United States v. Carr ( 2023 )


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  • Case: 22-20337          Document: 00516909260               Page: 1      Date Filed: 09/26/2023
    United States Court of Appeals
    for the Fifth Circuit                                                  United States Court of Appeals
    Fifth Circuit
    ____________                                              FILED
    September 26, 2023
    No. 22-20337                                        Lyle W. Cayce
    ____________                                              Clerk
    United States of America,
    Plaintiff—Appellee,
    versus
    Clint Carr,
    Defendant—Appellant.
    ______________________________
    Appeal from the United States District Court
    for the Southern District of Texas
    USDC No. 4:18-CR-339-2
    ______________________________
    Before Duncan and Wilson, Circuit Judges, and Schroeder, District
    Judge. *
    Stuart Kyle Duncan, Circuit Judge:
    A jury convicted Clint Carr of numerous federal drug offenses related
    to his ownership and operation of a Texas pharmacy that was, in reality, an
    illegal pill mill. On appeal, Carr’s arguments for overturning his convictions
    largely concern four audio recordings that, after being vetted by a
    government filter team, were turned over to the prosecution. Carr contends
    _____________________
    *
    District Judge of the Eastern District of Texas, sitting by designation.
    Case: 22-20337      Document: 00516909260           Page: 2   Date Filed: 09/26/2023
    No. 22-20337
    that the recordings intruded into privileged conversations with his attorney
    and prejudiced his defense and that, as a result, his indictment should have
    been dismissed. Finding Carr’s arguments meritless, we affirm.
    I. Background
    A. Facts and Proceedings
    Clint Carr and his business partner, Dustin Curry, were co-owners of
    CC Pharmacy. They opened the original CC Pharmacy in Houston and later
    added “satellite” locations in Austin and Round Rock, Texas. In 2018, a
    Houston grand jury indicted Carr, Curry, and others for operating CC
    Pharmacy as a “pill mill.” Specifically, the indictment charged them with
    conspiring to unlawfully distribute controlled substances, unlawfully
    distributing and dispensing controlled substances (four counts), conspiring
    to launder monetary instruments, and engaging in monetary transactions in
    property derived from specified unlawful activity (two counts). See 
    21 U.S.C. § 846
    ; 
    21 U.S.C. § 841
    (a)(1), (b)(1)(C), and 
    18 U.S.C. § 2
    ; 
    18 U.S.C. § 1956
    (h); 
    18 U.S.C. § 1957
     and 
    18 U.S.C. § 2
    . Curry pled guilty of conspiring
    to unlawfully distribute controlled substances and cooperated with the
    government. Carr went to trial.
    In March 2022, Curry and CC Pharmacy employees testified in detail
    during a five-day trial about the pharmacy’s criminal operations and Carr’s
    involvement. The evidence showed the pharmacy was a voluminous and
    lucrative operation. From May 2016 to November 2017, it filled 18,327 fake
    prescriptions and dispensed 1,685,400 units of controlled substances
    including hydrocodone, oxycodone, Xanax, codeine cough syrup, and Soma.
    This generated at least $5.58 million in revenue.
    Carr’s basic defense at trial was that, while he “undoubtedly lied to
    drug suppliers, pharmacy inspectors, and employees,” nonetheless “it was
    not outside the realm of plausibility that [he] was in fact a naïve and foolish
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    participant but not a conspirator.” He concedes, however, “[t]hat CC
    Pharmacy was unlawfully distributing controlled substances,” and that the
    government “overwhelmingly” proved this.
    The jury found Carr guilty on all counts. He was sentenced to 240
    months in prison to be followed by three years of supervised release.
    B. The Recordings
    Most of Carr’s appellate arguments concern four audio recordings,
    which he contends violated his attorney-client privilege and prejudiced his
    defense. Although none were introduced at trial, we provide this detailed
    background on the recordings in order to fully address Carr’s arguments.
    Two years before trial, in March 2020, Carr agreed to allow a
    government filter team to review potentially privileged evidence seized from
    CC Pharmacy. While all this evidence was to be released to the defense, none
    was to be released to the prosecution until “cleared” by the filter team.
