Alliance for Legal Action v. Federal Aviation Administration ( 2003 )


Menu:
  •                          UNPUBLISHED
    UNITED STATES COURT OF APPEALS
    FOR THE FOURTH CIRCUIT
    ALLIANCE FOR LEGAL ACTION; J.          
    RICHARD BLACK; JEAN M. BLACK;
    GILSEN C. HAPPEL; ELIZABETH E.
    HAPPEL; RONALD M. GOGA; CAROL
    E. GOGA; PATRICIA C. EASTIN,
    Petitioners,
    v.
    FEDERAL AVIATION ADMINISTRATION;
    
    JANE F. GARVEY, Administrator,
    Federal Aviation Administration;                 No. 02-1062
    UNITED STATES DEPARTMENT OF
    TRANSPORTATION; NORMAN Y.
    MINETA, Secretary, United States
    Department of Transportation,
    Respondents,
    PIEDMONT TRIAD AIRPORT AUTHORITY,
    a body politic and corporate of the
    State of North Carolina,
    Intervenor.
    
    On Petition for Review of an Order of the
    Federal Aviation Administration.
    Argued: January 21, 2003
    Decided: July 10, 2003
    Before WILKINS, Chief Judge, and MICHAEL and
    TRAXLER, Circuit Judges.
    Petition for review denied by unpublished per curiam opinion.
    2                ALLIANCE FOR LEGAL ACTION v. FAA
    COUNSEL
    ARGUED: Bruce J. Terris, TERRIS, PRAVLIK & MILLIAN,
    L.L.P., Washington, D.C., for Petitioners. M. Alice Thurston, Envi-
    ronment and Natural Resources Division, UNITED STATES
    DEPARTMENT OF JUSTICE, Washington, D.C., for Respondents.
    Michael Goodman Schneiderman, FOLEY & LARDNER, Chicago,
    Illinois, for Intervenor. ON BRIEF: Demian A. Schane, TERRIS,
    PRAVLIK & MILLIAN, L.L.P., Washington, D.C., for Petitioners.
    Thomas L. Sansonetti, Assistant Attorney General, Andrew Mergen,
    Ellen Durkee, Environment and Natural Resources Division,
    UNITED STATES DEPARTMENT OF JUSTICE, Washington,
    D.C.; Daphne A. Fuller, Randy Ellen Hyman, Office of Chief Coun-
    sel, FEDERAL AVIATION ADMINISTRATION, Washington, D.C.,
    for Respondents. Michael M. Conway, FOLEY & LARDNER, Chi-
    cago, Illinois; William O. Cooke, Jr., COOKE & COOKE, Greens-
    boro, North Carolina, for Intervenor.
    Unpublished opinions are not binding precedent in this circuit. See
    Local Rule 36(c).
    OPINION
    PER CURIAM:
    This case concerns the Federal Aviation Administration’s decision
    to approve plans to expand the Piedmont Triad International Airport
    (PTIA or the Airport) in North Carolina, which is operated by the
    Piedmont Triad Airport Authority (the Airport Authority). The FAA
    based its approval on an Environmental Impact Statement prepared in
    accordance with the National Environmental Policy Act, 
    42 U.S.C. § 4321
     et seq. A non-profit group, Alliance for Legal Action, and
    seven individuals petitioned this court for review of the FAA’s deci-
    sion, challenging the adequacy of the EIS and requesting that we
    vacate the FAA’s decision and require the agency to prepare a new
    EIS. Although the EIS was not perfect, we hold that it was sufficient.
    We therefore deny the petition for review.
    ALLIANCE FOR LEGAL ACTION v. FAA                      3
    I.
    PTIA serves the area around Greensboro, High Point, and Winston-
    Salem, North Carolina. About 17,200 single-family homes and over
    2,500 multi-family homes are within a five-mile radius of the Airport.
    It currently has two perpendicular runways, and various expansion
    plans have been considered over the years. In 1997 FedEx Corp., the
    overnight delivery company, solicited expansion proposals from air-
    ports in the Carolinas that were interested in accommodating a new
    FedEx mid-Atlantic cargo hub. FedEx selected PTIA over five other
    competing airports. After PTIA was selected, the Airport Authority
    applied to the FAA for approval to expand the Airport to meet
    FedEx’s needs. The expansion proposal calls for the building of a new
    9,000-foot runway parallel to the existing 10,001-foot runway and the
    construction of a 300-acre sorting facility between the two runways.
    FAA approval is necessary to expand the Airport and to make the
    project eligible for federal funding. The FAA, as part of its consider-
    ation of the application, prepared an environmental impact statement
    in accordance with the National Environmental Policy Act (NEPA),
    
