Baker v. City of McKinney ( 2023 )


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  • Case: 22-40644     Document: 00516928161         Page: 1    Date Filed: 10/11/2023
    United States Court of Appeals
    for the Fifth Circuit                                United States Court of Appeals
    Fifth Circuit
    ____________                                 FILED
    October 11, 2023
    No. 22-40644                           Lyle W. Cayce
    ____________                                 Clerk
    Vicki Baker,
    Plaintiff—Appellee,
    versus
    City of McKinney, Texas,
    Defendant—Appellant.
    ______________________________
    Appeal from the United States District Court
    for the Eastern District of Texas
    USDC No. 4:21-CV-176
    ______________________________
    Before Smith, Higginson, and Willett, Circuit Judges.
    Stephen A. Higginson, Circuit Judge:
    When an armed fugitive held a 15-year-old girl hostage inside plaintiff-
    appellee Vicki Baker’s home, City of McKinney (the “City”) police officers
    employed armored vehicles, explosives, and toxic-gas grenades to resolve the
    situation. The parties agree the officers only did what was necessary in an
    active emergency. However, Baker’s home suffered severe damage, much of
    her personal property was destroyed, and the City refused to provide com-
    pensation.
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    No. 22-40644
    Baker brought suit in federal court alleging a violation of the Takings
    Clause of the Fifth Amendment to the United States Constitution, which
    states that private property shall not “be taken for public use, without just
    compensation.” The district court held that as a matter of law, the City vio-
    lated the Takings Clause when it refused to compensate Baker for the damage
    and destruction of her property. The City timely appeals.
    We conclude that, as a matter of history and precedent, the Takings
    Clause does not require compensation for damaged or destroyed property
    when it was objectively necessary for officers to damage or destroy that prop-
    erty in an active emergency to prevent imminent harm to persons. Baker has
    maintained that the officers’ actions were precisely that: necessary, in light
    of an active emergency, to prevent imminent harm to the hostage child, to
    the officers who responded on the scene, and to others in her residential com-
    munity. Accordingly, and despite our sympathy for Ms. Baker, on whom mis-
    fortune fell at no fault of her own, we REVERSE.
    I.
    Baker was a long-time resident of McKinney, Texas when she made
    plans to sell her house and retire. She had already moved to Montana at the
    time of the events in question, July 25, 2020, and her adult daughter, Deanna
    Cook, was staying in Baker’s McKinney home to prepare it for final sale.
    Baker’s dog was also present at the home.
    On the morning of July 25, Cook saw a Facebook post that Wesley
    Little was on the run with a 15-year-old female “runaway.” Cook recognized
    Little because he “did some work inside of [Baker’s] home more than a year
    before the incident occurred.” Baker had fired him at that time because of
    comments that made Cook uncomfortable.
    That same morning, McKinney police spotted Little driving a
    Corvette with the 15-year-old girl. Officers began pursuit, but “[i]t was a very
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    fast Corvette,” and Little evaded police. He arrived at the Baker residence
    shortly thereafter with the 15-year-old girl and knocked on the door. Cook
    answered, and Little asked to come in and to put his car in the garage. Cook
    recognized the girl and, though frightened, formulated a plan to help: She
    agreed to let Little into the house, but then told him, falsely, that she had to
    go to the supermarket. Once away from the house, she called Baker and
    described the situation, and Baker called the police.
    City police arrived soon after and, in the words of one of the officers,
    “set up perimeter on the home and essentially tr[ied] to secure it. And what
    we[] [were] doing [was] for the well-being of not only the 15-year-old girl, but
    the community as a whole.” Officers employed a BearCat, which is an
    “armored personnel carrier,” and engaged in “loud hailing” using an
    intercom system. Soon after, Little released the girl and she exited the house.
    The girl told police that “he’s in the ceiling; she had pulled down the attic so
    he could get up there; they had a lot of long guns, some pistols; and that he
    was obviously high on methamphetamine.”
    Little somehow “communicated to” police that he “had terminal
    cancer, wasn’t going back to prison, knew he was going to die, was going to
    shoot it out with the police.” Police proceeded to use explosive devices, the
    BearCat, a T-Rex (similar to the BearCat), toxic gas grenades, and a drone to
    try to resolve the situation. After some time, the drone was able to reach a
    vantage point to see that Little had taken his own life.
