United States v. Kurt Mix ( 2015 )


Menu:
  •      Case: 14-30837      Document: 00513099242     Page: 1   Date Filed: 06/30/2015
    IN THE UNITED STATES COURT OF APPEALS
    FOR THE FIFTH CIRCUIT
    No. 14-30837                  United States Court of Appeals
    Fifth Circuit
    FILED
    UNITED STATES OF AMERICA,                                            June 30, 2015
    Lyle W. Cayce
    Plaintiff - Appellant                                    Clerk
    v.
    KURT MIX, also known as Kurt E. Mix,
    Defendant - Appellee
    Appeal from the United States District Court
    for the Eastern District of Louisiana
    Before CLEMENT, PRADO, and ELROD, Circuit Judges.
    EDITH BROWN CLEMENT, Circuit Judge:
    Kurt Mix was a BP engineer involved in calculating the amount of oil
    spilling out of the Macondo well, the site of the Deepwater Horizon accident.
    He was prosecuted for deleting text messages and emails related to these
    calculations.     He was acquitted of one count, but he was convicted of
    obstruction of justice for deleting a text message exchange between himself
    and his boss.
    After the verdict was rendered, Mix’s counsel discovered that the jury
    had been exposed to extrinsic evidence. The district court conducted a voir dire
    of the jurors, and it became clear that the jury foreperson, Juror 1, overheard
    in a courthouse elevator that other BP employees were being prosecuted.
    Case: 14-30837     Document: 00513099242     Page: 2    Date Filed: 06/30/2015
    No. 14-30837
    During a deadlock in deliberations, Juror 1 told the rest of the jury that she
    had overheard something that increased her confidence in voting guilty. Other
    members of the jury prevented her from revealing what she had overheard.
    The district court ordered a new trial based on the jury’s exposure to
    extrinsic evidence. The government appeals the grant of a new trial. We
    AFFIRM.
    FACTS AND PROCEEDINGS
    A. The Underlying Facts
    Kurt Mix was an engineer for BP. After the Deepwater Horizon accident
    on April 10, 2010, he was assigned to produce flow rate models to estimate how
    much oil was leaving the accident site each day. The public estimate was that
    the well was discharging 1,000 barrels of oil per day (BOPD). But Mix’s early
    estimates approached or exceeded 100,000 BOPD.             Eventually, the Coast
    Guard increased the public estimate to 5,000 BOPD. Mix allegedly thought
    that BP wanted his estimates to match this 5,000 BOPD figure. But, even
    though he allegedly tried to adjust his models to reach this figure, his estimates
    were generally much higher. One of the consultants Mix was working with
    repeatedly told Mix that he thought that the actual discharge was well above
    5,000 BOPD.
    Meanwhile, BP, working with the government, developed a plan to try to
    stop the oil spill. It designated this plan “Top Kill.” The idea was to pump
    mud into the well faster than oil was coming out, thereby sealing the well. BP
    held a meeting with government scientists on May 17, 2010 to discuss the plan.
    At the meeting, which Mix attended, scientists opined that the plan would not
    work if the actual flow rate was greater than 15,000 BOPD. The government
    alleges that Mix did not disclose that his models showed a much higher flow
    rate.    Mix contends that his estimates were disclosed at this meeting.
    2
    Case: 14-30837    Document: 00513099242     Page: 3   Date Filed: 06/30/2015
    No. 14-30837
    Ultimately, BP attempted Top Kill between May 26 and 28. Mix was involved
    in this attempt, but it did not work.
    Both before and after BP attempted Top Kill, it issued a number of legal
    hold orders to Mix, advising him that he was obligated to keep any documents
    or information (including text messages) related to the Deepwater Horizon
    accident and the subsequent oil spill. BP also informed Mix about what he
    should do if he received a grand jury subpoena. After Mix received these
    notices, sometime between October 4 and 5, 2010, he deleted a text message
    string that he and his supervisor, John Sprague, had exchanged. Mix deleted
    about 331 messages. Some of these messages had been exchanged while he
    helped plan and carry out Top Kill. The government eventually recovered all
    but about 17 of the text messages. Some of the recovered messages pertained
    to Top Kill and flow rate estimates.
