Lindsey v. Prive Corporation , 161 F.3d 886 ( 1998 )


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  •                   IN THE UNITED STATES COURT OF APPEALS
    FOR THE FIFTH CIRCUIT
    No. 97-10651
    ANNE MARIE LINDSEY, ET AL
    Plaintiffs
    LINDA ANN YORK
    Plaintiff-Appellant
    v.
    PRIVE CORPORATION, doing business as Cabaret Royale; WALHILL
    PARTNERS LTD; CRC OPERATING CORPORATION, also known as Dallas
    Food & Beverage; DNL CORPORATION
    Defendants-Appellees
    ****************************************************************
    LINDA ANN YORK
    Plaintiff-Appellant,
    v.
    PRIVE CORPORATION, doing business as Cabaret Royale
    Defendant-Appellee
    Appeal from the United States District Court
    for the Northern District of Texas
    November 24, 1998
    Before KING, GARWOOD, and HIGGINBOTHAM, Circuit Judges.
    PATRICK E. HIGGINBOTHAM, Circuit Judge:
    Linda York appeals from a judgment entered on a jury verdict
    against her.   Her principal claim is that the trial should not have
    been    allowed     to   proceed,   because   the   defendant’s     legal
    representative in bankruptcy had previously agreed to a settlement.
    In the alternative, she argues that the district court made various
    evidentiary and procedural errors that warrant reversal.            We
    affirm.
    I
    York and Anne Marie Lindsey brought Age Discrimination in
    Employment Act claims against Prive Corp., operator of an upscale
    gentleman’s club, which allegedly refused the women promotions and
    constructively discharged them on the basis of their age.           The
    district court granted summary judgment.     We vacated and remanded.
    See Lindsey v. Prive Corp., 
    987 F.2d 324
     (5th Cir. 1993).         Prive
    Corp. then filed for protection under Chapter 7 of the Bankruptcy
    Code.     Before the bankruptcy filing it transferred its assets to
    defendant-appellee     Walhill   Partners,   Ltd.,   which   in    turn
    transferred to defendant-appellees CRC (Dallas Food and Beverage)
    Operating Corp. and DNL Corp.    The transfers are allegedly without
    consideration.
    Prive Corp.’s trustee in bankruptcy, Daniel Sherman, agreed to
    entry of judgment in the amount of $3.3 million against Prive.
    Plaintiffs maintain that the trustee arrived at this amount after
    consulting with a labor law firm, reviewing the proof of claim, and
    considering two mock jury verdicts that favored the plaintiffs.
    Sherman, however, confessed little knowledge of age discrimination
    law.    Asked whether he “really just accepted the claims plaintiffs
    here have filed to be allowed, and based on whatever damages they
    2
    claim to be able to support,” Sherman replied, “That’s pretty close
    to being accurate, yes.” Sherman explained that Prive Corp. had no
    assets, but that if it consented to a judgment, the plaintiffs
    might be able to pursue the other corporations on a theory of
    successor liability. Should the plaintiffs win, Sherman maintained
    that Prive Corp. would receive at least 25% of the damages under
    the terms of the agreed judgment, and that this was the best way of
    getting money into the estate for the benefit of other creditors,
    including the United States.       As we will explain, in effect, the
    agreement effectively gave Lindsey and York 75% contingency fees on
    any recovery, and that from assets the trustee chose not to pursue
    for the benefit of the estate.
    Bankruptcy Judge Harold C. Abramson approved the agreed upon
    judgment,    finding   the   litigation   to   be    a   “core     matter”   and
    determining that the decision to settle “falls within the necessary
    range   of   reasonableness     considering    the       expense    and   delay
    encountered in litigation of this type.” In re Prive Corp., No.
    394-32837-HCA-7 (Bankr. N.D. Tex. Feb. 21, 1996).                  He verbally
    added, however, “[T]his Court will not take a position with regard
    to any effect of the claim in this case as to other Courts.”
