United States v. Brown ( 1997 )

Filed: December 4, 1997
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
No. 96-4253
(CR-94-52)
United States of America,
Plaintiff - Appellee,
versus
Eustace Brown, a/k/a Rocky,
Defendant - Appellant.
O R D E R
The Court amends its opinion filed November 6, 1997, as
follows:
On the cover sheet, section 7, line 3 -- government counsel's
name is corrected to read "Thomas O. Mucklow."
For the Court - By Direction
/s/ Patricia S. Connor
Clerk
UNPUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
v. No. 96-4253
EUSTACE BROWN, a/k/a Rocky,
Defendant-Appellant.
Appeal from the United States District Court
for the Northern District of West Virginia, at Wheeling.
Frederick P. Stamp, Chief District Judge.
(CR-94-52)
Submitted: June 17, 1997
Decided: November 6, 1997
Before WILKINS and MICHAEL, Circuit Judges, and
PHILLIPS, Senior Circuit Judge.
_________________________________________________________________
Affirmed by unpublished per curiam opinion.
_________________________________________________________________
COUNSEL
Michael E. Hooper, HERNDON, MORTON, HERNDON &
YAEGER, Wheeling, West Virginia, for Appellant. William D. Wil-
moth, United States Attorney, Thomas O. Mucklow, Assistant United
States Attorney, Wheeling, West Virginia, for Appellee.
_________________________________________________________________
Unpublished opinions are not binding precedent in this circuit. See
Local Rule 36(c).
_________________________________________________________________
OPINION
PER CURIAM:
Eustace Brown appeals his conviction for possession with intent to
distribute crack cocaine. The central thrust of this appeal is Brown's
contention that the district court erred when it admitted deceased wit-
ness Maurice Tobin's grand jury testimony. He asserts that the district
court ran afoul of the Confrontation Clause when it relied impermiss-
ibly on evidence of corroboration in the record to conclude the evi-
dence was admissible. See Idaho v. Wright, 497 U.S. 805 (1990);
United States v. Ellis, 951 F.2d 580, 582 (4th Cir. 1991). He further
suggests, without the support of any caselaw, that the constitutional
constraints of the Confrontation Clause and the boundaries of Fed. R.
Evid. 804(b)(5) are not co-extensive. Because of this difference, con-
tinues Brown, the district court erred in not conducting a separate
inquiry to preserve Brown's confrontation rights. Finally, he suggests
that the trial court erred in determining that Tobin's testimony was
admissible under Fed. R. Evid. 804(b)(5). Because we find that none
of these contentions has merit, we affirm Brown's conviction.1
A jury convicted Brown of several charges related to a conspiracy
to distribute crack cocaine. See 21 U.S.C. §§ 841(a)(1), 846 (1994);
18 U.S.C. § 2 (1994). The conviction was based to some degree on
Tobin's grand jury testimony. In the trial court, Brown's brief in
opposition to the use of Tobin's testimony cited only United States
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1 Brown also urges this court to revisit its position on the impact of the
100 to 1 ratio of crack cocaine to powder cocaine in sentence with regard
to equal protection and the rule of lenity. We have repeatedly held that
this equal protection argument is without merit, and do so again. See
United States v. Fisher, 58 F.3d 96, 99-100 (4th Cir. 1994) (collecting
cases). In Fisher, we also declined to apply the rule of lenity to the stat-
ute, id. at 99, and Brown has relied solely on the one district court case
whose logic we explicitly rejected in Fisher. Id. at ___. Brown therefore
gives us no cause to revisit the analysis in that case.
2
v. West, 574 F.2d 1131 (4th Cir. 1978), to provide the standard by
which the admissibility of the testimony should be considered. Brown
suggested to the district court that the opinion in West required con-
sideration of the "levels of verification and corroboration" to deter-
mine the guarantees of trustworthiness necessary for admissibility.
J.A. 17. Brown then argued that Tobin's grand jury testimony lacked
any "means of verification or corroboration." Id.Based on that case, at the hearing on the admissibility of the testi-
mony, the district court requested the Government to address, among
other issues, the level of corroboration of the testimony. J.A. 20-21.
After the Government did so, Brown's counsel responded by suggest-
ing that the Government was unable to show the "extraordinary cor-
roboration" required for admissibility. J.A. 31. In his motion for a
new trial, Brown again drew the district court's attention to West and
protested the lack of corroboration of Tobin's testimony. J.A. 78-80.
Not surprisingly, the district court examined the degree of corrobora-
tion and concluded that it was sufficient. J.A. 91.
At no point did Brown cite Idaho v. Wright, or United States v.
Ellis, the two cases he now relies on to argue that the district court
erred. The Supreme Court's decision in Wright significantly erodes
this court's opinion in West to the extent that reliance on corrobora-
tion in the record of hearsay testimony is appropriately considered in
determining its admissibility under Rule 804(b)(5). Compare Wright,
497 U.S. at 823, with West, 574 F.2d at 1135-36. Nonetheless,
Brown's counsel consistently relied on West to argue that the Govern-
ment had failed to show sufficient corroboration of the grand jury tes-
timony for the evidence to be properly admissible. Now, on appeal,
Brown seeks to have this court assign error to the district court for
employing the very standard he urged on the district court. This we
decline to do. We conclude that to the extent there was any error in
the consideration by the district court of corroborative information in
the record with regard to the admissibility of the grand jury testimony,
such error was invited and does not provide a basis for vacating
Brown's conviction. United States v. Neal, 78 F.3d 901, 904 (4th Cir.
