Ochoa-Salgado v. Garland ( 2021 )

Case: 19-60519 Document: 00515941651 Page: 1 Date Filed: 07/16/2021
United States Court of Appeals
for the Fifth Circuit United States Court of Appeals
Fifth Circuit
FILED
July 16, 2021
No. 19-60519 Lyle W. Cayce
Clerk
Arturo Ochoa-Salgado,
Petitioner,
versus
Merrick Garland, U.S. Attorney General,
Respondent.
Petition for Review of an Order of
the Board of Immigration Appeals
No. A 028 296 392
Before Smith and Ho, Circuit Judges, and Barker, District Judge.*
Jerry E. Smith, Circuit Judge:
Ochoa-Salgado is a Mexican citizen who was convicted in Texas of
delivering cocaine. Because an Immigration Judge (“I.J.”) found him remov-
able, he asks for cancellation of removal. But, to qualify for that, Ochoa-
Salgado must not have been convicted of an offense that falls within the Con-
trolled Substances Act (“CSA”). Because his Texas conviction is included
in the CSA, we deny the petition for review.
*
U.S. District Judge for the Eastern District of Texas, sitting by designation.
Case: 19-60519 Document: 00515941651 Page: 2 Date Filed: 07/16/2021
No. 19-60519
I.
Ochoa-Salgado is a Mexican citizen whom the United States admitted
as a lawful permanent resident alien. In 2008, he was convicted in Texas of
manufacture or delivery of cocaine in violation of Texas Health and Safety
Code § 481.112. In 2013, the Department of Homeland Security initiated
removal proceedings, which occurred in two parts: (A) proceedings that
occurred before Mathis v. United States, 136 S. Ct. 2243 (2016), and (B) post-
Mathis proceedings.
A.
The government initially claimed that Ochoa-Salgado was removable
under 8 U.S.C. § 1227(a)(2)(A)(iii) (“(A)(iii)”), which allows removal of
aliens “convicted of an aggravated felony.” The term “aggravated felony”
includes “drug-trafficking crimes.” Vasquez-Martinez v. Holder, 564 F.3d
712, 719 n.11 (5th Cir. 2009) (cleaned up). “[D]rug trafficking crimes,” in
turn, constitute “any felony punishable under the [CSA].” Id. (cleaned up).
Thus, to determine whether a state drug offense constitutes an aggravated
felony, the I.J. would need to “(1) identify the elements that make up
[§ 481.112] and then (2) determine whether those elements” fall within the
CSA. Alejos-Perez v. Garland, 991 F.3d 642, 647 (5th Cir. 2021) (cleaned up).
The government thus faced a hurdle in showing that § 481.112 falls
within the CSA: “Delivery,” under § 481.112, can occur through (1) actual
transfer, (2) constructive transfer, or (3) an offer to sell. 1 But we had said
that § 481.112’s offer-to-sell theory “does not fall within [a sentencing guide-
line’s] definition of [a] ‘drug trafficking offense.’” See Vasquez-Martinez,
1
See § 481.002(8) (defining “[d]eliver” as “to transfer, actually or construc-
tively,” which “includes offering to sell”).
2
Case: 19-60519 Document: 00515941651 Page: 3 Date Filed: 07/16/2021
No. 19-60519
564 F.3d at 718 (citation omitted). Apparently on the assumption that we
would interpret the CSA congruently, the government became concerned
that, on the record before it, it could not prove that Ochoa-Salgado had not
been convicted under the offer-to-sell theory.
Thus, the government changed its ground for removal, now claiming
that Ochoa-Salgado was removable because his § 481.112 offense “relat[ed]
to a controlled substance” under § 1227(a)(2)(B)(i) (“(B)(i)”). Ochoa-
Salgado conceded removability.
