E.D. v. Pfizer, Incorporated ( 2013 )


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  •                             PUBLISHED
    UNITED STATES COURT OF APPEALS
    FOR THE FOURTH CIRCUIT
    No. 12-2188
    E.D., a minor by and through her mother and next friend;
    DENISE DARCY,
    Plaintiffs - Appellees,
    v.
    PFIZER,   INC.;  ROERIG,   a   division   of   Pfizer,   Inc.;
    GREENSTONE, LLC, f/k/a Greenstone Ltd.,
    Defendants - Appellants.
    No. 12-2189
    J.C., a minor by and through his mother and next friend;
    MICHELLE COOK,
    Plaintiffs - Appellees,
    v.
    PFIZER,   INC.;  ROERIG,   a   division   of   Pfizer,   Inc.;
    GREENSTONE, LLC, f/k/a Greenstone Ltd.,
    Defendants - Appellants.
    No. 12-2190
    D.B., a minor by and through his mother and next friend;
    NINA BRUMFIELD,
    Plaintiffs - Appellees,
    v.
    PFIZER,   INC.;  ROERIG,   a   division   of   Pfizer,   Inc.;
    GREENSTONE, LLC, f/k/a Greenstone Ltd.,
    Defendants - Appellants.
    No. 12-2191
    T.S., a minor by and through his mother and next friend;
    DAWN SKURRY,
    Plaintiffs - Appellees,
    v.
    PFIZER,   INC.;  ROERIG,   a   division   of   Pfizer,   Inc.;
    GREENSTONE, LLC, f/k/a Greenstone Ltd.,
    Defendants - Appellants.
    No. 12-2193
    C.S., a minor child by and through his mother and next
    friend; KIMBERLY LANCASTER,
    Plaintiffs - Appellees,
    v.
    PFIZER,   INC.;  ROERIG,   a   division   of   Pfizer,   Inc.;
    GREENSTONE, LLC, f/k/a Greenstone Ltd.,
    Defendants - Appellants.
    2
    No. 12-2194
    K.W., a minor by and through her mother and next friend;
    ANGEL WOLKFERTZ,
    Plaintiffs - Appellees,
    v.
    PFIZER,   INC.;  ROERIG,   a   division   of   Pfizer,   Inc.;
    GREENSTONE, LLC, f/k/a Greenstone Ltd.,
    Defendants - Appellants.
    No. 12-2195
    A.N., a minor by and through her mother and next friend;
    HEATHER NORFOLK,
    Plaintiffs - Appellees,
    v.
    PFIZER,   INC.;  ROERIG,   a   division   of   Pfizer,   Inc.;
    GREENSTONE, LLC, f/k/a Greenstone Ltd.,
    Defendants - Appellants.
    No. 12-2197
    J.E., a minor by and through his mother and next friend;
    MARLO CHEEKS,
    Plaintiffs - Appellees,
    v.
    3
    PFIZER,   INC.;  ROERIG,   a   division   of   Pfizer,   Inc.;
    GREENSTONE, LLC, f/k/a Greenstone Ltd.,
    Defendants - Appellants.
    No. 12-2199
    D.M., a minor by and through his mother and next friend;
    REBECCA MARDORF,
    Plaintiffs - Appellees,
    v.
    PFIZER,   INC.;  ROERIG,   a   division   of   Pfizer,   Inc.;
    GREENSTONE, LLC, f/k/a Greenstone Ltd.,
    Defendants - Appellants.
    No. 12-2205
    I.Z., a minor by and through his mother and next friend;
    MARY MASTERS,
    Plaintiffs - Appellees,
    v.
    PFIZER,   INC.;  ROERIG,   a   division   of   Pfizer,   Inc.;
    GREENSTONE, LLC, f/k/a Greenstone Ltd.,
    Defendants - Appellants.
    4
    No. 12-2207
    C.B., a minor by and through her mother and next friend;
    LALA FIELDS,
    Plaintiffs - Appellees,
    v.