    During their review, the filter team found four audio recordings that included
    either conversations with CC Pharmacy’s attorney, Don Lewis (who died in
    2020), or discussions about advice received from Lewis.
    Recording 1 captures an August 15, 2017, conversation between Carr,
    Curry, and Lewis. Lewis advises Carr and Curry how to respond to the Drug
    Enforcement Administration’s (DEA) seizure of drugs illegally transported
    by pharmacy employee Jeremy Newberry. After this discussion, Carr emailed
    pharmacist Megan Hanson, instructing her to falsely tell the DEA that
    Newberry was authorized to transport the drugs but had left the requisite
    DEA Form 222 on the pharmacy printer.
    Recording 2 captures a conversation between Carr, Curry, and
    Newberry, also on August 15, 2017. Carr tells Newberry that he and Curry
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    had spoken with Lewis and, as a result, were going to plant the DEA Form
    222 on the pharmacy printer.
    Recording 3 captures an August 16, 2017, call between Curry and
    Newberry. Curry tells Newberry that he and Carr have talked to Lewis and
    have a “good gameplan on” to respond to the DEA seizure.
    Recording 4 is from July 18, 2017—i.e., a month before Recordings 1–
    3. It captures a call between Carr, Curry, and CC Pharmacy pharmacists
    Hassan Barnes and Jose Sanchez. Barnes discusses advice received from
    Lewis in response to concerns raised by Sanchez about the legality of
    transferring drugs between CC Pharmacy locations. Barnes and Carr discuss
    further plans to consult with Lewis.
    In June 2021, the filter team gave Carr’s attorney copies of the four
    recordings. On September 1, 2021, they asked Carr’s attorney whether he
    intended to assert any privilege with respect to the recordings. The team
    explained that, in their view, any privilege was vitiated because CC Pharmacy
    had forfeited its charters and the State of Texas had terminated its
    registrations. When Carr’s lawyer did not respond, the filter team followed
    up on September 9, 2021, stating they planned to file a motion with the
    district court to authorize release of the recordings to the prosecution. After
    some back and forth, Carr’s lawyer finally said on September 14, 2021, that
    he intended to assert a privilege.
    On November 1, 2021, the filter team filed a motion with the district
    court to allow release of the recordings. The motion noted Carr’s opposition
    in a footnote. Because, as it later explained, the court mistakenly believed the
    motion was unopposed, it granted the motion the next day, before Carr
    responded. But the filter team did not immediately release the recordings.
    Rather, as they explained in an email to the prosecution, they waited to see
    whether Carr would respond or move for reconsideration. After two weeks
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    transpired with no action from Carr, the team finally released the recordings
    to the prosecution on November 16, 2021.
    On January 10, 2022, the government filed its trial exhibit list with the
    district court. The list included Recording 4, but none of the other
    recordings. The local rules required Carr to object to the list by January 17,
    2022, but Carr did nothing. At this point, as the district court later explained,
    because Carr failed to timely object, the court could have deemed any
    objections to the recordings waived. At a pre-trial hearing on January 20,
    2022—almost three months after the filter team filed its motion and the court
    granted it—Carr finally told the court that he believed that the recordings
    were privileged and that he objected to their use at trial. The district court
    explained it had mistakenly thought the filter team’s release motion was
    unopposed, and so gave Carr a week to file an objection, even though such
    objections had been due three days prior.
    Instead of filing an objection, though, Carr moved to dismiss the
    indictment on January 26, 2022. The deadline for such motions had been
    December 1, 2021. Carr’s motion argued that the prosecution’s review of the
    recordings violated his attorney-client privilege, his Sixth Amendment right
    to counsel, and his Fifth Amendment right to due process. He also claimed
    the filter team misled the district court into believing the release motion was
    unopposed.
    The district court denied Carr’s motion as untimely. As the court
    explained, it had only allowed Carr to file an out-of-time objection to
    Recording 4, not an untimely motion to dismiss the indictment.