The government’s switch initially seemed savvy, because (B)(i) con-
ferred an uncontroversial basis for removal. Moreover, when Ochoa-Salgado
later moved for cancellation of removal, he—instead of the government—
bore the burden of showing that he had not been “convicted of any aggra-
vated felony.” 2 The I.J. found that he failed to meet that burden, and the
Board of Immigration Appeals (“BIA”) agreed. Ochoa-Salgado petitioned
for review. See Ochoa-Salgado v. Yates, 673 F. App’x 454 (5th Cir. 2017) (per
curiam).
B.
Before we ruled, however, Mathis, 136 S. Ct. at 2249, pulled the rug
out from under the government’s plan to remove Ochoa-Salgado by holding
that use of record evidence isn’t a given anymore in determining what crime
an alien committed. 3 Specifically, record evidence can elucidate the
2
8 U.S.C. § 1229b(a)(3); see id. § 1229a(c)(4)(A)(i) (“An alien applying for relief
. . . from removal has the burden of proof to establish that the alien . . . satisfies the appli-
cable eligibility requirements.”).
3
See United States v. Hinkle, 832 F.3d 569, 574 (5th Cir. 2016) (noting that Mathis
“sets forth how a court determines whether . . . documents pertaining to the prior convic-
tion may be used to ascertain if that conviction comes within a federal definition”).
3
Case: 19-60519 Document: 00515941651 Page: 4 Date Filed: 07/16/2021
No. 19-60519
elements of a state criminal statute only if that statute is “divisible.” Id. If
the statute lists “multiple elements, each of which is part of a separate . . .
offense,” then it is “divisible.” Alejos-Perez, 991 F.3d at 647 (cleaned up).
Conversely, if the statute lists “various factual means of committing a single
. . . offense,” it is “indivisible.” Id. (cleaned up). Mathis also gave guidance
on determining divisibility. See Mathis, 136 S. Ct. at 2256–57.
That helped Ochoa-Salgado: Although we had said that § 481.112 is
“divisible,” we concluded, after Mathis, that it is “indivisible.” United States
v. Tanksley, 848 F.3d 347, 351–52 (5th Cir. 2017). And now that the I.J. could
no longer use record evidence to parse § 481.112, the presence of the offer-
to-sell theory would potentially render § 481.112 in its entirety outside the
CSA. 4 And, if § 481.112 falls outside the CSA, then it is not an aggravated
felony, and Ochoa-Salgado would be eligible for cancellation of removal. See
Vasquez-Martinez, 564 F.3d at 719 n.11; § 1229b(a)(3). On the initial petition
to us, therefore, we remanded for the BIA to take another look in light of that
new law. Ochoa-Salgado, 673 F. App’x at 455.
On remand, the government challenged what it had previously as-
sumed was true, now claiming that § 481.112’s offer-to-sell theory falls within
the CSA. The BIA agreed that “the conduct necessary to prove that an ‘offer
to sell’ was made . . . qualifies as a felony under the CSA.” 5 On petition for
4
See Moncrieffe v. Holder, 569 U.S. 184, 190–91 (2013); United States v. Evans,
699 F.3d 858, 866 (6th Cir. 2012) (“Because the Ohio court documents do not indicate
whether Evans was convicted for selling cocaine or offering to sell cocaine, the panel should
look to the lesser of the two offenses, an offer to sell cocaine, to determine whether this
offense categorically qualifies as a controlled substance offense . . . .”), abrogated on other
grounds by United States v. Havis, 927 F.3d 382 (6th Cir. 2019).
5
Although Ochoa-Salgado contends that the BIA failed to apply Mathis, he con-
fuses the second BIA decision—where the BIA applied our post-Mathis precedent—with
the first—where the BIA applied our old precedent.
4
Case: 19-60519 Document: 00515941651 Page: 5 Date Filed: 07/16/2021
No. 19-60519
review, Ochoa-Salgado disagrees with that conclusion. We have jurisdiction
to review questions of law on petition for review of a decision of the BIA,
8 U.S.C. § 1252(a)(2)(D), and our review is de novo, Vazquez v. Sessions,
885 F.3d 862, 870 (5th Cir. 2018).
II.
