Scheanette v. Quarterman , 482 F.3d 815 ( 2007 )


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  •                                                            United States Court of Appeals
    Fifth Circuit
    F I L E D
    UNITED STATES COURT OF APPEALS
    For the Fifth Circuit                     March 26, 2007
    Charles R. Fulbruge III
    Clerk
    No. 06-70015
    DALE DEVON SCHEANETTE
    Petitioner - Appellant
    VERSUS
    NATHANIEL QUARTERMAN, Director, Texas Department of Criminal
    Justice, Correctional Institutions Division
    Respondent - Appellee
    Appeal from the United States District Court for the Northern
    District of Texas, Fort Worth Division
    Before JOLLY, DAVIS, and OWEN, Circuit Judges.
    W. EUGENE DAVIS, Circuit Judge:
    Convicted of capital murder and sentenced to death, Dale Devon
    Scheanette   (“Scheanette”)     petitions    for    a   Certificate       of
    Appealability (“COA”) from the district court’s denial of federal
    habeas corpus relief.     Because we find that reasonable jurists
    could not debate the propriety of the district court’s decisions
    regarding Scheanette’s multiple alleged constitutional errors, we
    deny Scheanette’s application for a COA.
    I.   FACTS AND PROCEEDINGS
    The district court summarized the facts in its opinion denying
    Scheanette’s habeas corpus petition as follows:
    On Christmas Eve of 1996, Norman and Brenda Norwood
    became worried about their twenty-year old niece, Wendie
    Prescott, when she failed to show-up for a planned
    shopping trip with her sister. Around 11:00 p.m., Norman
    went to Prescott’s apartment, only to discover her naked
    body lying face down in a partially filled bathtub. Her
    neck, hands and feet were tied in duct tape, which
    trailed from her neck down behind her back to her hands
    and feet. The medical examiner believed that she had
    been bound in this fashion prior to death. The autopsy
    revealed that Prescott had been manually strangled, with
    the possibility that her immersion in the tub also played
    a role in her death. A sexual assault examination was
    conducted and sperm samples collected and preserved for
    DNA testing.
    Though investigators found a high-quality dust print at
    Prescott’s apartment, initial comparisons yielded no
    matches. In the summer of 2000, however, the print was
    resubmitted to the FBI computer system, which, through
    the use of new technology, was able to narrow the list of
    possible matches. One of the matches scored over 2500
    points, almost a 1000 points more than the next highest
    score.   A FBI analyst concluded the print found in
    Prescott’s apartment matched the known print of
    Scheanette. This conclusion was later confirmed by two
    Arlington investigators. After obtaining a search
    warrant,   officers    obtained   saliva   samples   from
    Scheanette. DNA testing matched the DNA extracted from
    these samples to the DNA extracted from Prescott’s corpse
    with a statistical certainty of one in 763 million.
    At the punishment phase, the State connected Scheanette
    to yet another capital murder, that of twenty-six year
    old Christine Vu.
    . . . .
    [The State also tied Scheanette to five brutal sexual
    assaults.]
    . . . .
    The   State   also   introduced   evidence   that,   while
    2
    incarcerated awaiting trial, jail guards found concealed
    in Scheanette’s cell a contraband triangular piece of
    plexiglass that could have been used as a weapon.
    Finally, the State introduced evidence of a burglary
    conviction from 1999.
    During the punishment phase, various family members and
    a chaplain testified on Scheanette’s behalf. A retired
    employee of the Texas Department of Criminal Justice,
    S.O. Woods, also testified concerning the security
    measures taken in prison for handling violent inmates.
    Finally,   Dr.  Gilda   Kessner  testified   concerning
    Scheanette’s future dangerousness.1
    In January 2003, a Texas jury convicted Scheanette of capital
    murder and sentenced him to death for the murder of Wendi Prescott
    while in the course of committing or attempting to commit sexual
    assault on her.        The Texas Court of Criminal Appeals (the “TCCA”)
    affirmed Scheanette’s conviction and sentence.2                  The Supreme Court
    denied Scheanette’s pro se petition for writ of certiorari in
    January 2005.3
    Scheanette subsequently initiated state habeas proceedings.
    The trial court entered findings of fact and conclusions of law
    recommending the denial of state habeas relief.                  However, on April
    13, 2005, the TCCA remanded Scheanette’s case to the trial court
    for   the    development       of   additional       facts    pertaining       to   his
    1
    Scheanette v. Dretke, No. 4:05-CV-718-A, Memorandum Opinion and Order (N.D. Tex.
    Apr. 10, 2006).
    2
    Scheanette v. State, 
    144 S.W.3d 503
    (Tex. Crim. App. 2004).
    3
    Scheanette v. Texas, 
    543 U.S. 1059
    (2005).
    3
    ineffective assistance of counsel claims.4
    While his state application was pending before the TCCA,
    Scheanette filed a pro se federal habeas petition in the Eastern
    District of Texas.            The case was transferred to the Northern
    District of Texas.        The district court granted Director Dretke’s
    motion to dismiss without prejudice so that Scheanette could
    exhaust all available state court remedies.5
    After the TCCA denied all habeas relief,6 Scheanette filed a
    federal habeas petition in the district court.                  The district court
    denied relief.7        Scheanette filed a notice of appeal, which the
    district      court    construed     as    a    request    for    certificate    of
    appealability (“COA”), which was denied.8 Scheanette now petitions
    this court directly for a COA.
    II. STANDARD OF REVIEW
    Scheanette      filed    his   federal      habeas   petition     after   the
    effective date of the Antiterrorism and Effective Death Penalty Act
    (“AEDPA”).         Accordingly,      the       petition    is    subject   to   the
    4
    Ex parte Scheanette, No. WR-59466-01, 
    2005 WL 913120
    (Tex. Crim. App.
    Apr. 13, 2005).
    5
    Scheanette v. Dretke, No. 4:05-CV-489-A (N.D. Tex. Aug. 25, 2005).
    6
    Ex parte Scheanette, No. WR-59466-01, 
    2005 WL 3429304
    (Tex. Crim. App.
    Dec. 14, 2005).
    7
    Scheanette v. Dretke, No. 4:05-CV-718-A, Memorandum Opinion and Order
    (N.D. Tex. Apr. 10, 2006).
    8
    Scheanette v. Dretke, No. 4:05-CV-718-A, Order (N.D. Tex. Apr. 11,
    2006).
    4
    requirements imposed by AEDPA.9                      Under AEDPA, Scheanette must
    obtain a COA before an appeal can be taken to this court.10                       In
    determining whether a COA should issue, we limit our examination to
    a   “threshold          inquiry         into   the    underlying   merit   of   [the
    petitioner’s] claims.”11                “This threshold inquiry does not require
    full consideration of the factual or legal basis adduced in support
    of the claims.           In fact, the statute forbids it.”12
    A COA will be granted if the petitioner makes “a substantial
    showing of the denial of a constitutional right.”13                   Meeting this
    standard requires a petitioner to demonstrate that “reasonable
    jurists could debate whether (or, for that matter, agree that) the
    petition should have been resolved in a different manner or that
    the issues presented were adequate to deserve encouragement to
    proceed further.”14           At issue is the debatability of the underlying
    constitutional claim, but not the resolution of that debate.15
    Where the district court dismisses the application based on
    9
    See Lindh v. Murphy, 
    521 U.S. 320
    , 336 (1997).
    10
    See 28 U.S.C. § 2253(c); see also Miller-El v. Cockrell, 
    537 U.S. 322
    ,
    336 (2003).
    11
    