    PFIZER,   INC.;  ROERIG,   a   division   of   Pfizer,   Inc.;
    GREENSTONE, LLC, f/k/a Greenstone Ltd.,
    Defendants - Appellants.
    No. 12-2208
    M.M., a minor by and through her mother and next friend;
    JEANETTE MASKILL,
    Plaintiffs - Appellees,
    v.
    PFIZER,   INC.;  ROERIG,   a   division   of   Pfizer,   Inc.;
    GREENSTONE, LLC, f/k/a Greenstone Ltd.,
    Defendants - Appellants.
    No. 12-2218
    J.S., a minor by and through his mother and next friend;
    CINDY SIMPSON−DURAND,
    Plaintiffs - Appellees,
    v.
    5
    PFIZER,   INC.;  ROERIG,   a   division   of   Pfizer,   Inc.;
    GREENSTONE, LLC, f/k/a Greenstone Ltd.,
    Defendants - Appellants.
    No. 12-2219
    H.S., by and through her mother and next friend; SHANNON
    SCALISI,
    Plaintiffs - Appellees,
    v.
    PFIZER,   INC.;  ROERIG,   a   division   of   Pfizer,   Inc.;
    GREENSTONE, LLC, f/k/a Greenstone Ltd.,
    Defendants - Appellants.
    No. 12-2220
    L.V., a minor by and through his mother and next friend;
    LORIE VINSON,
    Plaintiffs - Appellees,
    v.
    PFIZER,   INC.;  ROERIG,   a   division   of   Pfizer,   Inc.;
    GREENSTONE, LLC, f/k/a Greenstone Ltd.,
    Defendants - Appellants.
    6
    No. 12-2221
    A.H., a minor by and through her mother and next friend;
    HEATHER SLABAUGH,
    Plaintiffs - Appellees,
    v.
    PFIZER,   INC.;  ROERIG,   a   division   of   Pfizer,   Inc.;
    GREENSTONE, LLC, f/k/a Greenstone Ltd.,
    Defendants - Appellants.
    No. 12-2223
    A.W., a minor child by and through his mother and next
    friend; SHERI WIDNER,
    Plaintiffs - Appellees,
    v.
    PFIZER,   INC.;  ROERIG,   a   division   of   Pfizer,   Inc.;
    GREENSTONE, LLC, f/k/a Greenstone Ltd.,
    Defendants - Appellants.
    No. 12-2224
    H.C., a minor by and through her mother and next friend;
    MELISSA SHROYER,
    Plaintiffs - Appellees,
    v.
    7
    PFIZER,   INC.;  ROERIG,   a   division    of   Pfizer,   Inc.;
    GREENSTONE, LLC, f/k/a Greenstone Ltd.,
    Defendants - Appellants.
    Appeals from the United States District Court for the Southern
    District of West Virginia, at Huntington.   Robert C. Chambers,
    District Judge.   (3:12-cv-04105; 3:12-cv-04103; 3:12-cv-04108;
    3:12-cv-04106;  3:12-cv-04123;   3:12-cv-04122;   3:12-cv-04109;
    3:12-cv-04110;  3:12-cv-04111;   3:12-cv-04112;   3:12-cv-04113;
    3:12-cv-04114;  3:12-cv-04115;   3:12-cv-04116;   3:12-cv-04117;
    3:12-cv-04118;  3:12-cv-04120;   3:12-cv-04121)
    Argued:   May 15, 2013                     Decided:   July 12, 2013
    Before Sandra Day O’CONNOR, Associate Justice (Retired), Supreme
    Court of the United States, sitting by designation, and FLOYD
    and THACKER, Circuit Judges.
    Dismissed by published opinion. Judge Floyd wrote the opinion,
    in which Justice O’Connor and Judge Thacker joined.
