Barry Wion v. Rick Thaler, Director ( 2011 )

Case: 09-51080 Document: 00511502087 Page: 1 Date Filed: 06/08/2011
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT United States Court of Appeals
Fifth Circuit
FILED
June 8, 2011
No. 09-51080 Lyle W. Cayce
Clerk
BARRY MICHAEL WION,
Petitioner–Appellant,
v.
RICK THALER, DIRECTOR, TEXAS DEPARTMENT OF CRIMINAL
JUSTICE, CORRECTIONAL INSTITUTIONS DIVISION,
Respondent–Appellee.
Appeal from the United States District Court
for the Western District of Texas
USDC No. 7:08-CV-144
Before DAVIS, PRADO, and OWEN, Circuit Judges.
PER CURIAM:*
Barry Michael Wion filed a federal petition for habeas corpus challenging
the procedures under which he was denied parole. The district court dismissed
the petition as time-barred under the Antiterrorism and Effective Death Penalty
Act of 1996 (AEDPA). Wion appeals, arguing that his state habeas petitions
were “properly filed” and thus tolled the statute of limitations, rendering his
*
Pursuant to 5TH CIR . R. 47.5, the court has determined that this opinion should not
be published and is not precedent except under the limited circumstances set forth in 5TH CIR .
R. 47.5.4.
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No. 09-51080
federal petition timely. We vacate the judgment of the district court and remand
for further consideration consistent with this opinion.
I
Wion was convicted in Texas state court on three counts of aggravated
sexual assault of a child. He was sentenced to terms of imprisonment of ninety-
nine years for each offense. Based on procedures and policies enacted after his
conviction, Wion was denied parole by the Texas Board of Pardons and Paroles
in August 2004. Wion filed a federal habeas petition alleging that application
of the amended parole procedures violated the Ex Post Facto Clause, Article I,
Section 10 of the United States Constitution. The district court granted relief,
and the state appealed. This court reversed in Wion v. Quarterman (Wion I),
concluding that Wion’s petition was time-barred.1
While the state’s appeal in Wion I was pending, Wion was again denied
parole on August 21, 2007. He received notice of that denial on September 11,
2007. He filed state habeas applications challenging the parole decision on July
18, 2008, and on August 22, 2008. The state trial court denied the claims on the
merits. The Texas Court of Criminal Appeals (TCCA) then dismissed his
applications to that court without written order on September 10, 2008, and
October 1, 2008.
On October 20, 2008, Wion filed the federal habeas petition at issue in this
appeal. He challenged the 2007 denial of parole. The case was referred to a
magistrate judge, who determined that Wion had failed to exhaust his claims in
state court. The magistrate judge also concluded that Wion’s federal petition
was untimely. He reasoned that Wion’s state applications were not properly
filed in state court, and therefore failed to toll AEDPA’s one-year statute of
limitations, because they were not in compliance with T EX. R. A PP. P. 73.1(c).
1
Wion v. Quarterman (Wion I), 567 F.3d 146, 148-49 (5th Cir. 2009), cert. denied, 130
S. Ct. 1120 (2010).
2
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That rule prohibits the citation of cases and other law in the required habeas
application form, instead requiring that such citations be provided in a separate
memorandum.
Wion objected to the magistrate judge’s report and recommendation,
pointing out that the TCCA orders dismissing his habeas applications did not
state a reason for their dismissal. Wion argued that his applications were
dismissed based on the comity doctrine, or “two forums” rule. Under that rule,
the TCCA dismisses “state habeas corpus writ applications when the applicant
also has a writ pending in the federal courts that relates to the same conviction
or same ‘matter’” unless the federal court stays it proceedings concerning the
parallel writ.2
The district court thereafter adopted the magistrate judge’s report and
recommendation. The court concluded that Wion’s claims were not properly
filed, rejecting Wion’s comity argument and adopting the magistrate judge’s
reasoning that the applications were dismissed for failing to comply with T EX.
R. A PP. P. 73.1. The district court further determined that Wion’s submission of
non-compliant state habeas applications failed to exhaust state remedies.
Dismissing the claims with prejudice, the district court also denied a certificate
of appealability (COA) concerning both tolling and exhaustion.
Wion sought a COA from this court on both issues. We determined that,
because the TCCA “dismissed Wion’s postconviction applications without written
order [and] without any explanation of the bases for the dismissal,” it was
“debatable whether the applications were ‘properly filed’ so as to toll the
limitation[s] period.”3 Accordingly, we issued a COA to address “whether Wion’s
2
Ex parte Soffar, 143 S.W.3d 804, 805 (Tex. Crim. App. 2004).
3
Wion v. Thaler, No. 09-51080 (5th Cir. May 24, 2010) (order granting COA).
