Michael Haddad v. United States ( 2012 )

NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 12a0690n.06
No. 10-2079
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
FILED
Jun 28, 2012
MICHAEL J. HADDAD, )
) LEONARD GREEN, Clerk
Petitioner-Appellant, )
) ON APPEAL FROM THE UNITED
v. ) STATES DISTRICT COURT FOR THE
) EASTERN DISTRICT OF MICHIGAN
UNITED STATES OF AMERICA, )
) OPINION
Respondent-Appellee. )
)
______________________________________ )
Before: COLE and STRANCH, Circuit Judges; CARR, District Judge.*
JANE B. STRANCH, Circuit Judge. Petitioner Michael Haddad, a citizen of Syria, pled
guilty in 1997 to possessing a controlled substance (LSD), see 21 U.S.C. § 844(a). Because of this
guilty plea, the government is authorized to deport Haddad. See 8 U.S.C. § 1227(a)(2)(B)(i). During
the plea process, Haddad believes that he was represented by a court-appointed attorney who did not
advise him of the immigration consequences of pleading guilty.
Three years after the government began proceedings in 2004 to remove Haddad—based in
part on Haddad’s conviction of possessing drugs—Haddad petitioned the district court for a writ of
coram nobis, arguing that the conviction should be vacated because, among other things, his counsel
provided ineffective assistance. The district court denied Haddad’s petition.
*
The Honorable James G. Carr, Senior United States District Judge for the Northern District
of Ohio, sitting by designation.
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Haddad appeals, contending that his attorney provided ineffective assistance by not advising
him that pleading guilty would make him deportable. For the reasons set forth below, we AFFIRM
the judgment of the district court.
I. BACKGROUND
Haddad was admitted to the United States in 1991 as a resident alien. He pled guilty to a
state and federal offense, resulting in two criminal convictions that make him deportable. In October
1996, he pled guilty to the first offense: stealing/retaining a financial transaction device without
consent, a felony under Michigan law, see Mich. Comp. Laws § 750.157n. The resulting judgment
of conviction was entered in March 1997.
The second offense of possessing LSD occurred in December 1996. While Haddad was
entering Canada, a customs agent searched him and found three pieces of paper that tested positive
for LSD. In July 1997, he appeared before a magistrate and pled guilty to this offense. The
judgment of conviction was entered the same day. He was fined $1000 and ordered to pay a $25
assessment fee. Neither a transcript nor recording of the proceeding exists. (The recording was
destroyed in accordance with judicial policy after one year.) Other than the magistrate judge’s
docket sheet for that day, the only other account of what transpired when Haddad pled guilty to
possessing drugs comes from his June 2007 affidavit. In it, Haddad states his belief that he was
represented by a court-appointed attorney who, among other things, did not advise him of the
immigration consequences of pleading guilty.
The Department of Homeland Security (DHS) began proceedings to remove Haddad in June
2004. They sought to remove him based on the following two grounds, each of which alone would
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authorize removing him: he was an alien who had been convicted of (1) a crime involving moral
turpitude committed within five years after being admitted for which a sentence of one year or longer
may be imposed (the financial-transaction-device offense), and (2) a controlled-substance offense
(possessing LSD).
Haddad admitted DHS’s allegations and conceded removability at a hearing before an
Immigration Judge (IJ) in October 2004. His attorney requested and received an extension of time
to apply for cancellation of removal. But his attorney failed to apply for this relief. So in February
2005, the IJ ordered that Haddad be removed from the United States. The IJ denied Haddad’s
motion to reopen in June 2005, a decision that the Board of Immigration Appeals (BIA) affirmed in
January 2006. Haddad appealed to this court, but we ruled in April 2007 that we lacked jurisdiction
to consider his petition for review.