    Miller-El, 537 U.S. at 327
    .
    12
    
    Id. at 337.
         13
    28 U.S.C. § 2253(c)(2); e.g., 
    Miller-El, 537 U.S. at 336
    ; Slack v.
    McDaniel, 
    529 U.S. 473
    , 483 (2000).
    14
    
    Miller-El, 537 U.S. at 336
    (internal citation and quotations omitted);
    Moreno v. Dretke, 
    450 F.3d 158
    , 163 (5th Cir. 2006).
    15
    
    Miller-El, 537 U.S. at 342
    .
    5
    procedural          grounds        without    reaching      the    prisoner’s   underlying
    constitutional claim(s), a COA should issue if the petitioner
    demonstrates both that reasonable jurists would find it debatable
    whether the district court was correct in its procedural ruling and
    that    reasonable          jurists     would        find   it    debatable   whether   the
    petition states a valid claim of the denial of a constitutional
    right.16        “Because the present case involved the death penalty, any
    doubts as to whether a COA should issue must be resolved in
    [petitioner’s] favor.”17
    Under 28 U.S.C. § 2254(d), a federal court cannot grant habeas
    corpus relief with respect to any claim that was adjudicated on the
    merits in state court proceedings unless the adjudication of that
    claim either (1) resulted in a decision that was contrary to, or
    involved         an   unreasonable           application     of,    clearly     established
    federal law, as determined by the Supreme Court of the United
    States; or (2) resulted in a decision that was based on an
    unreasonable determination of the facts in light of the evidence
    presented in the state court proceeding.18                         “[A] determination of
    a factual issue made by a State court shall be presumed to be
    correct,”19 and a federal habeas petitioner “has the burden of
    16
    
    Slack, 529 U.S. at 478
    .
    17
    Hernandez v. Johnson, 
    213 F.3d 243
    , 248 (5th Cir. 2000).
    18
    28 U.S.C. § 2254(d).
    19
    28 U.S.C. § 2254(e)(1).
    6
    rebutting this presumption with clear and convincing evidence.”20
    III. DISCUSSION
    Scheanette requests a COA on seven separate claims. We review
    the claims in turn.
    A. Claims One and Two
    Scheanette             argues      that         his       defense      counsel    were
    constitutionally ineffective because they called two punishment
    phase witnesses, Dr. Gilda Kessner (“Dr. Kessner”) and S.O. Woods
    (“Woods”), whose testimony provided little or no benefit to the
    petitioner, but rather helped the State establish his future
    dangerousness.
    To establish ineffective assistance of counsel, Scheanette
    must    satisfy         the    two-prong        test      set    forth   in   Strickland   v.
    Washington.21            First, Scheanette must show that his counsel’s
    performance          was      deficient.22        We      determine      whether   counsel’s
    performance was deficient “by examining whether the challenged
    representation              fell        below        an         objective     standard     of
    reasonableness.”23             “Strickland does not allow second guessing of
    trial strategy and must be applied with keen awareness that this is
    