    It is undisputed that police acted unimpeachably that day, and no
    party in this case has ever suggested otherwise. At trial, Baker’s attorney
    made it a point on direct examination to underline that “there was some
    really good police work here,” it “was a successful operation,” “[e]veryone
    followed procedure,” and “[e]veryone did what they were supposed to do,”
    along with other affirmations that the officers acted irreproachably. Her
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    attorney reiterated that the severe damage done to Baker’s home “was
    necessary. No issue there.” And in briefing, Baker makes clear she does not
    dispute that “it was necessary to destroy her house.” In light of the way
    Baker has argued this case, we do not ourselves evaluate whether the damage
    to her home was “necessary”; we grant the parties’ shared contention that
    it was.
    Nevertheless, the damage to Baker’s home was severe. As the district
    court explained, quoting Baker’s motion for summary judgment, “[m]uch of
    the damage went beyond what could be captured visually.” Specifically,
    The explosions left Baker’s dog permanently blind and deaf.
    The toxic gas that permeated the House required the services
    of a HAZMAT remediation team. Appliances and fabrics were
    irreparable. Ceiling fans, plumbing, floors (hard surfaces as
    well as carpet), and bricks needed to be replaced—in addition
    to the windows, blinds, fence, front door, and garage door.
    Essentially all of the personal property in the House was
    destroyed, including an antique doll collection left to Baker by
    her mother. In total, the damage . . . was approximately
    $50,000.
    Baker filed a claim for property damage with the City, but the City
    replied in a letter that it was denying the claim in its entirety because “there
    is no liability on the part of the City or any of its employees.” Baker’s
    insurance “would not cover any damage caused by the City’s police,
    including the structural damage.” Baker received numerous donations from
    businesses and others who had heard of her plight. She has maintained that if
    she should ever receive compensation from the City, she would pay back
    everyone who volunteered to help her.
    On March 3, 2021, Baker filed suit against the City in federal court in
    the Eastern District of Texas for violations of the takings clauses of the
    United States and Texas Constitutions. She alleged liability under the Fifth
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    Amendment directly because it “is self-executing” under Knick v. Township
    of Scott, 
    139 S. Ct. 2162
    , 2171 (2019), and she also alleged liability under the
    Fifth Amendment via the vehicle of 
    42 U.S.C. § 1983
    . She contended the
    district court has jurisdiction over her federal constitutional claims under the
    federal-question statute, 
    28 U.S.C. § 1331
    , and supplemental jurisdiction
    over the state takings claim under 
    28 U.S.C. § 1367
    .
    The City filed a motion to dismiss under Federal Rules of Civil
    Procedure 12(b)(1) and 12(b)(6). It argued that Baker has no cause of action
    under the Fifth and Fourteenth Amendments and that the City did not take
    Baker’s property under the Fifth Amendment; that Baker’s complaint failed
    to sufficiently allege Monell liability under § 1983; 1 that the district court lacks
    supplemental jurisdiction over the Texas Constitution claim; and that the
    Texas Constitution claim fails because “it is a sheer attempt to allege tort
    recovery in a claim wearing takings claim clothing.” The district court denied
    the City’s motion in full.
    Baker filed a motion for partial summary judgment on her claims that
    the City is liable under the Fifth Amendment and the Texas Constitution.
    The district court granted it, holding that the City is liable directly under the
    Fifth Amendment and the Takings Clause of the Texas Constitution. The
    district court also held that “because the Fifth Amendment is self-executing,
    Baker’s claim under the Fifth Amendment Takings Clause is not dependent
    upon the § 1983 vessel. Accordingly, the Court need not determine whether
    Baker established an official policy under Monell.” (footnote omitted). But
    the district court explained in a subsequent order,
    because Baker also brought a claim under §1983, the Court
    considered this claim as well, ultimately finding an issue of fact
    _____________________
    1
    See Monell v. Dep’t of Soc. Servs. of City of N.Y., 
    436 U.S. 658
     (1978).
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    that the Court declined to resolve at summary judgment.
