Deters v. Collins ( 1993 )


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  •                                  United States Court of Appeals,
    Fifth Circuit.
    No. 91-6066.
    Jesse Joseph DETERS, Petitioner-Appellant,
    v.
    James A. COLLINS, Director, Texas Dept. of Criminal Justice Institution Division, Respondent-
    Appellee.
    March 11, 1993.
    Appeal from the United States District Court for the Southern District of Texas.
    Before JOHNSON, GARWOOD, and JONES, Circuit Judges.
    JOHNSON, Circuit Judge:
    Jesse Joseph Deters, proceeding pro se, asks the Court to reverse the district court's decision
    not to issue a writ of habeas corpus. Deters presented a number of federal and state claims in his
    petition. However, finding that he failed to exhaust state remedies available to him, the Court
    declines to review the merits of this case and remands to the district court for dismissal without
    prejudice.
    I. Facts and Procedural History
    In August of 1973, a Texas jury convicted petitioner Deters of murder with malice
    aforethought in the Second Ninth Judicial District Court, which is located in Montgomery County,
    Texas. Deters was sentenced to imprisonment for ninety-nine years and one day. Although Deters'
    attorney properly provided notice of appeal in open court and requested the preparation of the
    statement of facts and exhibits for appeal, he apparently failed to do anything more, jeopardizing
    Deters' right to appeal.
    Recognizing that something was amiss, Deters filed a petition for habeas corpus in the United
    States District Court for the Eastern District of Texas three years later, on November 15, 1976.1 On
    1
    Deters presented several issues in the federal district court. He claimed there, as he has
    consistently claimed since that time, that 1) his confession was coerced by State officials who beat
    him, 2) the State violated his privilege against self-incrimination, 3) his waiver of rights and his
    confession were not taken in accordance with state law, 4) the State refused to timely provide an
    August 21, 1978, the district court dismissed Deters' petition based upon his failure to exhaust state
    remedies.2 Accordingly, Deters filed a petition for habeas corpus in the state trial court on March 23,
    1979. After that court failed to timely respond to Deters' petition, Deters, on May 2, 1979, filed a
    petition for a writ of mandamus in Texas' highest criminal court, the Court of Criminal Appeals. The
    Court of Criminal Appeals issued a per curiam opinion on May 23 of that year ordering the state trial
    court to hold an evidentiary hearing to, among other things, "investigate and determine any and all
    further facts relevant to the disposition of [Deters'] application for writ of habeas corpus."
    The state trial court held hearings on August 1 and August 9, 1979; however, it limited the
    hearings to only one of Deters' complaints—whether he had been denied the right to appeal.3 The
    trial court, in a September 13, 1979, memorandum, expressed its findings of facts and concluded that
    Deters should be given an out-of-time appeal. The Court of Criminal Appeals ordered such an appeal
    in a memorandum dated October 10, and on October 17, 1979, Deters filed his second notice of
    appeal in the Seco nd Ninth Judicial District Court of Texas. The following day, however, Deters
    volunteered to serve the remainder of his state sentence in a federal prison. Retaining the right to
    return to the state system, which he could exercise one time, Deters was removed to the federal
    prison in Leavenworth, Kansas.
    Appealing pro se, Deters corresponded with officials in the state district court from November
    1979 through April 1980 about the records of his 1973 trial. After learning that the court reporter
    attorney after he requested one, 5) his jury was biased, and the State trial judge erroneously
    denied him a change of venue, and 6) his sentence was not authorized by the Texas penal code.
    We note that not all of these issues are cognizable in the federal forum. When
    reviewing applications for habeas corpus, federal courts will only review allegations of
    deprivations of federal rights. 28 U.S.C. § 2254(a) (providing that federal courts "shall
    entertain an application for a writ of habeas corpus in behalf of a person in custody
    pursuant to the judgment of a State court only on the ground that he is in custody in
    violation of the Constitution or laws or treaties of the United States" (emphasis added)).
    2
    Prior to the issuance of the district court's decision, Deters filed a petition for a writ of
    mandamus in this Court because of the district court's lengthy delay in reviewing his case.
    3
    On August 19, Deters filed a second petition for a writ of mandamus in the Court of Criminal
    Appeals. This time he asked the court to compel the trial court to investigate the other issues
    which he had raised in his habeas corpus petition.