    B. The Trial
    The government alleged that Mix deleted these text messages to hide his
    contemporaneous thoughts about Top Kill and the flow rate so as to subvert
    the future grand jury proceeding that would convene to investigate the
    Deepwater Horizon accident. While Mix did not destroy other documents or
    information related to the estimated flow rate, the government alleged that he
    was candid with only a few people, including Sprague, who was both his
    supervisor and close friend. So, deleting his texts to Sprague would hide Mix’s
    actual thoughts about the flow rate. In contrast, Mix alleged that he deleted
    these messages without any nefarious intent. He argued that he was just
    trying to delete a candid photograph that Sprague had taken of Mix and had
    texted to him, but Mix unthinkingly deleted the entire text string instead. Mix
    pointed out that there was no evidence that he asked Sprague to delete the text
    message exchange from his own phone, so Mix could not have been trying to
    hide the messages. The district court precluded the government from directly
    3
    Case: 14-30837       Document: 00513099242          Page: 4     Date Filed: 06/30/2015
    No. 14-30837
    mentioning that Sprague had also deleted the text messages from his phone,
    but the government implied as much by telling the jury that some but not all
    of the texts were recovered from Sprague’s phone.
    C. The Deliberations
    The jury deliberated for two partial days and one full day. During the
    full day (the second day of deliberations), the jury became deadlocked. The
    district court gave a modified Allen 1 charge near the end of that day. After two
    more hours of deliberations, the jury convicted Mix of obstructing justice by
    deleting the texts between himself and Sprague.
    D. The Hearing on Extrinsic Influences
    Mix’s counsel immediately contacted the jurors without leave of court,
    allegedly to obtain feedback about the defense’s failed trial strategy. The
    contacted jurors revealed that, during the deadlock, the jury foreperson
    announced that she had overheard extrinsic information in the courthouse
    elevator, and this information gave her comfort in voting guilty. Mix’s counsel
    eventually filed a motion for a new trial based upon this extrinsic influence on
    the jury. 2
    In response to this motion for a new trial, the district court held a hearing
    to determine the nature of the extrinsic influence. Juror 1 testified that, about
    two days before the jury began deliberating, she heard an unknown man on
    the courthouse elevator saying that Mix “was not the only person who was
    1   Allen v. United States, 
    164 U.S. 492
    , 501 (1896) (allowing a district court to give a
    deadlocked jury an instruction providing, among other things, “that, although the verdict
    must be the verdict of each individual juror, and not a mere acquiescence in the conclusion
    of his fellows, yet they should examine the question submitted with candor, and with a proper
    regard and deference to the opinions of each other”).
    2 As detailed in the district court’s opinion, defense counsel acted improperly, and
    perhaps even unethically, in contacting the jurors. The district court ultimately excluded the
    affidavits that defense counsel had collected from the jurors. This issue is not before us on
    appeal, and the government no longer argues that defense counsel’s improper contact with
    the jurors justifies denying a new trial.
    4
    Case: 14-30837    Document: 00513099242     Page: 5      Date Filed: 06/30/2015
    No. 14-30837
    being prosecuted” and that “[t]here were going to be other trials” of BP
    employees. She also testified that she did not remember the district court’s
    instruction to notify it about hearing extrinsic information. She admitted that
    she told the other jurors that she overheard something, but she denied
    revealing what she had overheard.
    Several other jurors testified that, during the deadlock, Juror 1 told them
    that she overheard information in the elevator, and this information gave her
    comfort in voting guilty. The jurors prevented her from telling them what she
    overheard. While Juror 1 denied saying that the information gave her comfort
    in voting guilty, the district court concluded that she had in fact said so. The
    government does not challenge this factual finding on appeal.
    The government opposed Mix’s motion for a new trial. It argued that the
    extrinsic information overheard by Juror 1 was cumulative and that any
    problem was cured by the extensive jury instructions directing the jury to
    disregard extrinsic evidence.
    E. The District Court’s Order
    The district court ordered a new trial based on the extrinsic influence on
    the jury. It reasoned that Juror 1 had clearly been troubled by the information.
    Further, it found that other jurors were likely influenced by Juror 1’s
    statement that she overheard extrinsic evidence that gave her comfort in
    voting guilty. Finally, it noted that the jurors’ failure to report the extrinsic
    evidence undermined its confidence in their ability to follow other instructions
    (such as the instruction to disregard extrinsic evidence).