    Alternatively, the court found Carr’s motion meritless because the
    recordings contained no discussions of trial strategy nor had the government
    intentionally interfered with Carr’s right to counsel. Finally, the district
    court rejected Carr’s contention that it had been misled by the filter team.
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    To the contrary, the filter team’s “motion complied with the local and
    Federal Rules of Criminal Procedure; and there is no evidence that
    Government’s counsel, either the filter team or prosecutors, attempted to
    mislead the Court, disregarded any applicable rules, or engaged in any
    unprofessional conduct.”
    The case then proceeded to trial and, as noted, the jury found Carr
    guilty on all counts.
    Carr now appeals. He argues the district court erred by (A) denying
    his untimely motion to dismiss the indictment; (B) admitting evidence
    concerning Carr and Curry’s plan to plant the DEA form on the pharmacy
    printer; and (C) suggesting at the preliminary charge conference that, if Carr
    testified, a “deliberate ignorance” instruction would be appropriate. We
    consider each issue in turn.
    II. Standard of Review
    We review the denial of Carr’s motion to dismiss the indictment as
    untimely for abuse of discretion. United States v. Dennis, 
    41 F.4th 732
    , 739
    (5th Cir. 2022), cert. denied, 
    143 S. Ct. 2616 (2023)
    . If the district court did
    not abuse its discretion, we review the underlying motion for plain error.
    United States v. Vasquez, 
    899 F.3d 363
    , 373 (5th Cir. 2018). If it did abuse its
    discretion, we review the underlying motion de novo. United States v. Ollison,
    
    555 F.3d 152
    , 160 (5th Cir. 2009).
    We review the district court’s evidentiary rulings for abuse of
    discretion. United States v. Richard, 
    775 F.3d 287
    , 295 (5th Cir. 2014). We
    review Carr’s complaint about the deliberate indifference instruction for
    plain error, however, because it was unpreserved. United States v. Ricardo,
    
    472 F.3d 277
    , 285 (5th Cir. 2006).
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    III. Discussion
    A. Denial of Carr’s Motion to Dismiss the Indictment
    1. Untimeliness of the motion
    First, we consider whether the district court abused its discretion in
    denying Carr’s motion to dismiss the indictment as untimely. District courts
    obviously have a strong interest in enforcing their deadlines. See, e.g., United
    States v. Santana-Dones, 
    920 F.3d 70
    , 80 (1st Cir. 2019); United States v.
    Trobee, 
    551 F.3d 835
    , 838 (8th Cir. 2009) (noting importance of enforcing
    court-ordered deadlines); see also Fed. R. Crim. P. 12(c)(1). Nonetheless,
    courts may consider untimely motions for “good cause.” Fed. R. Crim.
    P. 12(c)(3). “[A] showing of good cause requires a showing of cause and
    prejudice.” Dennis, 41 F.4th at 739–40. Here, Carr shows neither.
    As to cause, Carr first argues that the December 1, 2021, deadline for
    pretrial motions gave him “less than 20 days” to prepare a motion to dismiss
    the indictment, which he says was insufficient. We disagree. For starters,
    Carr counts from the wrong date. He reckons twenty days from when the
    pretrial motion deadline was set on November 10. But the district court
    ordered release of the recordings eight days earlier, on November 2. So, Carr
    was on notice of the principal ground for his motion to dismiss longer than
    twenty days before the deadline. Indeed, he had known for months that the
    filter team had the recordings and would seek to release them to the
    prosecution.
    In any event, Carr fails to explain why twenty days were insufficient
    to prepare his motion. Criminal litigants often must act on shorter time-fuses.
    See, e.g., Fed. R. Crim. P. 29(c)(1) (requiring motions for judgment of
    acquittal to be filed within fourteen days after trial); Fed. R. Crim. P.
    33(b)(2) (requiring motions for new trial to be filed within fourteen days after
    trial). Indeed, Carr proved capable of working much more quickly in this case:
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    when the district court allowed him to file out-of-time objections in January
    2022, he filed a motion to dismiss in only six days.