    no longer possessed her shorthand notes from the trial and was thus unable to prepare a statement
    of facts therefrom, Deters informed the state court that the statement of facts was not available.4 In
    January of 1980, Deters' court-appointed attorney discovered that the exhibits—the real evidence
    admitted during the trial—had either been destroyed or lost. Consequently, Deters submitted
    objections to the record in the state trial court and requested the opportunity to review the record.
    He later received a copy of the transcript, and on March 26, 1980, he sent supplemental objections
    to the trial court. After learning that no hearing had been set to review his motions and objections,
    Deters filed yet a third petition for a writ of mandamus in t he Court of Criminal Appeals. In that
    petition, dated April 22, 1980, Deters claimed that the trial court was obstructing his right to appeal
    by failing to set a hearing date to review his objections to the record. The court refused to issue the
    writ.
    The state trial court later scheduled the hearing for September 26, 1980. Prior to that hearing,
    Deters filed a motion requesting that he, Deters, be present at the hearing and act as his own counsel.
    However, because Deters was not in Texas' custody, the Texas trial judge refused to expend Texas
    or Montgomery County funds to transport Deters from Kansas for the hearing since he had
    voluntarily placed himself in federal custody.5 In a December 12, 1980, order, the court indefinitely
    postponed the hearing, stating that "[w]hen [Deters] voluntarily presents himself, a hearing will be
    set to consider his objections to the appellate record." The following January, Deters filed a habeas
    corpus petition in the Court of Criminal Appeals, alleging the denial of his right to appeal. In
    4
    In reality, the statement of facts, though incomplete, was available. Upon notifying the state
    court of his appeal in 1973, Deters' first attorney obtained the statement of facts. This attorney
    later gave the documents to Deters, and Deters brought them with him to the August 1, 1979,
    hearing. The State claimed that the documents were the originals and took them from Deters.
    By all accounts, the statement of facts is uncertified and incomplete. It does not
    include voir dire, the closing arguments during the guilt/innocence stage, or the testimony
    and closing arguments from the sentencing stage. Deters claims that other parts of the
    record—namely testimony from the change of venue hearing, the jury instructions, and
    questions asked by the jury during deliberations—are also absent.
    5
    In a September 26, 1980, order, the court noted that the order which transferred Deters to
    federal custody provided a method by which he could return to Texas. The court was no doubt
    referring to the one-time option afforded Deters which allowed him to return to the Texas prison
    system.
    September of the same year, that court declined to grant the writ because the appeal was still pending.
    Indeed, as far as this Court knows, that appeal is still pending.6 Since 1981, Deters has done
    little, if anything, to speed along his appeal, although he has had ample opportunity to do so. In
    January of 1984, he was released from prison on parole. While released, Deters did not communicate
    with the Second Ninth Judicial District Court, let alone enter that court's jurisdiction for the record
    certification hearing.
    Due to his conviction of a felony in Louisiana in March of 1986,7 Texas revoked his parole
    in January of 1987. Less than a month before the revocation of his parole, Deters wrote to the Court
    of Criminal Appeals about the status of his pending appeal. That court suggested that Deters file a
    petition for a writ of mandamus so as to speed along the appeal. Deters rejected that advice and
    instead filed this habeas corpus petition in the United States District Court for the Eastern District
    of Texas. That court, determining that it was without jurisdiction to decide the case, transferred the
    case to the Southern District of Texas.
    Although that federal district court recognized that Deters had failed to exhaust state
    remedies, it excused the exhaustion requirement. The district court, adopting the memorandum and
    recommendation of the magistrate, determined that exhaustion was not required because of the
    significant time lapse between Deters' 1973 trial and his petition for habeas corpus. Reaching the
    merits of the case, the federal district court declined to hold that Deters' constitutional rights had been
    violated and accordingly refused to issue a writ of habeas corpus. Deters appealed t this Court,
    o
    asserting that the federal district court had properly decided the exhaustion issue. However, he urges
    this Court to reverse on the merits of his case.
    II. Discussion
    A. History of Habeas Corpus
    6