    STANDARD OF REVIEW
    “We review only for abuse of discretion a court’s handling of complaints
    of outside influence on the jury.” United States v. Smith, 
    354 F.3d 390
    , 394
    (5th Cir. 2003). We review a district court’s grant of a new trial under Federal
    5
    Case: 14-30837     Document: 00513099242     Page: 6   Date Filed: 06/30/2015
    No. 14-30837
    Rule of Criminal Procedure 33 using the same abuse-of-discretion standard.
    United States v. Piazza, 
    647 F.3d 559
    , 564 (5th Cir. 2011).
    DISCUSSION
    The introduction of extraneous prejudicial information into the jury
    room violates a defendant’s Sixth Amendment right to an impartial jury and
    his Sixth Amendment right to confrontation. E.g., Parker v. Gladden, 
    385 U.S. 363
    , 364–66 (1966) (per curiam). Even one juror’s prejudice is sufficient to
    warrant a new trial. See 
    id. at 366
     (“[P]etitioner was entitled to be tried by 12,
    not 9 or even 10, impartial and unprejudiced jurors.”).
    The government argues that the district court abused its discretion
    because the extrinsic evidence was not prejudicial. We disagree. The district
    court did not abuse its discretion when it found that the jury was prejudiced in
    two separate ways. First, Juror 1 was prejudiced by hearing that other BP
    employees were being prosecuted. Second, the rest of the jury was prejudiced
    by the foreperson’s enigmatic statement that she heard outside information
    that gave her comfort in voting guilty.
    To be entitled to a new trial based on an extrinsic influence on the jury,
    a defendant must first show that the extrinsic influence likely caused
    prejudice. United States v. Sylvester, 
    143 F.3d 923
    , 934 (5th Cir. 1998). The
    government then bears the burden of proving the lack of prejudice. 
    Id.
     The
    government can do so by showing there is “no reasonable possibility that the
    jury’s verdict was influenced by the extrinsic evidence.” United States v. Davis,
    
    393 F.3d 540
    , 549 (5th Cir. 2004). We deal with each component of this burden-
    shifting framework in turn.
    6
    Case: 14-30837     Document: 00513099242      Page: 7   Date Filed: 06/30/2015
    No. 14-30837
    A. Mix Met His Initial Evidentiary Burden
    Mix met his initial evidentiary burden of showing that prejudice was
    likely, both as to the information overheard by Juror 1 and as to the
    information that she relayed to the rest of the jury.
    i. Information Overheard by Juror 1
    The government argues that the information overheard by Juror 1 was
    innocuous. It argues that the only plausible effect of the overheard information
    was that Juror 1 would feel better about convicting Mix, a relatively low-level
    BP employee, given that potentially higher-level BP employees were also being
    prosecuted. Because Mix had no right to jury nullification, this information
    was not prejudicial.
    But we agree with Mix that the overheard information lent credence to
    the government’s theory of the case, which was that Mix deleted the texts to
    hide the fact that he knew that he was misrepresenting the flow rate. Mix, in
    contrast, argued that he thoughtlessly deleted the texts. Knowing that other
    individuals were being prosecuted could bolster the government’s theory in at
    least two ways. First, Mix’s scheme to cover up his texts would only work if
    his supervisor, Sprague, had also deleted the text messages. Thus, if Sprague
    was also being prosecuted for the same misconduct, that would tend to bolster
    the government’s theory that Mix deleted the texts as part of a scheme rather
    than by mistake.       Indeed, the district court specifically prohibited the
    government from presenting evidence that Sprague also deleted the texts,
    finding that the probative value of this evidence was outweighed by its
    potential for prejudice. Nonetheless, the jury could have inferred that Sprague
    deleted the texts based on the fact that the government stated that it recovered
    some but not all of the deleted texts from Sprague’s phone. The overheard
    information would tend to buttress the implication that Sprague had also
    deleted the texts as part of a scheme with Mix.
