In re Edwards ( 2018 )

By order of the Bankruptcy Appellate Panel, the precedential effect of this decision is limited to
the case and parties pursuant to 6th Cir. BAP LBR 8024-1(b). See also 6th Cir. BAP LBR 8014-1(c).
File Name: 18b0003n.06
BANKRUPTCY APPELLATE PANEL
OF THE SIXTH CIRCUIT
In re: RYAN BRADLEY EDWARDS; LESLIE JOANNA ┐
EDWARDS, │
Debtors. │
│
___________________________________________
│
COMMUNITY FINANCIAL SERVICES BANK, > No. 17-8028
│
Plaintiff-Appellee, │
│
v.
│
│
RYAN BRADLEY EDWARDS,
│
Defendant-Appellant. │
┘
Appeal from the United States Bankruptcy Court
for the Western District of Kentucky at Paducah.
No. 14-50717—Alan C. Stout, Judge.
Decided and Filed: June 5, 2018
Before: BUCHANAN, DALES, and HARRISON, Bankruptcy Appellate Panel Judges.
_________________
COUNSEL
ON BRIEF: Michael G. Byers, THE BYERS LAW FIRM, PLLC, Paducah, Kentucky, for
Appellant. Martin W. Johnson, Kip C. Mathis, JOHNSON & MATHIS, Benton, Kentucky, for
Appellee.
_________________
OPINION
_________________
BETH A. BUCHANAN, Bankruptcy Appellate Panel Judge. Appellant-Debtor Ryan
Edwards (“Edwards”) appeals the bankruptcy court’s order denying his motion requesting an
extension of time to file a notice of appeal. In the order, the bankruptcy court concluded that
No. 17-8028 In re Edwards Page 2
Edwards’s failure to file a notice of appeal from an adverse nondischargeability judgment within
the fourteen-day deadline was not a result of excusable neglect. For the reasons that follow, the
Panel affirms.
ISSUES ON APPEAL
The issues on appeal are three-fold: 1) whether the bankruptcy court committed an error
of law by applying a four-factor rather than five-factor standard for excusable neglect pursuant to
Federal Rule of Bankruptcy Procedure 8002(d) and the Pioneer1 case; 2) whether the bankruptcy
court committed an error of law by focusing on the prejudice to the non-moving party, rather
than the debtor, under the first Pioneer factor; and 3) whether the bankruptcy court abused its
discretion by denying Edwards’s motion to extend the deadline for filing a notice of appeal based
on its determination that Edwards failed to demonstrate excusable neglect.
JURISDICTION AND STANDARD OF REVIEW
The Bankruptcy Appellate Panel of the Sixth Circuit (“Panel”) has jurisdiction to decide
this appeal. The United States District Court for the Western District of Kentucky has authorized
appeals to the Panel and none of the parties has timely elected to have the appeal heard by the
district court. A bankruptcy court’s final order may be appealed as of right pursuant to 28 U.S.C.
§ 158(a)(1). For purposes of appeal, an order is final if it “‘ends the litigation on the merits and
leaves nothing for the court to do but execute the judgment.’” Midland Asphalt Corp. v. United
States, 489 U.S. 794, 798, 109 S. Ct. 1494 (1989) (citation omitted). “An order denying a
motion for an extension of time to file a notice of appeal is a final appealable order.” Allied
Domecq Retailing USA v. Schultz (In re Schultz), 254 B.R. 149, 151 (B.A.P. 6th Cir. 2000)
(quoting Belfance v. Black River Petroleum, Inc. (In re Hess), 209 B.R. 79, 80 (B.A.P. 6th Cir.
1997)).
“The meaning of ‘excusable neglect,’ is a question of law subject to de novo review.”
Schultz, 254 B.R. at 151 (quoting Hess, 209 B.R. at 80). “‘De novo review requires the Panel to
1Pioneer Inv. Servs. Co. v. Brunswick Assocs. Ltd. P’ship., 507 U.S. 380, 395, 113 S. Ct. 1489 (1993).
No. 17-8028 In re Edwards Page 3
review questions of law independent of the bankruptcy court’s determination.’” Id. (citing First
Union Mortg. Corp. v. Eubanks (In re Eubanks), 219 B.R. 468, 469 (B.A.P. 6th Cir. 1998)).