    Despite the agreed upon judgment, which is now final, the
    district court required the plaintiffs to try their claims before
    a jury, with the alleged successors in interest rather than the
    trustee in bankruptcy defending the claims.          Judge Solis explained
    that he did not believe that the trustee in bankruptcy was the real
    3
    party in interest in defense of the age discrimination claims.              The
    district court ordered a bifurcated trial, the first part dealing
    with    questions   of   liability,       and   the    second    dealing   with
    successorship issues, contingent on a liability finding in the
    first trial.
    The jury found against York on both of her claims.             The jury
    rejected    Lindsey’s    constructive      discharge     claim    after    first
    deadlocking 5-1 on her wrongful-denial-of-promotion claim, five
    jurors apparently voting for her.               During deliberations, the
    holdout juror requested to be excused.                Plaintiffs declined to
    consent to a nonunanimous verdict. The parties agreed to allow the
    court to question the juror outside the presence of counsel.                The
    juror explained that his desire to be excused was “just a matter of
    conscience in regard to this case.” When counsel returned, the
    judge told them that the juror had no personal reason to be
    excused.    Counsel accepted this general statement and did not ask
    the judge for more detail.
    The court granted partial final judgment.                The defendants
    received a judgment on both of York’s claims.              Because Lindsey’s
    two claims were intertwined, the court did not enter judgment on
    either of them.     Only York appeals.
    II
    4
    Our first question is whether the bankruptcy court’s judgment
    was entitled to issue preclusive effect against the successors in
    interest.1    We hold that it was not.
    A trustee in bankruptcy has the authority to settle claims
    filed against the estate.          See, e.g., Marks v. Brucker, 
    434 F.2d 897
    , 900-01 (9th Cir. 1970).         Judgments of bankruptcy courts enjoy
    the issue preclusive effects of a final judgment by a court of
    competent jurisdiction.       See Katchen v. Landy, 
    382 U.S. 323
    , 334
    (1966); see also Burkett v. Shell Oil, 
    487 F.2d 1308
    , 1315 (5th
    Cir. 1997).
    These general principles do not decide this case, however, for
    the judgment was the product not of adversaries, but of joint
    venturers.    The plain purpose was to agree to an extraordinarily
    high judgment against Prive and impose the liability upon asserted
    successors    in   interest   --    with   no   opportunity   for   the   true
    defendants to defend the merit of the judgment.          The basis of this
    successor liability was said to be a series of fraudulent transfers
    of Prive's assets to them.           The trustee could have pursued the
    return of the assets for the benefit of all creditors.                     If
    successful, the assets would have been returned.              The trustee's
    interest would then have been to defend York's claim against Prive.
    The trustee explains that pursuing the assets would have been
    expensive and this was a no asset case.         The trustee's solution was
    1
    We need not reach the question of whether the settlement is
    binding against Prive Corp. itself.
    5
    in essence to allow another party to pursue the claim and take 75%
    of the assets.      We need not unfold the full tale to expose the
    agreed judgment for what it was.
    “Redetermination of issues is warranted if there is reason to
    doubt    the   quality,   extensiveness,   or   fairness   of   procedures
    followed in prior litigation.” Montana v. United States, 
    440 U.S. 147
    , 164 n.11 (1979); see also Kremer v. Chemical Const. Corp., 
    456 U.S. 461
    , 480-81 (1982) (requiring a full and fair opportunity to
    litigate a claim as a prerequisite to application of preclusion
    doctrines); Universal Am. Barge Corp. v. J-Chem, Inc., 
    946 F.2d 1131
    , 1139 (5th Cir. 1991) (discussing the requirement in an
    indemnity case).2
    The defendant-appellees were not given a full and fair chance
    to defend the age discrimination claim. Indeed, they were given no
    chance.   Thus, the successors in interest remained free to try the
    liability issue in a subsequent proceeding.           See 18 James Wm.
    Moore, Moore’s Federal Practice 3d, § 132.03[2][I] (“Issues that
    2
    We have also noted on occasion that issue preclusion applies
    only where there is "no special circumstance that would render
    preclusion inappropriate or unfair." E.g., United States v.
    Shanbaum, 
    10 F.3d 305
    , 311 (5th Cir. 1994). But see 18 Charles A.