    20 Hughes v
    . Dretke, 
    412 F.3d 582
    , 589 (5th Cir. 2005) (citing 28 U.S.C.
    § 2254(e)(1)).
    21
    
    466 U.S. 668
    , 687 (1984).
    22
    
    Id. 23 Cotton
    v. Cockrell, 
    343 F.3d 746
    , 752 (5th Cir. 2003) (citing Kitchens
    v. Johnson, 
    190 F.3d 698
    , 701 (5th Cir. 1999)).
    7
    an after-the-fact inquiry.”24              Therefore, Scheanette must overcome
    a strong presumption that his counsel’s conduct falls within the
    wide range of reasonable professional assistance.25
    To prevail, Scheanette must also show that his counsel’s
    deficient performance was prejudicial, i.e., that the errors were
    so serious as to “deprive [him] of a fair trial, a trial whose
    result       is       reliable.”26      But    because,      as   will      be    discussed
    immediately below, no reasonable jurist could debate the district
    court’s conclusion that Scheanette’s counsel rendered adequate
    performance, we will not consider whether the alleged errors
    Scheanette relies on could have prejudiced his defense.
    In light of the horrendous evidence the state produced against
    Scheanette, defense counsel sought to offer mitigating evidence to
    support an argument that Scheanette would not pose a future danger
    if   given        a    life   sentence.       Counsel     presented      testimony       from
    Scheanette’s sister, Scheanette’s mother, and a chaplain concerning
    positive          evidence    of     Scheanette’s        background    and       character.
    Defense       counsel      also      presented     the   testimony     of    Dr.    Kessner
    regarding          risk    assessment      evidence,        which     focused       on   the
    statistically low probability of prison violence.                                In defense
    counsel’s “strategic view, evidence, such as risk assessment, that
    24
    Granados v. Quarterman, 
    455 F.3d 529
    , 534 (5th Cir. 2006).
    25
    
    Strickland, 466 U.S. at 689
    .
    26
    
    Id. at 687.
    8
    focused on statistically low prison violence, would enhance [the]
    theme that the jury would not have to kill” Scheanette.27                       On direct
    examination, Dr. Kessner testified that there was an 18.8% chance
    that Scheanette would commit acts of violence in prison, which was
    just over the standard base rate of 16.4% for all individuals
    serving life sentences for murder.                          Dr. Kessner also testified
    concerning Scheanette’s decreased risk factors, such as his age,
    and remarked on Scheanette’s good family support network, average
    intelligence, and vocational ability.                          Dr. Kessner noted that
    Scheanette was among other inmates when he was in county jail, and
    he did not exhibit assaultive behavior.                       In its closing arguments,
    the State argued that the 18.8% figure provided by Dr. Kessner is
    a “probability that the defendant would commit criminal acts of
    violence,” as required by Tex. Code Crim. Proc. Ann. art. 37.071,
    § 2(b); and therefore, the jurors “know what the answer to the
    [future dangerousness] question is.”
    As additional mitigation evidence, defense counsel presented
    the testimony of Woods regarding institutional evidence, which
    emphasized the heightened security provided for prisoners such as
    Scheanette.         Defense counsel “concurred with the leading capital
    litigators that Woods would appeal well to a practical juror who
    would      be    impressed       with     the       professional    expertise    of   the
    27
    Affidavit of defense counsel, David A. Pearson.
    9
    Institutional Division at controlling life sentenced offenders.”28
    On direct examination, Woods generally testified about how inmates
    are   classified           at   the     Texas     Department         of   Criminal      Justice
    (“TDCJ”).         He also testified that, if sentenced to life in prison,
    Scheanette would likely be assigned to a high-risk “level-five”
    security institution.                 The State then used cross-examination to
    establish that a wide range of weapons are available to the inmates
    in the penitentiary system, and the penitentiary does not guarantee
    a   violence-free           environment.              The     prosecutor      also     elicited
    testimony that a shank found in Scheanette’s cell at the Dallas
    County jail is a stabbing/puncture instrument.29                               On re-direct,
    Woods testified that the shank led to a disciplinary infraction
    which       must     be   reported       under     state       law   when     Scheanette         is
    transferred such that the classification committee would take it
    into consideration.
    The TCCA reviewed these claims on direct appeal and found the
    28
    Affidavit of defense counsel, David A. Pearson.
    29
    Scheanette also complains of the following testimony elicited on cross-examination:
    Q. [The Prosecutor]: From your review of the reports, did it appear to you that
    Dale Scheanette had exercised a level of planning in each of
    these cases?
    A. [Woods]:            Very much so.
    Q. [The Prosecutor]: Just like the Texas Seven?
    A. [Woods]:                   Very similar.
    10
    record insufficient to support a claim of ineffective assistance of
    counsel.30         In reaching its conclusion, the TCCA presumed that
    defense counsel acted pursuant to a reasonable trial strategy.                    On
    state habeas review, the convicting court made findings of fact and
    conclusions         of     law     concerning       Scheanette’s   allegations    of
    ineffective assistance of counsel and found that defense counsel
    had “sound and strategic tactical reasons for introducing” the
    expert testimony of Woods and Dr. Kessner.                 The TCCA adopted all of
    the trial judge’s findings and conclusions.31
    After considering Scheanette’s arguments, the federal district
    court also denied relief, concluding that Scheanette                     failed to
    meet either Strickland prong. Regarding deficient performance, the
    court      concluded        that     trial     counsel   objectively   employed   a
    reasonable strategy and it was “at a loss as to what other types of
    evidence . . . counsel could have introduced on his behalf to rebut
    the existing evidence as to his future dangerousness,” given the
    State’s evidence establishing Scheanette as a brutal murderer and
    serial rapist.
    The state court reasonably concluded that Scheanette’s defense
    counsel did not render ineffective assistance by offering the
    punishment phase testimony of Woods and Dr. Kessner.                   “[S]trategic
    choices made after thorough investigation of law and facts relevant
    30
    Scheanette v. 
    State, 144 S.W.3d at 510
    .
    31
    Ex parte Scheanette, No. WR-59466-01, 
    2005 WL 3429304
    .
    11
    to plausible options are virtually unchallengeable.”32                                  In light of
    the    thorough           investigation            conducted      by    Scheanette’s         trial
    counsel,33 we conclude that these carefully considered tactical
    decisions introduced at the punishment phase were objectively
    reasonable. Scheanette has not demonstrated that the state court’s
    decision is contrary to, or an unreasonable application of, clearly
    established           federal        law.        Accordingly,       the     district       court’s
    assessment was not debatable.
    B.    Claim Three
    For the first time, Scheanette argues that his defense counsel
    were ineffective for failing to object to an instruction limiting
    the statutory effect of the mitigation special issue.34
    We need not consider whether jurists of reason would find the
    32
    Wiggins v. Smith, 
    539 U.S. 510
    , 521 (2003) (internal citation and quotations omitted).
    33
    For example, defense counsel employed a mitigation specialist, and obtained mental
    health and juvenile records in an attempt to uncover potential mitigation evidence. Defense
    counsel Pearson attended a seminar focused on presenting risk assessment evidence and
    personally observed the use of such risk assessment evidence in capital cases. In addition, a
    featured speaker at the seminar recommended that litigators present the institutional evidence
    offered by Woods and Pearson knew that two defense attorneys had been successful in obtaining
    a life sentence in a death penalty case using similar evidence. In preparation for Woods’s
    testimony, Pearson read a transcript of Woods’s testimony in another capital case and also
    personally observed Woods’s testimony in a capital case.
    34
    Specifically, the jury was instructed that:
    In deliberating on Special Issue No. 1 and Special Issue No. 2, the
    Jury shall consider all of the evidence admitted at the guilt or
    innocence phase and the punishment phase, including evidence of
    the defendant’s background or character or circumstances of the
    offense that militates for or mitigates against imposition of the
    death penalty.
    12
    district          court’s      resolution        of     this    issue        debatable     because
    Scheanette did not first raise this claim in the district court.35
    We have stated that “[a] district court must deny the COA before a
    petitioner can request one from this court.”36                                  Thus, prior to
    appellate review, the district court must “deny COA as to each
    issue presented by the applicant.”37                       Because Scheanette failed to
    seek a COA from the district court on this issue, we will not
    consider the issue.38
    C.    Claim Four
    In his fourth claim, Scheanette argues that the trial court
    violated his Eighth and Fourteenth Amendment rights when its
    instruction went beyond the language of the mitigation special
    issue (Special Issue No. 2). Specifically, the jury was instructed
    that:
    In deliberating on Special Issue No.                            139 and Special
    Issue No. 2, the Jury shall consider all                        of the evidence
    admitted at the guilt or innocence                              phase and the
    punishment phase, including evidence of                         the defendant’s
    35
    See Brewer v. Quarterman, 
    466 F.3d 344
    , 346 (5th Cir. 2006).
    36
    Whitehead v. Johnson, 
    157 F.3d 384
    , 388 (5th Cir. 1998) (internal citation and
    quotations omitted).
    37
    