    ARGUED:     Mark Steven Cheffo, QUINN, EMANUEL, URQUHART &
    SULLIVAN, LLP, New York, New York, for Appellants.    Anthony J.
    Majestro, POWELL & MAJESTRO, PLLC, Charleston, West Virginia,
    for Appellees. ON BRIEF: Michael J. Farrell, FARRELL, WHITE &
    LEGG PLLC, Huntington, West Virginia, for Appellants.
    8
    FLOYD, Circuit Judge:
    Appellants Pfizer Inc.; Roerig, a division of Pfizer; and
    Greenstone,       LLC    (collectively,           the    Pharmaceutical        Companies),
    bring this appeal challenging the district court’s decision to
    remand for lack of subject matter jurisdiction to the Circuit
    Court    of   Wayne     County,    West       Virginia.           Congress    has     sharply
    proscribed     our      ability    to    review         a   district       court’s    remand
    order, and because none of the exceptions to this prohibition
    are     present      here,    we     dismiss        this      appeal        for     lack   of
    jurisdiction.
    I.
    This action was commenced by nineteen plaintiff families
    upon filing a single complaint.                    The families brought products
    liability      and      negligence      claims          against     the     Pharmaceutical
    Companies.        The    families       allege      that     the    prescription       anti-
    depressant sertraline hydrochloride, branded as Zoloft, caused
    birth defects to each child born of a pregnancy where the mother
    ingested      Zoloft.        Pfizer      is    a    corporation           organized    under
    Delaware law and has its principle place of business in New
    York.    Greenstone is a limited liability company wholly owned by
    Pharmacia Corporation, which is a corporation organized under
    Delaware law with its principle place of business in New Jersey.
    9
    Besides    the    Dropp     family,     citizens       of    New    York,      all    other
    families are diverse from the Pharmaceutical Companies.
    Instead of filing the complaint as a single civil action,
    the clerk of court, pursuant to West Virginia Rule of Civil
    Procedure 3(a), docketed each family separately, resulting in
    nineteen distinct actions, one action for each family named in
    the complaint.         The clerk assigned each family a civil action
    number and charged them a separate filing fee.                             However, the
    families were not required to file separate complaints.                                 The
    Pharmaceutical        Companies       interpret       this     rule       to   mean    that
    nineteen distinct actions exist.               Based upon this reading of the
    rule     and    because     eighteen     of     the        nineteen       families     were
    completely        diverse      from      all      of        the     defendants,         the
    Pharmaceutical Companies removed all but the non-diverse Dropp
    family to       the   United   States     District         Court    for    the   Southern
    District of West Virginia on August 7, 2012.                          The Dropp case
    remains    pending     in    state     court.         On    August    13,      2012,    the
    eighteen removed families filed individual motions to remand in
    the district court.
    The Pharmaceutical Companies argued below that removal was
    proper    because     the    actions,    when     analyzed         individually,       show
    that   each      plaintiff     is    diverse    from        each    defendant.         The
    families argue, however, that the action is a single case and
    that      the     families      were      treated           separately         only     for
    10
    administrative       purposes,       and    this     has       no     bearing    on     the
    diversity       jurisdiction       analysis.        The    district        court       first
    recognized that Rule 3(a) was enacted in 2008 to require that
    actions    filed     by   unrelated        plaintiffs      must       be   docketed      as
    separate actions and must each be charged a fee.                           The district
    court    then    examined     a    case    prior   to     the       2008   amendment     to
    discern the purpose of the separate docketing and filing fee
    requirement.       See Grennell v. W. S. Life Ins. Co., 
    298 F. Supp. 2d 390
     (S.D. W. Va. 2004).
    In Grennell, the Supreme Court of Appeals of West Virginia
    had authorized the clerks of court to separately docket cases
    and charge supplemental filing fees, and the court considered
    whether this administrative action created distinct cases.                              