    Wright et al., Federal Practice and Procedure § 4426, at 264-65
    (1981) (arguing that “[s]uch general statements should be
    approached with great caution"). This requirement originated from
    concerns about offensive collateral estoppel, see Recoveredge L.P.
    v. Pentecost, 
    44 F.3d 1284
    , 1291 n.12 (5th Cir. 1995), which is at
    issue here. Nonetheless, because we find that there was not a full
    and fair opportunity to litigate the liability issue determined by
    the bankruptcy court, we need not label the peculiar facts here a
    “special circumstance.”
    6
    were only addressed in the trial court’s adoption of a consent
    agreement, and were not contested or litigated, may be litigated in
    a subsequent action.”).
    This conclusion is consistent with the general principle that
    “parties who choose to resolve litigation through settlement may
    not dispose of the claims of a third party, and a fortiori may not
    impose duties or obligations on a third party, without that party's
    agreement.” Local No. 93, Intern. Ass’n of Firemen v. City of
    Cleveland, 
    478 U.S. 501
    , 529 (1986); see also 
    id.
     (“A court's
    approval of a consent decree between some of the parties therefore
    cannot dispose of the valid claims of nonconsenting intervenors; if
    properly raised, these claims remain and may be litigated by the
    intervenor. . . . [A] court may not enter a consent decree that
    imposes   obligations    on   a   party   that   did   not    consent   to   the
    decree.”); cf. In re Del Grosso, 
    106 B.R. 165
    , 168 (Bankr. N.D.
    Ill. 1989) (noting, in another bankruptcy context, that proponents
    of   settlement   and   the   bankruptcy   trustee     must    show   that   the
    settlement agreement was not collusive).3
    3
    York challenges the relevance of this principle, noting that
    the Seventh Circuit has found that “[t]here is an exception to the
    general rule that parties to a consent decree may not impose
    obligations on an unwilling third party,” and particularly that
    “federal courts may require an innocent third party to participate
    in remedies for illegal discrimination.” United States v. City of
    Chicago, 
    978 F.2d 325
    , 332 (7th Cir. 1992) (citing Zipes v. Trans
    World Airlines, 
    455 U.S. 385
    , 400 (1982); International Bhd. of
    Teamsters v. United States, 
    431 U.S. 324
    , 372-75 (1977)).
    York, however, fails to note the Seventh Circuit’s explanation
    of this exception: “This exception permits third-party entitlements
    to be altered if a court finds that alteration necessary to an
    7
    III
    Two additional points of error claimed by the defendant hinge
    directly on our resolution of the validity of the settlement.               York
    maintains that the district court erred by allowing the successors
    in   interest   to   assume   Prive        Corp.’s   defense   at   trial    and
    prohibiting the trustee in bankruptcy from appearing or testifying
    at trial.   The defendants on the plaintiffs’ successorship claims,
    however, are necessarily the alleged successors of Prive Corp. The
    district court was not trying again Prive Corp.’s liability, but
    rather litigating the alleged successors’ successorship liability.
    Because the collusive settlement has no preclusive effect, this
    liability depended not only on a finding that they were successors,
    but also on a finding that illegal discrimination occurred.                 Thus,
    the trial was not of Prive Corp.’s liability, but that of the
    successors, and Prive Corp. had no direct interest in the outcome.4
    appropriate remedy for a legal wrong." 
    Id.
     (internal quotation
    marks omitted). In the case of a collusive consent decree, there
    is no need to search for an “appropriate remedy,” because there has
    been no legitimate finding of a “legal wrong.”
    Moreover, the genesis of the Seventh Circuit’s exception is
    language in Zipes emphasizing that the legislative history of Title
    VII gives "emphatic confirmation that federal courts are empowered
    to fashion such relief as the particular circumstances of a case
    may require to effect restitution, making whole in so far as
    possible the victims of ... discrimination." Zipes, 
    455 U.S. at 399
    . If anything, the need to accommodate relief to “particular
    circumstances” weighs against kneejerk imposition of relief here.
