Ted Palladeno v. Gary Mohr ( 2021 )

NOT RECOMMENDED FOR PUBLICATION
File Name: 21a0429n.06
No. 20-3587
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT FILED
Sep 13, 2021
TED PALLADENO, ) DEBORAH S. HUNT, Clerk
)
Plaintiff-Appellant, )
) ON APPEAL FROM THE
v. ) UNITED STATES DISTRICT
) COURT FOR THE NORTHERN
GARY C. MOHR; ROGER WILSON; ) DISTRICT OF OHIO
ROBERT HAMMOND; JOHN DESMARAIS; )
BRIAN WITTRUP; CYNTHIA B. MAUSSER; ) OPINION
GINNY LAMNECK; KIMBERLY CLIPPER; )
KEVIN JONES; DONALD MORGAN; )
WARDEN JOHN COLEMAN; TERRY COLLINS; )
JOHN DOE, 1-99, )
)
Defendants-Appellees, )
)
STATE OF OHIO, )
)
Interested Party-Appellee. )
)
BEFORE: NORRIS, KETHLEDGE, and NALBANDIAN, Circuit Judges.
ALAN E. NORRIS, Circuit Judge. Plaintiff Ted Palladeno is a prisoner in the custody
of the Ohio Department of Rehabilitation and Correction (ODRC). He filed an eighty-five-count
suit against several named Ohio prison officials and ninety-nine “John Doe” defendants. The
district court dismissed the suit on its pleadings and two of his claims are before us on appeal:
(1) deliberate indifference to a serious medical need under the Eighth Amendment and
(2) violation of Title II of the Americans with Disabilities Act, 42 U.S.C. § 12132. For the reasons
that follow, we affirm.
No. 20-3587, Palladeno v. Mohr, et. al
I.
Plaintiff has been incarcerated in various Ohio Department of Rehabilitation and
Correction (“ODRC”) facilities, and during the periods relevant to this litigation he was held in
protective custody.1
In November 2016, plaintiff filed a pro se complaint in the Southern District of Ohio, along
with motions (1) to proceed in forma pauperis, (2) to appoint counsel, (3) to certify the case as a
class action, (4) for a preliminary injunction, (5) for prisoner release orders, and (6) to seal portions
of the complaint. The court granted in forma pauperis status and the motion to seal, denied all other
motions, and directed plaintiff to file an amended complaint because a prisoner proceeding pro se
cannot represent other prisoners in a federal class action.
Plaintiff obtained counsel and filed a nearly identical amended complaint, still in the form
of a class action with more than 100 class representatives. The case was eventually transferred to
the Northern District of Ohio because plaintiff was an inmate at a federal facility in Toledo.
The district court granted a motion to dismiss all claims, which was filed by the State of
Ohio as an interested party. Because the alleged injuries were a series of individual claims, rather
than claims common to the named plaintiffs, the court dismissed eighty-one of the eighty-five
counts due to misjoinder under Fed. R. Civ. P. 20 & 21. The court dismissed the remaining four
claims, which were personal to plaintiff, for failure to state a claim. Plaintiff appeals the dismissal
of two of those four claims: (1) deliberate indifference to a serious medical need in violation of
the Eighth Amendment and (2) violation of Title II of the Americans with Disabilities Act, 42
U.S.C. § 12132.
1
See Ohio Admin. Code 5120-9-14(A) (“[P]rotective control areas shall be used to house inmates
that, due to personal physical safety concerns, need to be separated from the general inmate
population.”).
2
No. 20-3587, Palladeno v. Mohr, et. al
Plaintiff’s claim of deliberate indifference to his serious medical need arises out of his time
at Toledo Correctional Institution (“ToCI”). In support of that claim, plaintiff alleges in the
amended complaint:
Plaintiff Palladeno has consistently been told by specialists outside of the
ODRC that he must be provided a walking cane, the medications Nuerontin and
Tramadol, as was the recommendation in a teleconference with an Ohio State
University Neurologist on July 15, 2015. Palladeno suffers from Neuropathy, a
condition affecting his L4 and L5 vertebrae, as well as his S1 nerve (all in his lower
back area). The ODRC has treated his condition (on and off) for years, however
ToCI refuses to provide the treatment recommended by the OSU Neurologist,
which is (in general) the same treatment intermittently provided by the ODRC over
the years. Without treatment, Palladeno’s legs will periodically (and without
warning) go numb and fail to support him. Palladeno has suffered very serious
injuries on several occasions due to falls occurring as a direct and proximate result
of the ODRC’s failure to provide treatment for his serious medical need. The most
recent fall was down a sixteen-riser metal tread stair on February 1, 2016, between
1:00-1:30 P.M. in Unit B-1 and 2 East. After several MRI’s and a Cat scan, St.