    After Deters filed this habeas corpus application in the federal district court of the Eastern
    District of Texas, the Montgomery County District Clerk averred that Deters' appeal was still
    pending pursuant to the state district court's September 26, and December 12, 1980, orders.
    7
    He was sentenced to incarceration for 99 years.
    Considered the most important of all writs,8 the habeas corpus ad subjiciendum—the Great
    Writ—is established upon the goal of protecting individual liberty interests from governmental
    oppression. 
    Fay, 372 U.S. at 400-01
    , 83 S.Ct. at 828. It s root principle is that neither men nor
    women should suffer illegal imprisonment. Indeed, although the definition of illegal imprisonment
    has changed since the inception of habeas corpus jurisprudence, the purpose of the writ has not
    changed since its birth in the sixteenth century.
    Deploring the frequent violations of the "great Charter and auncient good Lawes and statutes
    of this realme," a member of the House of Commons introduced a bill in that legislative body in 1593
    which provided:
    That the provisions and prohibicions of the said great Charter and other Lawes in that behalfe
    made be dulie and inviolatelie observed. And that no person or persons be hereafter
    committed to prison but yt be by sufficient warrant and Authorities and by due course and
    proceedings in Lawe....
    And that the Justice of anie the Queenes Majesties Courts of Recorde at the common
    Lawe maie awarde a writt of habeas Corpus for the deliverye of anye person so imprisoned.9
    By 1670 the habeas corpus doctrine had so thoroughly permeated the English courts that the Chief
    Justice of the Common pleas asserted that "[t]he writ of habeas corpus is now the most usual remedy
    by which a man is restored again to his liberty, if he have been against law deprived of it." Preiser
    v. Rodriguez, 
    411 U.S. 475
    , 484-85, 
    93 S. Ct. 1827
    , 1833, 
    36 L. Ed. 2d 439
    (1973), overruled by
    Stone v. Powell, 
    428 U.S. 465
    , 
    96 S. Ct. 3037
    , 
    49 L. Ed. 2d 1067
    (1976) (quoting Bushell's Case,
    Vaughan 135-36, 124 Eng.Rep. 1006, 1007).
    Indeed, by the time American settlers achieved independence from England, the use of writs
    of habeas corpus to release illegally detained prisoners was deeply rooted in the American jural
    heritage. 
    Id. 411 U.S.
    at 
    485, 93 S. Ct. at 1833
    . So important was the doctrine of habeas corpus that
    8
    The term "habeas corpus," as used today, actually refers to the habeas corpus ad
    subjiciendum, which is only one of several types of habeas corpus. See BLACK'S LAW
    DICTIONARY 709-10 (6th ed. 1990). See also Fay v. Noia, 
    372 U.S. 391
    , 399 n. 5, 
    83 S. Ct. 822
    ,
    827 n. 5, 
    9 L. Ed. 2d 837
    (1963), overruled by Coleman v. Thompson, --- U.S. ----, 
    111 S. Ct. 2546
    , 
    115 L. Ed. 2d 640
    (1991).
    9
    Fay v. 
    Noia, 372 U.S. at 402
    , 83 S.Ct. at 829 (quoting Walker, The Constitutional and Legal
    Development of Habeas Corpus as the Writ of Liberty 44-45 (1960)).
    the founding fathers saw fit to ensure that the privilege of habeas corpus relief would never die: They
    placed the doctrine in the Constitution of the United States.10 Indeed, the first congressional grant
    of jurisdiction provided federal courts authority to grant writs of habeas corpus, and by 1807, the
    United States Supreme Court recognized that such a writ was "a great constitutional privilege."
    Preiser, 411 U.S. at 
    485, 93 S. Ct. at 1833
    (quoting Ex parte Bollman, 8 U.S. (4 Cranch) 75, 95, 
    2 L. Ed. 554
    (1807)).11
    B. Exhaustion Doctrine
    1. Background
    Although the habeas corpus doctrine has significant importance in the jurisprudence in this
    nation, the grant of such a writ is not without limitations. For well over a century, federal law has
    recognized that the ideals of federal-state comity demand that federal courts at least pause prior to
    invalidating state court decisions and releasing those whom state courts have convicted. See Ex Parte
    Royall, 
    117 U.S. 241
    , 
    6 S. Ct. 734
    , 
    29 L. Ed. 868
    (1886). In Ex Parte Royall, the United States
    Supreme Court, while recognizing that federal courts have the jurisdictional power to discharge a
    state prisoner, determined that such courts are "not bound in every case to exercise such a power
    immediately upon application being made for the writ." 
    Id. at 251,
    6 S.Ct. at 740. Justice Harlan,
    writing for the Court, explained:
    That discretion [to issue a writ of habeas corpus] should be exercised in the light of the
    relations existing, under our system of government, between the judicial tribunals of the
    Union and of the states, and in recognition of the fact that the public good requires that those
    relations be not disturbed by unnecessary conflict between courts equally bound to guard and
    protect rights secured by the [C]onstitution.
    