    4
    Even if Prive Corp. were viewed as the defendant, the trial
    judge’s decision to allow representation by the successors in
    interest is consistent with the stipulation of Federal Rule of
    Civil Procedure 24(a) allowing intervention when “the applicant is
    so situated that the disposition of the action may as a practical
    8
    IV
    The    district    court    acted    well    within   his   discretion    in
    bifurcating the trial into one proceeding to determine liability
    and another to determine successorship issues.                     Bifurcation is
    appropriate where convenient, economical, or necessary to avoid
    prejudice.      See Fed. R. Civ. P. 42(b) (“The court, in furtherance
    of convenience or to avoid prejudice, or when separate trials will
    be conducive to expedition and economy, may order a separate trial
    of any claim, cross-claim, counterclaim, or third-party claim, or
    of any separate issue . . . .”).                Essentially, plaintiffs argue
    that   this    decision    prevented       them    from   countering    appellees’
    characterization of Prive’s business as legitimate and its owners
    as innocent.       These issues, however, are irrelevant to the age
    discrimination     claim.         York   argues    that   the   delay   caused   by
    bifurcation was highly prejudicial, making collection of her claim
    more difficult.      Any such prejudice could not have had any effect
    given the jury verdict resulting in an adverse judgment.
    Relatedly, the district court did not abuse its discretion in
    excluding evidence of bankruptcy or fraud by the employer in the
    matter impair or impede the applicant's ability to protect that
    interest, unless the applicant's interest is adequately represented
    by existing parties.” It is not clear whether the defendant-
    appellees filed a motion for intervention pursuant to Rule 24(c),
    but the trial judge’s decision was within his discretion. See,
    e.g., Smith v. Pacific Mo. R.R. Co., 
    615 F.2d 683
    , 684-85 (5th Cir.
    1980) (finding that regardless of whether a request was considered
    a Rule 60(b) motion or a Rule 24(a) motion, its resolution was
    within the sound discretion of the trial judge).
    9
    liability proceeding.         Because such evidence is irrelevant to
    liability on the age discrimination claim, excluding these issues
    at trial was proper.       See, e.g., United States v. Masat, 
    948 F.2d 923
    , 933     (5th   Cir.   1991)   (noting   the   district    court’s     broad
    discretion in assessing the relevance and materiality of evidence).
    York complains that the defense was able to admit promotional
    videotapes to demonstrate its upstanding business practices.                 The
    videotapes were admitted to show the appearance and atmosphere of
    Cabaret Royale. This evidence was plainly relevant, and we find no
    prejudice.
    V
    York protests the district court’s refusal to enter a default
    judgment against defendant Walhill.          The court had warned that a
    default judgment      would   be   entered   if    Walhill    did    not   obtain
    counsel.   Walhill continued unrepresented, allegedly because of a
    lawyer’s mistaken conclusion that Walhill no longer existed as an
    entity.      Arguing that we should reverse the district court’s
    failure to enter a default judgment against Walhill, York cites
    Link v. Wabash R. Co., 
    370 U.S. 626
     (1962), and National Hockey
    League v. Metropolitan Hockey Club, Inc., 
    427 U.S. 639
     (1976).
    York emphasizes her compliance with Federal Rule of Civil Procedure
    55(b) in providing appropriate notice to the opposing party.
    Entry of default, however, was not required.                   Indeed, both
    Link and Metropolitan Hockey affirm challenges to dismissals, and
    York cites no case in which a reviewing court reversed a failure to
    10
    enter a default judgment.   The clerk may enter a default judgment
    only where the defendant initially fails to appear, which was not
    the case here.   See Fed. R. Civ. P. 55(b)(1).   Thus, the relevant
    provision is Rule 55(b)(2), but this rule does not include any
    mandatory language.    Indeed, Rule 55(c) reads: “For good cause
    shown the court may set aside an entry of default and, if a
    judgment by default has been entered, may likewise set it aside in
    accordance with Rule 60(b).” This reveals that a district court has
    the discretion to decline to enter a default judgment.
    As appellees note, default judgments are disfavored.    See 10
    Moore, supra, § 55.20[2][b] (noting “a strong policy in favor of
    decisions on the merits and against resolution of cases through
    default judgments”); 10 Charles A. Wright et al., Federal Practice
    & Procedure § 2681, at 402 (2d ed. 1983); see also Sun Bank v.
