Scott v. Moore ( 1996 )

United States Court of Appeals,
Fifth Circuit.
No. 93-8603.
Artelia M. SCOTT, Plaintiff-Appellant,
v.
George E. MOORE, individually and as an employee of Killeen
Police Department, et al., Defendants-Appellees.
June 17, 1996.
Appeal from the United States District Court for the Western
District of Texas.
Before POLITZ, Chief Judge, and WISDOM and SMITH, Circuit Judges.
WISDOM, Circuit Judge:
Plaintiff/appellant, Artelia M. Scott, appeals the summary
judgment dismissal of her 42 U.S.C. § 1983 inadequate staffing
claim against the City of Killeen, Texas ("the City"), and its
Chief of Police, Francis L. Giacomozzi. Because we conclude that
a material fact issue remains in dispute, we VACATE and REMAND to
the district court for further proceedings.
I. FACTS AND PROCEEDINGS
The plaintiff/appellant, Artelia Scott, was arrested on
December 31, 1988, for public intoxication, assault, and resisting
arrest. She was taken to the Killeen City Jail, processed by the
female jailer on duty at that time, and placed in a holding cell to
await arraignment. When the female jailer's shift ended, she was
relieved by a male jailer, defendant George Moore. At that time,
Moore was the only correctional officer on duty. Over the course
of his eight hour shift, Moore repeatedly entered Scott's cell and
1
sexually assaulted her. Scott was unable to report the incidents
until she was released from custody on January 2, 1989, because
Moore followed her to the phone and stood next to her during her
three telephone calls to her mother.
When Chief Giacomozzi received Scott's complaint against
Moore, he asked Scott to give a statement to the police and take a
lie detector test. Scott agreed to do so. After the results
indicated that Scott was telling the truth, Giacomozzi transferred
the matter to the criminal investigation division, and placed Moore
on administrative leave. Moore resigned four days later, and
subsequently pleaded guilty to criminal charges.
Scott filed suit in state court against Moore, the City, and
Chief Giacomozzi, alleging various state and federal constitutional
claims. Moore subsequently declared bankruptcy and was dismissed
from the suit after the bankruptcy proceeding discharged Scott's
claim against him. The City and Giacomozzi removed the case to
federal court, where they filed their first motion for summary
judgment. Scott did not file a response, and the district court
granted the motion. On appeal, this court affirmed the district
court's grant of summary judgment on all grounds except inadequate
staffing of the jail, as both the defendants' motion and the
district court's ruling failed to address this aspect of Scott's
suit.1
After remand, the City and Giacomozzi filed a second motion
1
Scott v. Moore, 987 F.2d 771, No. 92-8284 (5th Cir., March
3, 1993) (unpublished) (per curiam ).
2
for summary judgment on the issue of inadequate staffing. The
district court granted the motion. Scott filed a timely notice of
appeal of this decision.
II. DISCUSSION
A. Standard of Review
We review a grant of summary judgment de novo, applying the
same standards as those that govern the district court's
determination.2 Summary judgment may be granted only if the court,
viewing the facts and inferences in the light most favorable to the
non-moving party, determines that there is no genuine issue as to
any material fact and that the moving party is entitled to judgment
as a matter of law.3 The moving party must demonstrate by
competent evidence that no issue of material fact exists.4 The
non-moving party then has the burden of showing the existence of a
specific factual issue which is disputed.5 If any element of the
plaintiff's case lacks factual support, a district court should
grant a defendant's motion for summary judgment.6
B. Scott's § 1983 Claim:
We first examine the allegations in Scott's complaint to
2
Waltman v. International Paper Co., 875 F.2d 468, 474 (5th
Cir.1989).
3
Fed.R.Civ.P. 56(c).
4
Isquith v. Middle South Utilities., Inc., 847 F.2d 186,
198-99 (5th Cir.), cert. denied, 488 U.S. 926, 109 S.Ct. 310, 102
L.Ed.2d 329 (1988).
5
Celotex Corp. v. Catrett, 477 U.S. 317, 321-23, 106 S.Ct.
2548, 2552-53, 91 L.Ed.2d 265 (1986).
6
Id.3
determine a context for examining the facts and inferences in the
record.7 Specifically, Scott alleges that "the City and Giacomozzi
failed to provide proper and adequate staffing of the City jail by
having only one individual on duty, and/or by not having a female
member present when female prisoners are confined." She further
alleges that the defendants/appellees "knew or should have known
that the inadequate and improper staffing created an unsafe and
uncontrolled situation for abuse and assaults of people confined in
the jail."