In June 2007, Haddad filed the petition for writ of coram nobis that lies at the heart of this
appeal. He asked the district court to vacate his 1997 conviction for possessing LSD for several
reasons, including that he received ineffective assistance of counsel. Specifically, he argued that this
attorney never properly advised him of the trial rights, possible defenses, and alternatives to
sentencing (such as the discretionary prejudgment probation under 18 U.S.C. § 3607) that he had.
Haddad unambiguously declared that he was “not assert[ing] that his counsel was ineffective for
failing to advise him about the deportation consequences of his guilty plea.” This is understandable
because that argument was not yet recognized by courts. See Padilla v. Kentucky, 130 S. Ct. 1473,
1481, 1484, 1486 (2010).
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The magistrate judge recommended that the petition be denied in his October 2007 Report
and Recommendation. Regarding Haddad’s ineffective-assistance-of-counsel claim, the magistrate
judge suggested that it had no merit because attorneys were not obligated, constitutionally or
otherwise, to inform their clients that they may be deported if convicted.
The district court adopted the Report and Recommendation and denied the petition in July
2010. By that time, Padilla had set forth the rule that attorneys perform deficiently when they do
not inform their clients whether their plea carries a risk of deportation. 130 S. Ct. at 1483, 1486.
But the district court held that Haddad had not established an ineffective-assistance claim based on
that rule for five reasons: (1) laches bars the claim, (2) Haddad likely could not show that an
attorney’s failure to discuss the immigration consequences of pleading guilty “would violate the
professional norms that prevailed in 1997,” (3) Padilla’s rule probably didn’t apply retroactively to
old convictions under collateral attack, (4) Haddad likely could not demonstrate the prejudice
necessary for an ineffective-assistance claim because his state conviction for stealing/retaining a
financial transaction device makes him deportable even without his conviction for possessing drugs,
and (5) a writ of coram nobis does not eliminate a conviction for immigration purposes when the
conviction is vacated “for reasons solely related to rehabilitation or to avoid adverse immigration
hardships, rather than on the basis of a procedural or substantive defect in the underlying criminal
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proceedings.”1 Haddad v. United States, No. 07-12540, 2010 WL 2884645, at*5-6 (E.D. Mich. July
20, 2010) (quoting Pickering v. Gonzales, 465 F.3d 263, 266 (6th Cir. 2006)).
On appeal, Haddad argues that his attorney provided ineffective assistance by failing to
advise him of the immigration consequences of pleading guilty.
II. ANALYSIS
A. Standard of review
We review a district court’s decision denying a “writ of coram nobis de novo, but uphold the
court’s factual findings unless they are clearly erroneous.” Pilla v. United States, 668 F.3d 368, 372
(6th Cir. 2012).
B. Is Haddad entitled to the writ of coram nobis?
Coram nobis is an extraordinary writ used to vacate a federal sentence or conviction “only
‘when a § 2255 motion is unavailable—generally when the petitioner has served his sentence
completely and thus is no longer in custody.’” United States v. Johnson, 237 F.3d 751, 755 (6th Cir.
1
The determination below is correct but not on the bases referenced in reasons (4) and (5).
As explained more fully below, the prejudice prong of an ineffective-assistance claim in the context
of a guilty plea requires Haddad to “show that there is a reasonable probability that, but for counsel’s
errors, he would not have pleaded guilty and would have insisted on going to trial.” Hill v. Lockhart,
474 U.S. 52, 59 (1985). But the question underlying the analysis in reason (4)—whether Haddad
would still have been deportable even without his conviction for possessing drugs because of his
other state conviction—though germane to the case is not directed to prejudice in the context of a
guilty plea. The flaw in reason (5) is that when a conviction is vacated because the Sixth
Amendment right to counsel was violated, that conviction would not be vacated “for reasons solely
related to rehabilitation or to avoid adverse immigration hardships,” Pickering, 465 F.3d at 266.