    Carr next argues that, even if he had enough time, he could not have
    moved to dismiss the indictment until the government filed its exhibit list,
    which included Recording 4, on January 10. Only then, Carr contends, did he
    know the government would use the recording at trial. We again disagree. As
    the government points out, “Carr could have foreseen that the government
    would seek to use information that it had asked the district court to release.”
    As discussed, Carr had known for months that the filter team had the
    recordings and, furthermore, he had known since at least September that
    they planned to move for authorization to release them to the prosecution.
    Additionally, Carr fails to explain why he took no action to prevent the
    recordings’ release to the prosecution after the district court’s November 2
    release order. One would have expected Carr to promptly alert the district
    court it was mistaken about Carr’s opposing the motion. But even then, the
    filter team still waited until November 16 to release the recordings. In all that
    time, Carr did nothing. Instead, he waited more than two months to raise the
    issue with the district court, at which time the dispositive motion deadline
    had long expired. And even then, Carr did not ask for leave to file an out-of-
    time motion to dismiss the indictment but only asked for leave to object to
    the recordings’ release. Given that chronic inaction, we cannot say the
    district court abused its discretion in finding no cause for Carr’s untimely
    motion to dismiss.
    Finally, Carr fails to show any prejudice, because, as explained in the
    next section, his arguments for dismissing the indictment are meritless. See
    Dennis, 41 F.4th at 739. Accordingly, the district court did not abuse its
    discretion in denying Carr’s motion to dismiss as untimely. Ibid.
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    2. Merits of Carr’s motion to dismiss the indictment
    Because the district court did not abuse its discretion in denying as
    untimely Carr’s motion to dismiss the indictment, we review the merits of
    that motion for plain error. Vasquez, 
    899 F.3d at 373
    . Accordingly, “we will
    reverse only if [Carr] shows error that is plain and affects his substantial
    rights, and even then, only if it seriously affects the fairness, integrity or
    public reputation of judicial proceedings.” United States v. Grzywinski, 
    57 F.4th 237
    , 238 (5th Cir. 2023), petition for cert. filed, (Apr. 7, 2023) (citations
    omitted) (cleaned up).
    a. Sixth Amendment
    We begin with Carr’s Sixth Amendment argument. He claims the
    indictment must be dismissed because the prosecution violated his Sixth
    Amendment right to counsel by reviewing the four recordings. That
    argument fails. Even assuming any of the recordings were privileged, but see
    infra III(B), Carr’s Sixth Amendment right to counsel had not attached when
    the recordings were made. That right attached when Carr’s prosecution
    “commenced”—that is, when the grand jury indicted him in June 2018.
    United States v. Diaz, 
    941 F.3d 729
    , 738–39 (5th Cir. 2019) (per curiam)
    (quoting Rothgery v. Gillespie County, 
    554 U.S. 191
    , 198 (2008)). But the
    conversations at issue were recorded nearly a year before that—in July and
    August 2017.
    Our decision in Diaz is squarely on point. There, as here, the
    government obtained and reviewed recordings of conversations appellant
    claimed contained information protected by attorney-client privilege. Id. at
    739. We found no Sixth Amendment violation because, “when the
    recordings took place . . . [the] prosecution had not yet commenced.” Ibid.
    (citing Rothgery, 
    554 U.S. at 198
    ). So too here.
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    Carr’s attempts to distinguish Diaz fail. First, he points out that Diaz
    found the recorded conversation contained no privileged information. True,
    but immaterial. Diaz turned on the fact that the “prosecution had not yet
    commenced” when the conversation was recorded. 
    Ibid.
     That the
    conversation’s subject matter was also non-privileged separately supported
    the court’s decision (as it does here, see infra III(B)). 
    Ibid.
    Second, Carr argues that in Diaz the government reviewed the
    recording before the indictment, whereas here it did so afterwards. Again,
    that is immaterial. Diaz turned on the fact that “[a]t the point in the
    investigation when the recordings took place . . . prosecution had not yet
    commenced.” 
    Ibid.
     (emphasis added). When the prosecutors reviewed the
    recordings was of no moment.