    Id. 38 Scheanette’s
    claim also fails on the merits because the two-prong Strickland test is not
    satisfied. Assuming that prong one of Strickland is satisfied by trial counsel’s failure to object to
    the instruction, Scheanette was not prejudiced because the instruction gave adequate guidance to
    the jury to consider both aggravating and mitigating evidence when determining its response to
    the special issues.
    39
    Special Issue No. 1 is the future dangerousness special issue.
    13
    background or character or circumstances of the offense
    that militates for or mitigates against imposition of the
    death penalty.
    Scheanette argues that, contrary to the instruction, the statute
    requiring       the    jury     to   consider       the    special         mitigation   issue
    prohibits the jury - in its consideration of this issue - from
    considering evidence that militates for the death penalty.
    Tex. Code Crim. Proc. art. 37.071, § 2(e)(1) requires Texas
    juries in        capital      cases     to    answer      the   following       question   on
    mitigation:
    Whether, taking into consideration all of the evidence,
    including the circumstances of the offense, the
    defendant’s character and background, and the personal
    moral culpability of the defendant, there is sufficient
    mitigating circumstance or circumstances to warrant that
    a sentence of life imprisonment without parole rather
    than a death sentence be imposed.40
    On direct appeal, Scheanette argued, as he does now, that the
    charge in question violated his Eighth and Fourteenth Amendment
    rights.41       However, before the district court, Scheanette argued
    violations        of   the    Sixth     and    Fourteenth        Amendments.        Because
    Scheanette did not first request a COA from the district court on
    Eighth Amendment grounds, we will not consider his claim in that
    regard.42
    Scheanette’s            Fourteenth       Amendment         claim      is   procedurally
    40
    Tex. Code Crim. Proc. art. 37.071, § 2(e)(1) (emphasis added).
    41
    See Scheanette v. 
    State, 144 S.W.2d at 507
    .
    42
    See 
    Whitehead, 157 F.3d at 388
    .
    14
    barred. A federal habeas court “will not consider a claim that the
    last    state         court    rejected       on      the    basis   of   an     adequate    and
    independent state procedural ground.”43 Scheanette failed to object
    to the jury charge at the time of trial.                             We have recognized a
    federal          petitioner’s          failure          to    comply      with     the    Texas
    contemporaneous objection rule as an adequate and independent state
    procedural bar to federal habeas review.44
    On direct appeal, the TCCA specifically stated that because
    Scheanette failed to object to the jury instruction, he would have
    to show egregious harm from any error in the instruction in order
    to obtain relief.45              The TCCA found no harm from the instruction
    because the jury was entitled under the law to consider all of the
    evidence in determining its answer to the mitigation issue.                                  For
    this reason, the TCCA denied Scheanette’s claim.                            On state habeas
    review,         the    TCCA     adopted      the      trial    court’s     conclusion       that
    Scheanette’s claim was “not cognizable because the issue[] had
    already been raised and rejected on direct appeal.”46                                     After
    recognizing that Scheanette failed to object to the jury charge in
    43
    Busby v. Dretke, 
    359 F.3d 708
    , 718 (5th Cir. 2004)(citing Coleman v. Thompson, 
    501 U.S. 722
    , 729-32 (1991)).
    44
    See Rowell v. Dretke, 
    398 F.3d 370
    , 375 (5th Cir. 2005); Graves v. Cockrell, 
    351 F.3d 143
    , 152 (5th Cir. 2003).
    45
    Scheanette v. 
    State, 144 S.W.3d at 507
    .
    46
    See Ex parte Scheanette, No. WR-59466-01, 
    2005 WL 3429304
    . This issue was
    designated as points of error twenty-one and twenty-two in Scheanette’s state habeas application.
    15
    the trial court, the district court agreed with the TCCA that any
    improper language in the jury instruction did not harm Scheanette,
    and thus, concluded that Scheanette failed to show that the TCCA’s
    decision was contrary to, or involved an unreasonable application
    of, clearly established federal law.
    As a result, Scheanette’s Fourteenth Amendment challenge to
    the jury instruction is procedurally barred unless Scheanette can
    show cause and actual prejudice for the default or that failure to
    address the merits of the procedurally defaulted claim will work a
    fundamental miscarriage of justice.47 Scheanette has failed to show
    cause for his counsel’s failure to object.48                             In addition, even
    assuming Scheanette could show cause for his default, he is unable
    to show any resultant prejudice because, as stated by the TCCA on
    direct appeal:
    Article 37.071, § 2(e)(1) directs the court to instruct
    the jury to “tak[e] into consideration all of the
    evidence” when determining whether there are sufficient
    mitigating circumstance[s] to warrant the imposition of a
    sentence of life imprisonment. By its plain language, the
    statute requires the jury to look at all of the evidence
    and not just evidence a juror might consider to be
    mitigating.49
    47
    Coleman v. 
    Thompson, 501 U.S. at 750
    .
    48
    Scheanette now raises a Strickland claim regarding this issue. However, he does not
    allege his counsel’s ineffectiveness as cause to excuse the procedural default. Regardless, a
    constitutional claim alleged as cause for a procedural default must itself be exhausted; and, as
    previously discussed, Scheanette’s ineffective assistance of counsel claim in this regard is
    unexhausted. See Edwards v. Carpenter, 
    529 U.S. 446
    , 453 (2000).
    49
    Scheanette v. 
    State, 144 S.W.3d at 507
    -508 (emphasis in original).
    16
    Scheanette has offered no contrary clearly established federal law
    to dispute this finding.                     Furthermore, Scheanette presents no
    evidence indicating that our dismissal of this claim for procedural
    default would work a “fundamental miscarriage of justice.”                                   As a
    result, reasonable jurists could not debate whether the district
    court was correct in its ruling of procedural default.50
    D. Claim Five
    Scheanette argues that the mitigation instruction was not
    effective in telling the jury how to consider the mitigating
    evidence because it sent “mixed signals” in violation of the Eighth
    Amendment as interpreted in Penry v. Johnson51 (“Penry II”).                                 More
    specifically, Scheanette argues that the amended jury instruction
    prevented the jury from considering and giving effect to any
    mitigating evidence when answering the mitigation special issue,
    and that any mitigating evidence could not be given effect in the
    future dangerousness special issue.
    On direct appeal, the TCCA noted that it had “previously
    addressed and rejected this claim,” and denied Scheanette relief.52
    50
    Even if Scheanette’s claim was not procedurally barred, the state court’s resolution of
    the issue raised by Scheanette did not involve an unreasonable application of federal law. No
    clearly established federal law supports Scheanette’s argument that the jury is precluded from
    considering all of the evidence when determining its answer to the mitigation special issue, and we
    have never adopted such a rule. At most, the judge’s amendment to the mitigation instruction
    amounts to a violation of the Texas statute, and not a constitutional violation.
    51
    