    Id. From the
    pages of Ex Parte Royall sprang forth the doctrine of exhaustion.12 Codified in 1948,
    10
    Article I provides, "The Privilege of the Writ of Habeas Corpus shall not be suspended,
    unless when in Cases of Rebellion or Invasion the public Safety may require it. U.S.CONST. art. I,
    § 9, cl. 2.
    11
    See Fay v. 
    Noia, 372 U.S. at 399-415
    , 83 S.Ct. at 827-836, for an extensive history of the
    Great Writ.
    12
    Exhaustion is not a jurisdictional issue. It is simply a doctrine based upon comity.
    Granberry v. Greer, 
    481 U.S. 129
    , 131, 
    107 S. Ct. 1671
    , 1673, 
    95 L. Ed. 2d 119
    (1987); 
    Fay, 372 U.S. at 426
    , 83 S.Ct. at 842; Ex parte 
    Royall, 117 U.S. at 248-250
    , 6 S.Ct. at 738-739.
    that doctrine now statutorily forbids a federal court from granting a writ of habeas corpus to a state
    applicant unless that applicant has exhausted state juridical remedies or unless the state's corrective
    process is incapable of protecting the rights of the applicant.13
    The exhaustion doctrine is grounded upon several pragmatic considerations. First, federal
    courts have long recognized that state courts have concurrent jurisdiction and equivalent
    responsibility with federal courts to protect federal rights. Duckworth v. Serrano, 
    454 U.S. 1
    , 3, 
    102 S. Ct. 18
    , 19, 
    70 L. Ed. 2d 1
    (1981); Carter v. Estelle, 
    677 F.2d 427
    , 445 (5th Cir.1982), cert. denied,
    
