United States v. Charles Fulton, Sr. , 914 F.3d 390 ( 2019 )

Case: 17-41251 Document: 00514812957 Page: 1 Date Filed: 01/29/2019
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
No. 17-41251 United States Court of Appeals
Fifth Circuit
FILED
January 29, 2019
UNITED STATES OF AMERICA,
Lyle W. Cayce
Plaintiff - Appellee Clerk
v.
CHARLES DEVAN FULTON, SR., also known as Black, also known as Blacc,
Defendant - Appellant
Appeal from the United States District Court
for the Southern District of Texas
Before WIENER, SOUTHWICK, and COSTA, Circuit Judges.
LESLIE H. SOUTHWICK, Circuit Judge:
A jury convicted Charles Fulton, Sr. on four counts of sex trafficking and
one count of conspiracy. The most significant issue concerns a long-delayed
search of his cell phone. Fulton also makes arguments premised on the
Confrontation and Grand Jury clauses, and he challenges the sufficiency of the
evidence. We find no basis to disturb the judgment. We AFFIRM.
FACTUAL AND PROCEDURAL BACKGROUND
In October 2014, a Galveston juvenile probation officer learned from the
father of a juvenile she supervised that the girl was pictured in an online
advertisement offering her services as an “escort,” or in effect, a prostitute.
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The probation officer began to investigate and saw that a particular house
where the girl had been arrested was a location where other young girls
consistently were arrested. She began monitoring incoming police reports,
spoke with some of the girls, compiled a list of names and ages, and gathered
information from other probation officers. Her investigation revealed common
links among the girls: Charles Fulton, Sr. and a residence on Avenue L. In
February and early March 2015, the Galveston Police Department, in tandem
with the FBI, began an investigation. Police discovered that Fulton acted as
the girls’ pimp, directing them to prostitution dates; providing them with food,
condoms, housing, and drugs; and having sex with some of them as young as
15.
In May 2016, Fulton was indicted in the U.S. District Court for the
Southern District of Texas on six counts of sex trafficking in violation of 18
U.S.C. § 1591(a)–(b) (2015), with a different minor victim identified in each
count. Fulton was also charged with a seventh count for conspiracy to commit
sex trafficking under 18 U.S.C. § 1594(c). He was found guilty after a jury trial
on four of the substantive counts and on the conspiracy count. The district
court sentenced him to prison for concurrent life terms.
DISCUSSION
We will analyze four issues. First, Fulton asserts the district court
admitted evidence obtained from his cell phone in violation of the Fourth
Amendment. Second, he argues the district court violated the Confrontation
Clause by prohibiting him from questioning one of the minor victims about a
purported aggravated assault charge. Third, he argues that special findings
made by the jury in two of his counts of conviction were not supported by
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sufficient evidence. Finally, Fulton contends the district court violated the
Grand Jury Clause by constructively amending the indictment. 1
I. Search of Fulton’s phone
In February 2015, Galveston police obtained a search warrant on the
Avenue L house where the prostitution was based, but the warrant was part
of a separate investigation into Fulton’s narcotics activities. Fulton’s cell
phone was seized. Nine days later, police obtained a second warrant to
examine its contents but were unable to bypass the phone’s security features.
Around this same time, the FBI agent assisting with the Fulton sex-trafficking
investigation learned that the Galveston police had the phone. The agent
acquired it to determine if the FBI could access the phone’s data. Three weeks
later, that agent obtained a federal warrant to search the phone. Still, it was
a year later before the data on the phone was accessed. The FBI discovered
evidence on the phone that helped piece together Fulton’s involvement with
the minor victims. Fulton moved to suppress the evidence, but the district
court denied the motion. At trial, the Government introduced evidence of the
phone’s contents through the testimony of the FBI agent and of minor victims.
The district court also admitted evidence such as text messages, a photograph,
and the results of searches of the phone’s files for specific terms, linking Fulton
to five minor victims and behaviors consistent with sex trafficking.