3
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state applications were properly filed and, thus, tolled the limitation[s] period,
rendering his petition timely filed.”4 Wion now brings this appeal.
II
We review de novo the district court’s denial of a habeas application on
procedural grounds.5 Wion’s petition is governed by AEDPA, which provides a
one-year statute of limitations for the filing of a federal habeas petition by a
person in custody pursuant to the judgment of a state court.6 AEDPA specifies
that the limitations period runs from the latest of four events. 7 Here, we
assume, without deciding, that the limitations period began to run, at the latest,
on September 11, 2007, when Wion discovered that he was denied parole.8 Wion
thus had until September 11, 2008, to file his federal petition and, absent any
tolling, his October 20, 2008 filing was untimely. Pursuant to 28 U.S.C.
§ 2244(d)(2), however, the one-year time period is tolled for the “time during
which a properly filed application for State post-conviction or other collateral
review with respect to the pertinent judgment or claim is pending.” 9 The
question presented in this case is whether Wion’s state applications were
“properly filed” under Texas law.
In Artuz v. Bennett, the Supreme Court held that a state habeas
“application is ‘properly filed’ when its delivery and acceptance are in compliance
4
Id.5
Larry v. Dretke, 361 F.3d 890, 893 (5th Cir. 2004).
6
28 U.S.C. § 2244(d)(1).
7
See 28 U.S.C. § 2244(d)(1)(A)-(D).
8
See 28 U.S.C. § 2244(d)(1)(D) (providing that AEDPA’s limitation period runs from
“the date on which the factual predicate of the claim or claims presented could have been
discovered through the exercise of due diligence”); see also Stone v. Thaler, 614 F.3d 136, 138
(5th Cir. 2010) (applying § 2244(d)(1)(D) to a claim predicated on a parole decision).
9
28 U.S.C. § 2244(d)(2).
4
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with the applicable laws and rules governing filings.”10 In so holding, the Court
rejected the state’s argument that a habeas application is not “‘properly filed’ for
purposes of § 2244(d)(2) unless it complies with all mandatory state-law
procedural requirements that would bar review of the merits of the
application.”11 The Court distinguished between “condition[s] to filing” and
“condition[s] to obtaining relief.”12 Conditions to filing include laws and rules
prescribing, “for example, the form of the document, the time limits upon its
delivery, the court and office in which it must be lodged, and the requisite filing
fee.”13 Conditions to filing can also include rules imposing preconditions on all
filers, such as a requirement “conditioning the taking of an appeal on the
issuance of a ‘certificate of appealability.’”14 Conditions to obtaining relief, in
contrast, are rules that prescribe a “rule of decision for a court,” such as a statute
specifying that a court must deny certain claims that could have been raised on
direct appeal.15
In Larry v. Dretke, we held that “an application is not ‘properly filed’ if the
state court blindly applies the procedural bar in all cases without ever having to
consider any potential exception to its prohibition or examine any issues related
to the substance of the application.”16 “We defer to state courts’ application of
state law” when determining whether a state habeas application is “properly
10
531 U.S. 4, 8 (2000) (emphasis added).
11
Id.12
Id. at 11.
13
Id. at 8 (internal footnote omitted).
14
Id.15
Id. at 10.
16
361 F.3d 890, 893-94 (5th Cir. 2004).
5
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filed.”17 Here, the TCCA’s unexplained orders do not demonstrate how that court
applied state law. Nevertheless, the parties agree that Wion’s state habeas
applications were dismissed on comity grounds.18
The TCCA has long “dismissed state habeas corpus writ applications when
the applicant also has a writ pending in the federal courts that relates to the
same conviction or same ‘matter.’”19 The TCCA recently modified this “two-
forums rule” to “permit consideration of a subsequent state writ . . . if the federal
court with jurisdiction over a parallel writ enters an order staying its
proceedings to allow the habeas applicant to pursue his unexhausted claims in
Texas state court.”20 This rule is based on “important considerations of comity,
avoidance of piecemeal litigation or inconsistent results, and judicial economy.”21
The TCCA has indicated, moreover, that it will apply the rule when a petitioner
has “similar claims under consideration in the United States Court of Appeals
17
Wion v. Quarterman, 567 F.3d 146, 148 (5th Cir. 2009) (citing Emerson v. Johnson,
243 F.3d 931, 935 (5th Cir. 2001) (internal brackets and quotation marks omitted)).
18
See Resp’t Br. at 7 (admitting that “Wion is correct in his argument” that his state
habeas applications were dismissed on comity grounds).