The bankruptcy court’s denial of Edwards’s motion for an extension of time to file a
notice of appeal is reviewed for abuse of discretion. Id.; Hess, 209 B.R. at 80. “The abuse of
discretion standard is deferential and requires the reviewing court to lend credence to the [lower]
court’s determinations.” Proctor v. Northern Lakes Cmty. Mental Health, 560 F. App’x 453, 456
(6th Cir. 2014) (citing Yeschick v. Mineta, 675 F.3d 622, 628 (6th Cir. 2012)). “‘A court has
abused its discretion if the reviewing court has a definite and firm conviction that the trial court
committed a clear error of judgment in the conclusion that it reached based on all of the
appropriate factors.’” Schultz, 254 B.R. at 151 (citing Hess, 209 B.R. at 80). “While
acknowledging this standard, the Court of Appeals for the Sixth Circuit has recently expressed it
in another way as well: ‘The question is not how the reviewing court would have ruled, but
rather whether a reasonable person could agree with the bankruptcy court’s decision; if
reasonable persons could differ as to the issue, then there is no abuse of discretion.’” Id. (citing
Barlow v. M.J. Waterman & Assocs., Inc. (In re M.J. Waterman & Assocs., Inc.), 227 F.3d 604,
608 (6th Cir. 2000)).
FACTS
On October 12, 2014, Edwards and his wife, Leslie JoAnna Edwards (“Leslie Edwards”
and collectively “Ryan and Leslie Edwards”) filed a Chapter 7 bankruptcy petition. They
retained Steve Vidmer, Esq. (“Vidmer”) to represent them in the bankruptcy case. On April 1,
2015, Plaintiff-Appellee Community Financial Services Bank (“CFSB”) filed an adversary
proceeding against Ryan and Leslie Edwards to determine the amount of a debt owed to CFSB
and whether the debt is excepted from discharge in the bankruptcy case. Vidmer represented
Ryan and Leslie Edwards in the adversary proceeding. On July 17, 2017, the bankruptcy court
entered a Memorandum Opinion and Judgment (“Judgment”) in favor of CFSB and against
Edwards (but not Leslie Edwards) in the amount of $610,053.55 and determined the debt to be
excepted from discharge.
No. 17-8028 In re Edwards Page 4
On August 16, 2017, Edwards filed a Motion for Extension of Time for Filing Notice of
Appeal on Ground of Excusable Neglect (“Motion”) through his new counsel, Michael G. Byers,
Esq. In the Motion, Edwards requested an extension of time to appeal the bankruptcy court’s
Judgment on grounds of excusable neglect. Edwards asserted that he did not learn about the
adverse Judgment from his counsel until after the ten-day deadline2 for appeal had passed nor did
he learn, until that time, that Vidmer declined to represent him in an appeal. Furthermore,
Edwards asserted that he has many demands on his time as he lives in Missouri and travels for
work extensively. Even with these demands on his time, he made multiple attempts to retain
representation but was unable to do so until August 11, 2017.
On August 23, 2017, Edwards filed an Amended Motion for Extension of Time for Filing
Notice of Appeal on Ground of Excusable Neglect to correct factual errors in the prior Motion.
In the Amended Motion, Edwards admitted that Vidmer provided Edwards with notice of the
Judgment on July 18, 2017, the day after the Judgment was entered. However, Edwards asserts
that he was still unable to find new counsel in time to file the notice of appeal for the reasons
stated in the Motion.
CFSB filed its response in opposition to the extension and a hearing was held on August
24, 2017. At the hearing, Edwards testified that he received notice of the Judgment from Vidmer
via an email on July 17, 2017 and then followed up with a call to Vidmer on July 18th. During
the phone call, Edwards informed Vidmer that he wanted to appeal. Vidmer told Edwards that
he did not do appellate work. According to the testimony, Vidmer did not provide referrals
during the conversation. However, Vidmer did tell Edwards that there was a deadline for filing a
notice of appeal although he did not specify what the deadline was.
