United States v. Robert J. Souther ( 2000 )


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  • PUBLISHED
    UNITED STATES COURT OF APPEALS
    FOR THE FOURTH CIRCUIT
    UNITED STATES OF AMERICA,
    Plaintiff-Appellee,
    v.                                                                    No. 99-4582
    ROBERT JOSEPH SOUTHER,
    Defendant-Appellant.
    Appeal from the United States District Court
    for the Western District of North Carolina, at Asheville.
    Lacy H. Thornburg, District Judge.
    (CR-98-314)
    Argued: June 5, 2000
    Decided: July 18, 2000
    Before WIDENER and KING, Circuit Judges, and
    Henry M. HERLONG, Jr., United States District Judge for the
    District of South Carolina, sitting by designation.
    _________________________________________________________________
    Affirmed by published opinion. Judge Herlong wrote the majority
    opinion, in which Judge Widener joined. Judge King wrote a dissent-
    ing opinion.
    _________________________________________________________________
    COUNSEL
    ARGUED: Philip James Roth, Jr., Asheville, North Carolina, for
    Appellant. Brian Lee Whisler, Assistant United States Attorney,
    OFFICE OF THE UNITED STATES ATTORNEY, Charlotte, North
    Carolina, for Appellee. ON BRIEF: Mark T. Calloway, United States
    Attorney, OFFICE OF THE UNITED STATES ATTORNEY, Char-
    lotte, North Carolina, for Appellee.
    _________________________________________________________________
    OPINION
    HERLONG, District Judge:
    Robert Joseph Souther ("Souther") appeals the 108-month sentence
    he received after pleading guilty to two counts of bank robbery in vio-
    lation of 18 U.S.C.A. § 2113(a) (West Supp. 2000). He claims that the
    district court improperly enhanced his base offense level by three
    levels for brandishing, displaying, or possessing a dangerous weapon
    pursuant to section 2B3.1(b)(2)(E) of the United States Sentencing
    Commission, Guidelines Manual ("Sentencing Guidelines"). Souther
    also claims that the district court failed to resolve a controverted fact
    in accordance with Rule 32 of the Federal Rules of Criminal Proce-
    dure and that the evidence did not support a finding that Souther pos-
    sessed a dangerous weapon or an object that appeared to be a
    dangerous weapon. For the reasons below, we affirm Souther's sen-
    tence.
    I.
    Souther was indicted for the two counts of bank robbery on
    November 2, 1998. The first robbery occurred on October 9, 1998, at
    a branch of Clyde Savings Bank in Skyland, North Carolina. The sec-
    ond robbery occurred on October 13, 1998, at a branch of Centura
    Bank in Arden, North Carolina. Souther pled guilty to both counts,
    and he was sentenced on August 4, 1999, to a term of 108 months'
    imprisonment.
    Souther's sentence was based upon a three-level enhancement pur-
    suant to section 2B3.1(b)(2)(E) of the Sentencing Guidelines for
    "brandishing, displaying, or possessing" a"dangerous weapon" during
    the course of the robberies. U.S. Sentencing Guidelines Manual
    § 2B3.1(b)(2)(E) (1998). In both robberies, Souther handed the bank
    teller a note that stated: "I have a gun. Be quiet." Also, Souther kept
    his hands in his coat pockets during the majority of both robberies.
    2
    It is undisputed that Souther did not actually possess a weapon or any
    other inanimate object that might be mistaken for a weapon. It also
    is undisputed that Souther did not simulate the presence of a weapon
    with his hands, fingers, or other object, beyond the simple placement
    of his hands into his coat pockets.
    II.
    Souther first contends that the district court erred in its interpreta-
    tion of section 2B3.1(b)(2)(E) of the Sentencing Guidelines. Because
    the issue "turns primarily on the legal interpretation of a guideline
    term," we review it de novo. See United States v. Jones, 
    31 F.3d 1304
    ,
    1315 (4th Cir. 1994).