Section 1983 provides that, "[e]very person who, under color
of any statute, ordinance, regulation, custom, or usage, of any
State ... subjects or causes to be subjected, any ... person within
the jurisdiction [of the United States] to the deprivation of any
rights ... secured by the Constitution and laws, shall be liable to
the party injured."8 Therefore, an actionable § 1983 claim must
allege a deprivation of rights secured by the Constitution by a
person acting under color of state law.9
Although municipalities are "persons" within the meaning of
§ 1983, they may only be held liable if the constitutional harm
suffered was the result of an "official policy, custom, or
7
Collins v. City of Harker Heights, TX, 503 U.S. 115, 112
S.Ct. 1061, 117 L.Ed.2d 261 (1992).
8
42 U.S.C. § 1983 (emphasis added).
9
Daniels v. Williams, 474 U.S. 327, 329-31, 106 S.Ct. 662,
664-65, 88 L.Ed.2d 662 (1986); Evans v. City of Marlin, 986 F.2d
104, 107 (5th Cir.1993), disagreed with on other grounds, Hare v.
City of Corinth, MS, 74 F.3d 633 (5th Cir.1996).
4
pattern."10 Municipalities may not be held liable under either a
theory of respondeat superior or vicarious liability.11 They also
may not be held liable under § 1983 for mere negligence in
oversight.12 Nonetheless, prison officials may not ignore obvious
dangers to inmates.13
Therefore, in order to hold a municipality liable, a
plaintiff must show that his or her constitutional deprivation was
caused by the city's adoption of (or failure to adopt) the
particular policy, and that such action went beyond mere negligent
protection of the plaintiff's constitutional rights.14 That is, an
alleged inadequacy in a municipal policy must amount to "an
intentional choice, not merely an unintentionally negligent
10
Monell v. New York City Dep't of Social Services, 436 U.S.
658, 690-94, 98 S.Ct. 2018, 2035-37, 2039, 56 L.Ed.2d 611 (1978).
11
Oklahoma City v. Tuttle, 471 U.S. 808, 817, 105 S.Ct.
2427, 2433, 85 L.Ed.2d 791 (1985); Monell, 436 U.S. at 691, 98
S.Ct. at 2036; Doe v. Taylor Indep. School Dist., 15 F.3d 443,
452 (5th Cir.) (en banc ), cert. denied, --- U.S. ----, 115 S.Ct.
70, 130 L.Ed.2d 25 (1994).
12
Rhyne v. Henderson Cty., 973 F.2d 386, 392 (5th Cir.1992)
(citing, City of Canton v. Harris, 489 U.S. 378, 387, 109 S.Ct.
1197, 1204, 103 L.Ed.2d 412 (1989)).
13
Farmer v. Brennan, --- U.S. ----, ----, 114 S.Ct. 1970,
1973, 128 L.Ed.2d 811 (1994).
14
Hare v. City of Corinth, MS, 74 F.3d 633 (5th Cir.1996);
Colle v. Brazos Cty., TX, 981 F.2d 237, 246 (5th Cir.1993)
(concluding that "the ultimate question is whether Brazos County
adopted policies creating an obvious risk that pretrial
detainees' constitutional rights would be violated"); Rhyne, 973
F.2d at 392 ("while the municipal policy maker's failure to adopt
a precaution can be the basis for § 1983 liability, such omission
must amount to an intentional choice, not merely an
unintentionally negligent oversight.").
5
oversight".15
In sum, proper analysis of a § 1983 claim against a
municipality requires three determinations. First, we must decide
if the City promulgated "an official policy, practice, or custom,"
which could subject it to § 1983 liability.16 Next, we determine
if the policy can be linked to a constitutional violation.17 And
finally, we must ascertain if the municipality's action (or
inaction) extended beyond mere negligent oversight of the
plaintiff's constitutional rights.18
1. The Existence of an "Official Policy"
This court has defined an "official policy" for the purposes
of § 1983 liability to be either: 1) a policy statement,
ordinance, regulation, or decision that is officially adopted and
promulgated by the municipality's law-making officers or by an
official to whom the lawmakers have delegated policy-making
authority; or 2) a persistent widespread practice of city
officials or employees, which, although not authorized by
officially adopted and promulgated policy, is so common and well
settled as to constitute a custom that fairly represents municipal
policy.19 We find that the facts of this case present an "official
15
Id.
