United States v. Leonard Bradley ( 2019 )


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  •      Case: 19-60402      Document: 00515254001         Page: 1    Date Filed: 12/31/2019
    IN THE UNITED STATES COURT OF APPEALS
    FOR THE FIFTH CIRCUIT
    United States Court of Appeals
    Fifth Circuit
    No. 19-60402                             FILED
    Summary Calendar                   December 31, 2019
    Lyle W. Cayce
    Clerk
    UNITED STATES OF AMERICA,
    Plaintiff-Appellee
    v.
    LEONARD LASHUNN BRADLEY,
    Defendant-Appellant
    Appeal from the United States District Court
    for the Southern District of Mississippi
    USDC No. 1:09-CR-7-1
    Before KING, DENNIS, and WILLETT, Circuit Judges.
    PER CURIAM: *
    Leonard Lashunn Bradley appeals the denial of his motion for an
    extension of time in which to file a notice of appeal. In January 2019, Bradley
    was on supervised release imposed as part of his sentence for a 2009 conviction
    for trafficking in cocaine base. He admitted violating conditions of supervised
    release by being arrested by local police for possessing child pornography. His
    supervised release was revoked, and he was sentenced to 24 months in prison.
    * Pursuant to 5TH CIR. R. 47.5, the court has determined that this opinion should not
    be published and is not precedent except under the limited circumstances set forth in 5TH
    CIR. R. 47.5.4.
    Case: 19-60402     Document: 00515254001      Page: 2   Date Filed: 12/31/2019
    No. 19-60402
    Bradley sought a reduction of the revocation sentence based on § 404 of the
    First Step Act of 2018, 124 Stat. 2372. The district court denied the motion on
    the grounds that the First Step Act did not permit a further reduction because
    Bradley’s sentence was previously reduced under the Fair Sentencing Act of
    2010 and that the First Step Act does not allow the reduction of a sentence
    imposed on revocation of supervised release.
    Bradley had been proceeding pro se and did not file a notice of appeal
    from the denial of a sentence reduction. He was still proceeding pro se when
    the Federal Public Defender (FPD) appeared and filed a notice of appeal on his
    behalf five days after the appeal period expired. According to the FPD, the
    Assistant FPD handling First Step Act cases did not receive notice of Bradley’s
    motion until the appeal period had expired, although Assistant FPDs at
    another Mississippi office received timely notice. The district court denied the
    motion for an extension of time, and the appeal of that denial is before us.
    A notice of appeal in a criminal case must be filed within 14 days of the
    entry of the order being appealed. FED. R. APP. P. 4(b)(1)(A). However, if the
    district court finds “excusable neglect or good cause,” it may “extend the time
    to file a notice of appeal for a period not to exceed 30 days from the expiration
    of the [14-day period time].” FED. R. APP. P. 4(b)(4). A ruling on excusable
    neglect is reviewed for an abuse of discretion under the standard set forth in
    Pioneer Inv. Services, Co. v. Brunswick Assocs. Ltd. Partnership, 
    507 U.S. 380
    ,
    395-97 (1993). United States v. Clark, 
    51 F.3d 42
    , 43-44 & n.5 (5th Cir. 1995).
    A district court abuses its discretion by making a legal error, basing its decision
    on a clearly erroneous assessment of evidence, or by failing to consider factors
    that it is required by law to examine. United States v. Larry, 
    632 F.3d 933
    ,
    936 (5th Cir. 2011). Assessing good cause is an equitable matter in which the
    following factors are relevant: whether the appealing party acted in good faith,
    2
    Case: 19-60402     Document: 00515254001     Page: 3   Date Filed: 12/31/2019
    No. 19-60402
    the length of the delay, the cause of the delay, the risk of prejudice to the
    opposing party, and the potential impact on judicial proceedings. See 
    Pioneer, 507 U.S. at 395
    ; 
    Clark, 51 F.3d at 44
    .
    The district court held that a “lack of notice to the appropriate person in
    the Federal Public Defender’s Office does not constitute excusable neglect,” and
    that “no explanation has been given as to why Bradley could not file a timely
    pro se notice of appeal.” The court also noted that an appeal would be futile
    for the reasons given in denying a sentence reduction.
    While the FPD apparently acted in good faith to try to preserve Bradley’s
    appeal rights by filing its motion only five days after the appeal period expired,
    other factors support the district court’s ruling. No reason was offered for
    Bradley’s failure to file a pro se notice of appeal, and his pro se status did not
    excuse him from complying with relevant procedural rules. See Birl v. Estelle,
    
    660 F.2d 592
    , 593 (5th Cir. 1981) (citing Faretta v. California, 
    422 U.S. 806
    ,
    834 n.46 (1975)).       Otherwise, the delay resulted from a failure of
    communication within the FPD’s office, which the FPD acknowledges but does
    not defend or explain. Nothing suggests that Bradley was relying on the FPD
    to file a notice of appeal, but regardless, “Pioneer rejects the notion that
    excusable neglect can be based on the fact that the default in question was
    attributable to counsel rather than to the represented party.” 
    Clark, 51 F.3d at 44
    n.6.
    While those factors sufficiently show that the district court did not abuse
    its discretion, we also note that the express language of the relevant legislative
    acts indicates that an appeal from the denial of Bradley’s motion for a sentence
    reduction would be futile. The First Step Act expressly forbids a court from
    entertaining a motion to reduce a sentence that was “previously reduced in
    accordance with . . . sections 2 and 3 of the Fair Sentencing Act.” First Step
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    No. 19-60402
    Act § 404(c), 132 Stat. 5194, quoted in United States v. Hegwood, 
    934 F.3d 414
    ,
    416 (5th Cir.), cert. denied, 
    140 S. Ct. 285
    (2019). Bradley was ineligible for a
    further reduction because his sentence was reduced in 2012 under § 2 of the
    Fair Sentencing Act, which reduced the penalties for crimes involving cocaine
    base. See Fair Sentencing Act § 2, 124 Stat. 2372. As a result, any prejudice
    to Bradley resulting from the denial of an appeal would be illusory, while
    allowing a futile appeal would result in prejudice to the Government and be a
    waste of judicial resources. See United States v. Alvarez, 
    210 F.3d 309
    , 310
    (5th Cir. 2000) (declining to remand a case for a good-cause determination
    because allowing an untimely appeal from the denial of a 18 U.S.C. § 3582
    motion would be futile).
    The district court’s order denying an out-of-time appeal is AFFIRMED.
    See United States v. Leijano-Cruz, 
    473 F.3d 571
    , 574 (5th Cir. 2006) (affirming
    a district court’s sua sponte denial of an extension under Rule 4(b)(4)).
    4