    Further, the Court did not determine the amount of just
    compensation to which Baker is entitled. Accordingly,
    damages and the City’s liability under § 1983 are issues that
    have been reserved for jury determination at trial.
    At a pre-trial conference, the City “lodge[d] an objection on the
    Monell issues,” claiming they have not “been adequately pled or presented
    in this case” and that the only thing left to try is the question of damages. The
    district court rejected this argument, stating that § 1983 “most certainly was
    pled. Without question, it’s pled in the alternative.”
    At that same conference, the district court also noted that the City
    made an offer to Baker for “the full amount of damages” to settle the case.
    Baker refused because, her attorney said, “she wanted a change in policy or
    some assurance that people in her position in the future wouldn’t be
    subjected to similar denial of compensation, and the City wasn’t willing to
    offer that so that was why she proceeded.”
    Two weeks before trial, Baker filed a motion in limine to exclude
    evidence of donations or insurance proceeds she received to help repair her
    home. She cited the collateral source rule, which is a fixture of tort law, and
    equitable considerations. The district court agreed with Baker and granted
    the motion in full.
    Trial was held from June 20 to 22, 2022. On June 21, the City
    submitted a motion for judgment as a matter of law along with a supplemental
    brief arguing that (1) Baker did not adequately plead a plausible § 1983 claim
    against the City and (2) Baker failed to show that her alleged constitutional
    injury was caused by an official city policy or custom, or by a city policymaker.
    The district court denied the motion.
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    The jury found that the City was acting under color of state law when
    it refused to compensate Baker for her lost property and that the City’s
    refusal proximately caused Baker’s damages of $44,555.76 for her home and
    $15,100.83 for her personal property. Because the district court had already
    found that the Fifth Amendment is self-executing, that the City’s refusal to
    compensate Baker was a violation of the Fifth Amendment, and that the
    City’s refusal was a violation of the Texas Constitution, Baker was given the
    option to elect whether to pursue the judgment under the Fifth Amendment
    directly, under § 1983, or under the Texas Constitution. Baker chose § 1983.
    The City submitted a motion for a new trial on July 20, 2022. The
    court denied it on August 26, 2022. The City timely filed a notice of appeal
    on September 23, 2022, challenging all the district court’s unfavorable
    decisions and orders stretching back to its denial of the City’s 12(b)(1) and
    12(b)(6) motions.
    II.
    We begin with jurisdiction. The City contends that under our court’s
    decision in Devillier v. State, 
    53 F.4th 904
     (5th Cir. 2023), cert. granted, 
    92 U.S.L.W. 3063
     (U.S. Sept. 29, 2023) (No. 22-913), federal courts lack
    jurisdiction over Baker’s Fifth Amendment takings claim. This contention
    fails foremost because Devillier made no jurisdictional holding. See 
    id. at 904
    .
    The district court was therefore correct to hold that it had federal-question
    jurisdiction in this case pursuant to 
    28 U.S.C. § 1331
    . 2
    This court has jurisdiction pursuant to 
    28 U.S.C. § 1291
    .
    _____________________
    2
    The City also contends that the district court lacked supplemental jurisdiction
    over Baker’s Texas Constitution claim pursuant to 
    28 U.S.C. § 1367
    . This contention fails
    because it is explicitly predicated on the claim that the district court lacked federal-question
    jurisdiction.
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    III.
    We turn now to the merits of Baker’s Fifth Amendment claim.
    a.
    The City invites our court to adopt a broad rule: because Baker’s
    property was damaged or destroyed pursuant to “the exercise of the City’s
    police powers,” there has been no compensable taking under the Fifth
    Amendment. We decline.
    First, the City’s broad rule runs afoul of our precedent. As we
    explained in John Corp. v. City of Houston:
    Appellants argue strenuously that their claims do not include a
    takings claim because they nowhere allege that the City used its
    power of eminent domain to take property for public use.
    Instead, Appellants assert that the city relied on its police
    powers to destroy their property. Such a distinction between
    the use of police powers and of eminent domain power,
    however, cannot carry the day. The Supreme Court’s entire
    “regulatory takings” law is premised on the notion that a city’s
    exercise of its police powers can go too far, and if it does, there has
    been a taking.