    532 U.S. 782
    (2001).
    52
    Scheanette v. 
    State, 114 S.W.3d at 506
    .
    17
    On    state          habeas      review,      the     TCCA     adopted      the    trial      court’s
    conclusion that this claim was not cognizable because the issue was
    already raised and rejected on direct appeal.53                                         The federal
    district court concluded that Scheanette “failed to show that the
    complained-of              instructions          were      contrary      to,     or   involved      an
    unreasonable application of, clearly established federal law.”54
    Specifically, Scheanette failed to persuade the court that the jury
    was      not        able    to   consider       and     give    effect      to    his    mitigating
    evidence, as required by Penry II.55                          Reasonable jurists could not
    debate the district court’s decision.
    In Penry II the Supreme Court reiterated its previous holding
    in Penry v. Lynaugh56 (“Penry I”) that the key is “that the jury be
    able to ‘consider and give effect to [a defendant’s mitigating]
    evidence in imposing sentence.’”57                          In order to grant relief on a
    Penry I claim, this court must determine: “(1)                                          whether the
    mitigation evidence has met the low threshold for relevance, and,
    if so, (2) that the evidence was beyond the effective scope of the
    53
    Ex parte Scheanette, No. WR-59466-01, 
    2005 WL 3429304
    (Tex. Crim. App. Dec. 14,
    2005).
    54
    Scheanette v. Dretke, No. 4:05-CV-718-A, Memorandum Opinion and Order (N.D.
    Tex. Apr. 10, 2006).
    55
    