Edwards testified to researching online appellate cases to find attorneys who did appellate
work. He began contacting attorneys on or about July 19, 2017 and believes he went through
about twelve before he found someone to take his case. On July 25, 2017, he heard back from an
attorney in Louisville who referred him to a colleague, Todd Farmer (“Farmer”) in Paducah.
Farmer reviewed his case and emailed Edwards in early August referring him to his current
2The actual deadline is fourteen days from the entry of the Judgment. Fed. R. Bankr. P. 8002(a).
No. 17-8028 In re Edwards Page 5
counsel, Michael Byers, Esq. (“Byers”). Farmer also informed Edwards of the fourteen-day
deadline for filing an appeal. Edwards and Byers began exchanging emails on August 5, 2017.
Edwards met with Byers on August 7 and retained Byers on August 11, 2017.
Edwards also testified to his work as a pilot transporting employees for Edwards
Transportation Company and Fitzgerald Marine. He was out of town working and flying three to
four days a week and sometimes laying over on the weekends.
No other witness testimony was elicited and the bankruptcy judge orally denied
Edwards’s Motion citing insufficient grounds to establish excusable neglect and noting that a
written order setting forth the law and grounds for denying the extension would follow.
The bankruptcy court issued its Order denying Edwards’s Motion on August 28, 2017
(Order, August 28, 2017, Adv. No. 15-5010 ECF 86). In the Order, the bankruptcy court noted
that the fourteen-day deadline to appeal pursuant to Federal Rule of Bankruptcy Procedure
8002(a) expired on July 31, 2017. Edwards filed his Motion seeking to extend the deadline for
filing the notice of appeal on August 16, 2017, sixteen days after the deadline. Consequently,
Edwards carried the burden of proving excusable neglect pursuant to Federal Rule of Bankruptcy
Procedure 8002(d).
The bankruptcy court followed the standard for excusable neglect enunciated by the
Supreme Court in the Pioneer case explaining that the determination of whether neglect can be
excused is:
. . . an equitable determination that incorporates all relevant factors, including
(1) danger of prejudice to the non-movant; (2) length of delay and its potential
impact on judicial proceedings; (3) the reason for the delay, including whether it
was within the reasonable control of the movant, and (4) whether the movant
acted in good faith.
(Order at 3) (citing Pioneer, 507 U.S. at 395). The bankruptcy court further noted that:
[a] court must consider and balance all of four Pioneer factors and no one factor
is determinative. [citation omitted] That said, courts often focus on the third
factor, with courts rarely favoring a party who fails to follow the clear dictates of
the rules. Lowry v. McDonnell Douglas Corp., 211 F.3d 457, 463 (8th Cir. 2000)
(“The four Pioneer factors do not carry equal weight; the excuse given for the late
No. 17-8028 In re Edwards Page 6
filing must have the greatest import.”); In re Bayer, 527 B.R. 202, 210 (Bankr.
E.D. Pa. 2015).
(Order at 3-4).
The bankruptcy court concluded that three of the four Pioneer factors weighed in
favor of granting Edwards’s request. First, the bankruptcy court found no material prejudice
to CFSB if the late appeal were permitted to proceed with the most significant consequence
being the loss of “‘the windfall benefit of an opponent’s missed deadline.’” (Order at 4)
(citation omitted). In addition, the delay was not substantial as Edwards’s motion was filed
within sixteen days of the passage of the appeal deadline. The bankruptcy court further
found that Edwards’s appeal was in good faith in that he sincerely desired to seek review of
the adverse Judgment.
The bankruptcy court based its denial of Edwards’s Motion squarely on the third factor:
the reason for the delay and whether it was within Edwards’s reasonable control. The
bankruptcy court concluded that “difficulty finding an attorney to prosecute an appeal cannot
form the basis for an extension [or] every losing side could seek an untimely extension and
simply claim difficulty finding an attorney as excusable neglect.” (Order at 5). The bankruptcy
court further determined that “nothing prevented Edwards from seeking a timely extension pro
se.” Id.
The bankruptcy court found insufficient Edwards’s claims of being busy and working out
of town. The bankruptcy court noted that an extension could have been requested at any time
before the running of the deadline by either Edwards himself or with the assistance of his wife.