    Id. at 392
    .      The Grennell plaintiffs were assigned separate case
    numbers and paid individual filing fees.                   However, they were not
    required to file multiple complaints.                    
    Id.
            The court reasoned
    that “if Plaintiffs were not joined in one action, the Circuit
    Court would have required them to file a separate complaint on
    behalf of each plaintiff.”            
    Id. at 395
    .          It went on to conclude
    that although the cases had been administratively separated, the
    defendants did not show that the plaintiffs were not properly
    joined    for     diversity       analysis.        
    Id.
             Similarly,       here    the
    district court reasoned:
    11
    Mass action rules similar to those given by the
    administrative order at issue in Grennell were added
    to West Virginia Rule of Civil Procedure 3(a) in 2008.
    Defendants argue that Rule 3(a) can be distinguished
    from the administrative order in Grennell, because
    Rule 3(a) specifies that each plaintiff’s claim shall
    be “docketed as a separate civil action.”    W. Va. R.
    Civ. P. 3(a). Defendants offer no authority, however,
    for the proposition that Rule 3(a) was meant to have
    the rather severe substantive effect of prohibiting
    all unrelated persons from proceeding with a mass
    claim in West Virginia state courts.       Instead, it
    seems more likely that the changes to Rule 3(a) were
    intended to alter the administration of mass claims by
    the state courts. Plaintiffs provide the affidavit of
    the Clerk of the Wayne County Circuit Court, Milton
    Ferguson (Ferguson Affidavit), stating that Plaintiffs
    in this matter were separated by the state court as
    directed by Rule 3(a), but that they were not required
    to file separate complaints, were not considered
    separate cases, and were all assigned to the same
    judge. 
    Id.
     A single affidavit may not be dispositive
    on the question of how to interpret a state rule of
    civil procedure, but in this case, it illustrates the
    principle evident from the changes to Rule 3(a) and
    the principle adopted by this Court in Grennell:
    administrative separation of claims in state court
    does not determine the propriety of joinder in federal
    court.    Defendants have not met their burden of
    demonstrating   that   Plaintiffs’  claims   were  not
    properly joined because of case processing practices
    in Wayne County Circuit Court.
    J.C.   ex   rel.   Cook   v.     Pfizer,     Inc.,    3:12-cv-04103,    
    2012 WL 4442518
    , at *3 (S.D. W. Va. Sept. 25, 2012).
    After   concluding      that   the    action    was   really    one   civil
    action   for   purposes     of    diversity    jurisdiction,     the    district
    court then addressed the Pharmaceutical Companies’ alternative
    argument, that even if the case can be viewed as a single case,
    the    Dropp    family,     the       only    non-diverse      plaintiff,      was
    12
    fraudulently joined.         The fraudulent joinder doctrine provides
    an exception to the complete diversity requirement.                        Thus, if
    the Dropp family was fraudulently joined, the district court had
    jurisdiction.       To    establish     fraudulent     joinder,      the   district
    court required the Pharmaceutical Companies to show that the
    families failed to meet either or both of the requirements for
    joinder,    namely:   (1)    the    claims     must   arise   out    of    the   same
    transaction, series of transactions, or occurrence, and (2) some
    question of law or fact common to all parties must be present.
    The district court ultimately found that the families met both
    requirements.      First, the claims were “logically related and
    arise from the same series of transactions or occurrences --
    namely the production, distribution, and promotion of Zoloft.”
    Id.   at    *5.    Second,        the   common   question     of     law   or    fact
    requirement was satisfied because “[q]uestions of fact common to
    all   [p]laintiffs       include    the    design     of   Zoloft,    Defendants’
    knowledge    of   Zoloft’s    safety,      and   Defendants’    representations
    about its safety.”          Id.      Thus, the district court determined
    that joinder was proper.
    After considering the Pharmaceutical Companies’ arguments
    and concluding that no basis for subject matter jurisdiction
    existed, the district court granted the families’ motions to
    remand to state court.            The Pharmaceutical Companies appeal the
    remand order.