    
    214 F.3d 573
    , 578 (5th Cir. 2000) (emphasis added). Indeed, the mere fact
    that Baker’s property has been damaged or destroyed pursuant to the City’s
    police power cannot decide this case.
    Second, twentieth-century Supreme Court precedents cast doubt on
    the City’s proposed rule. As the Court said in Lucas v. South Carolina Coastal
    Council, 
    505 U.S. 1003
    , 1014 (1992), if “the uses of private property were
    subject to unbridled, uncompensated qualification under the police power,
    ‘the natural tendency of human nature would be to extend the qualification
    more and more until at last private property disappeared.’” (quoting Pa. Coal
    Co. v. Mahon, 
    260 U.S. 393
    , 415 (1922) (“But that cannot be accomplished in
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    this way under the Constitution of the United States.”)). Similarly, in Loretto
    v. Teleprompter Manhattan CATV Corp., 
    458 U.S. 419
    , 425 (1982), the Court
    noted that a given regulation might be “within the State’s police power. . . .
    It is a separate question, however, whether an otherwise valid regulation so
    frustrates property rights that compensation must be paid.”
    Third, the Court has noted that takings cases “should be assessed
    with reference to the ‘particular circumstances of each case,’ and not by
    resorting to blanket exclusionary rules.” Ark. Game & Fish Comm’n v. United
    States, 
    568 U.S. 23
    , 37 (2012) (quoting United States v. Cent. Eureka Mining
    Co., 
    357 U.S. 155
    , 168 (1958)). The City’s proposed rule is an exceptionally
    broad exclusionary rule. And it is broader than any rule necessary to decide
    this case.
    Fourth, the Court has increasingly intimated that history and
    tradition, including historical precedents, are of central importance when
    determining the meaning of the Takings Clause. See Tyler v. Hennepin
    County, 
    598 U.S. 631
    , 637-44 (2023) (determining the applicability of the
    Takings Clause from “[h]istory and precedent” reaching back to the Magna
    Carta); Horne v. Department of Agriculture, 
    576 U.S. 350
    , 357-61 (2015); see
    also Murr v. Wisconsin, 
    582 U.S. 383
    , 419 (2017) (Thomas, J., dissenting) (“In
    my view, it would be desirable for us to take a fresh look at our regulatory
    takings jurisprudence, to see whether it can be grounded in the original public
    meaning of the Takings Clause . . . .”).
    The City’s arguments for its broad rule are ahistorical. It relies
    primarily on recent precedents from our sister circuits, especially Lech v.
    Jackson, 
    791 F. App’x 711
     (10th Cir. 2019) (unpublished). See also Johnson v.
    Manitowoc Cnty., 
    635 F.3d 331
     (7th Cir. 2011); AmeriSource Corp. v. United
    States, 
    525 F.3d 1149
     (Fed Cir. 2008). The City is correct that these
    precedents have endorsed the rule the City now invites our court to adopt.
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    But with respect to our sister circuits, their opinions do not rely on history,
    tradition, or historical precedent, and moreover, the rule they adopt is
    inconsistent with our court’s precedent. Compare Lech, 791 F. App’x at 717
    (“[We] hold that when the state acts pursuant to its police power, rather than
    the power of eminent domain, its actions do not constitute a taking for
    purposes of the Takings Clause.”) with John Corp., 
    214 F.3d at 578
     (“[A]
    city’s exercise of its police powers can go too far, and if it does, there has been
    a taking.”).
    Our own analysis of history and precedent, undertaken below, further
    explains why we decline to adopt the City’s broad rule. But first, we turn to
    Baker’s arguments.
    b.
    Much of Baker’s briefing is devoted to explaining why we should
    reject any categorical “police power” exclusion from Takings Clause
    liability. In the absence of such an exclusion, she claims, “like every other
    time the government’s agents destroy property, a Takings analysis applies.”
    And “[i]n this case, that analysis is straightforward: The damage was
    intentional and foreseeable, it was for the public use, and no recognized
    exception to liability applies.”
    Baker attends more closely to historical precedent than does the City.
