Hawkins v. Collins ( 1992 )


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  •               IN THE UNITED STATES COURT OF APPEALS
    FOR THE FIFTH CIRCUIT
    No. 88-1995
    SAMUEL CHRISTOPHER HAWKINS,
    Petitioner-Appellant,
    versus
    JAMES A. COLLINS, DIRECTOR,
    TEXAS DEPARTMENT OF CRIMINAL JUSTICE,
    INSTITUTIONAL DIVISION,
    Respondent-Appellee.
    Appeal from the United States District Court
    for the Northern District of Texas
    (   December 23, 1992 )
    Before KING, HIGGINBOTHAM, and JONES, Circuit Judges.
    HIGGINBOTHAM, Circuit Judge:
    I
    Samuel Christopher Hawkins was convicted of capital murder by
    a jury in the 99th Judicial District Court of Lubbock County, Texas
    on March 15, 1978, and after a sentencing hearing was sentenced to
    death. The Texas jury convicted Hawkins, a black man, for the rape
    and murder of Abbe Rodgers Hamilton, a pregnant white woman.        He
    brings in this third federal habeas petition related claims.
    First, he urges that the jury could not give expression to his
    mitigating evidence under the interrogatories then submitted in
    capital cases.   Second, he urges that his opportunity to offer
    mitigating evidence was frustrated by the jury's inability under
    its instructions to separate the negative from the positive in
    viewing his evidence.        We find that Hawkins' claims should have
    been included in at least his second federal petition and are now
    barred.
    II
    Five years after trial, the Texas Court of Criminal Appeals
    rejected fifteen assigned errors and affirmed the conviction and
    sentence.     Hawkins v. State, 
    660 S.W.2d 65
     (Tex. Crim. App. 1983)
    (en banc).1    Hawkins filed his first federal habeas petition while
    his direct appeal was pending, and it was dismissed for failure to
    exhaust state remedies.       Without filing a state habeas petition,
    Hawkins filed his second federal petition on November 4, 1983.
    After extensive proceedings, the federal district court determined
    Hawkins to be competent and granted his request to proceed pro se.
    The magistrate-judge warned Hawkins of the hazards of representing
    himself, but when he persisted granted Hawkins' counsel leave to
    withdraw.     The magistrate-judge then gave Hawkins leave to add any
    claims but when he added none, denied Hawkins' federal petition.
    The dismissed petition contained neither of the two claims now
    asserted.     We affirmed.    Hawkins v. Lynaugh, 
    844 F.2d 1132
     (5th
    Cir. 1988).      The Supreme Court denied certiorari, 
    488 U.S. 900
    (1988).
    1
    The court initially remanded for a competency hearing, but
    Hawkins expressly waived the issue and the Texas Court of
    Criminal Appeals accepted the waiver.
    2
    After some confusion over who represented Hawkins, two lawyers
    filed another state petition with the state trial court on December
    5, 1988, and four days later the Texas Court of Criminal Appeals
    denied relief.      The present petition was then filed in federal
    court on December 9, 1988.        The district court, after some initial
    confusion, denied a stay of the then scheduled execution and denied
    a certificate of probable cause.          We in turn refused a certificate
    of probable cause and denied a stay.             We did not rest on writ
    abuse, finding instead that the Penry claim lacked sufficient merit
    under circuit law to warrant a certificate of probable cause.            We
    declined to foot our ruling on abuse of the writ, because we were
    then unsure of the legal effect of Hawkins' sometimes pro se status
    in pursuit of collateral review.           Hawkins v. Lynaugh, 
    862 F.2d 487
    (5th Cir. 1988).       The Supreme Court vacated and remanded for
    reconsideration in light of Selvage v. Collins, 
    494 U.S. 1013
    , 
    110 S. Ct. 1313
     (1990) and Penry v. Lynaugh, 
    492 U.S. 302
    , 
    109 S. Ct. 2934
     (1989).       On April 2, 1990, we stayed proceedings pending
    answer to the question we certified to the Texas Court of Criminal
    Appeals in Selvage.       We then ordered further briefing on April 29,
    1992 and have received those briefs.
    At   trial,    the    jury    heard    evidence   regarding   Hawkins'
    psychological and emotional difficulties.              Dr Hugh Pennal, a
    psychiatrist, related Hawkins' social history. Pennal related that
    Hawkins' father was a      minister who beat him and taught him to hate
    white people and to strike at them through their "women".                 A
    clinical psychologist testified that Hawkins suffered a severe
    3
    mental disorder, including delusions about oppressed blacks and
    that at times in his life Hawkins had been insane.               There was
    additional   evidence   of   Hawkins'    sexual   urges,   his   anger   and
    feelings of inferiority.       Hawkins also contends that there was
    additional evidence that might have been offered at trial if there
    were a means for the jury to give it expression without condemning
    Hawkins with the same evidence in answering the questions of future
    dangerousness and deliberateness.
    III
    Any promise of the Supreme Court's remand in Selvage, and the
    later answer by the Texas Court of Criminal Appeals that Texas
    would not insist on a contemporaneous objection, has proved empty
    to petitioners such as Hawkins who fail to assert any Penry claim
    in their first federal petition.         As we explained in Selvage v.
    Collins, 
    972 F.2d 101
    , 103 (5th Cir. 1992), "We recognize that in
    practical terms this means that federal courts will not entertain
    "Penry" error in a successive federal writ.       This is the direct sum
    of McCleskey and Sawyer."       Finally, we have since answered the
    question of the knowledge chargeable to an unrepresented habeas
    petitioner in favor of the state.       Saahir v. Collins, 
    956 F.2d 115
    ,
    118 (5th Cir. 1992) ("McCleskey ``knew or reasonably should have
    known' standard for cause applies irrespective of whether he was
    represented by counsel when he filed any previous petitions.")
    We are offered no sufficient legal cause for Hawkins' failure
    to assert his present claims in his earlier petitions; controlling
    precedent requires that we affirm the district court's denial of
    4
    relief. Our stay is vacated and a certificate of probable cause is
    DENIED.
    5