    42 U.S.C. § 4321
     et seq.
    One of the primary purposes of an EIS is to consider alternatives
    to the proposed project. In fulfilling this purpose, the FAA developed
    a list of alternative sites for the cargo hub. The agency also developed
    alternative configurations for the runways and sorting facility at the
    PTIA site. In the first stage of its alternatives analysis, the agency
    eliminated most of the alternative sites and configurations because
    they did not meet the requirements that the hub be located at PTIA
    and that the airport have two parallel, 9,000-foot runways with space
    in between for a sorting facility. The five off-site alternatives were
    eliminated at this first stage mainly because they were not at the PTIA
    location; nevertheless, the FAA offered additional reasons for reject-
    ing each of the alternative locations. Five of the ten on-site alternative
    configurations were also eliminated. The next stage of the analysis
    compared the five remaining on-site configurations and the alternative
    of leaving PTIA as is (known as the "no-action alternative"). These
    six alternatives were the subject of extensive environmental analysis
    documented in the EIS issued in November 2001. On the basis of the
    EIS, the FAA selected a proposal called W1-A1, a slight modification
    of the original proposal, and approved the expansion in a Record of
    4                 ALLIANCE FOR LEGAL ACTION v. FAA
    Decision (ROD) issued December 31, 2001. Under the decision the
    Airport is required to mitigate the problem of increased noise by
    offering to buy some properties near the Airport and providing insula-
    tion for others.
    Alliance for Legal Action, a non-profit group representing about
    900 persons living near the Airport, and seven individuals (together,
    ALA) have petitioned this court for review of the FAA’s decision
    approving the Airport expansion project on the ground that it was
    based on a faulty EIS. The Airport Authority has intervened as a
    respondent.
    II.
    We first consider whether we have subject matter jurisdiction.
    Mitchell v. Maurer, 
    293 U.S. 237
    , 244 (1934); Betty B Coal Co. v.
    Dir., Office of Workers’ Comp. Programs, 
    194 F.3d 491
    , 495 (4th Cir.
    1999). Our jurisdiction would be based on federal aviation law, which
    is collected in Subtitle VII of Title 49 of the United States Code. Sub-
    title VII is divided into five parts, and the only ones relevant to this
    case are Part A, Air Commerce and Safety, and Part B, Airport Devel-
    opment and Noise. All of the parties agree that we have jurisdiction
    under 
    49 U.S.C. § 46110
    (a), located in Part A. Section 46110(a) pro-
    vides that "a person disclosing a substantial interest in an order issued
    . . . under this part may apply for review of the order." The courts of
    appeals have exclusive jurisdiction over such an application or peti-
    tion for review. 
    49 U.S.C. §§ 46110
    (a), (c). On the other hand, a per-
    son challenging an order not covered by § 46110(a) must begin in
    district court by filing an action under the Administrative Procedure
    Act, 
    5 U.S.C. § 701
     et seq. The order challenged here, the ROD, con-
    tains determinations required by provisions of both Part A and Part
    B and by other statutes as well. For example, the ROD determines
    that the proposed expansion is "reasonably necessary for use in air
    commerce or for the national defense" under § 44502(b), which is in
    Part A, and as a prerequisite for federal funding it approves of the
    proposed airport layout plan under § 47107(a)(16), which is in Part B.
    ALA’s challenge to the ROD, however, does not directly involve the
    Part A determinations. ALA alleges violations of provisions of the
    Airport and Airways Improvement Act (AAIA), 
    49 U.S.C. §§ 47101
    ALLIANCE FOR LEGAL ACTION v. FAA                      5
    & 47106, which are in Part B, and of NEPA, a separate statute that
    is not in Part A.
    The first question is whether a petition for review of the FAA’s
    order is within the exclusive jurisdiction given to the courts of appeals
    by § 46110(a). Specifically, we must decide whether an order includ-
    ing determinations under multiple sections and statutes, with Part A
    among them, may be considered an order issued under Part A. When