    Section 2B3.1(b)(2)(E) provides that the base offense level for rob-
    bery should be increased by three levels "if a dangerous weapon was
    brandished, displayed, or possessed." U.S.S.G.§ 2B3.1(b)(2)(E). This
    three-level enhancement applies when the robber brandishes, dis-
    plays, or possesses an object that appears to be a dangerous weapon
    but in fact is not a dangerous weapon. See id. § 2B3.1 application note
    2 ("When an object that appeared to be a dangerous weapon was
    brandished, displayed, or possessed, treat the object as a dangerous
    weapon for the purposes of subsection (b)(2)(E)."); see also id.
    § 1B1.1 application note 1(d) (defining "dangerous weapon" and pro-
    viding that "[w]here an object that appeared to be a dangerous
    weapon was brandished, displayed, or possessed, treat the object as
    a dangerous weapon").
    Because it is undisputed that Souther did not possess a dangerous
    weapon or any inanimate object that could be perceived as a danger-
    ous weapon, the issue before us is whether a robber's hand* resting
    in his coat pocket may constitute the possession of"an object that
    appeared to be a dangerous weapon." Id.§ 2B3.1 application note 2.
    This issue is one of first impression in this circuit. We hold that
    Souther's concealed hand was an object that appeared-- by virtue of
    _________________________________________________________________
    *For simplicity, we will refer to "hand" in the singular. Although both
    of Souther's hands remained in his pockets during the majority of the
    robberies, the court finds no relevant difference between a robber keep-
    ing one or two hands in his pockets.
    3
    his statement that he possessed a gun -- to be a dangerous weapon.
    Therefore, the enhancement was proper.
    Our holding is supported by the text, commentary, and policies of
    section 2B3.1(b)(2)(E), as well as the uniform case law of our sister
    circuits.
    A.
    First, our holding is supported by the plain language of the applica-
    ble guideline and its commentary. See Stinson v. United States, 
    508 U.S. 36
    , 38 (1993) ("[C]ommentary in the Guidelines Manual that
    interprets or explains a guideline is authoritative unless it violates the
    Constitution or a federal statute, or is inconsistent with, or a plainly
    erroneous reading of, that guideline."). Section 2B3.1(b)(2)(E) allows
    a three-level enhancement "if a dangerous weapon was brandished,
    displayed, or possessed." U.S.S.G. § 2B3.1(b)(2)(E). Its commentary
    provides that an object that appears to be a dangerous weapon should
    be treated as though it were a dangerous weapon. See id. application
    note 2.
    When Souther presented the teller with a note stating that he had
    a gun and placed his hand in his coat pocket, he created the appear-
    ance that he had a gun in his pocket regardless of whether he actually
    had a gun. The commentary instructs that such appearances should be
    treated as reality. Therefore, the plain language of the guideline and
    its commentary supports the enhancement.
    B.
    Because the commentary to the guidelines provides for appear-
    ances, our sister circuits uniformly have applied section
    2B3.1(b)(2)(E)'s enhancement when the object at issue appeared to be
    a dangerous weapon. For example, the enhancement was held to be
    correctly applied when the object was a toy gun, see United States v.
    Woodard, 
    24 F.3d 872
    , 873-74 (6th Cir. 1994); United States v. Rob-
    inson, 
    20 F.3d 270
    , 277 (7th Cir. 1994); United States v. Shores, 
    966 F.2d 1383
    , 1387-88 (11th Cir. 1992) (per curiam), an unknown object
    under the defendant's t-shirt producing the outline of an apparent gun
    4
    handle, see United States v. Taylor, 
    960 F.2d 115
    , 116 (9th Cir.
    1992), a concealed "finger or some other hard object [pressed into the
    victim's side] to cause the victim to believe that it [was] a dangerous
    weapon," United States v. Vincent, 
    121 F.3d 1451
    , 1455 (11th Cir.
    1997), and a hand wrapped in a towel and waved about as though it
    were a gun, see United States v. Dixon, 
    982 F.2d 116
    , 121-24 (3d Cir.