    Finally, Carr argues the recordings here, unlike in Diaz, were not
    made “at the behest and direction of the Government as part of their
    investigation,” so the recordings are not “governmental act[s].” It is unclear
    why that distinction would help Carr. If anything, it shows that any
    governmental intrusion was less significant here than in Diaz.
    In sum, we see no error, plain or otherwise, with respect to Carr’s
    Sixth Amendment claim.
    b. Fifth Amendment
    We next consider Carr’s Fifth Amendment claim. He argues the
    prosecution’s access to the recordings denied him due process. We disagree.
    “Government misconduct does not mandate dismissal of an
    indictment unless it is so outrageous that it violates the principle of
    fundamental fairness under the due process clause of the Fifth
    Amendment.” United States v. Sandlin, 
    589 F.3d 749
    , 758–59 (5th Cir. 2009)
    (quoting United States v. Mauskar, 
    557 F.3d 219
    , 231–32 (5th Cir. 2009)). The
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    government’s actions must be “shocking to the universal sense of justice,”
    and “such a violation will only be found in the rarest circumstances.”
    Mauskar, 
    557 F.3d at 232
     (citations omitted). “While rare, governmental
    intrusion into an attorney-client relationship has occasionally risen to the
    level of ‘outrageous government conduct’ violative of the Fifth
    Amendment’s Due Process Clause.” United States v. Scarfo, 
    41 F.4th 136
    ,
    172 (3d Cir. 2022), cert. denied sub nom. Pelullo v. United States, 
    143 S. Ct. 1044 (2023)
     (citation omitted); see Gaetano v. United States, 
    942 F.3d 727
    ,
    732 (6th Cir. 2019) (“Vanishingly few decisions have found a due process
    violation for government intrusion into the attorney client relationship.”). A
    defendant asserting such a claim must also show “actual and substantial
    prejudice.” United States v. Voigt, 
    89 F.3d 1050
    , 1067 (3d Cir. 1996); see
    United States v. Williams, 
    720 F.3d 674
    , 686 (8th Cir. 2013).
    Nothing in the government’s conduct here rises to the level of
    shocking or outrageous behavior that would justify dismissal under the Due
    Process Clause. As discussed, before releasing the recordings, the filter team
    contacted Carr’s lawyer to ask whether he intended to assert a privilege—
    while explaining they did not believe the recordings were privileged. When
    Carr’s lawyer did not respond for over a week, the filter team did not take
    this silence as license to go forward. Rather, they again asked whether Carr
    intended to assert a privilege. Because Carr’s lawyer said that he would do so
    only after this second set of correspondence, the team moved the district
    court to authorize release of the recordings. And even when the district court
    prematurely granted that authorization the next day, the team still did not
    release the recordings because they believed Carr would take corrective
    action. It was only after two weeks passed with no word from Carr that the
    filter team finally released the recordings.
    This hardly constitutes conduct that is “outrageous” or
    fundamentally unfair. Sandlin, 
    589 F.3d at
    758–59. To the contrary, the
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    government afforded Carr every opportunity to oppose the release of the
    recordings, even assuming there was any basis to do so. But see infra III(B).
    Accordingly, we find no merit in Carr’s due process claim and certainly no
    plain error on the district court’s part.
    In short, Carr cannot demonstrate any error, much less “clear or
    obvious” error, in the district court’s denial of his motion to dismiss the
    indictment. Vasquez, 
    899 F.3d at 373
     (citation omitted).