    7
    Case: 14-30837    Document: 00513099242     Page: 8   Date Filed: 06/30/2015
    No. 14-30837
    Second, Mix would have had a stronger motive to delete the text
    messages if he had acted unlawfully in misrepresenting the flow rate
    calculation.   The jurors knew that other people had also allegedly
    misrepresented the calculation. Evidence that others were being prosecuted
    for this misrepresentation would increase Mix’s motive to cover up his own
    misrepresentation.
    The government argues that Juror 1 could not have reasonably inferred
    that the other prosecuted BP employees were Sprague or others involved in
    misrepresenting the estimated flow rate. But that was the obvious inference,
    given that Juror 1 overheard the information in the courthouse elevator during
    Mix’s trial, which was a trial that centered around allegedly false flow rate
    calculations and deleted text messages.
    The government also argues that evidence about Mix’s motive is
    irrelevant because it was not an element of the crime.          But, while the
    government did not have to prove why Mix wanted to subvert the grand jury,
    it had to prove that he deleted the text messages with the intent of subverting
    future grand jury proceedings. The government attempted to prove this intent
    partly by showing that Mix had a motive to subvert the grand jury proceedings.
    Finally, independent of the government’s theory of the case, the fact that
    Mix was part of BP, an organization that perpetrated allegedly criminal acts,
    could lead the jury to find him guilty by association. Of course, such a finding
    would be improper, but the jury instructions did not dwell on this point.
    Thus, the district court did not abuse its discretion in finding that the
    overheard information was likely prejudicial. The information that Juror 1
    received was just the kind of information that could affect a juror, particularly
    given the government’s theory of the case.
    8
    Case: 14-30837       Document: 00513099242         Page: 9     Date Filed: 06/30/2015
    No. 14-30837
    ii. Information Relayed by Juror 1
    The government argues that the information that Juror 1 relayed to the
    rest of the jury was not extrinsic. The government asks us to imagine a
    scenario where a juror pretends that she overheard information that gave her
    comfort in voting guilty, but, in fact, she has not overheard any information.
    The government argues that this situation would simply involve the juror’s
    strategy to persuade other jurors and therefore would be an intrinsic rather
    than extrinsic injection of information into the deliberation room. We reject
    this argument. A juror’s reference to non-record evidence that directly pertains
    to the particular case being considered is by definition an injection of extrinsic
    information, even if it is fabricated.
    The government also argues that the intrusion on the rest of the jury
    was de minimis, given that Juror 1 did not actually reveal the extrinsic
    information.     But, given the nature of the communication (the foreperson
    vouching for Mix’s guilt based on unrevealed extrinsic evidence), the district
    court did not abuse its discretion by holding that prejudice was likely.
    Moreover, objective evidence indicated that the jury was indeed affected by
    Juror 1’s statement. The statement was made by the foreperson during a
    deadlock, and, within two hours, the jury returned a guilty verdict. 3 This
    evidence further supports a holding that prejudice was likely. The district
    3  The government disputes that Juror 1 made her statement after the district court
    gave the modified Allen charge. But the district court found that the jury convicted Mix two
    hours after Juror 1 made her extrinsic statement, which means that it found that the
    statement was made after it issued the Allen charge. Further, one of the jurors testified that
    Juror 1 told the jury about the extrinsic information either at the end of the day that they
    received the Allen charge or on the morning after that. Three other jurors also testified that
    they believed that she made the statement after they had notified the district court of the
    deadlock. So the district court was justified in inferring that Juror 1 made her statement
    after or shortly before the Allen charge, meaning that the jurors resolved their deadlock and
    came to their decision within two hours of hearing her statement.
    9
    Case: 14-30837      Document: 00513099242        Page: 10    Date Filed: 06/30/2015
    No. 14-30837
    court therefore did not abuse its discretion in holding that the presumption of
    prejudice was triggered.
    B. The Government Did Not Prove Lack of Prejudice
    Because Mix met his initial evidentiary burden, the government was
    required to prove that the extrinsic evidence did not prejudice the jury—i.e.,
    that there was “no reasonable possibility” that the jury was influenced by the
    extrinsic evidence. Davis, 
    393 F.3d at 549
    . The district court did not abuse its
    discretion in holding that the government failed to discharge this burden.
    i. Cumulative Evidence
    The government argues that the information Juror 1 overheard was
    cumulative of evidence that was introduced during other parts of the
    proceedings.    Given that the other jurors never heard the content of the
    overheard statement, this argument only affects prejudice as to Juror 1, not
    prejudice as to the rest of the jury.
