United States v. Deckert ( 2021 )


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  • Case: 19-40292     Document: 00515813753         Page: 1     Date Filed: 04/08/2021
    United States Court of Appeals
    for the Fifth Circuit
    United States Court of Appeals
    Fifth Circuit
    No. 19-40292
    FILED
    April 8, 2021
    Lyle W. Cayce
    United States of America,                                                     Clerk
    Plaintiff — Appellee,
    versus
    Robert Ben Deckert,
    Defendant — Appellant.
    Appeal from the United States District Court
    for the Eastern District of Texas
    USDC No. 1:18-CR-00019
    Before Dennis, Southwick, and Ho, Circuit Judges.
    James C. Ho, Circuit Judge:
    The U.S. Sentencing Guidelines provide for a longer sentence—in the
    form of a two-level enhancement—when a defendant not only commits a
    crime, but also recklessly endangers others while fleeing a law enforcement
    officer in hopes of evading arrest for that crime. U.S.S.G. § 3C1.2.
    This appeal concerns the application of the two-level reckless
    endangerment enhancement under U.S.S.G. § 3C1.2 to a certain category of
    offenses known as “groupable” offenses.         When it comes to certain
    groupable offenses such as the drug trafficking offense at issue in this case,
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    No. 19-40292
    we apply the reckless endangerment enhancement even when the defendant
    is not convicted for the specific crime from which he recklessly flees—so long
    as the crime for which he is convicted is part of the “same . . . common
    scheme or plan.” U.S.S.G. § 1B1.3(a)(2).
    Because the facts of this case demonstrably satisfy the “same common
    scheme or plan” standard, we affirm the district court’s application of the
    two-level enhancement.
    I.
    Robert Ben Deckert met a Hardin County officer investigating a
    suspicious trailer found on private property. Deckert told the officer he did
    not own the trailer but was using it with the owner’s permission. Deckert
    then left the premises. After determining that the trailer was stolen, officers
    investigated and found 530 grams of methamphetamine and five firearms in
    the trailer. A Hardin County court issued a warrant for Deckert’s arrest.
    Three days later, a Lumberton police officer saw Deckert speeding on
    his motorcycle through a business parking lot. Deckert refused to pull over
    and led the officer on a high-speed chase in both residential and business
    areas of Lumberton before he crashed. The officer searched Deckert and
    found 615 grams of methamphetamine, a meth pipe, and five syringes, two of
    which were full of methamphetamine. Police placed him under arrest.
    Deckert waived his rights to an attorney. He admitted that he
    trafficked in methamphetamine and that he had seen and handled at least four
    of the firearms found in the trailer. A grand jury indicted Deckert on two
    counts of possession with intent to distribute methamphetamine and one
    charge of carrying a firearm during a drug trafficking offense. Deckert
    pleaded guilty to the first methamphetamine charge as well as the firearm
    charge.
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    The presentence report included a two-level upward adjustment for
    reckless endangerment during flight under U.S.S.G. § 3C1.2. Deckert
    objected to the enhancement on the ground that his reckless flight was related
    only to the second drug trafficking count, and therefore not related to the
    offense of conviction. The district court rejected his argument. The court
    instead concluded that the two drug offenses were part of the same “common
    scheme or plan,” and therefore subject to the two-level enhancement
    according to subsection (a)(2) of U.S.S.G. § 1B1.3.
    Deckert appeals the sentencing enhancement.
    II.
    Deckert objected below and preserved his argument on appeal, so we
    review the district court’s factual findings for clear error and its
    interpretation of the Guidelines de novo. United States v. Halverson, 
    897 F.3d 645
    , 651 (5th Cir. 2018). A district court’s determination of relevant conduct
    is reviewed for clear error. United States v. Barfield, 
    941 F.3d 757
    , 761 (5th
    Cir. 2019).
    A defendant’s relevant conduct is the conduct that a district court
    considers when determining whether a sentencing enhancement is
    appropriate. Section 1B1.3 of the Sentencing Guidelines provides different
    definitions of relevant conduct based on the defendant’s offense of
    conviction.
    It takes careful parsing—including consideration of the overall
    context of U.S.S.G. § 1B1.3—to understand why the district court was
    ultimately correct under subsection (a)(2) that the two-level enhancement
    applies here. So the relevant language from U.S.S.G. § 1B1.3 is copied here
    in full—with the language most relevant to this appeal in italics. It provides
    that the sentencing court shall take into consideration:
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    (a) . . .