    B. Evidentiary Claims
    Carr also contends the district court erred in admitting two pieces of
    evidence at trial: (1) Curry’s testimony explaining how he and Carr planted
    the DEA Form 222 on the printer at the Round Rock CC Pharmacy, and
    (2) the email Carr sent to pharmacist Megan Hanson instructing her how to
    justify Newberry’s transport of drugs to the DEA. Carr argues this evidence
    was “fruit[] of [the government’s] unlawful intrusion into Carr’s privileged
    communications” because it involved actions taken in response to advice
    they received from Lewis that was captured in Recording 1. We disagree. 1
    Carr cannot show any error because, as the government argues, the
    crime-fraud exception vitiates any privilege Carr could have claimed over
    Recording 1. “Under the crime-fraud exception to the attorney-client
    privilege, the privilege can be overcome where communication or work
    _____________________
    1
    It is unclear whether Carr preserved this objection. Although he did object to
    admitting this evidence, his argument was that the evidence itself was privileged. That is
    somewhat different from the argument he now makes that the evidence was the “fruit” of
    an unlawful intrusion into his attorney-client relationship. United States v. Lewis, 
    796 F.3d 543
    , 545–46 (5th Cir. 2015) (explaining that “[t]o preserve error, an evidentiary objection
    must ‘state[] the specific ground, unless it was apparent from the context,’” and that “a
    trial court judge must be fully apprised of the grounds of an objection” (quoting Fed. R.
    Evid. 103(a)(1)(B), and United States v. Polasek, 
    162 F.3d 878
    , 883 (5th Cir. 1998))). In any
    event, we need not decide whether plain error review should apply because Carr cannot
    show any error to begin with as to admission of this evidence.
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    product is intended to further continuing or future criminal or fraudulent
    activity.” In re Grand Jury Subpoenas, 
    561 F.3d 408
    , 412 (5th Cir. 2009)
    (citation omitted). “[W]here the government makes a prima facie showing
    that the attorney-client relationship was intended to further continuing or
    future criminal or fraudulent activity, the privilege does not exist.” United
    States v. Dyer, 
    722 F.2d 174
    , 177 (5th Cir. 1983).
    In the conversation captured in Recording 1, Carr solicited Lewis’s
    advice about what Hanson should tell the DEA to cover up CC Pharmacy’s
    wrongdoing. Lewis instructed Carr to have Hanson tell the DEA that she had
    authorized Newberry’s drug transfer, and that Newberry had simply
    forgotten the requisite form. Carr promptly put that advice into action by
    emailing Hanson the falsehood-laden script for her call with the DEA. This
    establishes a prima facie case that Carr’s communication with Lewis was
    “intended to further continuing or future criminal or fraudulent activity.” In
    re Grand Jury Subpoenas, 
    561 F.3d at 412
     (citation omitted). Because
    Recording 1 was non-privileged, the prosecution’s use of Curry’s testimony
    and Carr’s email at trial could not have been the “fruit” of any unlawful
    intrusion into the attorney-client relationship. 2
    But even assuming Recording 1 was privileged, Carr fails to explain
    why the proper remedy would have been to exclude the evidence at issue.
    Both Curry’s testimony and Carr’s email plainly incriminated Carr. He does
    not argue that the prosecution had this evidence only because of its access to
    Recording 1. Cf. United States v. Runyan, 
    290 F.3d 223
    , 235 (5th Cir. 2002)
    (under the “independent source” exception, “evidence obtained from an
    illegal search is admissible if the same evidence was also obtained from a
    _____________________
    2
    Because we conclude Recording 1 was not privileged, we need not consider the
    government’s alternate argument that Lewis represented CC Pharmacy, not Carr, and that
    any privilege CC Pharmacy could have asserted expired when the company ceased to exist.
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    lawful source independent of the illegality”). As the government notes,
    “Carr’s argument appears to be that, had the government not possessed
    Recording 1, it would not have sought to introduce Carr’s email directing
    Hanson to tell the DEA that she had authorized the transfer and that
    Newberry had forgotten the form or Curry’s testimony.” That argument
    fails. So, even if Recording 1 intruded into Carr’s privilege, the evidence here
    was not a “fruit” of that intrusion.
    In sum, the district court did not err in admitting Curry’s testimony
    or Carr’s email.
    C. Deliberate Ignorance Instruction
    Finally, Carr argues the district court erred by stating at the charge
    conference that it would give a “deliberate ignorance” instruction if Carr
    chose to testify. We disagree.
