United States v. Dwight Rudisill ( 2000 )


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  • UNPUBLISHED
    UNITED STATES COURT OF APPEALS
    FOR THE FOURTH CIRCUIT
    UNITED STATES OF AMERICA,
    Plaintiff-Appellee,
    v.                                                                     No. 99-4588
    DWIGHT ALEXANDER RUDISILL,
    Defendant-Appellant.
    Appeal from the United States District Court
    for the Western District of North Carolina, at Shelby.
    Lacy H. Thornburg, District Judge.
    (CR-98-212)
    Submitted: April 28, 2000
    Decided: May 15, 2000
    Before LUTTIG and MICHAEL, Circuit Judges,
    and HAMILTON, Senior Circuit Judge.
    _________________________________________________________________
    Vacated and remanded by unpublished per curiam opinion.
    _________________________________________________________________
    COUNSEL
    E. Fitzgerald Parnell, III, POYNER & SPRUILL, L.L.P., Charlotte,
    North Carolina, for Appellant. Mark T. Calloway, United States
    Attorney, Brian Lee Whisler, Assistant United States Attorney, Char-
    lotte, North Carolina, for Appellee.
    _________________________________________________________________
    Unpublished opinions are not binding precedent in this circuit. See
    Local Rule 36(c).
    _________________________________________________________________
    OPINION
    PER CURIAM:
    Dwight Alexander Rudisill appeals his sentence of 300 months fol-
    lowing his plea of guilty to a violation of 18 U.S.C.A. § 2119 (West
    Supp. 1999). Because "serious bodily injury" is an offense element
    that was not charged in the indictment or enumerated by the district
    court when advising Rudisill of the charges against him, we vacate
    Rudisill's sentence and remand for resentencing.
    A waiver of the right to appeal is enforceable against a defendant
    so long as it is "the result of a knowing and intelligent decision to
    forego the right to appeal." United States v. Wessells, 
    936 F.2d 165
    ,
    167 (4th Cir. 1991). See also United States v. Marin, 
    961 F.2d 493
    ,
    496 (4th Cir. 1992). Generally, if the district court fully questions a
    defendant regarding the waiver of his right to appeal during the Fed.
    R. Crim. P. 11 colloquy, the waiver is both valid and enforceable. See
    
    Wessells, 936 F.2d at 167-68
    ; United States v. Wiggins, 
    905 F.2d 51
    ,
    53-54 (4th Cir. 1990). However, waiver of appeal does not prohibit
    the appeal of a sentence imposed in excess of the statutory maximum.
    See 
    Marin, 961 F.2d at 496
    .
    In Jones v. United States, 
    526 U.S. 227
    , 
    119 S. Ct. 1215
    (1999),
    decided after Rudisill's plea colloquy but prior to his sentencing, the
    Supreme Court held that the subsections of 18 U.S.C.A. § 2119 estab-
    lishing higher penalties set forth additional elements of the offense
    that must be charged in the indictment and submitted to a jury. See
    
    Jones, 119 S. Ct. at 1219
    . The count of the indictment to which Rudi-
    sill pled guilty does not reference a subsection of§ 2119, nor does it
    state that Rudisill actually caused serious bodily injury.
    The failure of an indictment to allege an essential element is not
    subject to harmless error analysis as it constitutes a "structural defect
    in the trial mechanism." United States v. Floresca, 
    38 F.3d 706
    , 711-
    2
    14 (4th Cir. 1994). See United States v. Spruill, 
    118 F.3d 221
    , 227
    (4th Cir. 1997); United States v. Hooker, 
    841 F.2d 1225
    , 1228 (4th
    Cir. 1988). It is error for the district court to sentence a defendant
    where an indictment fails to allege an essential element of the offense
    and the district court fails to include the element when advising the
    defendant of the elements of the crime with which he is charged. See
    United States v. Davis, 
    184 F.3d 366
    , 371-72 n.5 (4th Cir. 1999).
    Because the indictment alleges only the offense elements contained
    in 18 U.S.C.A. § 2119(1), and because Rudisill therefore pled guilty
    only to a violation of that section, we vacate the sentence erroneously
    imposed by the district court under 18 U.S.C.A.§ 2119(2), and
    remand for resentencing under 18 U.S.C.A. § 2119(1).
    VACATED AND REMANDED
    3