    (1) (A) all acts and omissions committed, aided, abetted,
    counseled, commanded, induced, procured, or
    willfully caused by the defendant; and
    (B) in the case of a jointly undertaken criminal
    activity (a criminal plan, scheme, endeavor, or
    enterprise undertaken by the defendant in
    concert with others, whether or not charged as a
    conspiracy), all acts and omissions of others that
    were—
    (i) within the scope of the jointly undertaken
    criminal activity,
    (ii) in furtherance of that criminal activity, and
    (iii) reasonably foreseeable in connection with
    that criminal activity;
    that occurred during the commission of the offense of
    conviction, in preparation for that offense, or in the course
    of attempting to avoid detection or responsibility for that
    offense;
    (2)     solely with respect to offenses of a character for
    which § 3D1.2(d) would require grouping of multiple
    counts, all acts and omissions described in subdivisions
    (1)(A) and (1)(B) above that were part of the same course
    of conduct or common scheme or plan as the offense of
    conviction . . . .
    U.S.S.G. § 1B1.3 (emphasis added).
    Under subsection (a)(1)(A), a defendant’s relevant conduct generally
    consists of all acts and omissions that he committed or caused during, in
    preparation for, or while covering up the offense for which he was convicted.
    U.S.S.G. § 1B1.3(a)(1)(A). And under subsection (a)(1)(B), if the defendant
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    has a partner in crime, the partner’s conduct can count, too. U.S.S.G.
    § 1B1.3(a)(1)(B).
    Importantly, it is the trailing (or hanging) clause of subsection (a)(1)
    that makes clear that either of these two categories of conduct must have
    “occurred during the commission of the offense of conviction, in preparation
    for that offense, or in the course of attempting to avoid detection or
    responsibility for that offense.” Because this clause trails behind the text of
    subsections (a)(1)(A) and (a)(1)(B), we treat it as located within subsection
    (a)(1)—and not within either subsections (a)(1)(A) or (a)(1)(B). See United
    States v. Ainabe, 
    938 F.3d 685
    , 691 (5th Cir. 2019) (noting that the trailing
    clause “belongs more generally to § 1B1.3(a)(1)”) (quoting United States v.
    Valenzuela–Contreras, 340 F. App’x 230, 235 n.5 (5th Cir. 2009)).
    As we shall see, the location of the trailing clause in subsection
    (a)(1)—rather than within either subsection (a)(1)(A) or (a)(1)(B)—matters
    to the proper resolution of this appeal. That is because this appeal concerns
    the application of subsection (a)(2), not subsection (a)(1)—and because
    subsection (a)(2) refers specifically to subsections (a)(1)(A) and (a)(1)(B),
    and not more generally to everything in subsection (a)(1).
    Subsection (a)(2) defines relevant conduct “solely with respect to
    offenses of a character for which § 3D1.2 would require grouping of multiple
    counts.” U.S.S.G. § 1B1.3(a)(2). For those types of offenses, the Guidelines
    instruct courts to sentence a defendant based on how many times the
    defendant has been charged with that conduct. U.S.S.G. § 3D1.2. For
    example, if a defendant is charged with four counts of possessing a controlled
    substance, the court must group those four counts together and then
    calculate a single, combined offense level that will then be used to calculate
    the sentence for each count. Because the point of grouping offenses is to take
    into account multiple, similar offenses, the Guidelines naturally employ a
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    different definition of relevant conduct for groupable offenses. U.S.S.G.
    § 1B1.3(a)(2).
    Section 1B1.3(a)(2) defines the defendant’s relevant conduct for a
    groupable offense as “all acts and omissions described in subdivisions (1)(A)
    and (1)(B) above that were part of the same course of conduct or common
    scheme or plan as the offense of conviction.” Id. Thus, when a defendant is
    convicted of a groupable offense, courts should look to all acts and omissions
    that were part of a similar course of conduct or common scheme as the
    offense of conviction.