    She specifically relies on Pumpelly v. Green Bay & Mississippi Canal Co., 
    80 U.S. (11 Wall.) 166
    , 181 (1871), for the proposition that “where real estate is
    actually invaded . . . so as to effectually destroy or impair its usefulness, it is
    a taking, within the meaning of the Constitution.” Pumpelly was an inverse
    condemnation case in the context of a dam, which Wisconsin had legislated
    to be built, that flooded the plaintiff’s property. In that case, the Supreme
    Court said,
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    It would be a very curious and unsatisfactory result, if in
    construing a provision of constitutional law, always understood
    to have been adopted for protection and security to the rights
    of the individual as against the government, and which has
    received the commendation of jurists, statesmen, and
    commentators as placing the just principles of the common law
    on that subject beyond the power of ordinary legislation to
    change or control them, it shall be held that if the government
    refrains from the absolute conversion of real property to the
    uses of the public it can destroy its value entirely, can inflict
    irreparable and permanent injury to any extent, can, in effect,
    subject it to total destruction without making any
    compensation, because, in the narrowest sense of that word, it
    is not taken for the public use. Such a construction would
    pervert the constitutional provision into a restriction upon the
    rights of the citizen, as those rights stood at the common law,
    instead of the government, and make it an authority for
    invasion of private right under the pretext of the public good,
    which had no warrant in the laws or practices of our ancestors.
    
    Id.
     at 177–78.
    But while we agree with Baker that Pumpelly further undercuts the
    City’s proposed rule, it provides only limited help for Baker herself. To
    repeat, Pumpelly was a flooding case that dealt with a dam constructed
    pursuant to Wisconsin legislation. The facts of Pumpelly are facially distinct
    from those at bar, where officers damaged or destroyed Baker’s property by
    necessity during an active emergency—an emergency that began as a hostage
    situation involving a child and evolved into a potential shootout in a
    residential neighborhood with a heavily armed fugitive.
    What Baker needs, in other words, is historical or contemporary
    authority that involves facts closer to those at bar and where the petitioner
    succeeded under the Takings Clause. But Baker provides no such authority.
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    c.
    When we turn to “[h]istory and precedent,” Tyler, 598 U.S. at 639,
    we find that historically oriented legal scholarship has widely converged on
    the thesis that a “necessity” or “emergency” privilege has existed in
    Takings Clause jurisprudence since the Founding. 3
    _____________________
    3
    See, e.g., William J. Novak, Common Regulation: Legal Origins of State Power in
    America, 
    45 Hastings L.J. 1061
    , 1092 (1994) (“American courts and commentators
    consistently referred to a line of English cases making it ‘well settled at common law’ that
    in cases of calamity (e.g., fire, pestilence, or war) individual interests, rights, or injuries
    would not inhibit the preservation of the common weal. Thus, private houses could be
    pulled down or bulwarks raised on private property without compensation when the safety
    and security of the many depended upon it.”); Shelley Ross Saxer, Necessity Exceptions to
    Takings, 
    44 U. Haw. L. Rev. 60
    , 67 (2022) (“[T]he common law defense of public necessity
    bars the rights of property owners to obtain recourse or compensation when government
    destroys private property for the public good.”); Brian Angelo Lee, Emergency Takings, 
    114 Mich. L. Rev. 391
    , 391, 393 (2015) (“Remarkably, however, courts have repeatedly held
    that if the government destroys property to address an emergency, then a ‘necessity
    exception’ relieves the government of any obligation to compensate the owner of the
    property that was sacrificed for the public good. . . . Indeed, courts and scholars have said
    that [this] principle has been well-established law for centuries.”); Susan S. Kuo, Disaster
    Tradeoffs: The Doubtful Case for Public Necessity, 
    54 B.C. L. Rev. 127
    , 127 (2013) (“When
    government takes private property for a public purpose, the Fifth Amendment of the U.S.