Instead, that conviction would be vacated because counsel’s errors were so grave that there is a
reasonable probability that the result of the proceeding would have been different absent those errors,
Strickland v. Washington, 466 U.S. 668, 686-87, 691-92, 694 (1984). This is the very type of
“procedural or substantive defect in the underlying criminal proceedings” that does eliminate a
conviction for immigration purposes under Pickering. 465 F.3d at 266.
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2001) (quoting Blanton v. United States, 94 F.3d 227, 231 (6th Cir. 1996)). The Supreme Court has
limited the writ’s use to “circumstances compelling such action to achieve justice.” United States
v. Morgan, 346 U.S. 502, 511 (1954). For this court to grant the writ, a petitioner must
“demonstrate[] a factual error that was unknown at the time of trial and that is of a fundamentally
unjust character which probably would have altered the outcome of the challenged proceeding if it
had been known.” Pilla, 668 F.3d at 372 (internal quotation marks omitted).
Haddad contends that he is entitled to the writ because he received ineffective assistance of
counsel during the plea process. Specifically, he argues that his attorney provided ineffective
assistance by not advising him that pleading guilty to possessing LSD would authorize the
government to deport him. This argument became viable after Padilla set forth the rule that
attorneys perform deficiently when they do not inform their clients whether their plea carries a risk
of deportation. 130 S. Ct. at 1483, 1486. Even assuming that Haddad did not waive this argument,
that laches does not bar it, and that Padilla’s rule retroactively applies to Haddad’s plea proceeding,
he cannot establish the prejudice necessary for an ineffective-assistance claim.
To prove an ineffective-assistance claim, Haddad must show that his attorney performed
deficiently and that he was prejudiced by the attorney’s error. See Strickland, 466 U.S. at 687. To
establish prejudice, Haddad “must show that there is a reasonable probability that, but for counsel’s
errors, he would not have pleaded guilty and would have insisted on going to trial.” Hill, 474 U.S.
at 59. This “is never an easy task.” Padilla, 130 S. Ct. at 1485. Strickland imposes a “high bar” that
“must be applied with scrupulous care lest intrusive post-trial inquiry threaten the integrity of the
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very adversary process the right to counsel is meant to serve.” Premo v. Moore, 131 S. Ct. 733, 739-
40 (2011) (internal quotation marks omitted). Moreover,
[h]indsight and second guesses are also inappropriate, and often more so, where a
plea has been entered without a full trial . . . . There is a most substantial burden on
the claimant to show ineffective assistance. The plea process brings to the criminal
justice system a stability and a certainty that must not be undermined by the prospect
of collateral challenges in cases not only where witnesses and evidence have
disappeared, but also in cases where witnesses and evidence were not presented in
the first place.
Id. at 745-46.
Haddad therefore cannot establish prejudice merely by stating now that he would have gone
to trial then if he had been told that his plea would authorize the government to deport him. Pilla,
668 F.3d at 373. “The test is objective, not subjective”: to prevail, “‘a petitioner must convince the
court that a decision to reject the plea bargain would have been rational under the circumstances.’”
Id. (quoting Padilla, 130 S. Ct. at 1485). This in turn requires a “prediction of the likely outcome
at trial.” Dando v. Yukins, 461 F.3d 791, 798 (6th Cir. 2006); see Pilla, 668 F.3d at 373 (analyzing
Pilla’s chance of success at trial to determine whether she was prejudiced). In many cases, “this
inquiry will be dispositive.” Maples v. Stegall, 340 F.3d 433, 440 (6th Cir. 2003).
Pilla is such a case. Pilla professed that she would have gone to trial if her attorney had
correctly told her that pleading guilty would authorize the government to deport her. Pilla, 668 F.3d
at 373. But this court rejected that profession as inadequate, instead reasoning that she “faced
overwhelming evidence of her guilt, . . . had no rational defense, would have been convicted, and
would have faced a longer term of incarceration. . . . And had Pilla been convicted after trial, she
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would have been just as removable as she was after her guilty plea.” Id. Accordingly, “no rational
defendant in Pilla’s position would have proceeded to trial.” Id.