16
Monell, 436 U.S. at 690-94, 98 S.Ct. at 2035-37.
17
Id.18
Hare, 74 F.3d at 643, Colle, 981 F.2d at 246; Rhyne 973
F.2d at 392.
19
Webster v. City of Houston, 735 F.2d 838, 841 (5th
Cir.1984).
6
policy" under the second of these definitions.
The City's Code of Ordinances vests Chief Giacomozzi, as
Chief of Police, with administrative and policy-making authority.
Therefore, Giacomozzi's acts or omissions as policy-maker for the
jail may subject both him and the city to § 1983 liability.20 While
acting under his policy making authority, Giacomozzi issued
"General Order MSC-1-78," ("the General Order") consisting of rules
relating to the management and administration of the City jail.
These rules mandate in relevant part that male personnel dealing
with female prisoners should search the female prisoner's coats or
outer garments, but may not frisk them or conduct a pat-down search
unless there is a strong probability of finding a weapon. In
addition, female prisoners booked into the jail must be "thoroughly
and completely searched" by female personnel with the jailer
remaining nearby, then placed in a cell separated from male
prisoners. And finally, the regulations provide that "[a]nytime a
prisoner is released from his or her cell for any reason other than
release from custody, the prisoner shall be searched upon release
from and return to the cell." The General Order does not regulate
the number of jailers needed to staff the jail.21
Appellant Scott conceded at oral argument that this policy is
20
Id.
21
The General Order contains only three references to
staffing: 1) "[t]he Jailer shall be the booking officer when on
duty;" 2) "[i]n the absence of an on-duty Jailer, the assigned
desk officer shall assume the overall duties and responsibilities
of the jailer;" and 3) "the arresting officer shall book his or
her own prisoner if the desk officer is not available".
7
constitutional as written. Therefore, the General Order is not an
actionable "official policy" under the first definition of that
term.22 Scott contends, however, that there is an "unofficial"
staffing policy which is actionable under the second definition of
"official policy." We agree.
Since the late 1970's the City jail has been staffed by four
jailers, with one jailer working each of four shifts: a.m., p.m.,
day, and relief. At the time of Scott's detention, two male and
two female employees filled these positions. Thus, a female
detainee would necessarily be guarded by a single male jailer at
some time during a twenty-four hour period. This staffing
arrangement made it difficult, if not impossible, for the City
jailers to follow the mandates of the General Order.23 Yet, this
conflict between the written General Order and the day-to-day
staffing procedures existed for at least ten years before Scott's
detention. In this situation, we conclude that the consistent
custom or "unofficial policy" of having only one unsupervised male
jailer present when a female detainee is in the jail constitutes an
"official policy" for the purposes of § 1983 liability.24
22
Webster, 735 F.2d at 841.
23
For example, if a female prisoner has to leave her cell
while a single male jailer is on duty, the jailer will have to
violate either the rule that the prisoner be searched both upon
exiting and reentering her cell, or the rule that all searches of
female prisoners be done by a female employee. In this case,
Scott left her cell a least three times to use the telephone.
24
See Monell, 436 U.S. at 691, 98 S.Ct. at 2036, (a
"permanent and well settled" custom may provide basis for
imposing liability on a municipality) (quoting Adickes v. S.H.
Kress & Co., 398 U.S. 144, 168, 90 S.Ct. 1598, 1614, 26 L.Ed.2d
8
2. Existence of a Constitutional Violation:
The next step in our § 1983 analysis is to determine if
Scott's complaint alleges a constitutional deprivation.25 The
sexual assault on Scott while she was a pre-trial detainee is not
covered by the Eighth Amendment, as the Eighth Amendment's
prohibition against "cruel and unusual punishment" applies only to
convicted prisoners and not to pretrial detainees like Scott.26 It
is clear however, that pretrial detainees are Constitutionally
entitled to at least as great a protection in their detention as
are convicted prisoners.27 This right arises from the substantive
protections of the Due Process Clause of the Fourteenth Amendment,
which protects an individual's liberty interest in bodily
integrity.28 Although the Supreme Court has expressed a general
reluctance to expand the concept of substantive due process in §
1983 claims,29 it has concluded that the government owes a duty to
care for those whom have already been deprived of their liberty
142 (1970)); Webster, 735 F.2d at 841, (defining "official
policy" as including a "persistent widespread practice of city
officials and employees, which although not authorized by
officially adopted and promulgated policy, is so common and well
settled as to constitute a custom that fairly represents
municipal policy").