    Pelican Homestead & Sav. Ass’n, 
    874 F.2d 274
    , 276 (5th Cir. 1989)
    (“The Federal Rules of Civil Procedure are designed for the just,
    speedy, and inexpensive disposition of cases on their merits, not
    for the termination of litigation by procedural maneuver.   Default
    judgments are a drastic remedy, not favored by the Federal Rules
    and resorted to by courts only in extreme situations.”) (footnotes
    omitted). Relevant factors include whether material issues of fact
    are at issue, whether there has been substantial prejudice, whether
    the grounds for default are clearly established, whether the
    default was caused by a good faith mistake or excusable neglect,
    the harshness of a default judgment, and whether the court would
    11
    think itself obliged to set aside the default on the defendant’s
    motion.   See 10 Wright et al., supra, § 2685.             These factors offer
    little support to York, and the factors concerning prejudice, good
    faith mistake, and harshness weigh in favor of appellee.                     The
    district judge therefore did not comment on abuse of discretion.
    VI
    Alleged discovery abuses by appellees also did not mandate a
    continuance or a dismissal.         A magistrate judge did observe that
    the   behavior   of    appellees’    counsel      C.    Gregory   Shamoun   at   a
    deposition   was      the   worst   he   had     ever   seen   and   recommended
    sanctions.   The law, however, does not require continuances or
    dismissals for discovery abuses.              In support of her request for a
    continuance, York cites only Sierra Club v. Cedar Point Oil Co., 
    73 F.3d 546
     (5th Cir. 1996).       This case, however, held only that “Rule
    37 of the Federal Rules of Civil Procedure, which governs the
    imposition of sanctions for failure to make disclosures, does not
    require that a party file a motion to compel before moving for
    sanctions.” 
    Id. at 572
    .         Rule 37 does not appear to require the
    granting of a continuance, and Cedar Point merely affirmed the
    district court’s imposition of sanctions; it did not mandate any
    such sanctions for discovery abuse.
    York claims prejudice resulted because counsel was required to
    spend two weeks prior to trial conducting discovery that would have
    occurred much earlier but for the defendants’ discovery abuses.
    The discovery, however, pertained to successor liability issues.
    12
    York neither makes clear why such discovery needed to take place
    prior to the liability portion of the trial, nor why extensive
    trial preparation for the liability portion was needed given the
    years of litigation preceding the trial date.              Moreover, the
    magistrate judge also noted that York exhibited an “obvious lack of
    diligence” in pursuing discovery; York can hardly now complain that
    her counsel did not have adequate time to prepare.
    VII
    We also affirm five evidentiary rulings by the trial court.
    First, York objects to the exclusion of testimony and a
    written statement by Frank Casperson, a former manager at the
    Cabaret Royale, concerning hiring practices.        Casperson, according
    to York, would have testified that the defendants routinely hired
    and promoted younger women who were far less attractive than
    plaintiff Lindsey to dancer positions, and his letter indicated
    much the same thing.     York urges that this court already decided
    that Casperson’s testimony was admissible in its earlier appeal.
    This is an exaggeration.       We mentioned Casperson’s affidavit in
    finding that there were sufficient questions of fact to warrant a
    trial.    See Lindsey, 
    987 F.2d at
    328 & n.18.          We did not decide
    that the    statement   will   be   admissible,   the   context   of   trial
    notwithstanding.     In any event, the district court expressly
    allowed York to elicit testimony about the facts stated in the
    letter.    Moreover, while the letter might be relevant to Lindsey’s
    case, it was tangentially, not materially, related to York’s.
    13
    Second,   to   support   her    claim   that   Cabaret   Royale    had a
    “climate of age bias,” York wished to call Tamara Davis, a dancer,
    to testify that Joe Najjar, onetime food and beverage manager for
    Prive, told her that she was too old to work there, and to testify
    that Brian Paul, who allegedly made the decision not to allow
    Lindsey to dance, abused alcohol and drugs; and Art Householder, to
    testify that a management official of Prive had told him directly
    that Lindsey was not allowed to dance because of her age.                This
    evidence was not directly relevant to claims of age discrimination
    by York.   But the assertion is that the trial court should have
    allowed the evidence to show an ongoing pattern and practice of age
    discriminatory treatment of older workers, “a climate of age bias”.