    13
    II.
    A.
    We must first address whether this Court has the ability to
    review the district court’s remand order.                       The Pharmaceutical
    Companies      face   an    insurmountable       barrier    because       “[a]n    order
    remanding a case to the State court from which it was removed is
    not reviewable on appeal or otherwise,” 
    28 U.S.C. § 1447
    (d),
    regardless      of    “whether    or    not    that     order     might    be     deemed
    erroneous by [us],” Thermtron Prods., Inc. v. Hermansdorfer, 
    423 U.S. 336
    , 351 (1976), abrogated on other grounds by QuackenBush
    v. Allstate Ins. Co., 
    517 U.S. 706
     (1996).                  Despite this general
    statutory      bar,    the    Pharmaceutical         Companies     argue        that    an
    exception to § 1447(d) applies and allows review of this case.
    The families disagree, arguing that the remand order rested on
    the district court’s conclusion that it lacked subject matter
    jurisdiction.
    This Court’s review of a remand order is barred if the
    order is within the scope of 
    28 U.S.C. § 1447
    (c).                                Section
    1447(c)   allows      a    district    court    to    remand     based    on:    “(1)    a
    district court’s lack of subject matter jurisdiction or (2) a
    defect    in     removal      ‘other     than        lack   of     subject        matter
    jurisdiction’ that was raised by the motion of a party within 30
    days   after    the    notice    of    removal    was   filed.”          Ellenburg      v.
    Spartan Motors Chassis, Inc., 
    519 F.3d 192
    , 196 (4th Cir. 2008)
    14
    (quoting 28 U.S. § 1447(c)).                 Therefore, our review is barred if
    the order was based on grounds in § 1447(c) and “invok[ed] the
    grounds specified therein,” Thermtron, 
    423 U.S. at 346
    .                                            First,
    the   Pharmaceutical           Companies         argue      that       the    district             court’s
    decision     to    consider          the    citizenship               of    “nonparties”            falls
    outside    the     permissible         grounds            for    remand       and        exceeds      the
    court’s    authority.           This       Court      has       the     power      “to        correct    a
    district     court      that     has       not     merely         erred       in        applying      the
    requisite    provision          for    remand         but        has       remanded       a    case     on
    grounds    not     specified         in    the     statute            and    not        touching      the
    propriety of the removal.”                  Ellenburg, 59 F.3d at 196 (quoting
    Thermtron,       
    423 U.S. at 352
    ).           A    district          court       exceeds      its
    statutory authority when it remands a case “on grounds that seem
    justifiable to [the court] but which are not recognized by the
    controlling       statute.”            Thermtron,               
    423 U.S. at 351
    .          The
    Pharmaceutical Companies argue for review under the Thermtron
    exception    and       its   progeny       in     this      Court:          Borneman          v.   United
    States, 
    213 F.3d 819
     (4th Cir. 2000), as well as Ellenburg, 
    519 F.3d 192
    .
    In   Thermtron,          the    district        court           had    remanded         the    case
    because it had determined that its docket was too crowded to
    hear it in a timely fashion.                       
    423 U.S. at 344
    .                      The Supreme
    Court expressed concern that “[n]either the propriety of the
    removal    nor    the    jurisdiction            of       the    court       was    questioned          by
    15
    respondent       in    the       slightest.         Section     1447(c)      was    not    even
    mentioned.”           
    Id. at 343-44
         (footnote        omitted).       Because      the
    district      court’s        concerns       were     administrative        and      blatantly
    beyond the purview of § 1447(c), the Supreme Court concluded
    that    appellate           review    was      permissible.            Id.     at     345-46.
    Accordingly, the Supreme Court held that appellate courts have
    the power “to correct a district court that has not merely erred
    in applying the requisite provision for remand but has remanded
    a case on grounds not specified in the statute and not touching
    the propriety of the removal.”                 Id. at 352.