We must decide (A) whether our precedent resolves this case and
(B) if not, whether the offer-to-sell theory is included in the CSA. In answer,
we conclude that precedent provides no answer, and the offer-to-sell theory
does fall within the CSA.
A.
Section 481.112’s offer-to-sell theory does not fit within U.S.S.G.
§ 2L1.2’s former definition 6 of a “[d]rug trafficking offense” 7 or U.S.S.G.
§ 4B1.2’s definition of a “controlled substance offense.” 8 Moreover, in two
cases, we relied on a governmental concession that an offer-to-sell theory is
6
Moreover, after our cases interpreting § 2L1.2, the Sentencing Commission
amended the language of § 2L1.2’s commentary to include offers to sell. See United States
v. Ibarra-Luna, 628 F.3d 712, 715 (5th Cir. 2010); § 2L1.2 cmt. n.2. And “a Sentencing
Commission amendment modifying Guidelines commentary can override our precedent.”
United States v. Longoria, 958 F.3d 372, 377 (5th Cir. 2020), cert. denied, 141 S. Ct. 978(2021). The amendment “must clearly overrule our caselaw to warrant a departure from
the rule of orderliness.” Id. Because the inclusion of offers to sell clearly overrules our
precedents, we are not bound by them.
7
See § 2L1.2 cmt. n.2; United States v. Morales-Martinez, 496 F.3d 356, 358 (5th
Cir. 2007); United States v. Gonzales, 484 F.3d 712, 714 (5th Cir. 2007) (per curiam);
Vasquez-Martinez, 564 F.3d at 718; United States v. Price, 516 F.3d 285, 288–89 (5th Cir.
2008).
8
See § 4B1.2(b); United States v. Hinkle, 832 F.3d 569, 572 (5th Cir. 2016); Tanks-
ley, 848 F.3d at 352.
5
Case: 19-60519 Document: 00515941651 Page: 6 Date Filed: 07/16/2021
No. 19-60519
not within the CSA. 9 None of that authority binds us.
First, because removal and sentencing-guideline cases share the same
categorical approach, 10 decisions that determine whether the offer-to-sell
theory falls within a guideline could be helpful here if that guideline were rel-
evantly analogous to the CSA. Although §§ 2L1.2 and 4B1.2 contain lan-
guage that resembles the CSA, 11 the CSA, unlike those guidelines, crim-
inalizes attempted transfers of drugs. 12 Thus, assuming that the CSA’s inclu-
sion of attempt is relevant to the offer-to-sell theory, see Part II.B, infra, that
provision differentiates the CSA from §§ 2L1.2 and 4B1.2. As a result, our
opinions interpreting those provisions do not constrain our interpretation of
the CSA.
Second, in two cases, we relied on the government’s concession that
an offer-to-sell theory fell outside the CSA. See Ibarra-Luna, 628 F.3d at 715–
16; Ibanez-Beltran, 858 F.3d at 296. Besides our acknowledgment of those
concessions, we made no express conclusions about whether an offer to sell
falls within the CSA. See Ibarra-Luna, 628 F.3d at 715–16; Ibanez-Beltran,
9
See United States v. Ibarra-Luna, 628 F.3d 712, 715–16 (5th Cir. 2010); Ibanez-
Beltran v. Lynch, 858 F.3d 294, 296 (5th Cir. 2017) (per curiam).
10
Compare Mathis, 136 S. Ct. at 2250, with Alejos-Perez, 991 F.3d at 647.
11
Compare 21 U.S.C. § 841(a)(1) (making it unlawful to “manufacture, distribute,
or dispense . . . a controlled substance”), with § 2L1.2 cmt. n.1(B)(iii) (2003) (defining a
“drug trafficking offense” as involving “the manufacture, . . . distribution, or dispensing
of a controlled substance”) and § 4B1.2(b) (defining a “controlled substance offense” as
one involving “the manufacture, . . . distribution, or dispensing of a controlled sub-
stance”).