1996).
In his next attempt to assign error to the admission of Tobin's testi-
mony, Brown contends that analysis of the propriety of hearsay evi-
3
dence under the Confrontation Clause requires something more than
the protection Rule 804(b)(5) affords. That inquiry, suggests Brown,
would require confrontation, cross-examination and a further showing
of particularized guarantees of trustworthiness. Other than Judge
Widener's studied dissent in West, Brown identifies no caselaw that
would support his position.
We have held after West that when Rule 804(b)(5) is met, the Con-
frontation Clause is satisfied. United States v. Workman, 860 F.2d
140, 144 (4th Cir. 1988) (citing Bourjaily v. United States, 483 U.S.
171 (1987)). Under the Rule, "the inquiry into trustworthiness aligns
with the inquiry demanded by the Confrontation Clause." United
States v. Clarke, 2 F.3d 81, 84 (4th Cir. 1993). Although the "various
exceptions to the evidentiary rule and the constitutional stricture are
not necessarily coterminous," United States v. Shaw, 69 F.3d 1249,
1253, we have consistently considered the concerns of the Confronta-
tion Clause and admissibility under Rule 804(b)(5) in virtually the
same analysis. United States v. McHan, 101 F.3d 1027, 1037 (4th Cir.
1996); Shaw, 69 F.3d at 1253-54. As a result, without a more compel-
ling motive than Brown's assertion that they "must" be subject to sep-
arate standards, we decline to call into question our consistent course
of analysis.
Finally, Brown's contention that the district court erred in admit-
ting the evidence under Rule 804(b)(5) need not detain us for long.
Even if the district court's improper reliance on corroboration was not
invited, we would find that the grand jury testimony was properly
admitted. Although the rule requires several distinct findings on the
part of the district court, see Shaw, 69 F.3d at 1253, Brown disputes
only the sufficiency of the guarantees of trustworthiness. A trial
judge's findings on the guarantees of trustworthiness are subject to
the clearly erroneous standard of review. United States v. Workman,
860 F.2d 140, 144 (4th Cir. 1988).
We have consistently held that grand jury testimony that carries
sufficient circumstantial guarantees of trustworthiness is admissible
under Rule 804(b)(5). United States v. McHan, 101 F.3d 1027 (4th
Cir. 1997); United States v. Clarke, 2 F.3d 81, 83 (4th Cir. 1993);
United States v. Thomas, 705 F.2d 709, 711-12 (4th Cir. 1983);
United States v. Walker, 696 F.2d 277, 280-81 (4th Cir. 1982); United
4
States v. Murphy, 696 F.2d 282, 286 (4th Cir. 1982); United States v.
West, 574 F.2d 1131, 1136 (4th Cir. 1978) United States v. Garner,
574 F.2d 1141, 1144 (4th Cir. 1978). Despite that general acceptance,
"it should not be concluded that simply because the hearsay is grand
jury testimony it automatically satisfies" the sufficient indicia of reli-
ability concern. McHan, 101 F.3d at 1038. A reviewing court must
still examine the statement for guarantees of trustworthiness. Id.Several factors demonstrate that the district court did not commit
clear error in concluding Tobin's testimony bore sufficient guarantees
of trustworthiness. United States v. Shaw, 69 F.3d 1249, 1253 (4th
Cir. 1995). Tobin's testimony was clothed in some of the typical "in-
dicia of trustworthiness" incumbent in a grand jury proceeding.
McHan, 101 F.3d at 1038. The testimony was given in the solemn set-
ting of the grand jury under oath, which carried with it the possibility
of a perjury charge if he knowingly testified falsely. The testimony
was recorded verbatim, minimizing the risk of error or intimidation
by the Government. The grand jury was allowed to question Tobin to
explore his testimony and credibility. Furthermore, he testified volun-
tarily and he agreed to be truthful in all of his testimony or risk
breaching his plea agreement with the United States and subjecting
himself to additional charges. See McHan, 101 F.3d at 1038 (citing
Curro v. United States, 4 F.3d 436, 437 (6th Cir. 1993), and Ellis, 951
F.2d at 583)). Tobin's testimony was based on first-hand knowledge
and remained internally consistent. McHan, 101 F.3d at 1038 (citing
Dutton v. Evans, 400 U.S. 74, 88-89 (1970)). Thus, Tobin's testimony
had the requisite "ring of reliability." United States v. Clarke, 2 F.3d
81, 85 (4th Cir. 1993). We are not left with a "definite and firm con-
viction that a mistake has been committed." United States v. United
States Gypsum Co., 333 U.S. 364, 395 (1948). Consequently, the dis-
trict court did not clearly err in concluding that it was admissible.2
Finding no merit to Brown's assignments of error, we affirm
Brown's conviction and sentence. We dispense with oral argument
because the facts and legal contentions are adequately presented in the
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2 Even if we were to assume that the district court committed clear
error, that error was rendered harmless by the otherwise "sufficient guar-
antees of trustworthiness." Shaw, 69 F.3d at 1253 n.5.
5
materials before the Court and argument would not aid the decisional
process.
AFFIRMED
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