While Edwards testified that he traveled for work, the bankruptcy court noted that he also
testified to being home for several days each week after the Judgment was entered. The
bankruptcy court cited several cases to support that an attorney’s busy work schedule does not
constitute excusable neglect and saw “. . . no reason why this tenet should not apply to a busy
Defendant as it does to a busy attorney.” (Order at 6). The bankruptcy court concluded that
Edwards’s explanations may constitute neglect, but they do not constitute excusable neglect and
denied the Motion noting that Edwards “. . . presented no excuse that should have prevented him
from acting within the time allowed in the Rules.” Id.
No. 17-8028 In re Edwards Page 7
Edwards proceeded to file a timely notice of appeal from the Order.
DISCUSSION
Federal Rule of Bankruptcy Procedure (“Rule”) 8002(a) provides, with exceptions not
relevant to this case, that “a notice of appeal must be filed with the bankruptcy clerk within
14 days after entry of the judgment, order, or decree being appealed.” Rule 8002(d)(1) further
provides the manner by which an extension may be requested:
(d) Extending the Time to Appeal.
(1) When the Time May Be Extended. Except as provided in subdivision (d)(2),
the bankruptcy court may extend the time to file a notice of appeal upon a party’s
motion that is filed:
(A) within the time prescribed by this rule; or
(B) within 21 days after that time, if the party shows excusable neglect.
Fed. R. Bankr. P. 8002(d)(1). In this case, the Judgment was entered by the bankruptcy court on
July 17, 2017 and the fourteen-day deadline for appeal expired on July 31, 2017. Edwards did
not file his Motion requesting an extension of time to file the notice of appeal until August 16,
2017, thirty days after the Judgment was entered and sixteen days after the original deadline
expired. Consequently, granting an extension was dependent upon Edwards showing excusable
neglect.
In Pioneer, the Supreme Court defined “excusable neglect” in the context of missing a
court-ordered filing deadline pursuant to Rule 9006(b). 507 U.S. at 382-83. In Pioneer, the
Supreme Court noted that inclusion of the word “neglect” in the Rule creating the standard for
granting a reprieve to out-of-time filings “plainly contemplate[s] that the courts would be
permitted, where appropriate, to accept late filings caused by inadvertence, mistake, or
carelessness, as well as by intervening circumstances beyond the party’s control.” Id. at 388;
United States v. Munoz, 605 F.3d 359, 368 (6th Cir. 2010) (applying Pioneer in the context of a
criminal case involving ineffective assistance of counsel and an untimely motion for a new trial).
The Supreme Court concluded that excusable neglect is a “somewhat ‘elastic concept’ and is not
No. 17-8028 In re Edwards Page 8
limited strictly to omissions caused by circumstances beyond the control of the movant.”
Pioneer, 507 U.S. at 392.
However, neglect, alone, is insufficient to warrant a reprieve from the deadline to appeal;
the neglect of the deadline also must be “excusable.” Id. at 395. “It is this requirement that we
believe will deter creditors or other parties from freely ignoring court-ordered deadlines in the
hopes of winning a permissive reprieve under [the Rule].” Id. “Because Congress [] provided
no other guideposts for determining what sorts of neglect [are] considered excusable, [the
Supreme Court] conclude[d] that the determination is at bottom an equitable one, taking account
of all relevant circumstances surrounding the party’s omission” including the following factors:
the danger of prejudice to the debtor, the length of the delay and its potential
impact on judicial proceedings, the reason for the delay, including whether it was
within the reasonable control of the movant, and whether the movant acted in
good faith.
Id. (approving the factors considered by the court of appeals). Although this standard for
excusable neglect was originally applied in the context of Rule 9006(b), the Sixth Circuit Court
of Appeals, as well as the Panel, apply the same standard to extending the deadline for appeal
under Rule 8002(d). Duncan v. Washington, No. 93-1171, 25 F.3d 1047 (Table), 1994 U.S.
App. LEXIS 12708, at *4-6, 1994 WL 232397, at *3 (6th Cir. May 27, 1994)3; Allied Domecq
Retailing USA v. Schultz (In re Schultz), 254 B.R. 149, 153 (B.A.P. 6th Cir. 2000).