1 At trial, Fulton also raised issues bearing on Jencks Act, Brady, and Giglio material.
See 18 U.S.C. § 3500; Brady v. Maryland, 373 U.S. 83 (1963); Giglio v. United States, 405
U.S. 150 (1972). At oral argument in this court he requested that we review the district
court’s determinations on these issues. In his brief he mentioned his request for Brady
material and suggested we “review the propriety of the district court’s determinations.” We
will not consider such “passing reference[s]” that are devoid of legal analysis. Hollis v. Lynch,
827 F.3d 436, 451 (5th Cir. 2016) (citation omitted).
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On appeal, Fulton argues that the phone’s seizure in the February 2015
raid violated the Fourth Amendment. He alternatively argues that even if the
initial seizure had been lawful, the nine-day delay in obtaining a warrant to
search it was unconstitutional. At oral argument, Fulton’s counsel stated that
those two arguments are the limit of the objections to the search and seizure.
Thus, no issue is made about the FBI’s obtaining the phone, procuring its own
search warrant, and finally accessing the data on the phone a year later.
We review a ruling on a motion to suppress “in the light most favorable
to the verdict,” accepting “the district court’s factual findings unless clearly
erroneous or influenced by an incorrect view of the law” and reviewing
“questions of law de novo.” United States v. Carrillo-Morales, 27 F.3d 1054,
1060–61 (5th Cir. 1994). The disagreements here are ones of law. We review
the sufficiency of the warrant authorizing the seizure of Fulton’s phone de
novo. United States v. Cavazos, 288 F.3d 706, 709 (5th Cir. 2002). We also
review the district court’s determination of the reasonableness of a search or
seizure de novo. United States v. Jones, 133 F.3d 358, 360 (5th Cir. 1998).
A. Whether the narcotics warrant authorized the phone’s seizure
We start with whether the initial seizure of the phone was proper.
Fulton contends “the warrant did not particularly describe the phone as one of
the items to be seized.” The Constitution states that a warrant should not
issue without “particularly describing” what is to be seized. U.S. CONST.
amend. IV. A warrant’s particularity is sufficient if “a reasonable officer would
know what items he is permitted to seize,” which does not mean all items
authorized to be taken must be specifically identified. United States v. Aguirre,
664 F.3d 606, 614 (5th Cir. 2011). “We have upheld searches as valid under
the particularity requirement where a searched or seized item was not named
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in the warrant, either specifically or by type, but was the functional equivalent
of other items that were adequately described.” Id.
This narcotics warrant did not refer to telephones. The alleged
functional equivalent was a reference to “ledgers.” A “ledger” is a “book . . .
ordinarily employed for recording . . . transactions.” Ledger, OXFORD ENGLISH
DICTIONARY (2d ed. 1989). We have held that a “cell phone . . . used as a mode
of both spoken and written communication and containing text messages and
call logs, served as the equivalent of records and documentation of sales or
other drug activity.” Aguirre, 664 F.3d at 615. Here, the officer who took
Fulton’s phone was a nine-year veteran of his department’s narcotics unit. He
testified at the suppression hearing to a belief the phone was used in narcotics
activity. The belief was reasonable, making this cell phone the equivalent of a
ledger. The narcotics warrant authorized the seizure of Fulton’s phone. We
need not discuss the Government’s alternative arguments.
B. Whether the nine-day delay was unreasonable
We have just held that Galveston Police were authorized to seize Fulton’s
cell phone based on the warrant they obtained. That warrant, though, which
did not identify any specific electronic devices, necessarily did not explicitly
provide for a search into the contents of such devices either. A warrant to
search the cell phone was obtained nine days after the seizure. Fulton says
that delay invalidated the search. It is true that “a seizure reasonable at its
inception . . . may become unreasonable as a result of its duration.” Segura v.
United States, 468 U.S. 796, 812 (1984).