25
Collins, 503 U.S. at 120, 112 S.Ct. at 1066.
26
Ingraham v. Wright, 430 U.S. 651, 671, n. 40, 97 S.Ct.
1401, 1412, n. 40, 51 L.Ed.2d 711 (1977).
27
See City of Revere v. Mass. Gen. Hosp., 463 U.S. 239, 244,
103 S.Ct. 2979, 2983, 77 L.Ed.2d 605 (1983).
28
Partridge v. Two Unknown Police Officers of the City of
Houston, 791 F.2d 1182, 1186 (5th Cir.1986).
29
Collins, 503 U.S. at 125, 112 S.Ct. at 1068.
9
before the alleged constitutional violation occurs.30 In such
cases, "the Due Process Clause of its own force requires that
conditions of confinement satisfy certain minimal standards for
pretrial detainees."31
In this case, by detaining Scott on criminal charges, the
City had already deprived Scott of her liberty when the alleged
violation of her Constitutional rights stemming from Moore's sexual
assault occurred. The City therefore had a constitutional
obligation under the Fourteenth Amendment to provide Scott with
minimal levels of safety and security. Scott's claim of inadequate
staffing challenges the adequacy of the levels of safety and
security given to pretrial detainees in the City's jail.
Therefore, Scott's claim properly alleges a constitutional
violation.
3. Did the City's Actions Extend beyond Negligent Oversight of
Scott's Rights?
Finally, we address whether the City's and Giacomozzi's
failure to adequately staff the jail or to adopt a written policy
on adequate staffing for the jail extends beyond mere negligent
oversight of Scott's constitutional rights. Resolution of this
issue requires us to examine this court's recent en banc decision
in Hare v. City of Corinth, MS.32
In Hare, this court attempted to clarify the divergent case
30
Id. at 126-27, 112 S.Ct. at 1069-70.
31
Id. at 127, 112 S.Ct. at 1070.
32
74 F.3d 633 (5th Cir.1996).
10
law on the different standards used to measure pre-trial detainees'
constitutional rights to medical care and protection from harm.
The en banc court concluded there should be no distinction between
cases involving the right to medical care and those involving the
right to be protected from harm.33 The court did find a
distinction, however, between cases involving episodic acts and
omissions by jail officials, and cases involving general
conditions, practices and restrictions of confinement.34 In cases
involving episodic acts or omissions by jail officials, the court
held that liability attaches only if the officers involved were
subjectively and "deliberately indifferent" to the prisoner's
rights.35 This high level of scrutiny insures that municipalities
will not be held liable for mere negligence, but will instead must
only answer for intentional violations of prisoners rights.36
In contrast, in cases involving the general conditions of
confinement, there is an automatic assumption that the practice in
question was intentional.37 Therefore, in such cases, the proper
standard is whether the practice in question was "reasonably
related to a legitimate governmental purpose".38 When this test is
33
Id. at 643.
34
Id.35
Id. at 643, adopting the standard set forth in Farmer v.
Brennan, --- U.S. ----, 114 S.Ct. 1970, 128 L.Ed.2d 811 (1994).
36
Id.37
Id. at 645.
38
Id. at 640, adopting the standard set forth in Bell v.
Wolfish, 441 U.S. 520, 99 S.Ct. 1861, 60 L.Ed.2d 447 (1979).
11
properly applied, it is the functional equivalent of the subjective
"deliberate indifference" standard applied to the episodic acts of
prison officials.39
In the present case, the staffing procedures in question
qualify as a general condition of confinement. We therefore need
not inquire into Chief Giacomozzi's subjective intent in allowing
a single male jailer to guard female prisoners in such a manner
that he would by necessity have to violate the existing General
Order. We need only inquire whether the practice was reasonably
related to a legitimate government goal.40
It is our conclusion that a reasonable factual dispute exists
on this point, thereby precluding summary judgment. The defendants
have offered only financial considerations as an explanation for
the staffing policy at the Killeen City Jail. Although financial
considerations may reasonably concern a municipality, such concerns
may not trump the constitutional rights of individuals who are left
at the mercy of the municipality.41 Furthermore, the record does
not reflect how often the City detains female prisoners, or how
difficult it would be to provide for an additional female staff
39
Id. at 643.
