Wayne Daughtrey, A/K/A Kenneth ... , 874 F.2d 213 ( 1989 )

United States v. Dickie Edward Toler , 901 F.2d 399 ( 1990 )

United States v. Thomas Chisholm Bartsh , 985 F.2d 930 ( 1993 )

United States v. Gregory Griswold, A/K/A Robert Saunders, A/... , 57 F.3d 291 ( 1995 )

View All Authorities »