    Accordingly, section 1B1.3(a)(2) presents the following question:
    Does the reference to “all acts and omissions described in subdivisions (1)(A)
    and (1)(B) above” incorporate the trailing clause of subsection (a)(1), which
    requires that the acts and omissions occur during, in preparation for, or while
    covering up the offense of conviction? We are not the first to note this
    ambiguity. See, e.g., United States v. Hodge, 
    805 F.3d 675
    , 682–83 (6th Cir.
    2015) (“There is an ambiguity as to whether the phrase in (a)(2)—‘all acts
    and omissions described in subdivisions (1)(A) and (1)(B) above’—refers to
    (a)(1)(A) and (a)(1)(B) with the trailing clause or without the trailing clause.”)
    (quoting U.S.S.G. § 1B1.3(a)(2)).
    A careful reading of subsection (a)(2) shows that it does not
    incorporate the trailing clause of subsection (a)(1)—but rather, only the text
    of subsections (a)(1)(A) and (a)(1)(B). As the Seventh Circuit has explained,
    “[s]ubsection (a)(2) of the guideline specifically incorporates (a)(1)(A) and
    (a)(1)(B) but says nothing about the trailing clause. In contrast, subsection
    (a)(3) of the guideline refers to all of (a)(1) and not merely subsections
    (a)(1)(A) and (a)(1)(B).” United States v. Johnson, 
    347 F.3d 635
    , 639 (7th Cir.
    2003) (emphasis added). See also U.S.S.G. § 1B1.3(a)(3) (referring to “all
    harm that resulted from the acts and omissions specified in subsections (a)(1)
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    and (a)(2) above”). So because subsection (a)(2) references only subsections
    (a)(1)(A) and (a)(1)(B)—and not subsection (a)(1) as a whole—and the only
    difference between those provisions is the trailing clause, subsection (a)(2)
    must not incorporate the trailing clause. See Ainabe, 938 F.3d at 691 (noting
    that if subsection (a)(2) did include the trailing clause, “(a)(2) would have
    referred broadly to section (a)(1)”) (quoting Valenzuela–Contreras, 340 F.
    App’x at 235 n.5).
    Moreover, this reading makes sense. To incorporate subsection
    (a)(1)’s requirement that the act or omission occur during, in preparation for,
    or while covering up the offense of conviction would render subsection
    (a)(2)’s definition of relevant conduct as a “common scheme or plan”
    superfluous. Furthermore, groupable offenses are grouped together because
    they are of a similar character. See U.S.S.G. § 3D1.2. This characteristic of
    groupable offenses tracks subsection (a)(2)’s definition of relevant conduct
    as all acts and omissions that “were part of the same course of conduct or
    common scheme or plan as the offense of conviction.”                 U.S.S.G.
    § 1B1.3(a)(2).   For these reasons, “a disjunctive interpretation of the
    Relevant Conduct Guideline ‘ensure[s] that the statutory scheme is coherent
    and consistent.’” United States v. Ashford, 
    718 F.3d 377
    , 383 (4th Cir. 2013)
    (internal citation omitted) (quoting Healthkeepers, Inc. v. Richmond
    Ambulance Auth., 
    642 F.3d 466
    , 472 (4th Cir. 2011)).
    Not surprisingly, then, this court recently adopted this reading of
    section 1B1.3 in Ainabe. We explained how, in a prior unpublished opinion,
    we had previously rejected the defendant’s argument that subsection (a)(2)
    incorporates (a)(1)’s trailing clause:
    We rejected this argument in an unpublished opinion. In
    United States v. Valenzuela–Contreras, we noted that “[t]he
    plain language of § 1B1.3(a)(2) only refers to [(a)](1)(A) and
    [(a)](1)(B), not the ‘occurred during the commission’ language
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    which belongs more generally to § 1B1.3(a)(1). Otherwise,
    (a)(2) would have referred broadly to section (a)(1).” . . . The
    reasoning in Valenzuela–Contreras is cogent and persuasive
    because it is supported by the text of the Guidelines, and we
    apply that reasoning here.