12
The CSA makes it unlawful “to . . . distribute . . . a controlled substance.”
§ 841(a)(1) (emphasis added). “Distribute” means “to deliver.” 21 U.S.C. § 802(11)
(emphasis added). “Deliver” includes the “attempted transfer of a controlled substance.”
§ 802(8) (emphasis added). Thus, the CSA criminalizes attempted transfers.
6
Case: 19-60519 Document: 00515941651 Page: 7 Date Filed: 07/16/2021
No. 19-60519
858 F.3d at 296. We must decide, therefore, whether those panels’ reliance
on a party’s concession binds us.
Our en banc court declined to decide how to apply the “rule of order-
liness in cases where a party made an explicit concession before a prior panel
that is dispositive in a future case.” United States v. Castillo-Rivera, 853 F.3d
218, 221 n.1 (5th Cir. 2017) (en banc). But we have made some points clear.
For instance, a panel’s assumption “is not binding if the adverse party did
not challenge and we did not consider” that issue. 13 Thus, the rule of orderli-
ness applies where (1) a party raises an issue 14 and (2) a panel gives that issue
13
Richardson v. Tex. Sec’y of State, 978 F.3d 220, 229 n.15 (5th Cir. 2020) (cleaned
up); accord Thomas v. Tex. Dep’t of Crim. Just., 297 F.3d 361, 370 n.11 (5th Cir. 2002)
(“When an issue is not argued . . . in a decision, such decision is not precedent to be fol-
lowed in a subsequent case in which the issue arises.” (cleaned up)); see also Johnson v.
Halstead, 916 F.3d 410, 419 n.3 (5th Cir. 2019) (noting that a party’s “failure to raise [a]
question also means that [an] opinion is not precedent on that issue”). That rule comports
with our statements that “a ruling on an issue not raised” constitutes dictum. United States
v. Lam, 803 F. App’x 796, 797 (5th Cir.) (per curiam) (cleaned up), cert. denied, 141 S. Ct.
425 (2020); see also Garcia-Hernandez v. United States, 915 F.3d 558, 560 n.1 (8th Cir.
2019); Rumsfeld v. United Techs. Corp., 315 F.3d 1361, 1373 (Fed. Cir. 2003) (“Such a deci-
sion, merely accepting the parties’ agreement, is not binding on later panels.”).
14
See Richardson, 978 F.3d at 229 n.15 (noting that our handling of an issue “is not
binding if the adverse party did not challenge” that issue (cleaned up)); see also Ill. State
Bd. of Elections v. Socialist Workers Party, 440 U.S. 173, 183 (1979) (concluding that a deci-
sion was not binding where “the issue was by no means adequately presented to . . . this
Court”); Rhone Poulenc Agro, S.A. v. DeKalb Genetics Corp., 284 F.3d 1323, 1334 (Fed. Cir.
2002) (“[T]he parties’ not having contested the issue, Heidelberg Harris is not binding
authority . . . .”); Cousins v. Sec’y of the U.S. Dep’t of Transp., 880 F.2d 603, 608 (1st Cir.
1989) (concluding that a previous opinion wasn’t binding where the court had “no reason
to believe that any party in [that case] briefed or argued the question”); Villanueva v. United
States, 893 F.3d 123, 131 (2d Cir. 2018) (declining to follow “at most an implicit holding”
where “there is no indication in any of these cases that the appellants” raised that issue);
Mays v. Sprinkle, 992 F.3d 295, 302 n.4 (4th Cir. 2021) (“[N]either party raised [an issue]
and the discussion should not be read to resolve this issue.”); Nemir v. Mitsubishi Motors
Corp., 381 F.3d 540, 559 (6th Cir. 2004) (“[I]n Grimes, the plaintiff never argued [an issue],
such that the question before us in today’s case was simply not before us in Grimes.”);
7
Case: 19-60519 Document: 00515941651 Page: 8 Date Filed: 07/16/2021
No. 19-60519
reasoned consideration. 15 But where a party concedes an issue, that party does
not raise it. And where a panel relies on that concession, without further
analysis, it does not give the issue reasoned consideration. Thus, our unexam-
ined reliance on a party’s concession does not bind a future panel.