    1992). In addition, the object need not be displayed and need not be
    seen by the intended victim in order to support the enhancement. See,
    e.g., Vincent, 121 F.3d at 1455; United States v. Johnson, 
    37 F.3d 1352
    , 1354 (9th Cir. 1994); Shores, 966 F.2d at 1387-88.
    Moreover, the case law indicates that it is sufficient for a body part
    such as a hand to serve as an "object" and thereby satisfy section
    2B3.1(b)(2)(E). See Vincent, 121 F.3d at 1455 (holding that a con-
    cealed body part is a sufficient "object"); Dixon, 982 F.2d at 121-24
    (holding that a hand wrapped in a towel is a sufficient "object"). The
    Dixon court elaborated on how a hand may be considered an "object"
    for purposes of the enhancement:
    [The robber's] hand is an object. Concealed by the towel
    and pointed around the bank, it fooled the bank tellers into
    thinking she had a dangerous weapon. The object that was
    her hand, together with the object covering it, the towel,
    appeared to them to be a weapon. Though she may not have
    displayed the hand that gave the appearance of a firearm
    when draped by the towel, she certainly possessed both her
    hand and the towel and from the victims' testimony seems
    to have brandished them to good effect.
    Dixon, 982 F.2d at 122 (emphasis added). The Vincent court cited
    Dixon in determining that a concealed body part may serve as the
    object. See Vincent, 121 F.3d at 1455.
    We agree with the Third and Eleventh Circuits that a concealed
    hand may serve as an object that appears to be a dangerous weapon.
    In Vincent, the concealed hand appeared to be a dangerous weapon
    because it was pressed into the victim's side. In Dixon, the concealed
    hand appeared to be a dangerous weapon because it was draped with
    a towel. In the instant case, the concealed hand appeared to be a dan-
    gerous weapon because Souther presented a note that stated he had a
    5
    gun. Cf. United States v. Buckley, 
    192 F.3d 708
    , 709 (7th Cir. 1999)
    (remarking upon the correctness of the district court's determination
    that a briefcase appeared to be a dangerous weapon under section
    2B3.1(b)(2)(E) because of a note representing that it was a bomb).
    The instant case presents a twist, however, in that the hand was not
    given the visual appearance of a gun (e.g., Souther did not extend his
    finger inside his pocket in order to make his hand look like a gun).
    Neither did Souther wave his concealed hand around or press it into
    someone's side. Nevertheless, we decline to restrict the meaning of
    the word "appear" to visual or sensorial appearances. Souther's hand
    appeared to be a dangerous weapon because it was concealed in his
    coat pocket and because he told the teller via the note that he pos-
    sessed a gun. The note achieved the same result as if Souther had
    pressed his finger into the victim's side (as in Vincent), draped his
    hand with a towel (as in Dixon), or extended a finger in order to
    create the outline of a gun barrel beneath the fabric of his coat pock-
    ets; namely, the note made Souther's concealed hand appear to be a
    dangerous weapon to whomever was presented the note.
    Also, Souther would have us distinguish cases like Vincent and
    Dixon because they involved the "brandishing" of an object that
    appeared to be a dangerous weapon. A weapon is "brandished" if it
    is "pointed or waved about, or displayed in a threatening manner."
    U.S.S.G. § 1B1.1 application note 1(c). The Sentencing Guidelines
    provide no definition for "possession" or"display," although at least
    two courts have applied, in the context of section 2B3.1, the standard
    definition for "possess" as "``"to have in one's actual and physical con-
    trol; to have the exclusive detention and control of."'" United States
    v. Weadon, 
    145 F.3d 158
    , 162 (3d Cir. 1998) (quoting Johnson, 37
    F.3d at 1354 (quoting Black's Law Dictionary 1046 (5th ed. 1979))).