    Constitution requires just compensation. Courts, however, have long recognized an
    exception to takings law for the destruction of private property when necessary to prevent
    a public disaster.”); Derek T. Muller, “As Much Upon Tradition as Upon Principle”: A
    Critique of the Privilege of Necessity Destruction Under the Fifth Amendment, 
    82 Notre Dame L. Rev. 481
    , 483–85 (2006) (describing the “privilege of necessity destruction”
    which reaches to back to the common law and allows that “the government may destroy
    property in times of necessity during law enforcement, such as burning down a home to
    capture a barricaded criminal” without providing compensation); Note, Necessity Takings
    in the Era of Climate Change, 
    136 Harv. L. Rev. 952
    , 953 (2023) (“Since the earliest days
    of the Republic, U.S. courts have sanctioned violations of private property rights without
    compensation under conditions of public necessity. The quintessential application of this
    doctrine has been in the destruction of private property to create a firebreak . . . . But the
    principle . . . . has expanded beyond classical paradigms . . . to include activities [such as]
    law enforcement.”).
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    For example, in Respublica v. Sparhawk, 
    1 U.S. 357
     (Penn. 1788), the
    Pennsylvania Supreme Court considered a claim for compensation for 227
    barrels of flour that had been moved by the government to a depot and later
    lost to the British. The court asked whether “by reason, by the law of nations,
    and by precedents analogous to the subject before us,” compensation could
    be awarded. The court answered no, on the ground that “the rights of
    necessity, form a part of our law.” 
    Id. at 362
    . It explained,
    Of this principle, there are many striking illustrations. If a road
    be out of repair, a passenger may lawfully go through a private
    enclosure 2 Black. Com. 36. So, if a man is assaulted, he may
    fly through another’s close. 5 Bac. Abr. 173. In time of war, bul-
    warks may be built on private ground. Dyer. 8. Brook. trespass.
    213. 5 Bac. Abr. 175. . . . Houses may be razed to prevent the
    spreading of fire, because for the public good. Dyer. 36. Rud. L.
    and E. 312. See Puff. lib. 2. c. 6. sec. 8. Hutch. Mqr. Philos. lib.
    2. c. 16. We find, indeed, a memorable instance of folly rec-
    orded in the 3 Vol. of Clarendon’s History, where it is men-
    tioned, that the Lord Mayor of London, in 1666, when that city
    was on fire, would not give directions for, or consent to, the
    pulling down forty wooden houses, or to the removing the fur-
    niture, &c. belonging to the Lawyers of the Temple, then on
    the Circuit, for fear he should be answerable for a trespass; and
    in consequence of this conduct half that great city was burnt.
    
    Id. at 363
    . Given this principle of necessity, the court explained, “there is
    nothing in the circumstances of the case, which, we think, entitles the Appel-
    lant to a compensation . . . .” 
    Id.
    Sparhawk is a 1788 case. It is therefore directly on point to
    understanding the common law rights to just compensation against which the
    Fifth Amendment Takings Clause was ratified in 1791. And it articulates what
    appears to have been a guiding rationale for this common law necessity
    exception: the fear that if the state risks liability for the damage or destruction
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    of property during a public emergency, then the state may not be so quick to
    damage or destroy it, and such hesitancy risks catastrophe.
    The idea that public emergency allows the government to damage or
    destroy property without compensation remained prominent after Sparhawk.
    For example, in 1822, a committee of the 17th Congress considered a petition
    for compensation from a Louisianan whose property was inundated due to
    American military action during the British invasion of Louisiana in 1814. See
    Property Destroyed During the Invasion of Louisiana by the British in 1814–
    ’15, 17th Cong., 1st Session, No. 587 (1822). 4 As the congressional committee
    described, “the enemy had landed near the city of New Orleans, [and] in
    order to prevent him from bringing up his cannon and other ordnance to the
    city, General Morgan, commanding the Louisiana militia, caused the levee to
    be cut through at or near the plantation of the petitioner.” 
    Id.
     “In
    consequence, the petitioner suffered great losses in the destruction of his”
    property, to the tune of $19,250. 
    Id.
     The congressional committee stated
    that this injury done the petitioner was done in the necessary
    operations of war, and that the United States are not liable for
    the individual losses sustained by that inundation; and
    therefore [the committee] recommend[s] the adoption of the
    following resolution: Resolved, That the prayer of the petitioner
    ought not to be granted.
    
    Id.
    Cases closer to the ratification of the Fourteenth Amendment
    demonstrate the longevity of the necessity privilege. 5 For example, in Field v.