On appeal from the Order denying his Motion, Edwards asserts that the bankruptcy court
committed two errors of law in its application of the standard for excusable neglect. First,
Edwards asserts that the bankruptcy court erroneously combined two Pioneer factors making it a
four factor standard instead of five. Second, Edwards asserts that the bankruptcy court failed to
properly apply the first Pioneer factor by focusing on the danger of prejudice to the non-moving
party, CFSB, instead of the danger of prejudice to Edwards himself. Finally, Edwards argues
that the bankruptcy court abused its discretion by weighing the third factor, Edwards’s reason for
the delay, too heavily and by failing to find excusable neglect based on Edwards position as a
3“Although unpublished decisions of the Sixth Circuit are not binding precedent, they can be cited if
persuasive, especially where there are no published decisions which will serve as well.” Belfance v. Black River
Petroleum, Inc. (In re Hess), 209 B.R. 79, 82 n.3 (B.A.P. 6th Cir. 1997).
No. 17-8028 In re Edwards Page 9
busy pro se litigant who unexpectedly lost his counsel and had difficulty finding new counsel
within the time to file the notice of appeal.
As explained below, the bankruptcy court properly applied Pioneer as a four factor
standard that includes consideration of the danger of prejudice to the non-movant but not to the
moving party. Furthermore, the bankruptcy court did not commit a clear error in judgment by
focusing most heavily on Edwards’s reason for the delay nor in ultimately determining that
Edwards’s status as a pro se litigant and his busy schedule fail to establish excusable neglect.
A. Whether Pioneer Sets Forth a Four or Five Factor Standard
To support his argument that the bankruptcy court inappropriately combined Pioneer
factors, Edwards cites Eagle-Picher in which the Sixth Circuit listed “the reason for the delay” as
a separate factor from “whether the delay was within the reasonable control of the movant”
making a five factor standard under Pioneer. Norpak Corp. v. Eagle-Picher Indus., Inc. (In re
Eagle-Picher, Indus., Inc.), 131 F.3d 1185, 1188 (6th Cir. 1997). Because the bankruptcy court
combined these two factors together in its analysis, Edwards argues that Pioneer was not
properly followed.
Subsequent to Eagle-Picher, the Sixth Circuit revisited whether Pioneer provides a four
or five factor standard. In Munoz, the Sixth Circuit noted that in a prior case, it had parsed the
language of Pioneer separating out five factors, even though other circuits have found only four,
by construing the “reason for the delay” and “whether the delay was within the reasonable
control of the moving party” as a single factor. Munoz, 605 F.3d at 368 n.5 (citing Nafziger v.
McDermott Int’l, Inc., 467 F.3d 514, 522 (6th Cir. 2006)). Upon review in Munoz, the Sixth
Circuit determined that “the four-factor division is more faithful to the Pioneer Court’s
language.” Id. (noting that the relevant language of Pioneer is “the reason for the delay,
including whether it was within the reasonable control of the movant”). Therefore, the Sixth
Circuit treated the reason for delay and whether the delay was within the reasonable control of
the movant together in its analysis. Id. Consequently, the bankruptcy court committed no error
of law when it similarly combined these two considerations.
No. 17-8028 In re Edwards Page 10
B. Whether the First Pioneer Factor Encompasses the Danger of Prejudice to the
Moving Party
Edwards argues that the bankruptcy court improperly limited the first Pioneer factor to
consideration of whether an extension of the appeal deadline posed a danger of prejudice to the
non-movant, CFSB. Edwards reads Pioneer’s first factor as intended to encompass
consideration of the prejudice to the moving party or debtor rather than the non-moving party.
He argues that the bankruptcy court was silent regarding the extreme prejudice Edwards would
face were he not permitted to appeal a nondischargeable judgment in excess of $600,000.
In Pioneer, the Supreme Court lists the first factor as “prejudice to the debtor” but, in that
case, the debtor was the non-moving party. Pioneer, 507 U.S. at 383, 395 (examining whether
creditors arguing excusable neglect should be permitted to extend the bar date for filing late
proofs of claim). In post-Pioneer opinions reviewing excusable neglect outside the context of
filing late proofs of claim, the Sixth Circuit and Bankruptcy Appellate Panel have more
generically described the first factor as the danger of prejudice to the opposing or non-moving
party. Yeschick v. Mineta, 675 F.3d 622, 629 (6th Cir. 2012); Munoz, 605 F.3d at 368; Belfance
v. Black River Petroleum, Inc. (In re Hess), 209 B.R. 79, 82 n.2 (B.A.P. 6th Cir. 1997).