An initial question arises from the fact that Galveston police obtained a
warrant before ever seizing the phone. Might that warrant be all that was
needed to conduct the later search of the phone’s contents? The warrant itself
only sought the seizure of certain items. There is divergent authority on
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whether a specific warrant to search contents that are seized is needed. One
circuit has held that a warrant that expressly authorized seizure of a cell phone
could permit on-site search of a phone’s contents without exigent
circumstances. United States v. Fifer, 863 F.3d 759, 766 (7th Cir. 2017). We
see a different emphasis in a scholarly work stating that “if a search warrant
specifically names a cellphone only as one of the objects to be seized, absent
exigent circumstances a search warrant will thereafter be required to
authorize a search of that cellphone.” 2 WAYNE R. LAFAVE, SEARCH & SEIZURE:
A TREATISE ON THE FOURTH AMENDMENT § 4.11(a) (5th ed. Updated Oct. 2018)).
The Government does not argue that the warrant for the seizure of
“ledgers” would have permitted the search of the ledger-like phone’s contents.
We move on, then, to the issue we will resolve: was it reasonable here to delay
nine days between the warrant-based seizure of the phone and the issuance of
a warrant authorizing a search of its contents?
We find no caselaw addressing our specific facts, namely, a seizure of a
cell phone that was authorized by a warrant, then several days followed until
a warrant to search the contents of the phone was obtained. Courts, though,
have wrestled with the effect of delay in obtaining a search warrant following
a seizure that was proper for other reasons, such as a seizure of a computer
based on consent as in United States v. Laist, 702 F.3d 608, 610–11 (11th Cir.
2012), or based on probable cause and exigent circumstances, see United States
v. Burgard, 675 F.3d 1029, 1031–32 (7th Cir. 2012). Such caselaw is analogous
to our situation because in each case the seizure of the device was valid but a
warrant was needed to learn what was hidden within.
In evaluating post-seizure reasonableness, we “must balance the nature
and quality of the intrusion on the individual’s Fourth Amendment interests
against the importance of the government interests.” Freeman v. City of
Dallas, 186 F.3d 601, 605 (5th Cir. 1999). This circuit has not detailed any
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criteria for balancing. Other circuits have considered such questions as the
reasons for the delay in the issuance of a warrant; whether a suspect acted to
diminish or increase his privacy and possessory interests in the seized item,
such as giving the item to a third party or requesting the item’s return from
police; and to what extent the item’s seizure affected other interests of the
suspect, such as interfering with travel because of the seizure of luggage at an
airport. See United States v. Martin, 157 F.3d 46, 54 (2d Cir. 1998); United
States v. Stabile, 633 F.3d 219, 235–36 (3d Cir. 2011); Burgard, 675 F.3d at
1033–34. Some circuits have developed lists of specific factors. See Laist, 702
F.3d at 613–14; Burgard, 675 F.3d at 1033.
Instead of presuming to announce a test for all cases, we simply conclude
that in this case, the salient considerations for determining the balance
between the private and the public interests start with the fact that, before
seizing the phone, the Galveston police obtained a warrant that was issued
based on probable cause and that authorized the phone’s seizure. The initial
action by an independent magistrate reduces concerns about the seizure.
Important on the defendant’s side of the balance, the owner of a cell
phone has significant privacy interests in the device. See Riley v. California,
134 S. Ct. 2473, 2489 (2014). The fact that a cell phone can be the functional
equivalent not only of a ledger but of so much more means its seizure can have
a substantial impact on an individual.