    We decline to limit Vincent and Dixon 's principles to the brandish-
    ing of an object that appears to be a weapon because section
    2B3.1(b)(2)(E) applies equally to "brandishing, displaying, or pos-
    sessing." U.S.S.G. § 2B3.1(b)(2)(E) (emphasis added). Thus, we see
    no reason to interpret the guideline differently for a robber who bran-
    dishes an object that appears to be a dangerous weapon than for a rob-
    ber who possesses an object that appears to be a dangerous weapon.
    Souther created the appearance that he possessed a dangerous
    6
    weapon, which is as sufficient to satisfy the guideline as if he had cre-
    ated the appearance that he was brandishing a dangerous weapon.
    Otherwise, we would read the possession element right out of the
    guideline. Cf. Shores, 966 F.2d at 1387-88 ("Thus, if a court finds that
    a particular toy gun is possessed by a defendant and``appears' to be
    a dangerous weapon in the sense of its potential if displayed, then the
    toy gun would satisfy application note 1(d) of § 1B1.1 and § 2B3.1
    [of the 1989 Sentencing Guidelines], even though it was never actu-
    ally displayed. To hold otherwise would be to read``possession' right
    out of the application note.").
    C.
    Third, our decision is supported by the underlying policies for
    treating an object that appears to be a dangerous weapon on the same
    footing as a dangerous weapon. The Sixth Circuit has explained these
    policies in the context of the object being a toy gun:
    "``A robber who carries a toy gun during the commission
    of a bank robbery creates some of the same risks as those
    created by one who carries an unloaded or inoperable genu-
    ine gun. First, the robber subjects victims to greater appre-
    hension. Second, the robber requires law enforcement
    agencies to formulate a more deliberate, and less efficient
    response in light of the need to counter the apparent direct
    and immediate threat to human life. Third, the robber
    creates a likelihood that the reasonable response of police
    and guards will include the use of deadly force. The
    increased chance of an armed response creates a greater risk
    to the physical security of victims, bystanders, and even the
    perpetrators. Therefore the greater harm that a robber
    creates by deciding to carry a toy gun is similar to the harm
    that he creates by deciding to carry an unloaded gun.'"
    Woodard, 24 F.3d at 874 (quoting United States v. Medved, 
    905 F.2d 935
    , 940 (6th Cir. 1990) (quoting United States v. Martinez- Jimenez,
    
    864 F.2d 664
    , 666-67 (9th Cir. 1989))). The Third Circuit has recog-
    nized the same policies when one of several bank robbers did not use
    a toy gun, but rather simulated the existence of a gun by covering her
    hand with a towel:
    7
    We are unable to see any material difference between the
    present situation and that presented by either the toy gun
    cases or the case involving the bulge in the waistband. It has
    been uniformly held that a robber who carries a toy gun or
    an unloaded or inoperable real gun during the commission
    of a bank robbery creates an enhanced risk of violence. A
    robber who creates the appearance of possession of a gun,
    i.e. by placing a towel over his or her hand and pretending
    to possess a gun, creates similar risks as well.[The robber]
    effectively utilized her hand and a towel for the same pur-
    pose as the defendants in those cases; namely, in order to
    create the appearance of a gun and so frighten the bank
    employees into acceding to the robbers' criminal acts.
    The risk that is created when a robber displays a toy gun
    is similar to the risk created when carrying an unloaded gun.
    ....
    Even though [the robber] did not possess an actual
    weapon underneath the concealing towel, her actions created
    a reasonable belief that she had a gun. Police responding to
    the crime or the victims of the crime could easily have retal-
    iated violently because of the immediate threat they per-
    ceived. During the course of a robbery, people confronted
    with what they believe to be a dangerous weapon often find
    their perception impaired because of fear and the threat of
    violence. That perceived fear and threat can itself trigger a
    violent and even deadly response.
    Dixon, 982 F.2d at 123-24.