Following this Sixth Circuit precedent and interpretation of Pioneer, the bankruptcy court did not
err when it limited its consideration of prejudice to that posed to the non-movant, CFSB.
C. Whether the Bankruptcy Court Abused its Discretion in Finding No Excusable
Neglect
Edwards next argues that the bankruptcy court abused its discretion in its ultimate
conclusion that Edwards did not demonstrate excusable neglect. Edwards focuses on what he
considers the undue weight given by the bankruptcy court to the third Pioneer factor, the reason
for the delay, when all of the other factors weighed in favor of extending of the deadline.
Edwards further argues that the bankruptcy court abused its discretion when it failed to find that
his circumstances as an involuntarily pro se litigant with a busy schedule were sufficient to
establish excusable neglect.
While Pioneer sets forth a list of factors to be considered to determine excusable neglect,
those factors are not mechanically applied nor do they carry equal weight. See Munoz, 605 F.3d
No. 17-8028 In re Edwards Page 11
at 372; Hess, 209 B.R. at 82 n.2. Instead, “the excuse given for the [untimely] filing must have
the greatest import” and “‘will always be critical to the inquiry.’” Munoz, 605 F.3d at 372
(citation omitted). See also Proctor v. Northern Lakes Cmty., 560 F. App’x 453, 459 (6th Cir.
2014) (concluding that the district court did not abuse its discretion by failing to weight the other
Pioneer factors because “the reason for the delay is the factor that is most critical to the
excusable neglect inquiry”). Furthermore, courts addressing excusable neglect in the context of
extending the deadline to file a notice of appeal generally focus on the reason for the delay.
JBlanco Enter. v. Soprema Roofing and Waterproofing, Inc., No. 17-3535, 2017 U.S. App.
LEXIS 23541, at *4-6, 2017 WL 5634299, at *2 (6th Cir. Nov. 20, 2017) (concluding that the
district court did not abuse its discretion when the other Pioneer factors favored granting an
extension to file a notice of appeal but the district court denied the request based on the factor
afforded the greatest weight, an insufficient reason for the delay); Schultz, 254 B.R. at 153; Hess,
209 B.R. at 82.
In this case, the bankruptcy court considered all of the Pioneer factors in determining
whether to extend Edwards’s deadline for filing a notice of appeal. First, the bankruptcy court
found no material prejudice to CFSB if the late appeal were permitted to proceed, that Edwards’s
delay was not substantial as it was filed within sixteen days of the passage of the appeal deadline
and that his appeal was in good faith. While these three factors weighed in Edwards’s favor and
towards extending the deadline, the bankruptcy court ultimately concluded that the reason for the
delay “outweighs the other considerations” and that Edwards’s request for an extension “fails”
on that factor (Order at 5). The bankruptcy court’s focus on the reason for the delay as the
primary factor in determining whether to grant an extension of time to file a notice of appeal is in
harmony with Munoz and other Sixth Circuit precedent.
Furthermore, the bankruptcy court did not abuse its discretion in concluding that
Edwards’s reason for failing to timely file the notice of appeal was insufficient to establish
excusable neglect. Following Pioneer, the Sixth Circuit continues to hold excusable neglect to
“a strict standard which is met only in extraordinary cases.” Nicholson v. City of Warren,
467 F.3d 525, 526 (6th Cir. 2006); Proctor, 560 F. App’x at 458. Ignorance of or “mistakes in
construing the rules” for determining the time for an appeal “do not usually constitute excusable
No. 17-8028 In re Edwards Page 12
neglect.” Nicholson, 467 F.3d at 527 (citing Pioneer, 507 U.S. at 392); HML II, Inc. v. Ginley
(In re HML II, Inc.), 234 B.R. 67, 72-73 (B.A.P. 6th Cir. 1999), aff’d 215 F.3d 1326 (Table),
2000 U.S. App. LEXIS 11458, 2000 WL 659140 (6th Cir. May 11, 2000). Nor does an
attorney’s busy work schedule or other pressures involved with the operation of a legal practice
constitute excusable neglect although a serious and sudden illness of an attorney, party, or close
relative would likely meet the standard. Compare Schmidt v. Boggs (In re Boggs), 246 B.R. 265,
268 (B.A.P. 6th Cir. 2000) (noting that clerical mistakes or other law office problems simply do
not provide a sufficient excuse for failure to file a timely notice of appeal), and Hess, 209 B.R. at
83 (noting that the “court of appeals has concluded that it is no excuse that a lawyer’s practice
interferes with compliance with limitations and deadlines”), with Schultz, 254 B.R. at 153-54
(holding that while clerical mistakes or a heavy workload do not constitute excusable neglect, the
serious and sudden illness, death, or disability of an attorney, attorney’s spouse, or a party
coupled with a missed deadline may constitute excusable neglect).