    a statutory provision makes it "unclear whether review jurisdiction is
    in the district court or the court of appeals the ambiguity is resolved
    in favor of the latter." Gen. Elec. Uranium Mgmt. Corp. v. United
    States Dep’t of Energy, 
    764 F.2d 896
    , 903 (D.C. Cir. 1985) (quoting
    Denberg v. United States R.R. Retirement Bd., 
    696 F.2d 1193
    , 1197
    (7th Cir. 1983)). See also Clark v. CFTC, 
    170 F.3d 110
    , 114 (2d Cir.
    1999); Suburban O’Hare Comm’n v. Dole, 
    787 F.2d 186
    , 192-93 (7th
    Cir. 1986); cf. Fl. Power & Light Co. v. Lorion, 
    470 U.S. 729
    , 745
    (1985) ("Absent a firm indication that Congress intended to locate ini-
    tial APA review of agency action in the district courts, we will not
    presume that Congress intended to depart from the sound policy of
    placing initial APA review in the courts of appeals."). Moreover,
    "[w]hen an agency decision has two distinct bases, one of which pro-
    vides for exclusive jurisdiction in the courts of appeals, the entire
    decision is reviewable exclusively in the appellate court." Suburban
    O’Hare Comm’n, 
    787 F.2d at 192
     (construing predecessor statute to
    § 46110(a)). See also Sutton v. United States Dep’t of Transp., 
    38 F.3d 621
    , 625 (2d Cir. 1994). We therefore hold that as long as part
    of an FAA order is issued pursuant to Part A authority, review of the
    order is within the exclusive jurisdiction of the courts of appeals
    under § 46110(a).
    We must next clarify whether a petitioner may challenge all parts
    of the order or just the Part A determinations that got the order into
    this court in the first place. The statute allows review in the court of
    appeals of an "order issued . . . under" Part A. 
    49 U.S.C. § 46110
    (a).
    The ROD is a single order containing multiple determinations and
    findings; it is not a collection of several different orders. By its plain
    language, the statute does not limit review to claims based on Part A.
    Therefore, once the order is before an appellate court under
    § 46110(a), the court may consider a challenge to any part of it. Cf.
    Sutton, 
    38 F.3d at 624-26
     (construing predecessor statute); City of
    6                 ALLIANCE FOR LEGAL ACTION v. FAA
    Rochester v. Bond, 
    603 F.2d 927
    , 936 (D.C. Cir. 1979) ("[W]e cannot
    imagine that Congress intended the exclusivity vel non of statutory
    review to depend on the substantive infirmity alleged."). But see City
    of Alameda v. FAA, 
    285 F.3d 1143
     (9th Cir. 2002), cert. denied, 
    123 S. Ct. 1899
     (2003) (holding that a challenge to Part B determinations
    in an order involving both Part A and Part B must begin in district
    court). We therefore have jurisdiction to review the FAA order (or
    ROD) in its entirety.
    III.
    ALA cites both NEPA and the AAIA in stating its case, but its
    challenge to the EIS is really based on NEPA standards. NEPA’s
    requirement for an EIS is triggered by any "major federal action" that
    may have a significant effect on the environment, such as the FAA’s
    approval of the PTIA expansion project. See 
    42 U.S.C. § 4332
    (C).
    The EIS is the vehicle through which the agency contemplating an
    action (1) must examine and disclose the action’s environmental
    impact and (2) consider alternatives. 
    42 U.S.C. § 4332
    (2)(C)(iii).
    Here, ALA claims that the FAA’s Record of Decision approving the
    Airport expansion project cannot stand because it was based upon a
    faulty EIS. ALA challenges the EIS on the grounds that (1) the FAA’s
    statement of purpose and need in the EIS was too narrow, which led
    the agency to consider an inadequate range of alternatives to the proj-
    ect as proposed by its sponsors, and (2) the FAA fell short in its study
    of the environmental impacts of the project that it approved.
    A.
    An EIS must begin with a statement of the purpose and need for
    the proposed federal action, 
    40 C.F.R. § 1502.13
    ; and, as we said
    above, it must include an evaluation of alternatives to the action, 
    42 U.S.C. § 4332
    (2)(C)(iii). The agency need not consider all of the pos-
    sible alternative actions in the EIS; it is only required to look at those
    that are reasonable in light of the project’s stated purpose. See Friends
    of Southeast’s Future v. Morrison, 
    153 F.3d 1059
    , 1065-67 (9th Cir.