And that rule makes sense: “A party can concede a legal issue for
divers reasons.” Castillo-Rivera, 853 F.3d at 234 (Smith, J., dissenting). For
instance, a lawyer may “decide that it is better to focus the court on other
perceptively more winnable issues” or “wish to avoid disclosing embarrass-
ing facts to the judge or jury.” Id. Thus, a party’s idiosyncratic interests
“may prevent the adequate presentation of all the aspects of a case and thus
induce judicial neglect of those aspects, with resultant inadequacy in the judi-
cial generalizations.” Aero Spark Plug Co. v. B. G. Corp., 130 F.2d 290, 299
(2d Cir. 1942) (Frank, J., concurring). In a word, if we found ourselves bound
by our previous reliance on a concession, that would impose an “extreme
version of the rule of orderliness.” Castillo-Rivera, 853 F.3d at 235 (Smith, J.,
Belnap v. Iasis Healthcare, 844 F.3d 1272, 1289 (10th Cir. 2017) (determining that a previous
decision never decided an issue where “the parties never raised the issue”); Rosenberg v.
DVI Receivables XIV, LLC, 818 F.3d 1283, 1289 (11th Cir. 2016) (noting that a court’s
application of an incorrect deadline was not binding because “there is no indication that
the parties urged . . . applying the [correct] deadline”).
15
See Richardson, 978 F.3d at 229 n.15 (noting that a panel’s assumption “is not
binding if . . . we did not consider” the issue); Sinotes-Cruz v. Gonzales, 468 F.3d 1190, 1203
(9th Cir. 2006) (rejecting the binding force of a precedent where an “issue . . . was not
presented for review, [and] was not given reasoned consideration”); United States v. John-
son, 256 F.3d 895, 914 (9th Cir. 2001) (en banc) (“[W]here a panel confronts an issue ger-
mane to the eventual resolution of the case, and resolves it after reasoned consideration in
a published opinion, that ruling becomes the law of the circuit.”); Nat’l Cable Television
Ass’n, Inc. v. Am. Cinema Eds., Inc., 937 F.2d 1572, 1581 (Fed. Cir. 1991) (declining to accept
a panel’s resolution of an issue that was done “with little or no analysis”); Rosenberg,
818 F.3d at 1289 (noting that a court’s application of an incorrect deadline was not binding,
because “[t]here is, however, no analysis of the issue offered in the court’s opinion”).
8
Case: 19-60519 Document: 00515941651 Page: 9 Date Filed: 07/16/2021
No. 19-60519
dissenting). We decline to do so.
In short, where a party concedes an issue and a panel fails to give it
reasoned consideration, a ruling relying on that concession isn’t an affirma-
tion of the conceded proposition that operates as binding precedent. Thus,
the rule of orderliness does not apply to our previous reliance on the govern-
ment’s concession that an offer to sell falls outside the CSA.
B.
Because none of that precedent binds us, we must decide whether
§ 481.112’s offer-to-sell theory falls within the CSA, which makes it unlawful
for “any person knowingly or intentionally . . . to . . . distribute . . . a con-
trolled substance.” § 841(a)(1) (emphasis added). “Distribute,” in turn,
“means to deliver . . . a controlled substance.” § 802(11) (emphasis added).
“Deliver” includes the “attempted transfer of a controlled substance.”
§ 802(8) (emphasis added). And, to establish attempt, “the government
must prove (1) that the defendant[] acted with the kind of culpability required
for the crime . . . and (2) that the defendant[] engaged in conduct constituting
a substantial step toward commission of the crime.” 16 The government con-
tends that § 481.112’s offer-to-sell theory requires (1) the requisite culpability
and (2) a substantial step. We agree.