In addition, “mistakes by those who proceed without counsel are not necessarily
excusable.” Nicholson, 467 F.3d at 527. Although courts apply less stringent pleading standards
to pro se litigants, the Sixth Circuit has held that such lenient treatment has limits. Pilgrim v.
Littlefield, 92 F.3d 413, 416 (6th Cir. 1996); Jourdan v. Jabe, 951 F.2d 108, 110 (6th Cir. 1991).
“Where, for example, a pro se litigant fails to comply with an easily understood court-imposed
deadline, there is no basis for treating that party more generously than a represented litigant.”
Pilgrim, 92 F.3d at 416; Jourdan, 951 F.2d at 110 (noting that leniency is appropriate for pro se
pleadings because the drafting of a formal pleading presupposes a certain degree of legal training
but the same reasoning does not hold true for readily comprehended court deadlines).
Furthermore, a pro se litigant’s failure to file a timely notice of appeal because of being out of
town is insufficient to establish excusable neglect. Crehan v. Ying Ly (In re Ying Ly), 378 B.R.
416 (Table), 2007 Bankr. LEXIS 3302, at *12, 2007 WL 2891321, at *4 (B.A.P. 6th Cir. Oct. 5,
2007).
At the hearing, Edwards argued that the missed deadline for filing a notice of appeal was
a result of his pro se status and difficulty finding an attorney as well as his busy work schedule.
However, case law supports that neither his pro se status nor his busy schedule are sufficient to
No. 17-8028 In re Edwards Page 13
establish excusable neglect. This is particularly true where, as in this case, no party disputes that
the deadline for filing a notice of appeal is easily understood. Furthermore, Edwards received
notice of the adverse Judgment and the existence of a deadline for appeal, within one day of the
Judgment being rendered, well within the time to file a notice of appeal or request an extension.
Nonetheless, Edwards asserts that his situation is unusual compared to other pro se
litigants because he was rendered so involuntarily when his prior counsel declined to take the
appeal and no other counsel he contacted was readily available. He argues that the bankruptcy
court did not take into account that his pro se status was outside his reasonable control which is a
factor to be considered under Pioneer. However, this argument presents a misconstruction of the
Pioneer factors. The factors listed in Pioneer do not specifically include consideration of
whether a litigant has difficulty finding representation, but, instead, the broader review of the
reason for the litigant’s delay in meeting a deadline and whether the reason is within the
litigant’s reasonable control. Pioneer, 507 U.S. at 395. In this case, while considering
Edwards’s difficulties in finding counsel, the bankruptcy court concluded that this circumstance
did not prevent Edwards from proceeding on his own to act within the deadline. While he
traveled for work, Edwards’s schedule left him home several days each week after the Judgment
was entered, which is time he could have used to file a timely notice of appeal or seek an
extension. Presented with these facts, the bankruptcy court reasonably concluded that Edwards
“. . . presented no excuse that should have prevented him from acting within the time allowed in
the Rules.” (Order at 6).
CONCLUSION
The bankruptcy court properly applied the Pioneer factors and did not abuse its discretion
in concluding that Edwards failed to demonstrate excusable neglect for his failure to file a timely
notice of appeal. Accordingly, the Panel AFFIRMS the bankruptcy court’s order denying
Edwards’s motion to extend the time for filing a notice of appeal.