40
Id.41
See, DeShaney v. Winnebago Co. Dep't of Social Services,
489 U.S. 189, 198, 109 S.Ct. 998, 1005, 103 L.Ed.2d 249 (1989)
(recognizing that "when the state takes a person into its custody
and holds him there against his will, the Constitution imposes
upon it a corresponding duty to assume some responsibility for
his safety and general well-being").
12
member during those times.42
In addition, the unofficial staffing policy at the Killeen
City jail does not appear to serve a reasonable safety goal, and
actually contradicts the official safety measures set forth in the
General Order. Because the General Order reflects common concerns
about the safety and privacy of female inmates, the decision to
contradict the mandates of the General Order can actually be
interpreted as a sign of deliberate disregard of the constitutional
rights of female prisoners.
It is our opinion that a reasonable jury could find that the
unofficial staffing policy at the Killeen City Jail resulted in a
violation of Scott's constitutional rights, and that the City's
actions in allowing such inadequate staffing went beyond negligent
oversight of prisoners' Constitutional rights. Therefore, we
VACATE the district court's grant of summary judgment on Scott's §
1983 claim of inadequate staffing, and REMAND for further
proceedings.
JERRY E. SMITH, Circuit Judge, dissenting:
In what amounts to social engineering by judicial fiat, the
panel majority has decided that as a matter of constitutional
imperative, the city must maintain a minimum of two male guards, or
at least one female guard, in its jail whenever a female detainee
is present. Because there is no showing—even remotely—of a
42
In fact, the deposition testimony of Chief Giacomozzi
indicates that the officer in charge of the jail had the
discretion to call extra officers from the Killeen City Police
Department to the jail in times of need. Yet, inexplicably, this
procedure has never been used.
13
constitutional violation by the city, and because the summary
judgment evidence does not support a finding of deliberate
indifference, I respectfully dissent.
I.
My first disagreement is over the standard we use to determine
municipal liability. Both sides treat this as a controversy over
inadequate staffing and analyze the city's conduct under the
deliberate indifference standard. Erroneously, however, the
majority applies the reasonable relationship standard of Bell v.
Wolfish, 441 U.S. 520, 99 S.Ct. 1861, 60 L.Ed.2d 447 (1979).
A.
Deliberate indifference is the proper standard for assessing
municipal liability when the custom at issue is one of inadequate
staffing. See Colle v. Brazos County, 981 F.2d 237, 245-46 (5th
Cir.1993); Rhyne v. Henderson County, 973 F.2d 386, 393-94 (5th
Cir.1992). The custom challenged in this case is one of providing
staffing that is inadequate to protect female detainees from sexual
assaults. The plaintiff's challenge to this custom is that the
city's failure to adopt a different policy—i.e., to require the
presence of additional guards—caused her injury. "The Supreme
Court has held that municipal failure to adopt a policy does not
constitute such an intentional choice unless it can be said to have
been "deliberately indifferent.' " Id. at 392.
Treating this case as one about conditions of confinement is
a misapplication of Hare v. City of Corinth, 74 F.3d 633 (5th
Cir.1996) (en banc). The majority concludes, without explanation,
14
that the city's custom of allowing a single male to guard a female
detainee is a condition of confinement. At a high level of
generality, this could be so, in the sense that one of the
conditions in the jail is a lack of extra guards. But, at that
level of generality, the omission that led to the suicide in Hare
also could be called a "condition of confinement": A condition in
the jail was the lack of a guard to watch over the suicidal
detainee.
The problem with the majority's approach is that it ignores
both the common-sense understanding of "conditions of confinement"
and the reasons articulated in Hare for distinguishing those
conditions from episodic acts or omissions. In Hare, this court
carefully distinguished episodic acts or omissions from conditions
of confinement. We did so because a pretrial detainee has a due
process right to be free from punishment, and a hardship amounts to
punishment when there is an intent to punish. See Wolfish, 441
U.S. at 538, 99 S.Ct. at 1873 ("A court must decide whether the
disability is imposed for the purpose of punishment or whether it
is but an incident of some other legitimate governmental purpose.")
(emphasis added).