    938 F.3d at 691 (alteration in original) (quoting Valenzuela–Contreras, 340 F.
    App’x at 235 n.5).1
    And notably, every other circuit to address this issue has reached the
    same conclusion. See, e.g., United States v. Schock, 
    862 F.3d 563
    , 569 n.6 (6th
    Cir. 2017) (“The Guidelines draw a distinction between (a)(1) and (a)(2)
    relevant conduct. It is one we must respect.”); Ashford, 718 F.3d at 383;
    United States v. McCants, 
    434 F.3d 557
    , 563 (D.C. Cir. 2006) (describing
    (a)(1) and (a)(2) as “distinct criteria”); Jansen v. United States, 
    369 F.3d 237
    ,
    248 (3rd Cir. 2004) (“Section (a)(2) stands on its own and is not expanded
    or superseded by the provisions of Section (a)(1)”); Johnson, 
    347 F.3d at 639
    (holding that “the reference to subsections [(a)](1)(A) and [(a)](1)(B) in
    U.S.S.G. § 1B1.3(a)(2) refers only to the subsections themselves and not the
    trailing clause.”); United States v. Cuthbertson, 
    138 F.3d 1325
    , 1327 (10th Cir.
    1998) (recognizing that “[s]ubsections (a)(1) and (a)(2) adopt different
    rules”) (quoting U.S.S.G. § 1B1.3, cmt. background).
    Deckert’s offense of conviction, possession of a controlled substance,
    is a groupable offense under § 3D1.2(d). See U.S.S.G. § 1B1.3(a)(2) (covering
    offenses “of a character for which § 3D1.2(d) would require grouping of
    1
    Valenzuela-Contreras also noted that “the commentary accompanying § 1B1.3
    contemplates scenarios in which acts and omissions that are part of the ‘same course of
    conduct or common scheme or plan’ may be included under § 1B1.3(a)(2) but do not occur
    during, in preparation for, or in the course of attempting to avoid detection or responsibility
    for the offense of conviction.” 340 F. App’x at 235 n.5 (citing U.S.S.G. § 1B1.3 cmt. n.3).
    See also Ainabe, 938 F.3d at 691 n.18 (collecting examples).
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    multiple counts”); U.S.S.G. § 3D1.2(d) (requiring grouping “[w]hen the
    offense level is determined largely on the basis of . . . the quantity of a
    substance involved”).        This means that Deckert’s relevant conduct is
    defined by § 1B1.3(a)(2), and thus includes all acts and omissions that were
    part of the same common scheme or plan as his offense of conviction.
    “Conduct is part of a common scheme or plan if it is ‘substantially
    connected to [the offense of conviction] by at least one common factor, such
    as common victims, common accomplices, common purpose, or similar
    modus operandi.’” United States v. Heard, 
    891 F.3d 574
    , 575–76 (5th Cir.
    2018) (quoting United States v. Ortiz, 
    613 F.3d 550
    , 557 (5th Cir. 2010)). See
    also U.S.S.G. § 1B1.3 cmt. n.5(B). In a drug-trafficking case, relevant conduct
    includes acts that were part of the common drug-trafficking scheme.
    Barfield, 941 F.3d at 762. Here, Deckert was caught with large, similar
    amounts of methamphetamine twice in four days in close geographic
    proximity. Because his flight from the police was part of that drug-trafficking
    scheme, the district court properly considered that conduct and thus
    properly applied the reckless endangerment enhancement.
    III.
    It is puzzling why the dissent disagrees with our analysis. After all, the
    dissent previously agreed with the same reading of subsection (a)(2) that we
    apply here, when it joined our court’s unanimous opinion in Ainabe.
    For its part, the dissent defends its refusal to apply subsection (a)(2)
    here by invoking United States v. Southerland, 
    405 F.3d 263
     (5th Cir. 2005).
    That is curious, considering that Southerland concerns the nexus
    requirement of subsection (a)(1), not the nexus requirement of subsection
    (a)(2).
    As Southerland explains, under subsection (a)(1), the reckless
    endangerment enhancement applies only to those “acts or omissions
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    occurring during the offense of conviction, the preparation for the offense of
    conviction, or the course of attempting to avoid detection or responsibility
    for the offense of conviction.” 
    Id. at 268
     (quoting U.S.S.G. § 1B1.3(a)(1)).
    By contrast, Southerland makes no pronouncement about the proper use of
    the reckless endangerment enhancement as applied to offenses covered by
    subsection (a)(2). Indeed, nowhere in Southerland does the court even
    mention, let alone construe, subsection (a)(2).