Despite the potential impact we just noted, we also consider it important
that Fulton did not promptly assert his interest in retrieving the phone from
police. He was released the same day he was arrested but there was no
evidence he sought the return of his phone. A Seventh Circuit opinion held it
to be relevant that the defendant “asserted his possessory interests . . . by
voluntarily going to the police station to obtain a property receipt.” Burgard,
675 F.3d at 1034. No such action was taken here.
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What is somewhat difficult to assess is the Government’s diligence in
seeking a warrant to search the phone. The officer who seized the phone and
subsequently obtained the search warrant testified that he did not believe
obtaining a warrant was a priority because the phone was “evidence.” It would
seem that at least this officer saw no urgency and may have been indicating
his belief Fulton had lost his right to the phone until his office and prosecutors
no longer needed it. In determining the balance of interests, we place on the
scale the Government’s “relative diligence.” By that we mean there is not an
abstract obligation to make acquiring a warrant authorizing a further search
the immediate priority after seizure of any property. Assessing diligence is
affected by other considerations, such as the nature of the item seized and any
demands for its return. We conclude that the Government as to this cell phone
was neither indifferent nor zealous about the need to get a search warrant.
As to length of time, that is less an independent consideration than
simply the measure of the effect of other factors such as law-enforcement
diligence. The delay of nine days here is similar to the six-day delay in
obtaining a search warrant for a cell phone in Burgard, 675 F.3d at 1034.
There, the court found the delay not to be “the result of complete abdication of
[the officer’s] work or failure to ‘see any urgency.’” Id. We conclude that a nine-
day delay before acquiring a search warrant in this case, reflecting some
attentiveness but not zeal by police, was reasonable.
On balance, the Government’s interests in seizing the phone, then
allowing time for its proper search, prevail over Fulton’s interests. The
introduction of evidence resulting from the search of the cell phone’s contents
is not improper due to the nine-day delay in obtaining a search warrant.
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II. Confrontation Clause violation regarding a witness
Fulton argues that he was improperly limited on the range of cross-
examination of a witness. The Government called Minor Victim 3 to testify.
She admitted that the FBI agent investigating the sex trafficking case sought
her assistance and that she initially refused to help. She also admitted that
she later contacted the FBI agent after she was jailed apparently on state
charges. She changed her mind again later, resisted testifying, and appeared
at trial only after being brought to court under a material-witness warrant.
Fulton wanted to cross-examine her on what Fulton understood to be an
aggravated assault arrest in her “juvenile history” to probe her motives for
contacting the FBI agent. Fulton sought to impeach her on the theory that she
contacted the FBI agent thinking he could help her “get off that aggravated
assault charge.” There is no indication that any assault charge was related to
Fulton’s offense. The district court refused to let Fulton pursue this line of
questioning. Counsel was permitted to ask if “any member of law enforcement
offered [her] any kind of . . . benefit in exchange for testifying.” Fulton argues
this restriction violated his Sixth Amendment right to confrontation.
We review alleged Confrontation Clause violations de novo. United
States v. Jimenez, 464 F.3d 555, 558 (5th Cir. 2006). We analyze “whether the
jury had sufficient information to appraise the bias and motives of the
witness.” United States v. Templeton, 624 F.3d 215, 223 (5th Cir. 2010)
(citation omitted). Fulton “need only show that ‘a reasonable jury might have
received a significantly different impression of the witness’s credibility had
defense counsel been permitted to pursue his proposed line of cross-
examination.’” Id. (citation omitted). In the context of purported deals with
the Government, it does not matter whether an agreement was reached: “What
counts is whether the witness may be shading his testimony in an effort to
please the prosecution.” Greene v. Wainwright, 634 F.2d 272, 276 (5th Cir.
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1981). At the same time, the Confrontation Clause does not permit a defendant
to cross-examine a witness if there are sufficient concerns of “harassment,
prejudice, confusion of the issues, the witness’ safety, or interrogation that is
repetitive or only marginally relevant.” Delaware v. Van Arsdall, 475 U.S. 673,
679 (1986).
Fulton relies primarily on Davis v. Alaska, 415 U.S. 308 (1974). The
defendant there was convicted in state court based on “crucial” testimony from
a juvenile who was on probation after having previously been adjudicated
delinquent in state court for two burglaries. Id. at 310–11. The defendant
wanted to introduce the witness’s juvenile record for these reasons: the witness
may “have made a hasty and faulty identification of petitioner to shift
suspicion away from himself as one who [actually committed the crime, and
the witness] might have been subject to undue pressure from the police and
made his identifications under fear of possible probation revocation.” Id. at
311. Instead of the juvenile record’s being admitted, the defendant was
allowed to ask questions about the witness’s state of mind in cooperating with
the police. Id. at 311–13. This limitation violated the Confrontation Clause.