When asking whether a jailer intended to punish a detainee,
the reasonable relationship test works comfortably in "jail
condition cases," because intent can be presumed in the form of the
challenged condition, practice, rule, or restriction. Hare, 74
F.3d at 644. Thus, when the hardship of which the detainee
complains is the very act of imposing a condition, practice, rule,
15
or restriction, the only question is whether there is a reasonable
relationship to a legitimate state interest. In the case of
episodic acts or omissions, on the other hand, the reasonable
relationship test is more difficult to apply, as intent cannot be
presumed.1
The lesson of Hare is that a condition of confinement is a
condition, practice, rule, or restriction that itself is the wrong
of which the detainee complains. The common-sense interpretation
of a "condition of confinement" includes the number of bunks in a
cell, the number of showers and meals per day, and even a policy of
daily beatings.2 The intent to impose the hardship can be presumed
1
Hare, 74 F.3d at 645 ("Asking about the rationality of the
relationship between an official's episodic acts or omissions and
a legitimate governmental objective begs the underlying question
whether that official had the requisite mental state to establish
his liability as a perpetrator of the particular act or omission,
not as a dispenser of intended conditions or restrictions.").
2
See, e.g. Murphy v. Walker, 51 F.3d 714 (7th Cir.1995)
(treating shackling and revocation of telephone, television, and
cigarette privileges as a condition of confinement); Collanzo-
Leon v. U.S. Bureau of Prisons, 51 F.3d 315 (1st Cir.1995)
(treating disciplinary segregation and denial of telephone and
visitation privileges as a condition of confinement); United
States v. Millan, 4 F.3d 1038 (2d Cir.1993) (treating length of
pre-trial detention as a condition of confinement), cert. denied,
--- U.S. ----, 114 S.Ct. 1375, 128 L.Ed.2d 51, and cert. denied,
--- U.S. ----, 114 S.Ct. 1386, 128 L.Ed.2d 60 (1994); Hause v.
Vaught, 993 F.2d 1079 (4th Cir.1993) (treating restriction on
mail privileges as a condition of confinement), cert. denied, ---
U.S. ----, 114 S.Ct. 702, 126 L.Ed.2d 668 (1994); Brogsdale v.
Barry, 926 F.2d 1184 (D.C.Cir.1991) (treating overcrowding as a
condition of confinement); Lyons v. Powell, 838 F.2d 28 (1st
Cir.1988) (treating 22-23 hour confinement and placement of
mattress on the floor as a condition of confinement); Fredericks
v. Huggins, 711 F.2d 31 (4th Cir.1983) (treating policy of
refusing detainees access to drugs for rehabilitation as a
condition of confinement); Lareau v. Manson, 651 F.2d 96 (2d
Cir.1981) (treating overcrowding as a condition of confinement).
16
from the existence of the policy.
Here, the wrong of which the plaintiff complains is the sexual
assaults; the policy she attacks is the lack of additional
staffing. One cannot infer an intent to cause the wrong merely
from the existence of the challenged policy. Certainly, if the
city's policy were the complained-of disability (such as in a
double-bunking case), the standard for municipal and jailer
liability theoretically could merge.3 In this case, it should not.4
3
I pause to point out that Hare dealt with the question of
when a detainee's constitutional rights have been violated. As
the court pointed out, determining the existence of a
constitutional violation is only the first step in determining
municipal liability for that violation. Hare, 74 F.3d at 649 n.
4.
In the case of an omission or episodic act, the
existence of a constitutional violation would be determined
by the subjective deliberate indifference standard.
Municipal liability for that violation would be determined
under the objective deliberate indifference standard.
We separate the two issues: the existence of a
constitutional violation simpliciter and a
municipality's liability for that violation. Different
versions of the deliberate indifference test govern the
two inquiries. Our opinion in this case makes clear
that to prove an underlying constitutional violation in
an individual or episodic acts case, a pre-trial
detainee must establish that an official acted with
subjective deliberate indifference. Once the detainee
has met this burden, she has proved a violation of her
rights under the Due Process Clause. To succeed in
holding a municipality accountable for that due process
violation, however, the detainee must show that the
municipal employee's act resulted from a municipal
policy or custom adopted or maintained with objective
deliberate indifference to the detainee's
constitutional rights.
Id.
If a non-policymaker imposed a condition of confinement
on a detainee, see, e.g., Bryer v. Creati, 915 F.2d 155617
B.