    See Estes v. Dick Smith Ford, Inc., 
    856 F.2d 1097
    , 1102 (8th Cir.
    1988). We agree that the excluded evidence had relevance.              We are,
    however, persuaded that the evidence was cumulative.             See, e.g.,
    United States v. Kalmutz, 
    309 F.2d 437
    , 440 (5th Cir.          1962) (“'The
    propriety of admitting evidence which is merely cumulative is a
    matter for the determination of the court in the exercise of sound
    discretion.    Error is not predicable on its admission or its
    exclusion unless an abuse of discretion is established.'”) (quoting
    4 Jones on Evidence § 981 (5th ed.)).           The district court did not
    abuse its discretion in excluding this evidence.
    Third, York alleges that the district court erred in admitting
    a non-final determination by the EEOC of the plaintiffs’ claims.
    “[U]nder   precedents   of    this   circuit,    EEOC   determinations    and
    14
    findings of fact, although not binding on the trier of fact, are
    admissible as evidence in civil proceedings as probative of a claim
    of employment discrimination at issue in the civil proceedings.”
    McClure v. Mexia Ind. Sch. Dist., 
    750 F.2d 396
    , 400 (5th Cir.
    1985).     While York presses that McClure provides only that final
    EEOC determinations are admissible, McClure does not distinguish
    between intermediate and final EEOC determinations.              Nor does
    Johnson v. Yellow Freight Sys., Inc., 
    734 F.2d 1304
     (1984), upon
    which York also relies. Moreover, intermediate EEOC determinations
    are not inherently less trustworthy than final ones.           See Fed. R.
    Evid. 803(8)(C) (rendering EEOC evidence inadmissible upon showing
    that "the sources of information or other circumstances indicate
    the lack of trustworthiness"). “[T]he defendant is free to present
    evidence    refuting   the   findings   of   the   EEOC   or   point   out
    deficiencies in the same, with regard to the weight, if any, to be
    given by the trier of fact to the EEOC determination.” McClure, 
    750 F.2d at 400
    ; see also Smith v. Universal Servs., Inc., 
    454 F.2d 154
    , 157 (5th Cir. 1972) (“[T]he report is in no sense binding on
    the district court and is to be given no more weight than any other
    testimony given at trial.”).5
    5
    York also claims that the EEOC report was prejudicial because
    it was based on a bona fide occupational qualification defense that
    defendants waived before trial. This argument, however, was raised
    for the first time in York’s reply brief, and it is therefore
    waived. See Najarro v. First Federal Sav. & Loan Ass’n, 
    918 F.2d 513
    , 515 (5th Cir. 1990).
    15
    Fourth, York argues that the district court should have
    admitted the official response Prive submitted to the EEOC during
    its   investigation   of    the    plaintiffs’    charges.     The     response
    essentially would show that Prive had changed its position over the
    course of litigation.       York points to Olitsky v. Spencer Gifts,
    Inc. (Olitsky II), 
    964 F.2d 1471
    , 1476-77 (5th Cir. 1993), for the
    proposition that such response letters are always admissible.
    Olitsky in fact held only that the district court did not abuse its
    discretion in admitting such evidence.             See id. at 1477.        The
    Olitsky   court   specifically     held     inadmissible    “‘proposals    and
    counter-proposals of compromise made by the parties during the
    [EEOC's] efforts to conciliate,’” id. at 1477 (quoting Branch v.
    Phillips Petroleum Co., 
    638 F.2d 873
    , 881 (5th Cir. Unit A Mar.
    1981)).     Regardless     of     whether    appellees’     response    letter
    constituted such a proposal or counter-proposal, it does not
    constitute “purely factual material relating to the merits of [the]
    charge,” 
    id.,
     which the trial judge could admit.