    460 U.S. 1056
    , 
    103 S. Ct. 1508
    , 
    75 L. Ed. 2d 937
    (1983); Ex parte Royall, 117 U.S. at 
    251, 6 S. Ct. at 740
    . Moreover, if, as in this case, an issue rests upon unresolved questions of fact or of state law,14
    comity and judicial efficiency may require federal courts to insist on complete exhaustion to ensure
    that the court has a complete record to review. 
    Granberry, 481 U.S. at 135
    , 107 S.Ct. at 1675;
    
    Rose, 455 U.S. at 519
    , 102 S.Ct. at 1203. Further, absent the exhaustion doctrine, state courts may
    become isolated from federal law, enervating their need to develop and enforce such law. Castille
    v. Peoples, 
    489 U.S. 346
    , 348, 
    109 S. Ct. 1056
    , 1059, 
    103 L. Ed. 2d 380
    (1989); 
    Rose, 455 U.S. at 518
    , 102 S.Ct. at 1203; Galtieri v. Wainwright, 
    582 F.2d 348
    , 353 (5th Cir.1978).
    However, the most dominant and important concern of exhaustion is that of comity: State
    13
    Section 2254 reads in part:
    (b) An application for a writ of habeas corpus in behalf of a person in custody
    pursuant to the judgment of a State court shall not be granted unless it appears that
    the applicant has exhausted the remedies available in the courts of the State, or
    that there is either an absence of available State corrective process or the existence
    of circumstances rendering such process ineffective to protect the rights of the
    prisoner.
    (c) An applicant shall not be deemed to have exhausted the remedies available in
    the courts of the State, within the meaning of this section, if he has the right under
    the law of the State to raise, by any available procedure, the question presented.
    28 U.S.C. § 2254(b)-(c). For a history of section 2254, see Rose v. Lundy, 
    455 U.S. 509
    ,
    517 n. 10, 
    102 S. Ct. 1198
    , 1203 n. 10, 
    71 L. Ed. 2d 379
    (1982); Charles A. Wright et al.,
    Federal Practice and Procedure § 4264 (1988).
    14
    Not only is there no certified record in this case, but significant parts of the record are
    missing. For example, Deters claims that jury bias violated his due process rights; however, no
    transcript of voir dire or the hearing on his motion to transfer venue exists.
    courts should have the first opportunity to make right their mistakes. Vasquez v. Hillery, 
    474 U.S. 254
    , 257, 
    106 S. Ct. 617
    , 620, 
    88 L. Ed. 2d 598
    (1986); Duckworth v. Serrano, 
    454 U.S. 1
    , 3, 
    102 S. Ct. 18
    , 19, 
    70 L. Ed. 2d 1
    (1981); 
    Rose, 455 U.S. at 516
    , 102 S.Ct. at 1202; 
    Preiser, 411 U.S. at 492
    , 93 S.Ct. at 1837; Picard v. Connor, 
    404 U.S. 270
    , 276, 
    92 S. Ct. 509
    , 512, 
    30 L. Ed. 2d 438
    (1971); Wilwording v. Swenson, 
    404 U.S. 249
    , 252, 
    92 S. Ct. 407
    , 409, 
    30 L. Ed. 2d 418
    (1971);
    
    Carter, 677 F.2d at 441
    . See Justices of Boston Municipal Court v. Lydon, 
    466 U.S. 294
    , 333-34,
    
    104 S. Ct. 1805
    , 1826, 
    80 L. Ed. 2d 311
    (1984) (Stevens, J. concurri ng) (asserting that "[t]he
    disruption of orderly state processes attendant to the exercise of federal habeas jurisdiction when state
    proceedings remain pending weighs strongly, and in my view decisively, against the exercise of
    jurisdiction"). See also Note, Developments in the Law—Federal Habeas Corpus, 83 Harvard Law
    Review 1038, 1093 (1970). Indeed, "[o]nly if the state courts have had the first opportunity to hear
    the claim sought to be vindicated in a federal habeas corpus proceeding does it make sense to speak
    of the exhaustion of state remedies." 
    Picard, 404 U.S. at 276
    , 92 S.Ct. at 512 (emphasis added).
    The Supreme Court elucidated in Rose v. Lundy:
    Because "it would be unseemly in our dual system of government for a federal district court
    to upset a state court conviction without an opportunity to the state courts to correct a
    constitutional violation," federal courts apply the doctrine of comity, which "teaches that one
    court should defer action on causes properly within its jurisdiction until the courts of another
    sovereignty with concurrent powers, and already cognizant of the litigation, have had an
    opportunity to pass upon the matter."
    