    _____________________
    4
    Available  at   https://memory.loc.gov/cgi-bin/ampage?collId=llsp&file-
    Name=036/llsp036.db&Page=835.
    5
    See also N.Y. State Rifle & Pistol Ass’n v. Bruen, 
    142 S. Ct. 2111
    , 2163 (2022)
    (Barrett, J., concurring) (noting the “‘ongoing scholarly debate on whether courts should
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    City of Des Moines, 
    39 Iowa 575
    , 577–78 (1874), a plaintiff sought to recover
    against the city of Des Moines after it razed his house to prevent further
    spreading of a fire. The Iowa Supreme Court explained,
    In Dillon on Municipal Corporations, Sec. 756, the learned
    author states the common law doctrine as clearly and
    succinctly as it is any where to be found. He says: “The rights
    of private property, sacred as the law regards them, are yet
    subordinate to the higher demands of the public welfare. Salus
    populi suprema est lex. Upon this principle, in cases of imminent
    and urgent public necessity, any individual or municipal officer may
    raze or demolish houses and other combustible structures in a city
    or compact town, to prevent the spreading of an extensive
    conflagration. This he may do independently of statute, and
    without responsibility to the owner for the damages he thereby
    sustains.” The ground of exemption from liability in such cases
    is that of necessity, and if property be destroyed, in such cases,
    without any apparent and reasonable necessity, the doers of the
    act will be held responsible.
    
    Id.
     (emphases in original). Much the same analysis is found in numerous
    cases from the mid-nineteenth century. See, e.g., McDonald v. City of Red
    Wing, 
    13 Minn. 38
    , 40 (1868) (listing cases); The Mayor, &C. of N.Y. v. Rufus
    L. Lord, 
    18 Wend. 126
    , 132–33 (N.Y. 1837).
    And when this same issue reached the Supreme Court in Bowditch v.
    City of Boston in 1879, only eleven years after the ratification of the
    Fourteenth Amendment, the Supreme Court explained:
    At the common law every one had the right to destroy real and
    personal property, in cases of actual necessity, to prevent the
    spreading of a fire, and there was no responsibility on the part
    _____________________
    primarily rely on the prevailing understanding of an individual right when the Fourteenth
    Amendment was ratified in 1868’ or when the Bill of Rights was ratified in 1791”).
    15
    Case: 22-40644     Document: 00516928161           Page: 16    Date Filed: 10/11/2023
    No. 22-40644
    of such destroyer, and no remedy for the owner. In the case of
    the Prerogative, 12 Rep. 13, it is said: ‘For the Commonwealth
    a man shall suffer damage, as for saving a city or town a house
    shall be plucked down if the next one be on fire; and a thing for
    the Commonwealth every man may do without being liable to
    an action.’ There are many other cases besides that of fire,—
    some of them involving the destruction of life itself,—where
    the same rule is applied. ‘The rights of necessity are a part of
    the law.’ Respublica v. Sparhawk, 
    1 Dall. 357
    , 362. See also
    Mouse’s Case, 12 Rep. 63; 15 Vin., tit. Necessity, sect. 8; 4 T.
    R. 794; 1 Zab. (N. J.) 248; 3 id. 591; 25 Wend. (N. Y.) 173; 2
    Den. (N. Y.) 461.
    In these cases the common law adopts the principle of
    the natural law, and finds the right and the justification in the
    same imperative necessity. Burlem. 145, sect. 6; id. 159, c. 5,
    sects. 24–29; Puffendorf, B. 2, c. 6.
    
    101 U.S. 16
    , 18–19 (1879).
    Bowditch was a case about Massachusetts law, but its lessons have
    permeated the Federal Takings Clause context. Justice Holmes, for exam-
    ple, said:
    The general rule at least is that while property may be regulated
    to a certain extent, if regulation goes too far it will be recog-
    nized as a taking. It may be doubted how far exceptional cases,
    like the blowing up of a house to stop a conflagration, go—and
    if they go beyond the general rule, whether they do not stand
    as much upon tradition as upon principle. Bowditch v. Boston,
    
    101 U. S. 16
    , 
    25 L. Ed. 980
    .