Id. at 318. Without the specificity of the juvenile record, jurors “might well
have thought that defense counsel was engaged in a speculative and baseless
line of attack on the credibility of an apparently blameless witness.” Id.
Fulton argues that Minor Victim 3 had reason to alter her testimony in
a federal prosecution in order to receive assistance in a state juvenile
proceeding. We consider the fact that this witness’s prosecutions were by two
different sovereigns on two unrelated crimes to be critical. Davis is based on
the fact that state prosecutors had the ability and perhaps some reason to
charge that witness with the same offense and perhaps also could have affected
his state probation on two other burglary offenses; the witness had ample
motivation for identifying a different culprit. Id. at 317-18. We see no reason
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to make such assumptions when the witness appeared in a federal court trial
and the separate matter was in state court. “[N]othing in the record or
pleadings suggest[ed] that the federal prosecutor could have influenced any
state juvenile-court proceedings and thereby provided an inducement for the
victims to testify in the federal trial.” United States v. Miller, 538 F. App’x 501,
501 (5th Cir. 2013) (citing United States v. Thorn, 917 F.2d 170, 176 (5th Cir.
1990) (proper to limit cross-examination when there was no showing federal
prosecutors could influence an unrelated state prosecution of a witness)).
We conclude that Fulton has not shown that the witness had a reason to
be biased based on the unrelated offense. We also conclude that the effect of
limiting impeachment on this witness was minimal, as ample other evidence
existed of Fulton’s guilt of this offense. The district court did not err in not
allowing Fulton to probe this witness about any state charge.
III. Sufficiency of evidence on special findings
The statute of Fulton’s convictions on the substantive counts required
that he either knew or recklessly disregarded (1) “that means of force, threats
of force, fraud, coercion . . . or any combination of such means will be used to
cause the [victim] to engage in a commercial sex act” or (2) “that the [victim]
has not attained the age of 18 years and will be caused to engage in a
commercial sex act.” 18 U.S.C. § 1591(a) (2015). Fulton was convicted on four
of these substantive counts. For two of them, Counts 2 and 7, the district court
instructed the jury to look only for the second of the two possible findings.
Conviction on those counts is not contested.
On Counts 4 and 6, the district court instructed the jury that it could
make either finding. Accordingly, the jury entered special findings on Counts
4 and 6 that Fulton “used force, threats of force, fraud or coercion” and “at the
time of the offense, the victim had attained the age of 14 years but had not
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attained the age of 18 years.” Fulton argues there was insufficient evidence
for the jury to find he “used force, threats of force, fraud or coercion” on these
two counts.
Fulton moved in the district court for a judgment of acquittal after the
Government’s case-in-chief. He renewed the motion after his own case-in-
chief. Consequently, we review his evidentiary sufficiency contentions de novo;
the analysis considers “all evidence in the light most favorable to the verdict”
and asks “only whether the jury’s decision was rational, not whether it was
correct.” United States v. Lewis, 774 F.3d 837, 841 (5th Cir. 2014) (citations
omitted).
There is evidence Fulton used force and threats with the minor victims
associated with Counts 4 and 6. There was testimony he threatened
to “beat . . . up” one victim. He also hit the other victim because she was
leaving him, making “a big handprint on [her] face.” That victim further
testified Fulton choked her for “talking to other guys.” There was also
testimony that Fulton emotionally and financially manipulated the victims so
as to support a finding of coercion. See § 1591(e)(2), (e)(4) (2015).