    If there is a valid basis for ignoring Ainabe and invoking Southerland in
    this case—even though the sentencing enhancement here arises under
    subsection (a)(2) rather than subsection (a)(1)—the dissent does not offer
    one. The dissent offers no theory to explain why it is wrong to apply
    subsection (a)(2) to this case. Nor does the dissent explain why we should
    not apply the very same nexus requirement under subsection (a)(2) that it
    embraced in Ainabe.
    ***
    Section 1B1.3(a)(1) and (a)(2) contain different definitions of the
    relevant conduct. This case involves the definition in (a)(2). The district
    court here correctly applied that definition, and thus properly applied the
    reckless endangerment enhancement. Accordingly, we affirm.2
    2
    Deckert also appeals the denial of his motions to suppress. But he waived the
    right to raise that challenge on appeal in his unconditional guilty plea. See, e.g., United
    States v. Stevens, 
    487 F.3d 232
    , 238 (5th Cir. 2007).
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    James L. Dennis, Circuit Judge, dissenting in part and concurring in part in
    the judgment:
    I respectfully dissent from affirming the 2-level enhancement of
    Deckert’s sentence for reckless endangerment during flight because it is
    inconsistent with our circuit precedent, United States v. Southerland, 
    405 F.3d 263
     (5th Cir. 2005) and the sentencing guidelines.                 The flight
    adjustment was based on an incident that occurred when a Lumberton, Texas
    city police officer sought to arrest Deckert for a traffic violation on February
    10, 2018. Because the flight did not have a nexus to Deckert’s “offense of
    conviction” of possessing methamphetamines and firearms on a separate
    date, February 6, 2018, near Silsbee, Texas the adjustment was not
    permissible under the United States Sentencing Guidelines. On a different
    issue, however, I agree with the majority that Deckert waived his right to re-
    urge his motions to suppress by entering an unconditional guilty plea.
    Deckert pleaded guilty, without a plea agreement, to a drug offense
    and related firearm offense committed on February 6, 2018 near Silsbee,
    Texas. He did not plead guilty to any other offense. Deckert was also
    charged with a different drug offense committed in Lumberton, Texas on
    February 10, 2018. But Deckert did not plead guilty to that charge and it was
    dismissed. Therefore, the offense committed on February 6, 2018 near
    Silsbee, Texas is Deckert’s only “offense of conviction” in the present case.
    The “Application Instructions” to the United States Sentencing
    Guidelines, § 1B1.1, provide that the sentencing court shall determine the
    guideline range by applying the provisions of the guidelines manual in the
    following order, starting with these three steps:
    (1) Determine, pursuant to § 1B1.2 (Applicable Guidelines),
    the offense guideline section from Chapter Two (Offense
    Conduct) applicable to the offense of conviction. See § 1B1.2.
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    (2) Determine the base offense level and apply any appropriate
    specific offense characteristics, cross references, and special
    instructions contained in the particular guideline in Chapter
    Two in the order listed.
    (3) Apply the adjustments as appropriate related to victim, role,
    and obstruction of justice from Parts A, B, and C of Chapter
    Three.
    U.S.S.G. § 1B1.1 (emphasis added).
    The district court’s first step in calculating a defendant’s sentence is
    to determine the offense guideline “applicable to the offense of conviction.”
    See U.S.S.G. § 1B1.1(a)(1). Thus, the Guidelines are clear that the “offense
    of conviction” is the key element in the sentencing process; the “offense of
    conviction” is the anchoring standard around which all other specific offense
    characteristics, adjustments, and instructions are gathered in order to
    determine a particular guideline range for a given defendant.
    Necessarily, these principles govern the application of a § 3C1.2
    adjustment for “reckless endangerment during flight.” The adjustment
    provides that “[i]f the defendant recklessly created a substantial risk of death
    or serious bodily injury to another person in the course of fleeing from a law
    enforcement officer, increase by 2 levels.” Id. § 3C1.2. In United States v.
    Southerland, this court “read § 3C1.2 in the larger context of the guidelines,”
    
    405 F.3d at 266
    , and held that, “in light of § 1B1.3’s express requirement that
    Chapter Three adjustments be based upon acts or omissions occurring during
    the offense of conviction, the preparation for the offense of conviction, or the
    course of attempting to avoid detection or responsibility for the offense of
    conviction,” a § 3C1.2 enhancement can apply only when there is a “nexus”
    between the defendant’s flight and the “offense of conviction.” Id. at 268.