    After Thermtron, this Court expounded upon this exception
    in Borneman, 
    213 F.3d 819
    .                  In Borneman, a United States postal
    employee brought assault and battery claims against his manager
    in state court.             
    Id. at 822
    .       The Attorney General then removed
    the    case    under        the    Westfall        Act,   
    28 U.S.C. § 2679
    (d)(2),
    certifying that the manager was acting within the scope of his
    employment and therefore substituting the United States as the
    defendant.       Id. at 823.            On appeal, this Court recognized the
    tension between 
    28 U.S.C. § 1447
    (d), which gives the district
    court    authority          to    determine    whether         jurisdictional        statutes
    have been satisfied, and 
    28 U.S.C. § 2679
    (d)(2), which gives the
    Attorney      General        exclusive        authority         to   remove        under    the
    Westfall Act.          See id. at 826.               This Court reasoned we could
    give    effect    to    both       statutes    by     allowing       the   district        court
    16
    authority to issue remand orders based on § 1447(c) “except when
    Congress directs otherwise in a more specific situation, such as
    where Congress gives the Attorney General the exclusive power to
    decide whether to have a Westfall Act case tried in federal
    court.”        Id. at 826.            Consequently, “a district court has no
    authority to remand a case removed pursuant to [the Westfall
    Act],    and     the    bar     of    §    1447(d)   does    not    preclude      us      from
    reviewing a remand order when the district court exceeds its
    authority.”       Id.
    In   addition        to        the   Thermtron      exception      relied      on     in
    Borneman, this Court in Borneman also cited principles that the
    Supreme Court first recognized in Waco v. United States Fidelity
    & Guaranty Co., 
    293 U.S. 140
     (1934).                      In Waco, a diverse party
    was joined in the action after the filing of the complaint, and
    this party then removed the action to federal court on the basis
    of diversity.           
    Id. at 141
    .          The district court then determined
    that the third-party had not been joined properly, and dismissed
    the claim against them.                
    Id. at 142
    .     This dismissal resulted in
    the   district         court    no     longer    having     diversity     jurisdiction,
    causing the district court to remand the entire case to state
    court.     
    Id.
         The dismissal left the City of Waco in a difficult
    position, as the district court’s order dismissing the third-
    party    was     binding       upon    the   state   court.        
    Id. at 143
    .         The
    Supreme Court held that the order dismissing the third-party
    17
    could    be   appealed     because     it        was     separate    from   the    order
    remanding the entire case.            
    Id.
            The Court noted that the remand
    could not be appealed, but because “in logic and in fact the
    decree of dismissal preceded that of remand and was made by the
    District Court while it had control of the cause,” the dismissal
    could be reviewed.        
    Id.
         Following Waco, this Court in Borneman
    noted:
    [A]n otherwise reviewable ruling is not shielded
    from review merely because it is a constituent aspect
    of a remand order that would itself appear to be
    insulated from review by § 1447(d). See Waco v. United
    States Fidelity & Guar. Co., 
    293 U.S. 140
    , 143, 
    55 S. Ct. 6
    , 
    79 L.Ed. 244
     (1934) (treating separately
    components of district court’s order dismissing a
    party and remanding action); Mangold [v. Analytic
    Servs., Inc.], 77 F.3d [1442,] 1446 [(4th Cir. 1996)]
    (treating separately components of district court’s
    order denying immunity and remanding action to state
    court).
    
    213 F.3d at 825
    .
    This Court again considered Waco in the Ellenburg case.                          In
    Ellenburg, the district court remanded without having a motion
    to remand before it.            
    519 F.3d at 197
    .               The district court
    stated that the case was before it “for a determination as to
    whether it ha[d] jurisdiction over the matter.”                      
    Id.