    Rose, 455 U.S. at 518
    , 102 S.Ct. at 1203 (quoting Darr v. Burford, 
    339 U.S. 200
    , 204, 
    70 S. Ct. 587
    ,
    590, 
    94 L. Ed. 761
    (1950)). See also 
    Duckworth, 454 U.S. at 3
    , 102 S.Ct. at 19 (asserting that "[t]he
    exhaustion requirement ... serves to minimize friction between our federal and state systems of justice
    by allowing the State an initial opportunity to pass upon and correct alleged violations of prisoners'
    federal rights").
    2. Requirements and Exceptions
    a. Requirements
    The requirements of the exhaustion concept are simple: An applicant must fairly apprise the
    highest court of his state of the federal rights which were allegedly violated. 
    Picard, 404 U.S. at 275
    ,
    92 S.Ct. at 512; 
    Carter, 677 F.2d at 443
    ; 
    Galtieri, 582 F.2d at 353
    . Further, the applicant must
    present his claims in a procedurally correct manner. 
    Carter, 677 F.2d at 443
    . If, for whatever reason,
    an applicant bypasses the appellate processes of his state—whether through procedural default or
    otherwise—he will not be deemed to have met the exhaustion requirement absent a showing of one
    of two particulars. He must either demonstrate cause and prejudice or show that the failure t o
    consider his claims will "result in a fundamental miscarriage of justice." Coleman v. Thompson, ---
    U.S. ----, ----, 
    111 S. Ct. 2546
    , 2565, 
    115 L. Ed. 2d 640
    (1991).
    b. Exceptions
    The exhaustion requirement is excused only in those "rare cases where exceptional
    circumstances of peculiar urgency" mandate federal court interference. Ex Parte Hawk, 
    321 U.S. 114
    , 118, 
    64 S. Ct. 448
    , 450, 
    88 L. Ed. 572
    (1944) (quoting United States ex rel. Kennedy v. Tyler,
    
    269 U.S. 13
    , 17, 
    46 S. Ct. 1
    , 2, 
    70 L. Ed. 138
    (1925)). See also Irvin v. Dowd, 
    359 U.S. 394
    , 405,
    