Vincent’s treated Palladeno by providing a cane, and the medication Lyrica. Upon
returning to ToCI, both the medication and the use of the cane was discontinued.
Compl. ¶50.
His ADA claim also relates to his back condition but arises from his time at Oakwood
Correctional Facility. The amended complaint states:
Plaintiffs contend that the PC prisoners with elevator passes (because they
have physical disabilities that render them unable to use the stairs) have no means
to exit the structure if there was a fire, which violates not only the Eighth and
Fourteenth Amendments, but also the Americans with Disabilities Act. This is so
because the affected Plaintiffs (Buck, Metcalf, Palladeno, and others similarly
situated) were required to have medications and meals brought to their cells during
the roughly six-month period when the elevator was being replaced. Clearly if they
were unable to walk down the steps from the second floor to get medication and
meals, then they would also be unable to use the fire exit stairs in a fire. Further,
these Plaintiffs were precluded from going to the library, law library, visiting room,
recreation, etc., during this time period because all are located on the first floor.
3
No. 20-3587, Palladeno v. Mohr, et. al
Regardless, grievances were filed specifically advising Defendants of the risk of
death if there were a fire, however no measures were taken to abate the risk.2
Compl. ¶84.
II.
This court reviews de novo the grant of a motion to dismiss for failure to state a claim.
Rudd v. City of Norton Shores, 977 F.3d 503, 511 (6th Cir. 2020). For a complaint to survive a
motion to dismiss requires “a short and plain statement of the claim showing that the pleader is
entitled to relief.” Fed. R. Civ. P. 8(a)(2). On review, we accept a complaint’s factual allegations
as true, draw all reasonable inferences in plaintiff’s favor, and consider those facts and inferences
to determine whether the claim plausibly entitles plaintiff to relief. Doe v. Baum, 903 F.3d 575,
581 (6th Cir. 2018) (citations omitted).
A.
The Eighth Amendment “‘forbids prison officials from unnecessarily and wantonly
inflicting pain on an inmate by acting with deliberate indifference toward’” an inmate’s serious
medical needs. Reilly v. Vadlamudi, 680 F.3d 617, 623 (6th Cir. 2012) (quoting Blackmore v.
Kalamazoo Cnty., 390 F.3d 890, 895 (6th Cir. 2004)). Such a claim “contains both an objective
component—a ‘sufficiently serious medical need’—and a subjective component—a ‘sufficiently
culpable state of mind.’” Griffith v. Franklin Cnty., Ky., 975 F.3d 554, 567 (6th Cir. 2020) (quoting
Blackmore, 390 F.3d at 895).
“A sufficiently serious medical need ‘is one that has been diagnosed by a physician as
mandating treatment or one that is so obvious that even a lay person would easily recognize the
necessity for a doctor’s attention.’” Id. (quoting Harrison v. Ash, 539 F.3d 510, 518 (6th Cir.
2
Though the paragraph contains references to other “plaintiffs” alleged to be affected, only the
facts specific to Palladeno are relevant on appeal.
4
No. 20-3587, Palladeno v. Mohr, et. al
2008)). To satisfy the subjective prong, a culpable state of mind, a plaintiff “‘must allege acts or
omissions sufficiently harmful to evidence deliberate indifference to serious medical needs’—
indifference that offends the ‘evolving standards of decency’ under the Eighth Amendment.”
Reilly, 680 F.3d at 624 (quoting Estelle v. Gamble, 429 U.S. 97, 106 (1976)). That requires a
showing that one or more prison officials had “a sufficiently culpable state of mind.” Brown v.
Bargery, 207 F.3d 863, 867 (6th Cir. 2000) (quoting Farmer v. Brennan, 511 U.S. 825, 834
(1994)).
“Persons sued in their individual capacities under § 1983 can be held liable based only on
their own unconstitutional behavior.” Heyerman v. Cnty. of Calhoun, 680 F.3d 642, 647 (6th Cir.