     (alteration
    in original) (internal quotation marks omitted).                        But then the
    district      court     ruled   not     that        it     lacked    subject      matter
    jurisdiction,     but    rather    that      the       defendants’    allegations     of
    diversity jurisdiction were “inadequate” and that their Notice
    18
    of Removal failed “to establish that the amount in controversy
    exceeds    the     jurisdictional         amount.”        
    Id. at 195
       (internal
    quotation marks omitted).            The district court never reached the
    conclusion       that     it     lacked      subject        matter     jurisdiction,
    concluding only that the Notice of Removal had not presented a
    factual basis sufficient to permit the court to make a decision
    on subject matter jurisdiction.                  
    Id. at 197
    .          Therefore, the
    remand was not on § 1447(c) grounds and was not authorized by
    the remand statute because no party had made a motion.                             This
    Court   reasoned        that,   “[t]he      district      court’s     selection    and
    application of a legal standard for pleading in a notice of
    removal thus remains reviewable as a ‘conceptual antecedent’ to
    the remand order.”         Id. at 197.          Citing Borneman—which had cited
    Waco—this    Court      went    on   to    reason    that    “[w]e    may   review   a
    conceptual       antecedent     ruling      even     if   it    was    an   essential
    precursor to a remand order that is itself unreviewable under §
    1447(d).”    Id.
    The Pharmaceutical Companies here disclaim reliance on Waco
    while     simultaneously         citing      language        from     Borneman      and
    Ellenburg,   language       that     is   unquestionably        derived     from   Waco
    itself.       This       evasion     is     understandable          considering    the
    restrictions we have placed on asserting the Waco exception.
    “This Court restricts the applicability of the Waco exception to
    purportedly reviewable orders that (1) have a preclusive effect
    19
    upon    the    parties     in     subsequent      proceedings    and    (2)   are
    severable, both logically and factually, from the remand order
    itself.”      Palmer v. City Nat’l Bank of W. Va., 
    498 F.3d 236
    , 240
    (4th Cir. 2007).         Further, if the court looks to an issue for
    the    purpose   of    determining    subject      matter   jurisdiction,     the
    issue    is   not     separable    because   it    cannot   be   said    to   have
    preceded the remand decision “in logic and in fact.”                    Waco, 
    293 U.S. at 143
    .
    B.
    Having established the law that may be applicable here, we
    now turn to the facts of this case to determine whether any
    exception     applies.      The    Pharmaceutical      Companies   argue      that
    under Thermtron this Court can consider the remand order because
    the action here was eighteen separate lawsuits and the district
    court’s decision to consider the citizenship of the Dropps—“non-
    parties”—falls outside the permissible grounds for remand and
    exceeds the court’s authority.           As previously noted, this Court
    has the power “to correct a district court that has not merely
    erred in applying the requisite provision for remand but has
    remanded a case on grounds not specified in the statute and not
    touching the propriety of the removal.”               Thermtron, 
    423 U.S. at 352
    .    However, if the district court issued the remand order on
    the ground that it lacked subject matter jurisdiction, we have
    20
    no authority to review the order.                           In fact “we need not delve
    into whether the district court was correct to hold that it
    lacked     subject         matter       jurisdiction         over     the       removed     action.
    Rather, an order is issued pursuant to § 1447(c) if the district
    court      perceived        that     it      was      without       jurisdiction         over    the
    cause.”         In re Blackwater Security Consulting, LLC, 
    460 F.3d 576
    , 585 (2006).