    79 S. Ct. 825
    , 831, 
    3 L. Ed. 2d 900
    (1959). Based upon section 2254, if a state fails to satisfactorily
    protect a prisoner's right to review, federal courts are allowed to bypass the exhaustion requirement,
    for the exhaustion doctrine assumes that state remedies are adequate and available.15 
    Rose, 455 U.S. at 515
    n. 
    7, 102 S. Ct. at 1201
    n. 7; 
    Duckworth, 454 U.S. at 3
    , 102 S.Ct. at 19; 
    Preiser, 411 U.S. at 493
    , 93 S.Ct. at 1838; Young v. Ragen, 
    337 U.S. 235
    , 238-39, 
    69 S. Ct. 1073
    , 1074, 
    93 L. Ed. 1333
    (1949).
    "Exceptional circumstances of peculiar urgency" exist in several circumstances.16 Most
    15
    In Marino v. Ragen, Justice Rutledge averred:
    The exhaustion-of-state-remedies rule should not be stretched to the absurdity of
    requiring the exhaustion of ... separate remedies when at the outset a petitioner
    cannot intelligently select the proper way [to exhaust state remedies], and [when]
    in conclusion he may find only that none of the [methods] is appropriate or
    effective.
    Marino v. Ragen, 
    332 U.S. 561
    , 568, 
    68 S. Ct. 240
    , 244, 
    92 L. Ed. 170
    (1947) (Rutledge,
    J. concurring).
    16
    If seeking state remedies would be futile, the exhaustion requirement is excused. Layton v.
    Carson, 
    479 F.2d 1275
    , 1276 (5th Cir.1973) (deciding that when the highest state court has
    recently decided a federal issue contrary to the applicant's position, review in the state system is
    futile). Similarly, an applicant is not required to repetitively seek relief in state courts after the
    highest court in the state has reviewed his case. Humphrey v. Cady, 
    405 U.S. 504
    , 516 n. 18, 
    92 S. Ct. 1048
    , 1055 n. 18, 
    31 L. Ed. 2d 394
    (1972); Wilwording v. Swenson, 
    404 U.S. 249
    , 251, 92
    importantly for our purposes, the exhaustion doctrine will not be applied when the state system
    inordinately and unjustifiably delays review of a petitioner's claims so as to impinge upon his due
    process rights. Shelton v. Heard, 
    696 F.2d 1127
    , 1128-29 (5th Cir.1983); 
    Carter, 677 F.2d at 446
    ;
    Breazeale v. Bradley, 
    582 F.2d 5
    , 6 (5th Cir.1978); Rheuark v. Wade, 
    540 F.2d 1282
    , 1283 (5th
    Cir.1976); St. Jules v. Beto, 
    462 F.2d 1365
    , 1366 (5th Cir.1972); Reynolds v. Wainwright, 
    460 F.2d 1026
    , 1027 (5th Cir.), cert. denied, 
    409 U.S. 950
    , 
    93 S. Ct. 294
    , 
    34 L. Ed. 2d 221
    (1972); Dixon v.
    Florida, 
    388 F.2d 424
    , 425 (5th Cir.1968). In analyzing exhaustion in each case, however, courts
    are to excuse noncompliance with the exhaustion doctrine only if the inordinate delay is wholly and
    completely the fault of the state. See 
    Carter, 677 F.2d at 443
    , 445; Brown v. Estelle, 
    530 F.2d 1280
    ,
    1284 (5th Cir.1976); Perry v. Jones, 
    437 F.2d 758
    , 759 (5th Cir.1971). Petitioners without clean
    hands—those who contribute to the excessive delay—will not be heard to complain of the delay they
    have caused and thus will not be excused from meeting the exhaustion doctrine. See e.g. 
    Perry, 437 F.2d at 759
    ; United States ex rel. Cash v. Brierley, 
    412 F.2d 296
    , 297 (3d Cir.1969); Barksdale v.
    Crouse, 
    360 F.2d 34
    , 35 (10th Cir.1966); United States ex rel. Long v. Rundle, 
    331 F. Supp. 211
    ,
    212 (E.D.Pa.1971).
    C. The Rule in Deters' Case
    In this case, Deters alleges that the State of Texas has intentionally engaged in delay tactics
    which are expressly designed to deny him due process of law. Resting his exhaustion argument on
    the inordinate-delay exception, he urges t his Court excuse his noncompliance with the exhaustion
    requirements. Deters asks the Court to find that, because the trial court refused to expend state or
    county funds to pay for his transportation from Kansas to Texas in 1980, he is a man without
    alternatives.
    S.Ct. 407, 409, 
    30 L. Ed. 2d 418
    (1971). Also, as this Court explained in Galtieri, when a state
    changes the substantive law on the applicable federal issue after the highest state court has
    reviewed a petitioner's habeas corpus application, exhaustion may be 
    excused. 582 F.2d at 355
    .
    Finally, if the state's review processes are so "cumbersome, complex and confusing that they
    frustrate good faith attempts to comply with them," this Court will not require compliance with
    the exhaustion rule. 
    Carter, 677 F.2d at 446
    -47. See also 
    Marino, 332 U.S. at 563-70
    , 68 S.Ct.
    at 241-45 (Rutledge, J. concurring) (asserting that Illinois procedural requirements are so
    thoroughly complicated that exhaustion requirements should be waived).
    A thorough review of the records reveals otherwise. Between the postponement of the
    hearing in September of 1980 and Deters' release on probation in 1984, Deters had two alternatives
    to move his appeal along. He could have accepted the complete assistance of his court-appointed
    attorney so that his presence was no longer required at the hearing or he could have exercised his
    one-time option to return to Texas' jurisdiction.
    With respect to the two years during which Deters was paroled, Deters avers that he was
    unable to go to Texas because of parole restrictions. While this Court recognizes that parolees are
    limited by certain restrictions, we find Deters' statement incredible. It is simply hard to believe that
    the parole system prohibited Deters from attending a judicial hearing which directly affected his status
    as a convict and a parolee. It is even harder to believe that the parole system also prevented Deters
    from even communicating with the trial court during that time.17 Finally, though in the physical
    jurisdiction of Louisiana, Deters has also been in the lawful and valid custody of Texas since January
    of 1987. Surely Texas would have transported him to the Second Ninth Judicial District Court for
    the hearing had he but requested.18
    The inordinate delay exception requires that the delay in state review be solely attributable
    to inadequate state procedure. Here, Deters, not Texas procedure, has scotched the wheels of
    justice. The State, on the other hand, has provided sufficient procedural tools to afford Deters due
    process: The Court of Criminal Appeals granted Deters an out-of-time appeal, and the Second Ninth
    Judicial District Court has not dismissed that appeal, even though Deters initiated it almost fourteen
    years ago. Further, the Court of Criminal Appeals advised Deters to file a petition fo a writ of
    r
    mandamus in that court so as to move his appeal along. Deters rejected that advice. He apparently
    assumed that the mere passage of time between his 1973 trial and the filing of this habeas corpus
    application would persuade us that exhaustion is impossible in this case. We are not persuaded.
    17
    Except for his correspondence with the Court of Criminal Appeals in 1987, Deters has not
    communicated with the State concerning his state appeal since 1981.
    18
    Since Deters is in now Texas' custody, the State can transport him to the state trial court
    without any hindrances. Problems with transportation apparently occur when prisoners are not in
    the custody of the State.
    Indeed, if this Court were convinced that Deters was in a "catch-22" situation, the Court
    would not hesitate to find that the Texas procedural machine had broken down. However, we do not
    so find. Having refused to exercise options available to him, Deters cannot successfully argue to this
    Court that his hands are tied. They are not, and they have not been since 1979 when the Court of
    Criminal Appeals granted the out-of-time appeal.
    Because no Texas appellate court, let alone the Court of Criminal Appeals, has reviewed the
    merits of Deters' claims, this Court would unduly trample upon the objectives of the exhaustion
    doctrine to reach the merits of this case. Because Deters' state appeal is still pending, we would have
    to ignore the doctrine of federal-state comity by disrupting that ongoing state process. More
    practically, we would have to reach the merits without the aid of a complete record. We therefore
    hold that Deters' failure to comply with the exhaustion requirement precludes our review of the merits
    here. This holding in no way denigrates the claims which Deters makes, for he presents serious
    allegations which clearly merit review. However, we find that at this juncture the federal system is
    not the proper forum to review those claims.
    III. Conclusion
    Section 2254 prohibited the federal district court from granting a writ of habeas corpus in this
    case. See 28 U.S.C. § 2254(b)-(c). Hence, the district court erred in reaching the merits. This Court
    therefore REMANDS for the district court to dismiss this case without prejudice.
    