    The Eleventh Circuit has cited similar policies:
    We agree with the Third Circuit that the danger of a vio-
    lent response that can flow from pretending to brandish, dis-
    play, or possess a simulated weapon in perpetrating a
    robbery is just as real whether the object is a toy gun, or a
    concealed body part. Therefore, we hold that a 3 level
    8
    enhancement is proper when a robber uses a finger or some
    other hard object to cause the victim to believe that it is a
    dangerous weapon.
    Vincent, 121 F.3d at 1455.
    The underlying rationale of the enhancement, as expressed by these
    other circuits, applies to the instant case as much as to the above-cited
    cases. The risks created by Souther when he stated that he had a gun
    and kept his hand concealed in his pocket are the same as the risks
    created by a robber who possesses a toy gun or who simulates a gun
    with a concealed body part. The note and concealed hand created the
    appearance of the existence of a dangerous weapon, and both the
    apprehension of the victim and the risk of violence were increased.
    Therefore, the enhancement should apply.
    D.
    We note that the day following oral argument on this case, the
    Eleventh Circuit decided a similar issue and determined that the three-
    level enhancement was properly imposed under section
    2B3.1(b)(2)(E) when a bank robber's "hand simulated possession of
    what appeared to be a dangerous weapon [and when] the victim teller
    perceived [the robber] to possess a dangerous weapon." United States
    v. Bates, No. 99-2060, 
    2000 WL 725337
    , at *2 (11th Cir. June 6,
    2000). In Bates, the robber commanded the bank teller to fill a yellow
    bag with money. See id. at *1. He then threatened to "hurt" the teller
    and reached his right hand into the waistband of his pants, "clearly
    implying and simulating the presence of a weapon." Id.
    Like Souther, the robber in Bates contended that there was no "ob-
    ject" in his waistband and therefore that the enhancement was inappli-
    cable. The Eleventh Circuit, however, rejected the argument that the
    enhancement required "the presence of an actual weapon or an object
    that can be perceived as a weapon." Id. at *2. Instead, it was enough
    that the robber "simulated" the existence of a dangerous weapon and
    that the teller subjectively "perceived" that there was a dangerous
    weapon. Id.
    9
    We need not reach the issue of whether "simulation" is sufficient
    in the absence of an object because we conclude that Souther's con-
    cealed hand served as an object. In addition, as for the Eleventh Cir-
    cuit's reliance on the subjective perception of the teller, we decline
    to determine whether the appearance of the object as a dangerous
    weapon must be determined from a subjective or objective standard.
    The teller confronted by Souther reasonably believed that Souther
    possessed a dangerous weapon, and so we would affirm under either
    standard. Cf. Vincent, 121 F.3d at 1456 (declining to resolve the same
    issue because "the victim reasonably believed that the object pressed
    into her side was a dangerous weapon").
    III.
    Souther also raises the conditional argument that if the district court
    imposed the three-level enhancement on the basis that Souther actu-
    ally possessed a dangerous weapon (as opposed to an object that
    appeared to be a dangerous weapon), then the district court violated
    Rule 32(c) of the Federal Rules of Criminal Procedure. Rule 32(c)
    requires the sentencing court to make a finding on any controverted
    matter or to determine that no finding is necessary. Fed. R. Crim. P.
    32(c)(1). A district court's application of Rule 32 is reviewed under
    the clearly erroneous standard. See United States v. McManus, 
    23 F.3d 878
    , 882 (4th Cir. 1994).
    Souther concedes that the district court did not make an explicit
    finding that Souther actually possessed a dangerous weapon. Thus,
    Souther notes that we must imply any such finding. There is no indi-
    cation in the record that the enhancement was based upon an implied
    finding by the district court that Souther actually possessed a danger-
    ous weapon. Rather, the enhancement was based on the district
    court's finding that Souther possessed an object that appeared to be
    a dangerous weapon. Because the underlying assumption of Souther's
    claim is not true, this claim is without merit.
    IV.