    The government points to three places in the record showing that the
    jury heard about other cases related to the Deepwater Horizon accident. First,
    it points to an instruction saying that there had been “substantial publicity
    about the Deepwater Horizon incident and other legal cases arising from that
    incident.” Second, it points to a question the district court posed to an FBI
    agent, asking whether she had testified “[f]ive times for all of the issues before
    that grand jury relating to BP including other defendants and other criminal
    cases, or are you talking about Mr. Mix?” 4 Third, it points to the same FBI
    agent’s testimony that she had testified before the grand jury “not only for this
    case, but other aspects of Deepwater Horizon.” But none of these particular
    instances indicate that the jury heard that the government was actively
    4 Mix points out that the FBI agent did not have the chance to answer this question
    because Mix’s counsel withdrew his preceding question.
    10
    Case: 14-30837     Document: 00513099242     Page: 11   Date Filed: 06/30/2015
    No. 14-30837
    prosecuting other defendants and bringing them to trial. At most, the jury
    heard that there were other cases about the incident (whether civil or criminal)
    and that the grand jury had considered whether to indict others (whether or
    not it had actually returned indictments, and whether or not the government
    had later dropped the cases). Thus, the information overheard by Juror 1 went
    beyond what she heard at trial in that it specified that other BP employees
    were actively being prosecuted, not just that the grand jury had considered
    whether to indict them. Further, only the third instance involves the jury
    actually hearing evidence of other cases; the first two instances were not
    evidence but rather were instructions or questions by the court.
    The government also argues that it would have been “unsurprising and
    innocuous” to learn that other defendants were being prosecuted for the
    Deepwater Horizon accident, given that it “killed 11 men and caused the
    largest oil spill in history.” But we do not believe this was necessarily a
    commonsense inference. Apparent accidents often do not result in criminal
    liability, even if they are accompanied by major losses of life and property.
    Thus, the district court did not abuse its discretion in concluding that the
    government did not carry its burden of proving harmlessness based on the
    cumulative nature of the information Juror 1 overheard.
    ii. Jury Instructions
    The government also argues that the jury instructions cured any
    prejudice. The district court did not apply the presumption that the jurors
    followed their instructions because they violated an instruction by failing to
    bring the extrinsic evidence to the court’s attention. Admittedly, the jurors
    other than Juror 1 may have reasonably believed that they did not have to
    bring the information to the district court’s attention because they did not hear
    the substance of the extrinsic evidence. In addition, the other jurors prevented
    Juror 1 from revealing the content of the extrinsic information she overheard,
    11
    Case: 14-30837     Document: 00513099242       Page: 12   Date Filed: 06/30/2015
    No. 14-30837
    which supports the inference that the jurors did heed some of the court’s
    instructions. Nonetheless, the district court did not abuse its discretion in
    holding that the prejudice was not cured by generic instructions to disregard
    extrinsic information. At the very least, Juror 1 failed to follow the instruction
    to report exposure to extrinsic information to the district court. Further, by
    discussing their deliberations with Mix’s counsel after they rendered the
    verdict, at least two of the jurors did not follow the district court’s instruction
    not to discuss their deliberations during interviews without the district court’s
    permission. Given the lapses of at least three jurors in following the district
    court’s instructions, the court did not abuse its discretion in concluding that
    the generic instructions about extrinsic evidence did not cure the prejudice.
    iii. Weight of the Evidence
    The government now argues that the evidence against Mix was so
    overwhelming that the extrinsic information was irrelevant to his conviction.
    This argument fails.
    1. Forfeiture
    First, the government did not urge this point below, so it is forfeited. The
    government contends that it raised this argument by citing United States v.