    1998). Here, the EIS states that the purpose and need for the airport
    expansion project is to build a cargo hub at PTIA with parallel,
    widely spaced, 9,000-foot runways. ALA claims that this statement
    defines the project’s goals too narrowly, allowing them to be set by
    ALLIANCE FOR LEGAL ACTION v. FAA                    7
    what FedEx (and the Airport Authority, which actually submitted the
    proposal) wanted from the project. This narrow statement of purpose
    and need led the agency to consider only alternatives that met
    FedEx’s needs. The FAA, says ALA, should have started with a
    broader statement that reflected the general goal of building a cargo
    hub to serve the mid-Atlantic region. A broader statement would have
    prompted consideration of a wider variety of alternatives.
    The statement of a project’s purpose and need is left to the agen-
    cy’s expertise and discretion, and we defer to the agency if the state-
    ment is reasonable. Friends of Southeast’s Future. 
    153 F.3d at
    1066-
    67. The reasonableness of a given statement of purpose and need
    depends first on the nature of the proposed federal action. Here, the
    FAA prepared the EIS to consider the environmental impacts of its
    approval of a proposal sponsored from outside the agency. In this sit-
    uation, the project sponsor’s goals play a large role in determining
    how the purpose and need is stated. See Citizens Against Burlington,
    Inc. v. Busey, 
    938 F.2d 190
    , 196 (D.C. Cir. 1991); La. Wildlife Fed’n
    v. York, 
    761 F.2d 1044
    , 1048 (5th Cir. 1985) (per curiam). But see
    Van Abbema v. Fornell, 
    807 F.2d 633
    , 638 (7th Cir. 1986) (noting
    that the agency should consider the project’s "general goal . . . to
    deliver coal from mine to utility," not the sponsor’s goal of building
    a coal dock). At the same time, the goals that Congress has set for the
    agency must also figure into the formulation of the statement. Citizens
    Against Burlington, 
    938 F.2d at 196
    .
    Here, of course, the goals of the project sponsors (the Airport
    Authority and FedEx) are to expand PTIA in a configuration that
    meets FedEx’s preferences. ALA argues that the FAA gave those
    preferences too much weight. The agency, however, is under a con-
    gressional mandate to encourage and facilitate the construction of
    cargo hubs. 
    49 U.S.C. §§ 47101
    (a)(4), (7). It is reasonable for the
    agency to advance this goal by facilitating the construction of effi-
    cient cargo hubs. The FAA does not, however, have any expertise in
    operating hubs. It was therefore appropriate for the agency to take
    into account FedEx’s and the Airport Authority’s expertise in design-
    ing and locating a hub. See Citizens Against Burlington, 715 F.2d at
    196-98 & n.6. Moreover, the sponsors’ goals and Congress’s goal for
    the agency (facilitating the development of hubs) coincide in this
    case. These factors made it reasonable for the FAA, in stating the
    8                ALLIANCE FOR LEGAL ACTION v. FAA
    project’s purpose and need in the EIS, to draw on the expertise of the
    project sponsors and to reflect their goals.
    Even if meeting FedEx’s (and the Airport Authority’s) needs is an
    appropriate consideration, ALA argues, the airport configuration
    required by the statement of purpose and need is not necessary to sup-
    port effective cargo hub operations. But the FAA reasonably deter-
    mined otherwise. The agency found that the configuration would
    minimize delays and provide FedEx with several operational advan-
    tages, such as the ability to launch all of its planes within a seventy-
    minute window. Because the agency’s determination is supported by
    substantial evidence, we defer to it. See Roanoke River Basin Ass’n
    v. Hudson, 
    940 F.2d 58
    , 61 (4th Cir. 1991).
    ALA also argues that the Airport could support FedEx’s operations
    with a new runway shorter than the 9,000 feet required by the state-
    ment of purpose and need. Although ALA provides alternate calcula-
    tions suggesting that a shorter runway would serve FedEx adequately,
    substantial evidence supports the agency’s determination that a 9,000-
    foot runway is needed. See 
    id.
    B.
    An EIS must include a discussion of the environmental impacts of
    the proposed action. 
    42 U.S.C. § 4332
    (C)(i); Sierra Club v. Morton,
    