    Finally, Souther claims that the evidence in the record was insuffi-
    cient for the trial court to conclude that Souther possessed an object
    that appeared to be a dangerous weapon. Because we conclude that
    10
    Souther's hand may constitute an object that appears to be a danger-
    ous weapon, there was no error.
    V.
    The presentation to the teller of a note stating that Souther pos-
    sessed a gun, coupled with Souther placing his hand in his coat
    pocket, was sufficient to trigger the enhancement. Under these cir-
    cumstances, Souther's concealed hand was an "object" that by virtue
    of the note "appeared to be a dangerous weapon." U.S.S.G. § 2B3.1
    application note 2. Therefore, the district court did not err, and we
    affirm Souther's sentence.
    AFFIRMED
    KING, Circuit Judge, dissenting:
    In the course of carrying out two bank robberies, Robert Souther
    handed bank tellers a note that read: "I have a gun. Be quiet." Souther
    kept both of his hands in his coat pockets during these robberies, and
    it is undisputed that he did not actually possess a gun during either
    robbery. Based on these facts, the Sentencing Guidelines mandate a
    two-point increase in his base offense level for making a threat of
    death; however, these circumstances do not justify the imposition of
    a three-point increase for possessing a dangerous weapon. I would
    vacate Souther's sentence and remand for imposition of the two-point
    increase.
    I.
    The United States Sentencing Guidelines incorporates a detailed
    scheme relating to the specific offense characteristics of a robbery.
    See United States Sentencing Commission, Guidelines Manual,
    § 2B3.1 (Nov. 1998). For example, the most egregious conduct --
    discharge of a firearm during a robbery -- warrants a seven-point
    increase, while other uses of a firearm during a robbery result in a six-
    point increase. At the lower end of the scale, a robber receives a
    three-point increase if a "dangerous weapon" is "brandished, dis-
    played, or possessed" and garners a two-point increase "if a threat of
    death was made."
    11
    A note representing that a robber has a gun -- like the note utilized
    by Souther -- plainly constitutes a threat of death, and Souther there-
    fore deserved a two-point increase in his base offense level. See
    USSG § 2B3.1(b)(2)(F) (requiring two-point increase "if a threat of
    death was made"). The commentary to USSG § 2B3.1(b)(2)(F) illus-
    trates this point through several examples, and each of the examples
    -- including: "Give me the money or I will pull the pin on the gre-
    nade I have in my pocket," "Give me the money or I will shoot you,"
    and "Give me the money or else (where the defendant draws his hand
    across his throat in a slashing motion)" -- constitutes a "threat of
    death" for purposes of this guideline. See USSG § 2B3.1, comment.
    (n.6). Souther's notes to the tellers in this appeal did nothing more or
    less than the Guideline's examples; the note indicated possession of
    a weapon with a threat that the weapon would be used on the reader.
    Indeed, we recently rendered a decision precisely on point. See
    United States v. Franks, 
    183 F.3d 335
    , 338 (4th Cir. 1999). There, a
    bank robber, who was apparently unarmed, handed a note to a teller
    stating: "You don't have to give me all your cash. No dye packs. I
    have a gun. I have nothing to lose." Id. at 336. On those facts, we
    rightly concluded that "a reasonable person in the teller's shoes would
    have been in fear for her life upon reading" the note. Therefore, we
    affirmed a two-point increase. Id. at 338.
    Similarly, Souther's notes representing possession of a gun plainly
    sought to put the fear of death into the tellers. Thus, those notes were
    sufficient to cause a reasonable teller to fear for her life, and a two-
    point increase is entirely warranted.
    II.
    On the other hand, the majority relies upon USSG
    § 2B3.1(b)(2)(E), under which a person receives a three-point
    increase "if a dangerous weapon was brandished, displayed, or pos-
    sessed." The commentary to this provision explains that "[w]hen an
    object that appeared to be a dangerous weapon was brandished, dis-
    played, or possessed, [the court should] treat the object as a dangerous
    weapon for the purposes of subsection (b)(2)(E)." See USSG § 2B3.1,
    comment. (n.2). Necessarily, the Government and the majority have
    relied on the outer bounds of USSG § 2B3.1(b)(2)(E), arguing that
    12
    Souther's hands -- when placed inside his coat pockets -- made it
    appear as though Souther possessed a dangerous weapon.