    Ruggiero, 
    56 F.3d 647
     (5th Cir. 1995), a case holding that a district court should
    evaluate the weight of the evidence when determining whether to grant a new
    trial based on an extrinsic influence on a jury. But the government did not
    actually quote, discuss, or in any way raise this weight-of-the-evidence factor
    when it cited Ruggiero. Moreover, at a motions hearing, the government
    explicitly informed the district court that another case “corrected the standard
    that was used in Ruggiero.” That is, the government essentially disclaimed its
    12
    Case: 14-30837      Document: 00513099242        Page: 13    Date Filed: 06/30/2015
    No. 14-30837
    reliance on Ruggiero. 5 While the government later cited Ruggiero in a district
    court brief, this citation was only used to support an argument that the district
    court was prohibited by the Federal Rules of Evidence from considering
    whether an extrinsic influence had a subjective effect on a juror’s mind. The
    government cannot now rely on its general citation of Ruggiero for an
    evidentiary proposition to preserve its new argument regarding the weight of
    the evidence.
    The government also argues that it preserved this point by raising
    arguments related to the weight of the evidence in response to a motion for
    acquittal and a motion for a new trial based on the manifest injustice of a
    verdict that is against the great weight of the evidence. But, for a motion for
    acquittal, the “relevant question is whether, after viewing the evidence in the
    light most favorable to the prosecution, any rational trier of fact could have
    found the essential elements of the crime beyond a reasonable doubt.” United
    States v. Valle, 
    538 F.3d 341
    , 344 (5th Cir. 2008) (quoting Jackson v. Virginia,
    
    443 U.S. 307
    , 319 (1979)). Granting a motion for a new trial based on the
    weight of the evidence generally requires the district court to find that the
    evidence “preponderates sufficiently heavily against the verdict such that a
    miscarriage of justice may have occurred.” United States v. Tarango, 
    396 F.3d 666
    , 672 (5th Cir. 2005) (quoting United States v. Lincoln, 
    630 F.2d 1313
    , 1319
    (8th Cir. 1980)).
    In contrast, the evidence does not have to preponderate heavily against
    guilt to grant a new trial based on an extrinsic influence on the jury. Instead,
    the relevant question is whether the government can prove that the weight of
    5   At oral argument, the government argued that it offered this disclaimer because
    Ruggiero presumed prejudice rather than imposing an initial evidentiary burden upon the
    defendant, and a subsequent case abrogated this portion of Ruggiero. But the government
    did not limit its disclaimer before the district court to the evidentiary burden issue.
    13
    Case: 14-30837     Document: 00513099242     Page: 14     Date Filed: 06/30/2015
    No. 14-30837
    the evidence was strong enough that the extrinsic influence was harmless. See
    Davis, 
    393 F.3d at 549
     (stating that government bears burden of proving
    harmlessness, and weight of evidence is one factor in that analysis). Thus, the
    fact that the government made weight-of-the-evidence arguments in response
    to other motions that involve completely different evidentiary standards did
    not imply that the government was making a similar argument in response to
    Mix’s motion for a new trial based on extrinsic influence.
    Finally, the government argues that it can only waive claims, not
    arguments, by failing to raise them below. But the government clearly can
    forfeit arguments by failing to raise them. See United States v. Jones, 
    132 S. Ct. 945
    , 954 (2012) (holding that argument not raised by government below
    was forfeited). Admittedly, the government might be entitled to plain error
    review of its forfeited argument. See United States v. Castillo, 
    386 F.3d 632
    ,
    637 (5th Cir. 2004) (applying plain error review in criminal appeal by
    government). But the government does not argue that this court should apply
    plain error review, so it has waived this point. See United States v. Griffith,
    
    522 F.3d 607
    , 610 (5th Cir. 2008) (“[T]he failure to raise an issue on appeal
    constitutes waiver of that argument.”).
    2. The Merits
    Even if we reached the weight-of-the-evidence argument, however, we
    would still affirm.   True, the district court found that the evidence was
    substantial enough to deny a directed judgment of acquittal or a new trial
    based on insufficient evidence. But, probably because of the government’s
    failure to brief the issue, it did not explicitly decide whether the evidence was
    so one-sided that the otherwise prejudicial extrinsic evidence was harmless.