A failure to adopt a policy can be deliberately indifferent
when it is obvious that the likely consequence of not adopting a
policy will be a deprivation of constitutional rights. City of
Canton v. Harris, 489 U.S. 378, 390, 109 S.Ct. 1197, 1205, 103
(1st Cir.1990) (unpublished) (applying
condition-of-confinement analysis where a police officer
left open a window during freezing weather), the reasonable
relationship test would be used to determine whether the
detainee's constitutional rights had been violated. To
determine municipal liability for the violation, the
objective deliberate indifference test would be used,
because a policymaker did not promulgate a policy of
imposing that condition of confinement.
The majority has assumed that when a policymaker
creates the condition of confinement, the standards for
determining the underlying constitutional violation and
municipal liability are the same. Because I disagree with
the majority that this is a case about conditions of
confinement, I do not address that contention. See
generally Roman v. Jeffes, 904 F.2d 192, 197-98 (3d
Cir.1990) (applying the reasonable relationship test to
determine whether a policy of limiting a detainee to one bag
of possessions during a transfer violated his constitutional
rights, but applying the objective deliberate indifference
standard to determine whether the municipality was liable
for promulgating the rule).
4
Even if the district court relied on an incorrect legal
standard, the plaintiff has waived any challenge to that error.
The district court granted summary judgment under the deliberate
indifference standard, and plaintiff has not challenged the use
of that standard. Instead, she has consistently argued that
there is a material fact issue on the question of deliberate
indifference.
The majority's reliance on Hare is misplaced. The
reasonable relationship test predated Hare. If the
plaintiff believed that the district court applied the wrong
standard, she should have raised that argument on appeal.
That the en banc court limited the applicability of the
reasonable relationship test hardly justifies an exception
to the waiver rule. The plaintiff was on notice that the
reasonable relationship test existed, and she has not argued
that it should apply to this case.
18
L.Ed.2d 412 (1989). The plaintiff relies on the affidavit of
Charles Craig, an expert on jail policy, who averred that his
experience showed him that a prison should have female officers to
prevent sexual assaults, or that male officers should be supervised
when allowed access to female inmates. He concluded that a failure
to have two guards or a female guard could not be justified.
The record also establishes that the city has followed the
same staffing procedures since the late 1970's, yet no incident
such as this has transpired.5 Jailers were subjected to a number
of background checks, including a polygraph test,6 and the city
limited contact between male and female jailers in order to
minimize the possibility of sexual misconduct.7 The jail is
5
There is no evidence that Chief Giacomozzi has ever had any
complaints of sexual assault by a jailer or any related type of
complaint prior to the incident at issue here.
6
The City subjected Moore, the perpetrator of this incident,
to a background investigation, medical examination and polygraph
test as a condition of his employment. In addition, Moore had
been previously employed as a commissioned police officer,
without incident, for four years prior to his employment with the
jail. He was trained in the official policies of jail management
by experienced jailers.
7
General Order MSC-1-78 ("the General Order"), which
regulates the management of the city jail, prohibits male
personnel from frisking or conducting a pat-down search of a
female prisoner. It also requires that a female be searched by
female personnel. Moreover, anytime a prisoner is released from
her cell for any reason, the General Order requires that she be
searched upon release from and return to the cell. Finally, the
policy allows for additional staffing by commissioned officers of
the police department when the holding facility's population is
large or if a difficult prisoner is in custody.
The majority claims that the staffing policy made it
inevitable that the General Order would be disregarded. I
find nothing in the record to support such a conclusion or
inference. The majority bases its conclusion on the fact
19
located on the first floor of the police department, in the patrol
division area, and a patrol duty sergeant would periodically check
on jail personnel. More than one hundred uniformed police officers
in the building had unlimited access to the jail at all times.
There is no jury question as to whether the failure to have
additional staffing amounts to deliberate indifference. The city
took numerous precautions to safeguard the safety of female
detainees, including the requirements of the General Order and the
extensive background checks of the jailers. See Rhyne, 973 F.2d at
393 (finding that the existence of a policy—albeit an inadequate
one—demonstrated that the municipality was not indifferent, in the
literal sense of the word). A patrol sergeant was assigned to
monitor the jail and would periodically stop by to check on jail
personnel.
In summary, Craig's testimony does not establish that the city
policymakers faced an obvious risk and were consciously indifferent
to it. At most, the evidence could be construed to show that the
jail might have been better managed, or even that Giacomozzi was
not prescient in failing to consider the risk that well-trained
jailers would, without warning, assault a female detainee.