    “A deliberate ignorance instruction informs the jury that it may
    consider evidence of the defendant’s charade of ignorance as circumstantial
    proof of guilty knowledge.” Diaz, 941 F.3d at 741 (cleaned up) (quoting
    United States v. Ricard, 
    922 F.3d 639
    , 655 (5th Cir. 2019)). Because such an
    instruction risks convicting a defendant for mere “negligence or stupidity,”
    it “should only be given when a defendant claims a lack of guilty knowledge
    and the proof at trial supports an inference of deliberate ignorance.” Ricard,
    
    922 F.3d at
    655–56 (quoting United States v. Wofford, 
    560 F.3d 341
    , 352 (5th
    Cir. 2009)); see also United States v. Araiza-Jacobo, 
    917 F.3d 360
    , 366 (5th Cir.
    2019) (discussing deliberate ignorance instruction).
    Carr contends that the district court’s statement impermissibly
    chilled his right to testify. Because the prosecution’s case was so powerful,
    he argues his “only recourse to set the record straight would have been to
    testify during his case-in-chief.” But “that avenue was cut off to him” by the
    court’s stated intention to give a deliberate ignorance instruction if he
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    testified. As noted, Carr did not object, and so we review for plain error. See
    Grzywinski, 57 F.4th at 238.
    We see no error here, plain or otherwise. Carr concedes there was
    “overwhelming[]” proof that CC Pharmacy was an illegal drug operation
    and, moreover, he admits he “undoubtedly lied to drug suppliers, pharmacy
    inspectors, and employees.” His story, however, was that he just did not
    realize anything illegal was afoot. As he puts it in his brief, he would have
    testified that he was merely “a naïve and foolish participant but not a
    conspirator” and that his “lies could just as easily have been to avoid red tape
    or to appease a less morally scrupulous Dustin Curry’s sensibilities.” That is
    a textbook case for a deliberate ignorance instruction. 3 A district court does
    not err by informing a defendant about the legitimate consequences that will
    flow from a decision to testify. See United States v. Webber, 
    208 F.3d 545
    , 552–
    53 (6th Cir. 2000). Here, a deliberate ignorance instruction was plainly one
    of them.
    Furthermore, as the government argues, “Carr has not shown that,
    but for the court’s statement, he would have testified.” Many things might
    have led Carr to forgo testifying: the prospect of cross-examination, for
    instance, or the risk of a perjury sentencing enhancement. The record is silent
    on this point—no doubt because Carr failed to object to the district court’s
    statement. Accordingly, we cannot find that the district court’s statement
    (even assuming it was improper) affected Carr’s substantial rights.
    _____________________
    3
    See, e.g., Diaz, 941 F.3d at 741 (instruction appropriate when defendant’s
    “charade of ignorance” could be “circumstantial proof of guilty knowledge” (citation
    omitted)); Araiza-Jacobo, 
    917 F.3d at 367
     (instruction appropriate when “the
    circumstances were so overwhelmingly suspicious that [the defendant’s] failure to conduct
    further inspection or inquiry suggests a conscious effort to avoid incriminating knowledge”
    (citation and internal quotation marks omitted)).
    15
    Case: 22-20337     Document: 00516909260           Page: 16   Date Filed: 09/26/2023
    No. 22-20337
    Finally, Carr claims his argument is supported by our decision in
    Ricardo. We disagree. In that case, we cautioned that a perjury sentencing
    enhancement cannot be “based entirely on the jury’s verdict without any
    independent findings by the court.” Ricardo, 
    472 F.3d at
    285–86. A court’s
    suggesting otherwise to a defendant could chill a defendant’s right to testify.
    
    Ibid.
     This case is different. As discussed, here the evidence plainly supported
    giving a deliberate ignorance instruction if Carr decided to testify. That
    would have been the legitimate price of his claiming “lack of guilty
    knowledge” in the face of overwhelming evidence to the contrary. Wofford,
    
    560 F.3d at 352
    .
    IV. Conclusion
    For the foregoing reasons, the judgment is AFFIRMED.
    16
    

Document Info

Docket Number: 22-20337

Filed Date: 9/26/2023

Precedential Status: Precedential

Modified Date: 9/27/2023