    The     district         court’s      remand        order     in    this     case    quite
    obviously falls within the ambit of § 1447(c)’s requirement of
    remand     in    the       absence      of    subject        matter    jurisdiction.             The
    district       court       remanded       the    case       after    explicitly         concluding
    that the Pharmaceutical Companies had not established subject
    matter jurisdiction.                The district court did so by considering
    whether a state rule of procedure created distinct cases, or
    whether there was one action in which the Dropp family was a
    party.        The reason the district court considered West Virginia
    Rule    of     Civil       Procedure         3(a)     was    simply        to   determine        what
    parties       were    joined       in     order       to    decide    jurisdiction.              This
    evaluation        was      plainly       a    necessary        step     for       the    court    to
    determine subject matter jurisdiction and is inseverable from
    that conclusion.              As we have previously concluded, we cannot
    review rulings that “are simply the necessary legal underpinning
    to   the      court’s      determination            that    the     case    was    not    properly
    removed.”            Id.    at    590.          The     district      court       here    did     not
    21
    “remand[]      [the]    case[]     on    grounds      that      seem    justifiable       to
    [it],”     Thermtron,      
    423 U.S. at 351
    ;       it   remanded      because     it
    determined that it did not have jurisdiction to hear the case.
    Accordingly, the Pharmaceutical Companies have failed to prove
    that the district court exceeded its authority when it looked at
    the Dropps’ citizenship.
    We    now    consider      the     Pharmaceutical          Companies’      argument
    under    the    Borneman    and    Ellenburg      formulation          of    Waco.      This
    exception allows this Court to review “a collateral decision
    that is severable from the remand order.”                        Blackwater, 
    460 F.3d at 583
    .        The Pharmaceutical Companies claim that the district
    court’s    remand      order     was    based    on    a    “conceptual        antecedent
    ruling,”       specifically      that    the    parties         in   these    cases     were
    different than those actually included in the captions of each
    case as docketed in state court.                Simply put, the Pharmaceutical
    Companies contend that the district court’s determination that
    the Dropps were actually parties in this action is reviewable as
    a   collateral      decision      to     the    district        court’s      decision    to
    remand.
    We do not believe that this exception applies here.                                The
    Pharmaceutical Companies’ formulation of Waco would overstrain
    this exception.         This is especially true in light of the facts
    in Borneman and Ellenburg.                 First, in Borneman, there was a
    tension     between     two      federal       statutes,        and    we     noted     that
    22
    “§ 1447(d)’s restriction on appellate review of remand orders
    cannot be read categorically when other statutes in tension with
    it   are   considered.”         Borneman,    
    213 F.3d at 825
    .     Next,    in
    Ellenburg, the district court remanded for a defect in removal
    even though the statute did not allow the court to do so without
    a motion before it.       
    519 F.3d at 194
    .           This Court concluded that
    this sua sponte order was reviewable because “the district court
    did not rely on lack of subject matter jurisdiction.”                     
    Id.
    The facts of this case do not indicate any purpose other
    than a joinder analysis undertaken solely for the resolution of
    subject    matter    jurisdiction.          Unlike    the    central      holding    in
    Borneman, there is no conflict between federal statutes.                            And
    unlike     Ellenburg,     the     district     court        here    was     obviously
    addressing subject matter jurisdiction when it went beyond the
    complaint and looked at West Virginia Rule of Civil Procedure
    3(a).      Further, the Pharmaceutical Companies fail to meet the
    requirements for this Court’s formulation of Waco.                          As noted
    above, this Court requires the order to have both a preclusive
    effect in subsequent proceedings and to be severable from the
    remand order itself.        Palmer, 
    498 F.3d at 240
    .                Here, there is
    no preclusive effect and there was no decision that preceded the
    determination       of   subject    matter      jurisdiction         that    can    be
    separated from the inquiry of subject matter jurisdiction.                         Were
    we to accept the Pharmaceutical Companies’ argument, we would
    23
    open up for review any legal or factual analysis that a district
    court takes to determine whether to remand an action.           We refuse
    to do this.
    Because     the   Pharmaceutical    Companies   have   failed      to
    establish that an exception should apply here, and because the
    plain language of § 1447(c) bars our review of this case, we
    conclude that we do not have the authority to review the remand
    order, and we end our analysis here.
    III.
    For   the   foregoing   reasons,    we   conclude   that    we   lack
    jurisdiction to hear this appeal.       As a result, this case is
    DISMISSED.
    24