The same logic applies in the present case. Like Pilla, Haddad states now that he would have
gone to trial if his attorney had advised him that pleading guilty would make him deportable. But
this statement is not enough to establish prejudice. Id. And the evidence against Haddad is strong.
He was caught red-handed: while Haddad was entering Canada from the United States, a customs
agent searched Haddad and found three pieces of paper that tested positive for LSD.
Haddad also has no rational defense to the crime of possessing drugs. Before the district
court, he asserted that he would have raised the following three possible defenses: the search or
seizure was illegal, he did not possess the substances found during the search, and the government
could not prove that those substances were actually illegal drugs. But he offers no reason to believe
that these defenses had any chance of success, let alone that they were rational. And there are good
reasons for discounting each defense, which we address in turn. The Supreme Court has held that
routine border searches of persons entering the country do not require reasonable suspicion, probable
cause, or a warrant. United States v. Montoya de Hernandez, 473 U.S. 531, 538 (1985); see United
States v. Flores-Montano, 541 U.S. 149, 152-55 (2004). And although this court has not specifically
decided the question whether that doctrine extends to border searches of persons leaving the country,
Sixth Circuit precedent suggests that the doctrine does. See United States v. Boumelhem, 339 F.3d
414, 420-423 (6th Cir. 2003) (holding that the doctrine extends to searches of articles leaving the
country). The language Boumelhem used in a section heading supports this point: “The Border
Search Exception Applies to Persons and Articles Leaving the Country, and Not Only to Those
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Entering the Country.” Id. at 420 (emphasis added); accord United States v. Humphries, 308 F.
App’x 892, 896 (6th Cir. 2009) (citing Boumelhem for the proposition that “[w]e have extended the
rational underlying the suspicionless search of persons and effects entering the country to situations
where persons or articles attempt to exit the country as well” (emphasis removed)). The last two
defenses—that Haddad did not possess the substances found during the search and that the
government could not prove that those substances were illegal drugs—are frivolous because Haddad
was caught personally possessing a substance that tested positive for LSD, which is a controlled
substance under federal law, see 21 U.S.C. §§ 802(6), 812 Schedule I(c)(9). The magistrate’s Report
and Recommendation, which the district court adopted, implicitly reached the same conclusion about
the defenses that Haddad asserts he would have raised—namely, that they are not realistic.
In addition to the strong evidence against him and his lack of viable defenses, another weight
tipping the scale in favor of Haddad pleading guilty is the benefit he received by doing so. He
received the minimum fine ($1000) and no prison time. Had he gone to trial and been convicted,
as seems highly likely, he would be just as deportable as he was after pleading guilty and he would
have faced imprisonment for up to one year or a higher fine, or both, 21 U.S.C. § 844(a).
The only counterweight Haddad points to in support of his claim that he would have insisted
on going to trial is the after-the-fact allegation in his affidavit; in other words, all Haddad offers to
support his claim is the claim itself. Not only is that claim insufficient to show prejudice because
the test is objective, see Pilla, 668 F.3d at 373, but the entire record goes against it. Like Pilla,
Haddad faced strong evidence of his guilt, and if he had gone to trial, he had no rational defense,
would have been convicted, would have faced time in prison, and would have been deportable
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anyway. See id. “[N]o rational defendant in [Haddad’s] position would have proceeded to trial.”
Id. Haddad therefore cannot show the prejudice necessary for an ineffective-assistance claim. This
conclusion is buttressed by the fact that Haddad does not even argue on appeal that he satisfies the
prejudice prong.
Because Haddad’s ineffective-assistance claim fails, he cannot show that his attorney’s
advice was a “fundamentally unjust” error that “probably altered the outcome of the challenged
proceeding, as required for a writ of coram nobis.” Pilla, 668 F.3d at 372-73 (ellipses omitted).
III. CONCLUSION
For all of the reasons set forth above, we AFFIRM the judgment of the district court.