    I have concluded that the scheme encompassed in USSG§ 2B3.1
    requires more. For example, if a robber possesses a toy gun, see
    United States v. Robinson, 
    20 F.3d 270
    , 277 (7th Cir. 1994); presses
    a hard object into the side of a teller, United States v. Woods, 
    127 F.3d 990
    , 993 (11th Cir. 1997); or waves a towel-draped hand at the
    tellers, United States v. Dixon, 
    982 F.2d 116
    , 124 (3d Cir. 1992); then
    the specific characteristics of the defendant's robbery justify a three-
    point enhancement. I have no quarrel with the majority's conclusion
    that a hand can constitute an "object" for purposes of USSG
    § 2B3.1(b)(2)(E). However, merely resting one's hands in one's pock-
    ets is not enough; rather, the hand must objectively appear to be a
    dangerous weapon before the three-point increase is warranted.
    Dixon, supra, illustrates the point. There, the robber had covered
    her hand with a towel and then waved the towel-covered hand around
    the bank at customers. 982 F.2d at 122. In those circumstances, the
    robber had made her hand appear to be a gun, and when the appear-
    ance of a gun was coupled with the menacing gestures, it was objec-
    tively reasonable to conclude that the robber's hand appeared to be a
    firearm. Id. In this case, by contrast, both of Souther's hands sat pas-
    sively in his pockets, he made no indication that his coat pockets con-
    tained a gun, and he made no menacing or threatening gestures
    whatsoever.
    Put simply, when a bank robber passes a note indicating possession
    of a gun, the Government will always be able to point to something
    on the robber that might be subjectively perceived to be a gun.
    Indeed, if nothing on a robber could appear to be a gun, then a note
    indicating possession of a gun would be dismissed as an absurdity.
    Thus, the majority's rationale actually rises and falls on Souther's
    note alone, in which he represented that he had a gun. See ante at 3-4
    ("We hold that Souther's concealed hand was an object that appeared
    -- by virtue of his statement that he possessed a gun -- to be a dan-
    gerous weapon.") (emphasis added). However, in my view, a note
    representing possession of a gun is properly punished under the threat
    provision, USSG § 2B3.1(b)(2)(F), requiring the two-point increase.
    Under the rule adopted in this appeal, any note representing posses-
    13
    sion of a gun will now be sufficient to justify the three-point increase
    under USSG § 2B3.1(b)(2)(E). This is not what the Guidelines antici-
    pated.
    The majority's reliance upon the "policies" underlying USSG
    § 2B3.1 also is a telling red herring. First, it is telling that the majority
    must rely upon the "purpose" of this Guideline because the majority
    thereby illustrates that the plain language of the Guideline does not
    mandate a three-point increase. In that vein, to the extent that the
    scheme encompassed in the relevant provisions is ambiguous, the
    principle of lenity, which applies to the Sentencing Guidelines, would
    mandate a two-point, not three-point, increase. See United States v.
    Cutler, 
    36 F.3d 406
    , 408 (4th Cir. 1994) ("[T]he rule [of lenity] may
    be applied in the context of the Sentencing Guidelines."). Reliance on
    the "purpose" of this Guideline is also misleading and irrelevant:
    There is no doubt that risks inhere when a bank robber threatens a
    teller by alluding to possession of a firearm, and for that good reason,
    USSG § 2B3.1 sanctions this conduct. According to the Guidelines,
    however, there is a difference between a threat of death and the pos-
    session of an object that appears to be a dangerous weapon. Respect
    for the Guidelines mandates the imposition of a more severe three-
    point sanction only in response to the latter -- possession of an object
    that appears to be a dangerous weapon.
    For these reasons, I respectfully dissent.
    14