    510 F.2d 813
    , 821 (5th Cir. 1975); 
    40 C.F.R. § 1502.16
    . ALA argues
    that the FAA’s consideration in the EIS of the environmental impacts
    of the expansion suffers from three flaws. First, the agency’s exami-
    nation of the effect of the expansion on noise levels is insufficient
    because it relies on faulty assumptions and does not take adequate
    account of the intensity of FedEx’s nighttime operations. Second, to
    the extent that the nighttime noise is examined, the data is not pre-
    sented in a meaningful way. And third, the agency failed altogether
    to consider aircraft emissions and population growth, two types of
    environmental impact that ALA considers important.
    The agency calculated noise impacts assuming that 95 percent of
    FedEx’s air traffic would pass over the area to the southwest of the
    Airport. ALA offers several reasons, including competing traffic and
    wind direction, why FedEx might not keep its traffic over the south-
    ALLIANCE FOR LEGAL ACTION v. FAA                     9
    west, pointing out that the company is under no obligation to follow
    that pattern. Indeed, the company insisted that the Airport not restrict
    its pattern. But FedEx’s plan for the hub is built around a traffic pat-
    tern that will keep its planes to the southwest. FedEx did not want to
    be tied to this pattern, but the FAA reasonably assumed that the com-
    pany would generally operate the hub as it has planned. The calcula-
    tions based on this assumption are supported by substantial evidence,
    and we will not disturb them. See Roanoke River Basin Ass’n, 
    940 F.2d at 61
    .
    ALA also argues that the FAA’s assumptions in its noise calcula-
    tions failed to account for the extra noise generated by airplanes heav-
    ily loaded with freight, taking off into a headwind, or taxiing or
    waiting on the ground. Furthermore, an improved version of the noise
    analysis program came out seven months before the EIS was com-
    plete, but the FAA did not use it. ALA’s major complaint about the
    adequacy of the noise analysis is that it takes insufficient account of
    the concentration of FedEx’s operations in the middle of the night.
    The agency used as its primary measurement the daily noise level
    (DNL), which averages sound across an entire year. This measure-
    ment diluted the noise impact of the FedEx planes. But the FAA also
    performed two other types of noise analysis, the Equivalent Sound
    Level test (Leq(9)) and the Sound Exposure Level test (SEL), that
    provided more information on what the noise impact will be at partic-
    ular times of day. ALA complains that even these measurements do
    not adequately capture the effects of FedEx’s planes taking off one
    after another in the middle of the night. The agency’s expertise on
    how to measure environmental impacts is entitled to deference. See
    Hughes River Watershed Conservancy v. Johnson, 
    165 F.3d 283
    , 289-
    90 (4th Cir. 1999); Friends of the Boundary Waters Wilderness v.
    Dombeck, 
    164 F.3d 1115
    , 1129-30 (8th Cir. 1999); Or. Envtl. Council
    v. Kunzman 
    817 F.2d 484
    , 496 (9th Cir. 1987). "Agencies are entitled
    to select their own methodology as long as that methodology is rea-
    sonable." Hughes River Watershed Conservancy, 165 F.3d at 289.
    The FAA’s noise analysis may not have been perfect, but it was not
    unreasonable.
    ALA argues that the alternative noise measurements are not pre-
    sented in the EIS in a manner that makes them understandable and
    useful to the people likely to suffer from the noise. The Leq(9) data
    10               ALLIANCE FOR LEGAL ACTION v. FAA
    is presented in a table but not on a map; the SEL data is plotted on
    a map, but in a way that does not offer any information beyond what
    is already available from the DNL map. Providing the public with
    information about environmental impacts is one of the essential goals
    of NEPA. Robertson v. Methow Valley Citizens Council, 
    490 U.S. 332
    , 356 (1989). But the agency’s failings on this count in this case
    are not significant enough for us to reject an otherwise adequate EIS.
    We only ask whether an EIS contains "[a] reasonably thorough dis-
    cussion of the significant aspects of the probable environmental con-
    sequences." Trout Unlimited v. Morton, 
    509 F.2d 1276
    , 1283 (9th Cir.
    1974). See also Wyoming Farm Bureau v. Babbitt, 
    199 F.3d 1224
    ,
    1240 n.13 (10th Cir. 2000). By this standard, the EIS’s consideration
    and presentation of noise impacts were adequate.
    ALA identifies two other environmental impacts that it says the
    EIS should have included: the effect of air pollution from toxic air-
    plane emissions and the effect of population growth induced by the
    expansion. On the first, ALA cites several studies suggesting (but not
    concluding) that toxic airport emissions are dangerous to human
    health. The EPA, which administers air pollution programs, signed off
    on the FAA’s determination that the project would conform with cur-
    rent law. Of course, the fact that the emissions are within legal limits
    does not mean that they have no impacts that need to be considered.
    Here, because there is support for the FAA’s contention that there is
    no known cause-and-effect relationship between airplane emissions
    and human health, the agency was reasonable in its decision not to
    study these effects further. With respect to population growth, the
    FAA projects that construction of the hub will lead to population
    growth of only 2 percent by 2019. In light of the region’s projected
    25 percent growth for the same period, the hub’s projected effects on
    the area’s population were insignificant enough to be left out of the
    EIS.
    The FAA’s environmental impact statement was not perfect, but it
    was adequate to support the agency’s decision to approve the expan-
    sion project. The petition for review is therefore denied.
    PETITION DENIED
    