    Id. 56 492
    U.S. 302 (1989).
    57
    Penry 
    II, 532 U.S. at 797
    (citing Penry 
    I, 492 U.S. at 319
    ) (emphasis in original).
    18
    jury.”58
    The Supreme Court defined relevant mitigating evidence as
    “evidence which tends logically to prove or disprove some fact or
    circumstance which a fact-finder could reasonably deem to have
    mitigating          value.”59        Scheanette         presented      testimony       from    Dr.
    Kessner         and    from     Woods,     both     concerning        Scheanette’s         future
    dangerousness; and testimony from Scheanette’s sister, a chaplain,
    and     Scheanette’s            mother       to     provide       positive       evidence        of
    Scheanette’s           background        and      character.         “Relevant       mitigating
    evidence does not have to be linked to his conduct, but only show
    that it could lead a jury to find that a sentence other than death
    is warranted.”60              Applying the low threshold articulated by the
    Supreme Court in Tennard v. Dretke,61 it is clear that the evidence
    submitted by Scheanette constitutes relevant mitigating evidence.
    Thus, Scheanette must have been - and was - allowed to present this
    evidence to the jury.
    We       now    turn     to    Scheanette’s         contention        concerning        the
    constitutionality of the jury instruction given by the trial judge
    during the sentencing phase.                   A mere possibility that the jury was
    58
    Bigby v. Dretke, 
    402 F.3d 551
    , 564-65 (5th Cir. 2005) (internal citation and quotations
    omitted).
    59
    Tennard v. Dretke, 
    542 U.S. 274
    , 284 (2004) (internal citation and quotation omitted).
    60
    Coble v. Dretke, 
    444 F.3d 345
    , 360 (5th Cir. 2006).
    61
    