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    Section 1B1.3, “Relevant Conduct (Factors that Determine the
    Guideline Range),” in relevant part, reads:
    (a)    Chapters     Two       (Offense       Conduct)   and   Three
    (Adjustments).            Unless otherwise specified, . . . (iv)
    adjustments in Chapter Three, shall be determined on the basis of
    the following:
    (1)(A) all acts and omissions committed, aided, abetted,
    counseled, commanded, induced, procured, or willfully caused
    by the defendant; . . .
    that occurred during the commission of the offense of conviction, in
    preparation for that offense, or in the course of attempting to
    avoid detection or responsibility for that offense . . . .
    § 1B1.3(a) (emphasis added); see Southerland, 
    405 F.3d at 267
    .
    Southerland therefore recognized that Guidelines themselves are the
    source of the nexus requirement. In light of this requirement, the Southerland
    court rejected the government’s argument that no connection or nexus
    between the flight and the offense of conviction was needed because the
    § 3C1.2 adjustment itself did not mention a nexus, see Southerland, 
    405 F.3d at 268
    , and also rejected the government’s argument that a defendant who
    flees from law enforcement is necessarily attempting to evade responsibility
    for other potential charges because such reasoning was inconsistent with the
    need for a finding of a nexus as required by § 1B1.3(a). Id. at 269.
    Against this precedent, the majority erroneously reasons that
    Southerland is inapplicable because it involved a defendant who pleaded
    guilty to bank robbery and credit card fraud, see id. at 263, and did not involve
    a “groupable offense” like the drug offense that Deckert pleaded guilty to
    violating. From this unauthorized distinction, the majority erroneously
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    concludes that no nexus between the flight and the offense of conviction is
    required when a defendant is convicted of a groupable offense involving a
    “common scheme or plan” to possess drugs.
    The majority’s conclusion fails to recognize that Southerland’s
    holding and its reasoning are faithful applications of U.S.S.G. § 1B1.3(a) that
    are not contingent on the type of offenses that a defendant is convicted of
    violating. Whether there is a nexus such that the § 3C1.2 adjustment can be
    applied resolves this case. If there is no nexus, the adjustment cannot be
    applied. There is no basis for a sentencing court, if it cannot find a nexus, to
    then continue into (a)(2) to apply an adjustment. In addition to Southerland,
    all of the circuit courts of appeals to consider this issue agree that the § 3C1.2
    adjustment applies only if there is a nexus between the flight and the offense
    of conviction. See e.g. United States v. Seals, 
    813 F.3d 1038
    , 1045–46 (7th Cir.
    2016) (collecting cases); United States v. Porter, 413 F. App’x 526, 531 (3rd
    Cir. 2011); United States v. Dial, 
    524 F.3d 783
    , 787 (6th Cir. 2008); United
    States v. Gray, 512 F. App’x 803, 809 (10th Cir. 2013); see also Thomas W.
    Hutchison, et al, Federal Sentencing Law and Practice,
    § 3C1.2, at 1072 (2021 ed.). None of the inapposite cases cited by the
    majority are to the contrary, as they do not sanction applying a § 3C1.2
    adjustment absent a nexus.
    Applying these foregoing principles to this case, it is clear that
    Deckert’s flight from a police officer on February 10 lacks a nexus with his
    offenses of conviction of possessing drugs and firearms on February 6.
    Nothing in the record proves that Deckert’s flight on February 10 was
    integral to, or part of, his February 6 offense of conviction or an attempt to
    evade responsibility for his February 6 offense of conviction. Indisputably,
    Deckert’s February 6 offenses of conviction did not involve a flight or a
    motorcycle. The government has arguably proved, at most, that Deckert’s
    flight from a Lumberton, Texas city police officer was related to his traffic
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    offense and the drugs in his backpack on February 10. But Deckert did not
    plead guilty to possessing drugs on February 10 and that drug charge was
    dismissed. Deckert only pleaded guilty to possessing drugs and firearms on
    February 6, near Silsbee, Texas, and the Guidelines nowhere permit a district
    court to substitute a different “offense” for the “offense of conviction”
    when calculating a sentence, including in the application of a flight
    adjustment.     Thus, the district court erred in applying the § 3C1.2
    adjustment, and in my view we should therefore vacate and remand for
    resentencing.
    Because the majority holds otherwise, I respectfully dissent.
    15