2012). To the extent that a plaintiff seeks to hold defendants liable as supervisors in their individual
capacities, he must show they “either encouraged the specific incident of misconduct or in some
other way directly participated in it.” Id. (quoting Hays v. Jefferson Cnty., 668 F.2d 869, 874 (6th
Cir. 1982)). A plaintiff must set forth facts that allege “that the official at least implicitly
authorized, approved, or knowingly acquiesced in the unconstitutional conduct of the offending
officers.” Id.Like the district court, we accept that plaintiff has satisfied the first prong—that plaintiff
has a serious medical need. But the complaint fails to make an allegation against any defendant,
either named or a John Doe,3 who acted with deliberate indifference in withholding treatment. In
3
The presence of John Doe defendants is not fatal to a claim. “Although designation of a
‘John Doe’ defendant is not favored in the federal courts, it is permissible when the identity of the
alleged defendant is not known at the time the complaint is filed and plaintiff could identify
defendant through discovery.” Yates v. Young, 772 F.2d 909 (6th Cir. 1985) (unpublished table
decision) (citing Schiff v. Kennedy, 691 F.2d 196, 198 (4th Cir. 1982)); see also Oruche v. Ficano,
165 F.3d 28 (6th Cir. 1998) (unpublished table decision) (holding that the district court abused its
discretion granting summary judgment before allowing plaintiff to learn the identity of John Doe
defendants through discovery); Mason v. Doe No. 1, No. 3:12CV-P794-H, 2013 WL 1152029, at
*3 (W.D. Ky. Mar. 19, 2013) (allowing medical claim to proceed against “Doe” defendants).
5
No. 20-3587, Palladeno v. Mohr, et. al
fact the complaint never alleges any wrongful conduct by anyone that is causally connected to the
violation alleged. See Peatross v. City of Memphis, 818 F.3d 233, 242 (6th Cir. 2016). Instead
plaintiff concedes in the complaint that the treatment of his neuropathy has been on-again, off-
again, and it speaks of institutions and otherwise alleges facts in the passive voice. Though we
draw all reasonable inferences in favor of plaintiff, we cannot fill gaps of this size.
The complaint was not clear, but if plaintiff intended to allege that one of the named
defendants was responsible in a supervisory capacity, the complaint needed to set forth facts
alleging “that the official at least implicitly authorized, approved, or knowingly acquiesced in the
unconstitutional conduct of the offending officers.” Heyerman, 680 F.3d at 647.
The district court did not err in concluding that plaintiff failed to state a claim under the
Eighth Amendment.
B.
Title II of the ADA provides that no qualified individual with a disability shall, because of
that disability, “be denied the benefits of the services, programs, or activities of a public entity, or
be subjected to discrimination by any such entity.” 42 U.S.C. § 12132. And the ADA applies to
state prisons. Mingus v. Butler, 591 F.3d 474, 481-82 (6th Cir. 2010) (citing Pa. Dep’t of Corr. v.
Yeskey, 524 U.S. 206, 209-10 (1998)). To establish a claim for intentional discrimination, a
plaintiff must show that he or she: (1) is an otherwise qualified individual with a disability; (2) was
excluded from participation in a public entity’s services, programs, or activities; and (3) such
exclusion was due to the disability. Anderson v. City of Blue Ash, 798 F.3d 338, 357 (6th Cir.
2015).
“Two types of claims are cognizable under Title II: claims for intentional discrimination
and claims for a reasonable accommodation.” Roell v. Hamilton Cnty., 870 F.3d 471, 488 (6th Cir.
6
No. 20-3587, Palladeno v. Mohr, et. al
2017) (citing Ability Ctr. of Greater Toledo v. City of Sandusky, 385 F.3d 901, 907 (6th Cir. 2004)).
It is not clear from the complaint which type plaintiff alleges. On appeal plaintiff asserts that the
complaint alleges facts sufficient for both types. We disagree.
Though the state argues otherwise, we assume for the sake of argument that plaintiff has a
disability and was excluded from certain services. However, for intentional discrimination, the
third prong requires a plaintiff to show that “the discrimination was intentionally directed toward
him or her in particular.” Anderson, 798 F.3d at 357 (quoting Tucker v. Tennessee, 539 F.3d 526,
532 (6th Cir. 2008)). “Acts and omissions which have a disparate impact on disabled persons in
general are not specific acts of intentional discrimination against the plaintiff in particular.” Dillery
v. City of Sandusky, 398 F.3d 562, 568 (6th Cir. 2005) (abrogated on other grounds) (cleaned up).
All of the PC units were located on the second floor of the Oakwood facility. Plaintiff did not
allege that he requested to be housed on the first floor and was refused, nor any other facts to
support an allegation that plaintiff was singled out for discrimination on account of his disability.
The failure of prison officials to transfer him sua sponte during elevator maintenance that affected
all inmates does not amount to intentional discrimination solely because of his disability.