Document Info

Docket Number: 02-1062

Judges: Wilkins, Michael, Traxler

Filed Date: 7/10/2003

Precedential Status: Non-Precedential

Modified Date: 11/6/2024

Authorities (19)

Mitchell v. Maurer ( 1934 )

citizens-against-burlington-inc-v-james-b-busey-iv-administrator ( 1991 )

city-of-alameda-citizens-league-for-airport-safety-and-serenity-berkeley ( 2002 )

frances-brahna-denberg-and-albert-a-denberg-on-behalf-of-themselves-and ( 1983 )

loren-van-abbema-and-barbara-van-abbema-and-edward-r-koeber-and-mary-d ( 1986 )

general-electric-uranium-management-corporation-v-united-states-department ( 1985 )

Suburban O'Hare Commission v. Elizabeth Hanford Dole, ... ( 1986 )

friends-of-southeasts-future-sitka-conservation-society-and-southeast ( 1998 )

trout-unlimited-and-randy-berry-plaintiff-intervenor-appellant-v-rogers ( 1974 )

Michael J. CLARK, Petitioner, v. COMMODITY FUTURES TRADING ... ( 1999 )

cadc-79-71-city-of-rochester-a-municipal-corporation-in-the-state-of-new ( 1979 )

roanoke-river-basin-association-and-state-of-north-carolina-counties-of ( 1991 )

Sierra Club v. Rogers C. B. Morton, Shell Oil Company, ... ( 1975 )

oregon-environmental-council-citizens-for-the-safe-control-of-the-gypsy ( 1987 )

betty-b-coal-company-v-director-office-of-workers-compensation-programs ( 1999 )

friends-of-the-boundary-waters-wilderness-wilderness-watch-sawbill ( 1999 )

wyoming-farm-bureau-federation-montana-farm-bureau-federation-american-farm ( 2000 )

paul-r-sutton-doris-h-sutton-elwin-henderson-robert-henderson-and-bernard ( 1994 )

Robertson v. Methow Valley Citizens Council ( 1989 )

View All Authorities »