    542 U.S. 274
    .
    19
    precluded from considering mitigating evidence does not establish
    Penry I error.62          “[T]he proper inquiry              . . . is whether there is
    a reasonable likelihood that the jury has applied the challenged
    instruction          in    a    way     that     prevents          the   consideration   of
    constitutionally relevant evidence.”63
    We conclude that the jury was able to consider and give effect
    to Scheanette’s relevant mitigating evidence.                             In Scheanette’s
    case, the jury was required to answer the following special issues:
    Special Issue No. 1
    Do you find the evidence beyond a reasonable doubt that
    there is a probability that the defendant would commit
    criminal acts of violence that would constitute a
    continuing threat to society?
    Special Issue No. 2
    Taking into consideration all of the evidence, including
    the circumstances of the offense, the defendant’s
    character or background, and the personal moral
    culpability of the defendant, do you find that there is
    a sufficient mitigating circumstance or circumstances to
    warrant that a sentence of life imprisonment rather than
    a death sentence be imposed?
    Unlike Penry II, the trial judge’s instruction in this case
    did not suggest to the jury that it should provide false answers to
    either of these special issues.                         Scheanette’s claim that the
    instruction in effect “nullified” the mitigation special issue is
    unsupported.         As discussed above, in determining its answer to the
    62
    See Boyde v. California, 
    494 U.S. 370
    , 380 (1990).
    63
    Id.; see Saffle v. Parks, 
    494 U.S. 484
    , 490-92 (1990).
    20
    mitigation issue, the jury was entitled to consider all of the
    evidence.       In addition, we have no reason to believe that the jury
    was confused or misled in answering the mitigation special issue.
    Moreover, even assuming that Scheanette is correct that the
    instruction “nullified” the mitigation special issue, Scheanette’s
    mitigating evidence could be considered and given effect under the
    future dangerousness special issue.64                      Specifically, the testimony
    of Woods addressing the rigorous security measures at TDCJ and Dr.
    Kessner regarding Scheanette’s relative likelihood of committing a
    serious violent act in prison over the course of a capital life
    term could be fully considered within the future dangerousness
    special issue.           In addition, Scheanette’s familial and chaplain
    mitigation testimony is good character evidence, recognized as
    falling within the future dangerousness special issue.
    In sum, the state court’s decision was neither contrary to,
    64
    See Johnson v. Texas, 
    509 U.S. 350
    , 368 (1993) (“We believe that there is ample room
    in the assessment of future dangerousness for a juror to take account of the difficulties of youth as
    a mitigating force in the sentencing determination.”); Graham v. Collins, 
    506 U.S. 461
    , 475-76
    (1993) (holding that Texas special issues permitted jurors to consider mitigating evidence of
    youth, family background and positive character under future dangerousness issue); Franklin v.
    Lynaugh, 
    487 U.S. 164
    , 178 (1988) (plurality opinion) (finding that petitioner’s evidence of a
    good disciplinary record during his period of incarceration was “fully considered by the jury when
    it was asked to answer the [future dangerousness] [i]ssue”); see, e.g., Newton v. Dretke, 
    371 F.3d 250
    , 256-257 (5th Cir. 2004) (youth, good character, church attendance, cooperation with
    police, unfaithful/drug dealing spouse, and impoverished background); Beazley v. Johnson, 
    242 F.3d 248
    , (5th Cir. 2001) (good character); Boyd v. Johnson, 
    167 F.3d 907
    , 912 (5th Cir. 1999)
    (positive character traits); James v. Collins, 
    987 F.2d 1116
    , 1121-22 (5th Cir. 1993) (cooperation
    with police, remorse, impoverished and abusive family history, positive familial ties despite
    troubled upbringing); Barnard v. Collins, 
    958 F.2d 634
    , 640-41 (5th Cir. 1992) (good character,
    including evidence of carpentry skills, work history, and familial responsibility and support).
    21
    nor an unreasonable application of, federal law.                           As a result,
    reasonable jurists would not debate the district court’s resolution
    of this issue.
    E. Claim Six
    In claim six, Scheanette argues that his death sentence
    offends due process of law because the future dangerousness issue
    dilutes       the     State’s      burden      of    proof      and    fails   to   define
    “probability.”          The future dangerousness issue instructed the jury
    to answer the following question:
    Do you find from the evidence beyond a reasonable doubt
    that there is a probability that the Defendant would
    commit criminal acts of violence that would constitute a
    continuing threat to society?65
    On state habeas review, the TCCA adopted the findings of the
    state trial court that this claim is procedurally defaulted because
    Scheanette failed to raise the claim on direct appeal.66 Procedural
    default aside, the state trial court further found that state law
    precedent precluded relief.
    The district court agreed with the TCCA that this claim was
    procedurally defaulted because Scheanette did not raise the claim
    on direct appeal and Scheanette failed to show cause and prejudice
    for his default or that failure to consider this claim would result
    in a fundamental miscarriage of justice.                       The district court also
    65
    Tex. Code Crim. Proc. art. 37.071, § 2(b)(1) (emphasis added).
    66
    Ex parte Scheanette, No. WR-59466-01, 
    2005 WL 3429304
    .
    22
    addressed the merits of Scheanette’s claim, concluding that the
    state court’s substantive resolution of the issue did not involve
    an unreasonable application of federal law because submission of
    the future dangerousness issue to a jury in a capital case had been
    specifically held constitutional by the Supreme Court, and thus,
    acceptance of Scheanette’s argument was barred by Teague v. Lane.67
    Moreover, the court noted that this court has “repeatedly rejected
    attacks on a court’s failure to define ‘probability’ in this
    context on the ground that such term is not constitutionally
    vague.”
    Reasonable jurists could not debate the district court’s
    dismissal of Scheanette’s claim on grounds of procedural default.
    Texas law requires that a petitioner must raise a claim on direct
    appeal before it can be raised on state habeas,68 and this rule is
    an   “adequate          state      ground    capable      of    barring      federal       habeas
    review.”69         In addition, the Texas court’s alternative resolution
    of   this        claim     was     neither       contrary    to,    nor    an    unreasonable
    application of, federal law.                     The future dangerousness issue has
    been    held        constitutional          by    the    Supreme    Court70     and       we   have
    67
    
    489 U.S. 288
    (1989).
    68
    See Ex parte Townsend, 
    137 S.W.3d 79
    , 81-82 (Tex. Crim. App. 2004); Ex parte
    Nelson, 
    137 S.W.3d 666
    , 668 (Tex. Crim. App. 2004).
    69
    See Busby v. 
    Dretke, 359 F.3d at 719
    .
    70
    Jurek v. Texas, 
    428 U.S. 262
    (1976); see Rowell v. 
    Dretke, 398 F.3d at 379
    .
    23
    repeatedly held that the term “probability” as used in the Texas
    special issue is not so vague as to require additional instructions
    (such as definition by the court).71                        As a result, reasonable
    jurists could also not debate the district court’s dismissal of
    Scheanette’s claim on substantive grounds.
    F. Claim Seven
    Lastly, Scheanette relies on Apprendi v. New Jersey72 and Ring
    v. Arizona73 to argue that the Texas mitigation special issue is
    unconstitutional because it does not require the prosecution to
    prove the nonexistence of mitigating factors beyond a reasonable
    doubt.74
    On direct appeal, the TCCA denied relief on this claim,
    finding        that    it    had   “previously       addressed       and    rejected       this
    argument.”75          On state habeas review, the TCCA adopted the state
    trial court’s conclusions that this claim be denied because it had
    71
    See, e.g., Woods v. Johnson, 
    75 F.3d 1017
    , 1033-34 (5th Cir. 1996); James v. 
    Collins, 987 F.2d at 1120
    & n.5.
    72
    
    530 U.S. 466
    (2000).
    73
    
    536 U.S. 584
    (2002).
    74
    In particular, Scheanette asserts violations of the Sixth, Eighth, and Fourteenth
    Amendments. Scheanette refers to a Fifth Amendment violation in the title of this claim, but
    refers to violations of the Sixth, Eighth, and Fourteenth Amendments in his closing remarks. If
    Scheanette is now arguing a Fifth Amendment violation, Scheanette’s Fifth Amendment claim is
    waived because he did not seek a COA from the district court on this basis. See Brewer v.
    