Document Info

Docket Number: 91-6066

Filed Date: 3/9/1993

Precedential Status: Precedential

Modified Date: 12/21/2014

Authorities (27)

Albert H. Carter v. W. J. Estelle, Jr., Director, Texas ... , 677 F.2d 427 ( 1982 )

Ex Parte Hawk , 64 S. Ct. 448 ( 1944 )

Ex Parte Royall , 6 S. Ct. 734 ( 1886 )

Irvin v. Dowd , 79 S. Ct. 825 ( 1959 )

WILWORDING Et Al. v. SWENSON, WARDEN , 92 S. Ct. 407 ( 1971 )

Granberry v. Greer , 107 S. Ct. 1671 ( 1987 )

Barrie Deon Shelton v. Jack B. Heard , 696 F.2d 1127 ( 1983 )

Mary Layton and Stanley Gregory Walker, Etc. v. Dale Carson,... , 479 F.2d 1275 ( 1973 )

Gennero Galtieri v. Louie L. Wainwright, Director, Division ... , 582 F.2d 348 ( 1978 )

Benny Reynolds, Jr. v. Louie L. Wainwright, Director, ... , 460 F.2d 1026 ( 1972 )

Charles Gordon Breazeale v. R. M. Bradley, Warden, and ... , 582 F.2d 5 ( 1978 )

Humphrey v. Cady , 92 S. Ct. 1048 ( 1972 )

Coleman v. Thompson , 111 S. Ct. 2546 ( 1991 )

Justices of Boston Municipal Court v. Lydon , 104 S. Ct. 1805 ( 1984 )

Howard J. St. Jules v. Dr. George J. Beto, Director, Texas ... , 462 F.2d 1365 ( 1972 )

Jody Parks Brown v. W. J. Estelle, Jr., Director, Texas ... , 530 F.2d 1280 ( 1976 )

Darr v. Burford , 70 S. Ct. 587 ( 1950 )

Jack Rheuark v. Wade, State of Texas and Warden of ... , 540 F.2d 1282 ( 1976 )

Willie Gray Dixon, Jr. v. State of Florida , 388 F.2d 424 ( 1968 )

United States of America Ex Rel. Robert Cash v. Joseph R. ... , 412 F.2d 296 ( 1969 )

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