First, the CSA prohibits intentional distribution. § 841(a)(1). Intent
to distribute is therefore the requisite mens rea. The government agrees. So
do other circuits. 17 Although Texas courts have sometimes used inconsistent
16
United States v. Mitchell, 484 F.3d 762, 773 n.7 (5th Cir. 2007) (emphases added);
see also Pascual v. Holder, 723 F.3d 156, 159 (2d Cir. 2013).
17
See Evans, 699 F.3d at 867 (concluding that a state offense that requires “the
intent to sell a controlled substance” suffices); Pascual, 723 F.3d at 159 (requiring “the
intent . . . to carry out the transaction”).
9
Case: 19-60519 Document: 00515941651 Page: 10 Date Filed: 07/16/2021
No. 19-60519
language about the mens rea necessary to violate § 481.112, 18 Texas appellate
courts consistently conclude that, if a person offers to sell, “with no intent to
sell narcotics,” but instead the intent “to defraud [the buyer] of his money,”
that conduct “is not a delivery of controlled substance by offer to sell.” 19 The
only contrary authority is an unpublished opinion that employed demon-
strably erroneous reasoning. 20 Thus, under Texas law, § 481.112 requires an
18
Compare Francis v. State, 890 S.W.2d 510, 513 (Tex. App.—Amarillo 1994, pet.
ref’d) (“All that need be found is that an offer was made . . . which would indicate appellant
intended to sell a controlled substance.” (emphasis added)), with id. (“The mere fact that
appellant was stopped short of his intended purpose of an actual delivery does not negate
the fact that he intended to make an offer to sell . . . .” (emphasis added)).
19
Garber v. State, 671 S.W.2d 94, 99 (Tex. App.—El Paso 1984, no pet.); see also
Douglas v. State, 688 S.W.2d 687, 688 (Tex. App.—Texarkana 1985, pet. ref’d) (“Proof
that Douglas possessed fake methaqualone pills at the time and place agreed upon cor-
roborates only that he intended to defraud the officers. While that act could be a criminal
offense, it is not delivery of a controlled substance.” (citation omitted)); Knight v. State,
91 S.W.3d 418, 424 (Tex. App.—Waco 2002, no pet.) (“She specifically denied having any
intent to actually sell cocaine . . . . [S]he testified that she intended to steal his money . . . .
These conflicts in the evidence presented the jury with a credibility issue to resolve.”).
20
See Wiltz v. State, No. B14-92-00263-CR, 1994 WL 468432, at *8 (Tex. App.—
Houston [14th Dist.] Sept. 1, 1994, pet. ref’d) (“[I]ntent to actually sell a controlled
substance is not required for the offense of delivery by offer to sell.”). Wiltz, id. at *8,
based that conclusion on one paragraph of Stewart v. State, 718 S.W.2d 286, 288 (Tex.
Crim. App. 1986), where the court concluded that, to conduct an offer to sell, “[a] defen-
dant need not even have any controlled substance. All he need do . . . is state that he had a
hundred dollar bag of heroin he would sell to the officers.” But Wiltz neglects to mention
that that paragraph in Stewart, 718 S.W.2d at 288, was about “[t]he element of ‘controlled
substance,’” where § 481.112 requires four elements, namely that “(1) a person (2) know-
ingly or intentionally (3) delivers (4) a controlled substance.” Thus, Wiltz claims that Stew-
art, in addressing element 4, impliedly abrogated several cases about element 2. Put differ-
ently, Stewart is about the requisite actus reus; it was silent on mens rea. See Iniguez v. State,
835 S.W.2d 167, 171 (Tex. App.—Houston [1st Dist.] 1992, pet. ref’d) (“[Stewart] held
that the offense of delivery by offer to sell is complete by the mere utterance of the words
. . . regardless of whether a transfer takes place or whether the substance transferred is an
actual controlled substance or not.”).
10
Case: 19-60519 Document: 00515941651 Page: 11 Date Filed: 07/16/2021
No. 19-60519
intent to sell, which mirrors the requisite mens rea under the CSA, namely
intent to distribute.