    Quarterman, 466 F.3d at 346
    .
    75
    Scheanette v. 
    State, 144 S.W.3d at 505
    (citing Hankins v. State, 
    132 S.W.3d 380
    , 386
    (Tex. Crim. App. 2004)).
    24
    already been raised and rejected on direct appeal; and because the
    TCCA had already ruled on and rejected this claim.                               The district
    court also denied relief on this claim, concluding that because
    neither Apprendi            nor    Ring    require       a   mitigating        factor     to    be
    established        beyond      a    reasonable        doubt,      Scheanette        failed      to
    identify any erroneous or unreasonable application of clearly
    established federal law.
    Reasonable jurists would not debate the district court’s
    dismissal of this claim because it has been previously rejected in
    both state76 and federal court, and is not supported by Supreme
    Court authority.
    We have specifically held that the Texas death penalty scheme
    did not violate either Apprendi or Ring by failing to require the
    state to prove beyond a reasonable doubt the absence of mitigating
    circumstances.77          In Granados v. Quarterman, we stated that “the
    state was required to prove beyond a reasonable doubt every finding
    prerequisite to exposing [the defendant] to the maximum penalty of
    76
    The TCCA has previously remarked that “the burden is implicitly placed upon the
    [defendant] to produce and persuade the jury that circumstances exist which mitigate against the
    imposition of death . . .;” and the court is “unaware of any constitutional requirement that the
    burden of proof regarding mitigating evidence be placed on either party, and to the extent that the
    burden is on [the defendant], we note that it is not unconstitutional to so place the burden.”
    Lawton v. Texas, 
    913 S.W.2d 542
    , 557 (Tex. Crim. App. 1995) (en banc); see 
    Hankins, 132 S.W.3d at 386
    .
    77
    
    Granados, 455 F.3d at 536
    ; see 
    Rowell, 398 F.3d at 379
    (“No Supreme Court or Circuit
    precedent constitutionally requires that Texas’s mitigation special issue be assigned a burden of
    proof.”).
    25
    death,”78        and     we   concluded     that    “a     finding    of    mitigating
    circumstances reduces a sentence from death, rather than increasing
    it to death.”79
    In       sum,      the   Texas    court’s    denial   of   relief     was   neither
    contrary to, nor an unreasonable application of, federal law.                          As
    a result, reasonable jurists would not debate the district court’s
    dismissal of Scheanette’s claim.
    IV.
    For        the     foregoing      reasons,    we    DENY   the   motion     for    a
    Certificate of Appealability.
    MOTION DENIED.
    78
    
    Granados, 455 F.3d at 536
    .
    79
    
    Id. at 537.
    26
    

Document Info

Docket Number: 06-70015

Citation Numbers: 482 F.3d 815

Filed Date: 3/28/2007

Precedential Status: Precedential

Modified Date: 7/22/2017

Authorities (34)

Saffle v. Parks , 110 S. Ct. 1257 ( 1990 )

Beazley v. Johnson , 242 F.3d 248 ( 2001 )

Coleman v. Thompson , 111 S. Ct. 2546 ( 1991 )

Graham v. Collins , 113 S. Ct. 892 ( 1993 )

Johnson v. Texas , 113 S. Ct. 2658 ( 1993 )

Slack v. McDaniel , 120 S. Ct. 1595 ( 2000 )

Moreno v. Dretke , 450 F.3d 158 ( 2006 )

Johnny James v. James A. Collins, Director, Texas ... , 987 F.2d 1116 ( 1993 )

Whitehead v. Johnson , 157 F.3d 384 ( 1998 )

Woods v. Johnson , 75 F.3d 1017 ( 1996 )

Scheanette v. State , 2004 Tex. Crim. App. LEXIS 1480 ( 2004 )

Scheanette v. Texas , 125 S. Ct. 872 ( 2005 )

Apprendi v. New Jersey , 120 S. Ct. 2348 ( 2000 )

Wiggins v. Smith, Warden , 123 S. Ct. 2527 ( 2003 )

Boyd v. Johnson , 167 F.3d 907 ( 1999 )

Busby v. Dretke , 359 F.3d 708 ( 2004 )

Hughes v. Dretke , 412 F.3d 582 ( 2005 )

Adolfo Gil Hernandez v. Gary L. Johnson, Director, Texas ... , 213 F.3d 243 ( 2000 )

Teague v. Lane , 109 S. Ct. 1060 ( 1989 )

Penry v. Lynaugh , 109 S. Ct. 2934 ( 1989 )

View All Authorities »

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Jasper v. Thaler , 765 F. Supp. 2d 783 ( 2011 )

Perry v. Quarterman , 314 F. App'x 663 ( 2009 )

Berkley v. Quarterman , 310 F. App'x 665 ( 2009 )

Druery v. Thaler , 647 F.3d 535 ( 2011 )

United States v. Richard Tucker , 434 F. App'x 355 ( 2011 )

Kent Sprouse v. William Stephens, Director , 748 F.3d 609 ( 2014 )

Kent Sprouse v. William Stephens, Director ( 2014 )

Scheanette v. Quarterman ( 2009 )

Charlie Gonzales v. Rick Thaler, Director , 468 F. App'x 404 ( 2012 )

Avila v. Quarterman , 499 F. Supp. 2d 713 ( 2007 )

Paredes v. Quarterman , 574 F.3d 281 ( 2009 )

Speer v. Lumpkin ( 2021 )

Maurice Moses, Sr. v. Lorie Davis, Director , 673 F. App'x 364 ( 2016 )

Johnson v. Lumpkin ( 2023 )

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