II.
Even assuming that the "reasonable relationship" test should
apply to this case, there is no jury question as to whether the
that the four jailers could not possibly follow the General
Order. What the majority fails to consider is that the jail
is located where the jailers could easily call for a
uniformed officer to assist them when a female detainee is
booked and searched.
20
city's custom was reasonably related to a legitimate government
interest. I find the majority's conclusions surprising; the
opinion can be supported only by misunderstanding the summary
judgment evidence and by failing to apply the deference that
Wolfish demands.
The reasonable relationship test is a highly deferential test
that, as the majority acknowledges, should be no different, in
result, from the deliberate indifference standard. As this court
has explained,
The "reasonably related to a valid penological [interest]
standard" never purported to allow recovery for mere
negligence. To the contrary, this test is deferential to jail
rulemaking; it is in essence a rational basis test of the
validity of jail rules. That is, asking whether a rule is
reasonably related to a legitimate governmental objective is
much like asking whether a legislative enactment has any
rational basis, except in the context of jail administration
the legislative purpose is a given—typically a penological or
administrative purpose. Violation of the Bell test requires
acts or omissions not too distant from a standard of arbitrary
and capricious conduct.
Hare, 74 F.3d at 646.8 In Wolfish, the Court articulated the
deference courts must accord prison officials:
"The problems that arise in the day-to-day operations of a
corrections facility are not susceptible of easy solutions.
Prison administrators therefore should be accorded
wide-ranging deference in the adoption and execution of
8
See also Wolfish, 441 U.S. at 542, 99 S.Ct. at 1875 (citing
rational basis cases to support the use of a reasonable
relationship test); id. at 586, 99 S.Ct. at 1898 (Stevens J.,
dissenting) ("In short, a careful reading of the Court's opinion
reveals that it has attenuated the detainee's constitutional
protection against punishment into nothing more than a
prohibition against irrational classifications or barbaric
treatment. Having recognized in theory that the source of that
protection is the Due Process Clause, the Court has in practice
defined its scope in the far more permissive terms of equal
protection and Eighth Amendment analysis.").
21
policies and practices that in their judgment are needed to
preserve internal order and discipline and to maintain
institutional security. "Such considerations are peculiarly
within the province and professional expertise of corrections
officials, and, in the absence of substantial evidence in the
record to indicate that the officials have exaggerated their
response to these considerations, courts should ordinarily
defer to their expert judgment in such matters' "
441 U.S. at 547-48, 99 S.Ct. at 1878-79 (citations omitted); see
also Block v. Rutherford, 468 U.S. 576, 584-85, 104 S.Ct. 3227,
3231-32, 82 L.Ed.2d 438 (1983) (reaffirming the deferential
standard of Wolfish ).
When applying the Wolfish test, we must take, as a given, that
the city's policy is based on a penological purpose and must ask
whether the policy at issue is reasonably related to that end.
Hare, 74 F.3d at 646. In this case, the question is whether the
city's policies are reasonably related to the goal of providing a
safe detention center for female detainees. In other words, do the
alleged deficiencies with the city's policies prove that those
policies were arbitrary and capricious?
The custom at issue is broader than that which the majority
describes. The majority is correct that it is a custom to have
four guards—two of whom are women—and to split their duties into
four shifts over a twenty-four-hour period. The policy also
includes provisions to protect female detainees from some types of
sexual molestation. Additionally, the city requires substantial
background checks of its applicants.
The plaintiff has failed to show the existence of facts
demonstrating that the city's custom was arbitrary and capricious.
The city took precautions to protect the safety of female inmates
22
and made a decision to staff its jails based on limited financial
resources. There is no evidence demonstrating that, objectively,
such a policy generally would fail to protect pretrial detainees.
In fact, the evidence demonstrated that for ten years, the city had
not received any complaints of sexual assaults. The city's choice
may not have been perfect, but it was not unconstitutional. See
Wolfish, 441 U.S. at 542 n. 25, 99 S.Ct. at 1876 n. 25
("Governmental action does not have to be the only alternative or
even the best alternative for it to be reasonable, to say nothing
of constitutional.").
"Courts must be mindful that these injuries spring from
constitutional requirements and that judicial answers to them must
reflect that fact rather than a court's idea of how best to operate
a detention facility." Id. at 539, 99 S.Ct. at 1874. I
respectfully dissent.
23