    Fifth, York urges that the district court erred in allowing
    hearsay testimony from management witnesses of what other managers
    told the plaintiffs.       York notes, as an example, that the trial
    court allowed the defendants to solicit testimony from Don Dotson,
    a Cabaret Royale manager, regarding the reasons he terminated York,
    even though he was only repeating what another manager told him.
    Dotson, however, did not quote another manager, but merely stated
    what his understanding of York’s conduct was.              The testimony was
    16
    thus not offered for the truth of the matter of what York had done,
    but to explain the manager’s motive and state of mind when he
    terminated her.     In any event, the testimony of Dotson and others
    was collateral, and any error made would have been harmless.
    VIII
    York also urges that the district court committed error in sua
    sponte requesting that she provide evidence that her claims were
    within the scope of her EEOC charge, even though the defendants had
    admitted that the court had jurisdiction. We disagree.                  The entire
    examination was conducted outside the presence of the jury, and the
    court ultimately concluded that it did have jurisdiction.                  We find
    no error and certainly no prejudice.
    IX
    We also find that there was no error in the jury charge.
    First, York urges that the district court should not have required
    her to prove that age was a “determining” factor in the decision to
    fire her.   The Supreme Court, however, has stated in an ADEA case,
    “Whatever   the    employer's      decisionmaking       process,    a   disparate
    treatment claim cannot succeed unless the employee's protected
    trait   actually    played    a    role     in   that    process     and   had   a
    determinative     influence   on    the     outcome.”    Hazen     Paper   Co.   v.
    Biggins, 
    507 U.S. 604
    , 610 (1993); see also Woodhouse v. Magnolia
    Hosp., 
    92 F.3d 248
    , 253 (5th Cir. 1996) (“Although age need not be
    17
    the sole reason for the adverse employment decision, it must
    actually play a role in the employer's decisionmaking process and
    have a determinative influence on the outcome.”); LaPierre v.
    Benson Nissan, Inc., 
    86 F.3d 444
    , 449 (5th Cir. 1996); Rhodes v.
    Guiberson Oil Tools, 
    75 F.3d 989
    , 994 (5th Cir. 1996).          York argues
    that Mooney v. Aramco Servs. Co., 
    54 F.3d 1207
    , 1216-17 (5th Cir.
    1995), which reaches a similar conclusion in the Title VII context,
    was an incorrect interpretation of Price Waterhouse v. Hopkins, 
    490 U.S. 228
     (1989).   Regardless of whether this is correct, and we do
    not suggest otherwise, the Fifth Circuit’s consistent holdings in
    this area are binding on the panel.
    Second, York claims error in the district court’s use of the
    word “negligence” in describing the plaintiffs’ burden on the
    willful violation instruction.       The jury, however, never reached
    this    instruction,   and   thus   any   error   could   not   have   been
    prejudicial.
    X
    York also objects to the trial court’s failure to inform her
    counsel of the statement of Anderson, the holdout juror on one of
    Lindsey’s claims, that his desire to be excused was “just a matter
    of conscience.”    All counsel agreed that the judge would alone
    interview the juror.    The judge faithfully reported the essence of
    his conversation -- that the juror “doesn’t have any reason why he
    needs to be excused, it just pertains to service on the jury.”
    When the judge asked, “Well, do you have any suggestions from
    18
    here,” counsel returned the discussion to whether counsel would
    accept less than a unanimous verdict.   The response of the juror
    was ambiguous.   We cannot fault the completeness of the report of
    the district judge.    Any shortcoming was waived by counsel who
    would have had the court reporter read the notes of the conference
    or ask the judge if anything else was said that might bear on their
    decision whether to proceed with fewer that six persons.
    XI
    For the above reasons, we affirm the judgment of the district
    court with respect to York’s claims.
    AFFIRMED.
    19
    

Document Info

Docket Number: 97-10651

Citation Numbers: 161 F.3d 886, 50 Fed. R. Serv. 969, 42 Fed. R. Serv. 3d 495, 1998 U.S. App. LEXIS 30786, 78 Fair Empl. Prac. Cas. (BNA) 1857

Judges: King, Garwood, Higginbotham

Filed Date: 11/24/1998

Precedential Status: Precedential

Modified Date: 10/19/2024

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