Even if this evidence were not sufficient, Fulton’s convictions would be
unaffected. Either one of the special findings in Counts 4 and 6 supported a
conviction under Section 1591(a). A finding of force, threats, fraud, or coercion
carried a minimum sentence of 15 years; a finding that the victim “had
attained the age of 14 years but had not attained the age of 18 years” carried
a minimal sentence of 10 years. § 1591(b). Either finding carried a maximum
sentence of life. Id. Even if we hold the findings of force, threats, fraud, or
coercion were not supported by sufficient evidence, it remains true the jury
found the victims to be younger than 18. That leaves Fulton guilty under
Counts 4 and 6 with a maximum sentence of life, which he received for both.
We leave his convictions on Counts 4 and 6 undisturbed.
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IV. Grand Jury Clause violation
The final issue concerns what is argued to be effectively an improper
amendment of the indictment concerning Fulton’s knowledge of the age of his
victims. Section 1591(a) permits the Government to convict a defendant on
alternative theories. For one of the theories, the Government is not required
to prove that the defendant “knew, or recklessly disregarded the fact, that the
person had not attained the age of 18 years.” § 1591(c). Instead, the evidence
only has to prove that “the defendant had a reasonable opportunity to observe
the” victim. Id. Fulton’s indictment does not mention this “reasonable
opportunity to observe” concept.
Fulton argues on appeal that the district court imported this concept
into the case by giving this jury instruction: “If the Government proves beyond
a reasonable doubt that the defendant had a reasonable opportunity to observe
the [alleged victims] . . . then the government does not have to prove that the
defendant knew that the person had not attained the age of 18 years.” Fulton
argues this instruction allowed the jury to convict on a basis broader than that
stated by the indictment. He did not make this argument in district court.
Our analysis starts with the special role of indictments under our
constitution: “No person shall be held to answer for a capital, or otherwise
infamous crime, unless on a presentment or indictment of a Grand Jury.” U.S.
CONST. amend V. A district court errs by “permit[ting] the defendant to be
convicted upon a factual basis that effectively modifies an essential element of
the offense charged or permits the government to convict [a] defendant on a
materially different theory or set of facts than that with which she was
charged.” United States v. Thompson, 647 F.3d 180, 184 (5th Cir. 2011)
(citation omitted).
In one precedent we discussed the exact issue presented by Fulton.
There, an indictment charged two defendants under Subsections 1591(a) and
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(b)(2) “but did not include the ‘reasonable opportunity’ language found in
[S]ubsection (c).” United States v. Lockhart, 844 F.3d 501, 515 (5th Cir. 2016).
As here, the district court instructed the jury using Subsection (c) language.
Id. We held “the district court materially modified an essential element of the
indictment by transforming the offense . . . the indictment charged . . . from
one requiring a specific mens rea into a strict liability offense.” Id. at 515–16
(emphasis added).
That error caused us to reverse the judgment of conviction of one
defendant but not of the other. Id. at 516. Prejudice need not be shown if a
timely objection is made in the district court to the violation of the right to be
tried only by a properly issued indictment; only one of the two Lockhart
defendants objected. Id. at 515–16, 515 n.3. His was the judgment of
conviction we vacated. Id.
His codefendant did not object to the broadening of the indictment, and
we reviewed his conviction for plain error. Id. at 515 n.3. We will reverse a
conviction for plain error only when: “(1) [the instruction] was erroneous; (2)
the error was plain; and (3) the plain error affected the substantial rights of
the defendant.” United States v. Daniels, 252 F.3d 411, 414 (5th Cir. 2001).
Even if those requirements are met, we will exercise discretion to reverse the
district court only if “the error ‘seriously affect[s] the fairness, integrity or
public reputation of judicial proceedings.’” Id. (citation omitted). We held in
Lockhart that regardless of the first three factors of plain error review, we
would decline to exercise our discretion to reverse because of the “substantial
evidence against” the defendant. Lockhart, 844 F.3d at 515 n.3.
The evidence against Fulton was also “substantial,” and we refuse to
vacate his convictions based on the jury instruction.
AFFIRMED.
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