If plaintiff intended to raise a failure-to-accommodate claim, it was woefully undeveloped.
“[A] pro se complaint is to be liberally construed and, ‘however inartfully pleaded, must be held
to less stringent standards than formal pleadings drafted by lawyers.’” Briggs v. Westcomb, 801 F.
App’x 956, 959 (6th Cir. 2020) (quoting Erickson v. Pardus, 551 U.S. 89, 94 (2007)). But this
complaint, filed through counsel, only referenced the ADA one time, and it was not addressed by
the parties in their motion-to-dismiss filings. On appeal, plaintiff cites two regulations that
implement Title II: 28 C.F.R. § 35.130(b)(7)(i), which requires a public entity to make “reasonable
modifications” to its “policies, practices, or procedures when the modifications are necessary to
7
No. 20-3587, Palladeno v. Mohr, et. al
avoid discrimination” based on disability; and 28 C.F.R. § 35.152(b)(3), which requires public
entities to “implement reasonable policies . . . so as to ensure that each inmate with a disability is
housed in a cell with the accessible elements necessary to afford the inmate access to safe,
appropriate housing.” The argument still seems to be that one or both of those regulations create
an affirmative duty for prison officials not to discriminate and therefore the prison officials’ failure
to follow those regulations constitutes intentional discrimination. But plaintiff’s intentional
discrimination claim fails for the reasons outlined above.
If the plaintiff intended a reasonable-accommodation claim, it is not enough to cite those
regulations in a conclusory way. Plaintiff states that the refusal to accommodate plaintiff’s
disability is prohibited disability discrimination, but “it is not sufficient for a party to mention a
possible argument in the most skeletal way, leaving the court to put flesh on its bones.” Courser
v. Allard, 969 F.3d 604, 616 (6th Cir. 2020) (quotation omitted) (cleaned up).
It also cuts against plaintiff that the alleged discrimination was due to a temporary
breakdown of the elevator. “The responsible public entity must maintain accessibility features in
operative condition, it must repair them promptly if they malfunction, and it must take reasonable
steps to accommodate an individual who otherwise would have used the features when they are
out of order.” Mote v. City of Chelsea, 391 F. Supp. 3d 720, 744 (E.D. Mich. 2019) (citing Foley
v. City of Lafayette, 359 F.3d 925, 929 (7th Cir. 2004)) (cleaned up and internal quotations
omitted). But there is no such liability “for isolated or temporary interruptions in service due to
repairs.” Id. Plaintiff may have been temporarily deprived of certain services, but he also admitted
that prison officials made some efforts at accommodation—bringing meals and medicine to his
cell while the elevator was being repaired.
8
No. 20-3587, Palladeno v. Mohr, et. al
With respect to plaintiff’s fire-safety allegation, it is true that prisons must “ensure that
each inmate with a disability is housed in a cell with the accessible elements necessary to afford
the inmate access to safe, appropriate housing.” 28 C.F.R. § 35.152(b)(3). But plaintiff cannot
establish any claim for monetary relief because he fails to allege he suffered actual harm; instead,
he alleges only that the potential for harm existed. And to the extent plaintiff seeks prospective
relief, the claim is moot because he has been moved to a different facility. See Colvin v. Caruso,
605 F.3d 282, 289 (6th Cir. 2010); Kensu v. Haigh, 87 F.3d 172, 175 (6th Cir. 1996).
Plaintiff argues that his claims satisfy the “capable of repetition yet evading review”
exception to the mootness doctrine. This exception applies “where (1) the challenged action is too
short to be fully litigated prior to its cessation or expiration; and (2) there is a reasonable
expectation that the same complaining party would be subjected to the same action again.” Thomas
Sysco Food Servs. v. Martin, 983 F.2d 60, 62 (6th Cir. 1993). “The party asserting that this
exception applies bears the burden of establishing both prongs.” Lawrence v. Blackwell, 430 F.3d
368, 371 (6th Cir. 2005). Though plaintiff notes that he has frequently been housed on the second
floor at various facilities, and is indeed housed on the second floor of his current facility, there is
no reason to expect that he will again be left without an elevator or other accommodation. See
Grendell v. Ohio Sup. Ct., 252 F.3d 828, 833 (6th Cir. 2001) (“[W]here the threat of repeated
injury is speculative or tenuous, there is no standing to seek injunctive relief.”).
The district court did not err in concluding that plaintiff failed to state a claim under the
ADA.
III.
Accordingly, we affirm the judgment of the district court.
9