    Pa. Coal Co., 
    260 U.S. at
    415–16 (1922).
    Indeed, whatever we might think about the principle underlying the
    necessity privilege, its basis in history and tradition is longstanding and long
    recognized. This recognition has extended to more recent precedents, as
    16
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    No. 22-40644
    well. See, e.g., United States v. Caltex, 
    344 U.S. 149
    , 154-55 (1952) (“[T]he
    common law ha[s] long recognized that in times of imminent peril—such as
    when fire threatened a whole community—the sovereign could, with immun-
    ity, destroy the property of a few that the property of many and the lives of
    many more could be saved. . . . [And the] terse language of the Fifth Amend-
    ment is no comprehensive promise that the United States will make whole all
    who suffer from every ravage and burden of war.”); Lucas, 
    505 U.S. at
    1029
    n.16 (“[The State may be absolved] of liability for the destruction of ‘real and
    personal property, in cases of actual necessity, to prevent the spreading of a
    fire’ or to forestall other grave threats to the lives and property of others.”
    (citing Bowditch, 101 U.S. at 18–19 and United States v. Pac. R.R., 
    120 U.S. 227
    , 238–39 (1887))); see also Steele v. City of Houston, 
    603 S.W.2d 786
    , 792
    (Tex. 1980) (“The defendant City of Houston may defend its actions by
    proof of a great public necessity. . . . Uncompensated destruction of property
    has been occasionally justified by reason of war, riot, pestilence or other great
    public calamity.”).
    d.
    In sum, history, tradition, and historical precedent reaching back to
    the Founding supports the existence of a necessity exception to the Takings
    Clause. Today, we make no attempt to define the bounds of this exception.
    We hold only that in this case, the Takings Clause does not require compen-
    sation for Baker’s damaged or destroyed property because, as Baker herself
    claims, it was objectively necessary for officers to damage or destroy her
    property in an active emergency to prevent imminent harm to persons. We
    need not determine whether the necessity exception extends further than
    this.
    17
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    No. 22-40644
    e.
    We conclude by acknowledging two considerations that favor Baker’s
    position, despite all we have said.
    First, while scholars have converged on the empirical, historical thesis
    that a necessity exception to the Takings Clause has existed since the Found-
    ing, they have also tended to converge on the view that it wrongs individuals
    like Baker. 6 Second, and closely related, the Supreme Court has often stated
    that “[t]he Fifth Amendment’s guarantee that private property shall not be
    taken for a public use without just compensation was designed to bar Gov-
    ernment from forcing some people alone to bear public burdens which, in all
    fairness and justice, should be borne by the public as a whole.” Armstrong v.
    United States, 
    364 U.S. 40
    , 49 (1960), quoted in Tyler, 598 U.S. at 647. This
    statement’s relevance to Baker, who is faultless but must “alone” bear the
    burdens of a misfortune that might have befallen anyone, is manifest. As a
    lower court, however, it is not for us to decide that fairness and justice trump
    historical precedent, particularly Supreme Court precedent, where it has
    long recognized a necessity exception that excludes those like Baker from the
    protection of the Fifth Amendment’s Takings Clause. Such a decision would
    be for the Supreme Court alone.
    IV.
    Because Baker opted to pursue relief under § 1983, we do not reach
    whether she succeeds under the Texas Constitution.
    _____________________
    6
    In particular, see Kuo, Disaster Tradeoffs: The Doubtful Case for Public Necessity,
    
    54 B.C. L. Rev. 127
     (2013), and Muller, “As Much Upon Tradition as Upon Principle”: A
    Critique of the Privilege of Necessity Destruction Under the Fifth Amendment, 
    82 Notre Dame L. Rev. 481
     (2006).
    18
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    No. 22-40644
    We REVERSE the district court’s summary judgment order finding
    that the City’s damaging or destroying Baker’s house and personal property
    was a compensable taking under the Fifth Amendment. We therefore
    VACATE the § 1983 judgment in her favor and REMAND for further
    proceedings.
    19
    

Document Info

Docket Number: 22-40644

Filed Date: 10/11/2023

Precedential Status: Precedential

Modified Date: 10/12/2023