    Reviewing the record evidence, this case is not that one-sided. Mix vigorously
    contested that he deleted the text messages with the intent of stymying the
    grand jury investigation. He presented evidence that, before he deleted the
    14
    Case: 14-30837     Document: 00513099242      Page: 15    Date Filed: 06/30/2015
    No. 14-30837
    text string, the last text message he received from Sprague was “a picture of
    himself [at a meeting] sitting there smiling in his pink shirt.” Mix argued that
    he unthinkingly deleted the whole string when he only wanted to delete that
    picture. Moreover, he presented some contested evidence that his team had
    disclosed the worst-case flow rate estimate of 87,000 BOPD at the Top Kill
    meeting, which would tend to refute the government’s theory that he deleted
    the text messages because he had misrepresented the true estimates at that
    meeting. Mix also presented evidence that all of the supposedly important
    information contained in the deleted text messages was preserved on his
    laptop, so deleting the texts would not have hidden his flow rate work.
    Similarly, he presented evidence that on September 27, 2010, when BP’s
    document collection vendor met with Mix to collect his electronic data, Mix
    brought his iPhone with him to the meeting. Mix did not delete the Sprague
    text message string until October 4 or 5, so the text messages were still on
    Mix’s iPhone at the time that he met with the document collection vendor.
    Finally, Mix presented relatively strong evidence that, contrary to the
    government’s theory, he had been hopeful that Top Kill would work. 6 If the
    jury had believed Mix’s evidence, it likely would not have found that he
    “corruptly” deleted the text messages, as was necessary for his conviction.
    The extrinsic statement overheard by Juror 1 would tend to undermine
    Mix’s theory that he innocently deleted the text message. Further, Juror 1’s
    vouching for Mix’s guilt based on extrinsic evidence could have resulted in the
    jury voting to convict, despite otherwise harboring some doubts about Mix’s
    intent in deleting the text messages.         Thus, even if the government had
    6 The text messages that Mix exchanged with Sprague during Top Kill leave the
    impression that Mix hoped and sometimes thought that the operation was going to work,
    meaning that he did not know that the flow rate was over 15,000 BOPD.
    15
    Case: 14-30837        Document: 00513099242    Page: 16   Date Filed: 06/30/2015
    No. 14-30837
    preserved this weight-of-the-evidence argument, it has failed to prove
    harmlessness.
    iv. Procedural Error
    Finally, the government contended at oral argument that the district
    court abused its discretion by failing to consider the three Ruggiero factors,
    and this failure warrants automatic reversal. These three Ruggiero factors are
    “the content of the extrinsic material, the manner in which it came to the jury’s
    attention, and the weight of the evidence against the defendant.” Ruggiero, 
    56 F.3d at 653
     (quoting United States v. Luffred, 
    911 F.2d 1011
    , 1014 (5th Cir.
    1990)).   A district court must consider these three factors when deciding
    whether an extrinsic influence was harmless. Davis, 
    393 F.3d at 549
    . But,
    here, the district court did not commit reversible error by failing to explicitly
    discuss these factors.
    1. Forfeiture
    First, the government failed to preserve this argument because, below,
    it did not argue for the consideration of the three Ruggiero factors; indeed, it
    did not even mention them.         As we described above, a single citation to
    Ruggiero was not enough to properly raise the three-factor test, particularly
    after the government expressly and unqualifiedly told the district court that
    Ruggiero was no longer good law.
    2. The Merits
    Even if the government did not forfeit its argument, the government has
    not proven harmlessness based on the three Ruggiero factors.             First, as
    explained above, the content of the extrinsic evidence was not inherently
    harmless. Second, the manner in which the information came to the jurors’
    attention does not suggest harmlessness. Juror 1 overheard the extrinsic
    evidence before all of the evidence had been introduced. Cf. Ruggiero, 
    56 F.3d at 653
     (upholding denial of new trial and noting that juror “heard the extrinsic
    16
    Case: 14-30837     Document: 00513099242     Page: 17   Date Filed: 06/30/2015
    No. 14-30837
    evidence only after all of the evidence had been introduced”). Also, while there
    is no indication that the man in the elevator purposely exerted an extrinsic
    influence on Juror 1, Juror 1 purposely exerted an extrinsic influence on the
    rest of the jury by telling them that she had overheard something. Cf. 
    id.
    (upholding denial of new trial and noting that juror did not tell the rest of the
    jury about extrinsic evidence until after it determined the verdict). Third, as
    explained above, the weight of the evidence against Mix was not so
    overwhelming as to compel a finding of harmlessness.
    CONCLUSION
    For the foregoing reasons, we AFFIRM the district court’s order granting
    Mix’s motion for a new trial.
    17