19
Ex parte Soffar, 143 S.W.3d 804, 805 (Tex. Crim. App. 2004) (citing Ex parte Powers,
487 S.W.2d 101 (Tex. Crim. App. 1972)).
20
Id. at 804; see also In re Wilson, 442 F.3d 872, 875 (5th Cir. 2006) (“Until recently,
a unique rule in the Texas courts prevented habeas petitioners from maintaining both state
and federal applications at the same time. Often referred to as the ‘two-forum rule,’ it forced
a petitioner to decide which forum he would proceed in, because the state courts would not
consider a petitioner’s application so long as the federal courts retained jurisdiction over the
same matter.” (internal brackets, quotation marks, and citation omitted)).
21
Ex parte Soffar, 143 S.W.3d at 805.
6
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for the Fifth Circuit.”22 Specifically, the TCCA has stated that it “will abstain
from considering issues when they are validly before another court.” 23
Wion I was pending in this court when the TCCA dismissed the claims at
issue in this appeal without written order.24 Thus, it appears that the parties
are correct that the TCCA dismissed Wion’s applications on comity grounds.
Had our court resolved Wion I before the TCCA addressed Wion’s subsequent
state applications, the TCCA would not have dismissed those applications on
comity grounds. The TCCA has explained that its abstention doctrine is not
based on any procedural deficiency in the state filing, but rather, is “a judicially
created policy based on comity which ‘teaches that one court should defer action
on causes properly within its jurisdiction until the courts of another sovereignty
with concurrent powers, and already cognizant of the litigation, have had an
opportunity to pass upon the matter.’”25 Indeed, the TCCA applies its abstention
policy and refrains from considering the merits of a habeas application only
when that application is “not otherwise barred by article 11.071, § 5.” 26 The
TCCA’s dismissal based on its comity policy did not render Wion’s application
not “properly filed” under 28 U.S.C. § 2244(d)(2).
22
Ex parte Chambers, No. WR-7929-04, 2007 WL 1615634, at *1 (Tex. Crim. App. June
6, 2007) (unpublished).
23
Id.24
Our opinion in Wion I did not issue until April 28, 2009. Wion v. Quarterman, 567
F.3d 146 (5th Cir. 2009). The TCCA dismissed Wion’s claims without written order on
September 10, 2008, and October 1, 2008.
25
Ex parte Soffar, 143 S.W.3d 804, 805-06 (Tex. Crim. App. 2004) (quoting Darr v.
Burford, 339 U.S. 200, 204 (1950)).
26
Id. at 807; see also Larry v. Dretke, 361 F.3d 890, 895 (5th Cir. 2004) (stating that “in
Villegas we held that a habeas application was ‘properly filed’ if it conformed with those
‘prerequisites that must be satisfied before a state court will allow a petition to be filed and
accorded some level of judicial review’” (quoting Villegas v. Johnson, 184 F.3d 467, 470 n.2 (5th
Cir. 1999))).
7
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The respondent, the Director of the Texas Department of Criminal Justice,
advances an alternative argument. He argues that this court should determine
that the TCCA dismissed Wion’s application because it failed to comply with
T EX. R. A PP. P. 73.1, and was therefore not “properly filed.” There is no basis in
the record to conclude that the TCCA dismissed Wion’s applications for non-
compliance with Rule 73.1. To the contrary, the TCCA reports its orders in
multiple habeas cases in hand-down lists grouping dismissals by their various
rationales. One of the categories in the lists denying Wion’s applications is
“dismissed for non-compliance without written order; non-compliant with
T.R.A.P. 73.1.”27 The dismissals of Wion’s applications were not listed in that
grouping.28 We therefore decline to accept the respondent’s argument concerning
Rule 73.1.
The parties agree that the TCCA dismissed Wion’s applications on comity
grounds. Because Texas’s two-forums rule is not a condition to filing, Wion’s
applications were “properly filed” and the statute of limitations was tolled. The
district court therefore erred in dismissing Wion’s federal habeas petition as
time-barred.
The district court concluded that Wion failed to exhaust his claims in state
court since the TCCA did not reach the merits of his state habeas applications.
The district court denied a stay of the federal habeas application to permit Wion
to seek review of the unexhausted claims in state court. We express no views at
27
Wion Br. at A-12; see also Texas Court of Criminal Appeals Order List (September
10, 2008) (dismissing twenty-three applications for non-compliance with Rule 73.1), available
at http://www.cca.courts.state.tx.us/opinions/handdown.asp?FullDate=20080910; Texas Court
of Criminal Appeals Order List (October 1, 2008) (dismissing four applications for non-
compliance with Rule 73.1), available at http://www.cca.courts.state.tx.us/opinions/
handdown.asp?FullDate=20081001.
28
See id.8
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this time on the failure to grant a stay. The district court may reconsider that
issue in light of our holdings today.
* * *
We VACATE the judgment of the district court and REMAND for further
proceedings consistent with this opinion.
9