Second, to show a substantial step, the government must prove an act
that is “strongly corroborative of the actor’s criminal purpose.” United
States v. Hernandez-Galvan, 632 F.3d 192, 198 (5th Cir. 2011) (cleaned up).
“[R]emote preparation” will not do. Id. (cleaned up). An offer to sell
strongly corroborates criminal purpose, because it “is an act perpetrated in
furtherance of a sale, typically as part of the negotiation for the price and
quantity.” Evans, 699 F.3d at 868. That’s led several circuits to conclude
that “the act of offering to sell a controlled substance is a substantial step
towards committing the crime of distributing a controlled substance.” 21
That result is also consistent with our caselaw in other contexts. 22 Thus, an
offer to sell under § 481.112 constitutes attempted delivery under the CSA.
The Ninth Circuit came to a different conclusion by saying that an
offer to sell “criminalizes solicitation”—as distinct from attempt—which
doesn’t fall within the CSA. United States v. Rivera-Sanchez, 247 F.3d 905,
908–09 (9th Cir. 2001) (en banc), superseded on other grounds by § 2L1.2 cmt.
n.4 (2002). We decline to follow Rivera-Sanchez for two reasons:
21
Evans, 699 F.3d at 867; see also Pascual, 723 F.3d at 159 (“Without doubt, an offer
to sell drugs . . . is both a ‘substantial step’ and an ‘overt act’ in the attempted sale of a
controlled substance.”); United States v. Melvin, 628 F. App’x 774, 777 (1st Cir. 2015) (“A
bona fide offer [to sell] comprises both the intent and substantial step necessary to
constitute an attempted distribution of a controlled substance.”); Berroa v. Att’y Gen. of
U.S., 523 F. App’x 913, 918 (3d Cir. 2013) (per curiam) (“[E]ven if Berroa did no more
than offer to sell crack cocaine . . . the state offense would be conduct punishable as a federal
felony under the CSA, thus rendering it an aggravated felony under the INA.”).
22
See United States v. Mandujano, 499 F.2d 370, 379 (5th Cir. 1974) (concluding
that “the request for and the receipt of the $650.00 . . . constituted a substantial step toward
distribution of heroin” (emphases added)).
11
Case: 19-60519 Document: 00515941651 Page: 12 Date Filed: 07/16/2021
No. 19-60519
First, Rivera-Sanchez apparently treated solicitation as mutually
exclusive from attempt. Id. But there is significant overlap between solicita-
tion and attempt crimes. 23 Thus, the ability to characterize an offer to sell as
solicitation does not negate the possibility that, with the requisite mens rea, it
could also constitute attempt. Second, Rivera-Sanchez’s solicitation theory
makes little sense in the context of § 481.112. Solicitation consists of “urg-
ing, advising, commanding, or otherwise inciting another to commit a crime.”
Solicitation, Black’s Law Dictionary (11th ed. 2019) (emphasis
added). But an offer to sell wouldn’t constitute solicitation of a violation of
§ 481.112: True, an offer to sell might solicit the buyer to purchase or possess
a controlled substance. But § 481.112 criminalizes “[m]anufacture or [d]eliv-
ery,” not possession or purchase. Thus, a defendant’s offer to sell would not
constitute solicitation of delivery of a controlled substance, because it would
be the defendant—not the solicited person—who would prospectively be
delivering the drugs.
In short, § 481.112’s offer-to-sell theory requires (1) the requisite cul-
pability and (2) a substantial step. It thus falls within the CSA’s definition of
an attempted transfer.
The petition for review is DENIED.
23
See 2 Wayne R. LaFave, Substantive Criminal Law § 11.1(f) (3d ed.
2017) (summarizing various views on the overlap between solicitation and attempt crimes);
see also United States v. Am. Airlines, Inc., 743 F.2d 1114, 1121 (5th Cir. 1984) (“[W]e reject
appellee’s contention that the law in 1890 clearly required more than a solicitation to
constitute an attempt.”).
12