Bray v. West ( 1997 )

UNPUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
JOSHUA LA'LENDO BRAY,
Plaintiff-Appellant,
v.
No. 96-2519
TOGO D. WEST, JR., Secretary of the
Army, Department of the Army,
Defendant-Appellee.
Appeal from the United States District Court
for the Eastern District of Virginia, at Alexandria.
Robert R. Merhige, Jr., Senior District Judge.
(CA-95-1569-A)
Argued: September 29, 1997
Decided: December 17, 1997
Before WILKINS, Circuit Judge, PHILLIPS, Senior Circuit Judge,
and THORNBURG, United States District Judge for the
Western District of North Carolina, sitting by designation.
_________________________________________________________________
Affirmed by unpublished per curiam opinion.
_________________________________________________________________
COUNSEL
ARGUED: Brian Wayne Cubbage, PALEOS & KRIEGER, P.C.,
Alexandria, Virginia, for Appellant. Dennis Edward Szybala, Assis-
tant United States Attorney, Alexandria, Virginia, for Appellee. ON
BRIEF: W. Steven Paleos, PALEOS & KRIEGER, P.C., Alexandria,
Virginia, for Appellant. Helen F. Fahey, United States Attorney,
Alexandria, Virginia; Major Thomas M. Ray, Litigation Division,
DEPARTMENT OF THE ARMY, Arlington, Virginia, for Appellee.
_________________________________________________________________
Unpublished opinions are not binding precedent in this circuit. See
Local Rule 36(c).
_________________________________________________________________
OPINION
PER CURIAM:
From an adverse jury verdict and judgment entered in his employ-
ment discrimination case, plaintiff appeals. He also appeals the dis-
trict court's denial of his summary judgment motions and the court's
granting of defendant's motions for judgment as a matter of law. For
the reasons which follow, we affirm the district court.
In January 1984, the Army hired Bray, who is African American,
as a shipping clerk in Wiesbaden, Germany, as a civilian overseas,
limited-appointment employee. His term of employment was due to
terminate in September 1984, but was extended in twelve-month
increments on numerous occasions through October of 1992.
In March 1992, two positions became available for which Bray was
qualified, one in Friedberg and the other in Kirch-Goens. Bray
applied for the position in Friedberg, where he was then stationed, but
elected not to apply for the Kirch-Goens position, which was subse-
quently filled. The Army abolished the position in Friedberg as part
of its overall troop-force reduction and the concomitant reduction of
the civilian work force.
Bray's overseas tour ended in October 1992, when his group com-
mander disapproved the request of the civilian personnel specialist to
extend Bray's tour. In August 1995, Bray applied for a position in
Darmstadt, Germany, but was not selected. Based on these actions,
Bray filed suit alleging discrimination.
2
A.
Bray appeals the jury's verdict denying his claim that he was sub-
jected to discrimination because he was not hired for the support ser-
vices supervisor position in Darmstadt in 1995. The proper standard
for review of a jury verdict is stated in Price v. City of Charlotte,
North Carolina, 93 F.3d 1241 (4th Cir. 1996)."Recognizing that we
may not substitute our judgment for that of the jury or make credibil-
ity determinations, if there is evidence on which a reasonable jury
may return verdicts in favor of Appellees, we must affirm." Id., at
1249-50 (citations omitted).
The trial evidence conclusively showed the selection of the candi-
date for the Darmstadt position was made by committee, the commit-
tee ranked Bray second in line for the job, and the job would have
been offered to him had the first candidate declined. There is ample
evidentiary basis to support the jury's verdict that the Army's deci-
sion not to hire Bray for the Darmstadt position was not the result of
racial discrimination or retaliation.
B.
Appellant also seeks review of the district court's evidentiary rul-
ings at trial. We review the evidentiary rulings of a trial court using
an abuse of discretion standard. Redman v. John D. Brush & Co., 111
F.3d 1174, 1177 (4th Cir. 1997).
At trial, Bray sought to admit the statement of a person, since
deceased, made before an Army fact finding conference investigating
an Equal Employment Opportunity (EEO) complaint. The statement
indicated that the deceased party heard an Army employee named
Brueckner refer to an African American Army employee using a
racial epithet. The exhibit in which the statement was contained did
not identify Brueckner, did not disclose his relationship to the Army
or Bray, did not contain any identification that the individual making
the statement was in fact Brueckner, who in fact was Bray's supervisor.1
The trial court sustained the appellee's objection to admission.
_________________________________________________________________
1 The record indicates that Bray called Brueckner as a witness but did
not pursue any inquiry about a statement he may have made concerning
another African-American employee.
3
Bray complains this ruling was erroneous because the statement
was an admission by a party-opponent and therefore did not quality
as hearsay under Rule 801(d)(2).2 However, a proper foundation for
admission was not established; thus, it was not admissible. See, e.g.,
E.E.O.C. v. Watergate at Landmark Condominium , 24 F.3d 635, 638,
640 (4th Cir.), cert. denied, 513 U.S. 866 (1994); Zaken v. Boerer,
964 F.2d 1319, 1324 (2d Cir.), cert. denied, 506 U.S. 975 (1992).
Bray contends that other party-opponent admissions were improp-
erly excluded by the trial court as hearsay. Again, it was the failure
of Bray's counsel to lay a proper foundation that resulted in these cor-
rect but adverse evidentiary rulings. Likewise, counsel failed to cor-
rectly pursue questioning of witness Wayne Thomas. And, the district
court's ruling that the testimony of Mitchiko Hata was not relevant
was not an abuse of discretion.
Bray next claims that the Army attempted to secrete the testimony
of Thomas, after he allegedly told others at a July 7, 1996, meeting
that he was dissatisfied with the selection process used for the Darm-
stadt job. Four days after that meeting, Thomas was transferred to
another position. Counsel did not advise the court in what manner that
transfer concealed Thomas' testimony and the court found it irrele-
vant. The court did not abuse its discretion in so doing. See also Fed.
R. Evid. 402, 403. Bray's objections to the exclusion of exhibits are
also without merit and need not be addressed.
As is made clear by the foregoing analysis, none of the evidentiary
rulings to which appellant objects rise to the level of an abuse of dis-
cretion by the trial court. Redman, 111 F.3d at 1177.
C.
At the conclusion of Bray's evidence, the district court granted the
appellee's motion for judgment as a matter of law on Counts I and II.
_________________________________________________________________
2 "A statement is not hearsay if [it] is offered against a party and is (A)
the party's own statement in either an individual or a representative
capacity . . . (D) a statement by the party's agent or servant concerning
a matter within the scope of the agency or employment, made during the
existence of the relationship. . . ."
4
As noted above, these counts alleged racial discrimination and retalia-
tion by the Army in failing to extend Bray's overseas tour and in ter-
minating the position for which he had applied in Friedberg.
A court may only grant a motion for judgment as a matter
of law . . . if, viewing the evidence in the light most favor-
able to the non-moving party and drawing every legitimate
inference in that party's favor, the court "determine[s] that
the only conclusion a reasonable trier of fact could draw
from the evidence is in favor of the moving party."
Tools USA & Equipment Co. v. Champ Frame Straightening Equip-
ment Inc., 87 F.3d 654, 656-57 (4th Cir. 1996) (citing Winant v.
Bostic, 5 F.3d 767, 774 (4th Cir. 1993)).
To establish a prima facie case of retaliation, Bray must show (1)
that he engaged in a protected activity; (2) the Army took an adverse
employment action against him; and (3) a causal connection existed
between the protected activity and the adverse action. McNairn v.
Sullivan, 929 F.2d 974, 980 (4th Cir. 1991).
The record reflects that appellant had filed twenty-four EEO com-
plaints during his civilian employment with the Army. The filing of
EEO complaints is a protected activity and the Army took an adverse
employment action by failing to extend Bray's overseas tour. How-
ever, Bray did not show a causal connection between the protected
activity and the adverse action. The evidence at trial showed that
Brueckner, Bray's supervisor, recommended that Bray's tour be
extended despite the fact that this would create"surplus employees."
However, Col. Young, the group commander, did not accept that rec-
ommendation because the Army was eliminating surplus civilian
employees during its decrease in troop population in Germany.
Brueckner was the only individual whom Bray claimed had a retalia-
tory or discriminatory motive against him. Bray failed to establish a
causal connection between the protected activity and the adverse
employment decision. "To avoid a directed verdict, the plaintiff must
present sufficient evidence to establish a prima facie case." Gairola
v. Commonwealth of Virginia Dep't of Gen. Servs., 753 F.2d 1281,
1285 (4th Cir. 1985). Thus, judgment as a matter of law was proper.
Id.5
As to Count II, in order to prove a prima facie case of discrimina-
tory refusal to hire, Bray had to prove (1) he was a member of a pro-
tected group; (2) he applied for the position; (3) he was qualified for
it; and (4) he was rejected for the position under circumstances giving
rise to an inference of unlawful discrimination. Carter v. Ball, 33 F.3d
450, 458 (4th Cir. 1994).
During the time at issue, there were two positions open for which
Bray was qualified: one in Friedberg and one in Kirch-Goens. Bray
did not apply for the position in Kirch-Goens and the Friedberg posi-
tion was eliminated. Testimony presented at trial showed that the
Friedberg position was eliminated as part of the troop-force reduction
since Friedberg was not centrally located, did not have a major head-
quarters, and the tactical commander was located in Kirch-Goens.
Moreover, the position was never reinstated. This evidence failed to
give "rise to an inference of unlawful discrimination." Id. Having
failed to establish a prima facie case, judgment as a matter of law was
appropriate. Gairola, supra.Moreover, "[o]nce the defendant offers a nondiscriminatory justifi-
cation for the [action], the burden of persuasion remains on the plain-
tiff to demonstrate that the proffered explanation is pretextual and the
defendant was actually motivated by discriminatory intent." Brinkley-
Obu v. Hughes Training, Inc., 36 F.3d 336, 344 (4th Cir. 1994).
Bray's evidence showed nothing more than his own suspicion and
speculation. "[T]he case should be withdrawn from the jury when any
verdict in favor of the nonmoving party necessarily will be premised
upon `speculation and conjecture.'" Gairola, 753 F.2d at 1285 (cita-
tion omitted). The Army's uncontroverted legitimate and nondiscrimi-
natory reasons for the employment action warranted judgment as a
matter of law. Judgment as a matter of law on both Counts I and II
was clearly proper.
Finally, appellant claims that the trial court erroneously denied his
motion for a new trial. While the appellant moved for a mistrial based
on the district court's evidentiary rulings, there is no evidence in the
record that he moved for a new trial. We therefore decline to reach
that issue.
6
D.
We need not address appellant's contention that summary judg-
ment was improperly denied him before trial, given our holding in
Chesapeake Paper Products Co. v. Stone & Webster Engineering
Corp., 51 F.3d 1229 (4th Cir. 1995), that an appeal of the denial of
a motion for summary judgment will not be heard after a full trial and
judgment on the merits, unless a cross-motion for summary judgment
on the same claim has been granted. Id., at 1237, n.11. See also 10A
Wright, Miller, & Kane, Federal Practice & Procedure: Civil 2d,
§ 2728.
Accordingly, the judgment of the district court is
AFFIRMED.
7