United States v. Williams ( 2007 )

NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 07a0026n.06
Filed: January 9, 2007
No. 05-5460
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
UNITED STATES OF AMERICA, )
)
Plaintiff-Appellant, )
) ON APPEAL FROM THE
v. ) UNITED STATES DISTRICT
) COURT FOR THE WESTERN
PATRICK WILLIAMS, ) DISTRICT OF TENNESSEE
)
Defendant-Appellee. )
)
___________________________________________
BEFORE: BOGGS, Chief Judge; MARTIN, Circuit Judge; and OLIVER, District Judge.*
PER CURIAM. Patrick Williams moved to suppress two pieces of evidence before his
trial on charges of possessing an illegal and unregistered firearm, in violation of 26 U.S.C. §
5861(d), and with being a felon in possession of a firearm, in violation of 18 U.S.C. § 922(g).
First, he argued that his statement that he had a gun under his mattress is inadmissible because it
resulted from a custodial interrogation conducted absent the warnings required by Miranda v.
Arizona, 384 U.S. 436 (1966). Second, he argued that the gun itself is inadmissible because
*
The Honorable Solomon Oliver Jr., United States District Judge for the Northern District
of Ohio, sitting by designation.
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police officers lacked the authority to conduct the search uncovering it. The district court granted
Williams’s suppression motion in its entirety, and the government filed this interlocutory appeal.
Because the district court did not make the factual findings necessary to determine whether the
public safety exception to the Miranda rule applies and whether the search was valid as a search
incident to arrest, we vacate and remand.
I
Officer Michael Jackson and three other Memphis police officers sought to execute an
outstanding warrant for Williams’s arrest on charges of aggravated rape and aggravated robbery.
They went to a boarding house, showed two people sitting on the porch a police photo of
Williams, and were told that he lived in a room on the second floor. They knocked on the door
of that room. At the suppression hearing, Jackson and Williams told very different stories about
what happened next.
Jackson testified that he asked the man who responded to his knock on the door to
produce identification because the man did not look like the man in the police photo. The man
replied that his identification was in the pocket of his pants, on the floor nearby. When the man
started to retrieve the pants, Jackson told him to stop. All four officers entered the room, and
Jackson asked the man “if anybody else was in the room and if he had any weapon.” He replied
that no one else was in the room but that he had an old gun under his bed. In response to a
second question from Jackson, he specified that the gun was under the mattress. Jackson then
placed the man in handcuffs while another officer retrieved a sawed-off shotgun.
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Williams, on the other hand, testified that an officer almost immediately handcuffed him
and placed him in a chair in the hallway outside his room. Meanwhile, the other three officers
entered the room and started searching. Williams asked what they were looking for, and an
officer answered by asking whether he had any guns or weapons on his person. Williams said
no. The officer then asked whether Williams had any weapons in the room, to which Williams
responded: “If you say so.” Eventually, the officers found the gun, allegedly after one of them
saw Williams looking at the bed. According to Williams, the officers never asked him for
identification.
Jackson and Williams also presented somewhat inconsistent accounts of the room’s
geography. Jackson testified that the room was “kind of small,” with “[a]bout three feet or less”
between the door and the bed. Williams initially described the room as “not very big,” but later
called it “large.” He explained that the room “had no turns [and] no walls.”
The district court was not wholly clear as to whose account it credited. Having
previously summarized the testimony of Jackson and Williams, it stated:
Defendant was ordered to sit in a chair near the dresser. Yet, officers, did not
advise Defendant of his rights and allegedly proceeded to ask him potentially
incriminating questions about weapons or ammunition. Assuming this exchange
happened as the officers suggest, the court finds that any statements of Defendant
must be suppressed as he was not advised of his rights.
United States v. Williams, No. 04-20454 (W.D. Tenn. Feb. 10, 2005) (order
granting motion to suppress).
This finding contains an internal contradiction. The district court claims that it assumed that the
“exchange happened as the officers suggest,” but it implicitly rejected at least part of Officer
Jackson’s story when it concluded that Williams was sitting in a chair, rather than going to
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retrieve his identification, when questioned. The district court’s finding that Williams was seated
“near the dresser” does not appear to be supported by either Jackson’s testimony or Williams’s
testimony, since Williams claimed that the officers placed him in a chair in the hallway, not near
the dresser. In the rest of its opinion, it neither explained this discrepancy nor made specific
findings of fact relevant to the questions presented in this appeal.
II
Under the familiar rule of Miranda v. Arizona, “the prosecution may not use statements,
whether exculpatory or inculpatory, stemming from custodial interrogation of the defendant
unless it demonstrates the use of procedural safeguards effective to secure the privilege against
self-incrimination.” 384 U.S. 436, 444 (1966). However, when officers ask “questions
necessary to secure their own safety or the safety of the public” as opposed to “questions
designed solely to elicit testimonial evidence from a suspect,” they do not need to provide the
warnings required by Miranda. New York v. Quarles, 467 U.S. 649, 659 (1984).1 Here, the
government concedes that Williams’s alleged statement satisfies the threshold conditions of
Miranda (i.e., that the officers had Williams in custody and had not advised him of his rights
when they asked him whether he had any weapons) but argues that the statement is admissible
under the public safety exception announced in Quarles.
1
“Quarles remains good law” after the Supreme Court’s holding “that the right to a
Miranda warning is constitutionally based.” United States v. Talley, 275 F.3d 560, 564-65 (6th
Cir. 2001) (discussing Dickerson v. United States, 530 U.S. 428 (2000)).
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The public safety exception applies “when officers have a reasonable belief based on
articulable facts that they are in danger.” United States v. Talley, 275 F.3d 560, 563 (6th Cir.
2001). We evaluate the reasonableness of an officer’s belief de novo, basing our evaluation on
objective facts rather than on the officer’s subjective state of mind. Ibid. Our evaluation takes
into consideration a number of factors, which may include the known history and characteristics
of the suspect, the known facts and circumstances of the alleged crime, and the facts and
circumstances confronted by the officer when he undertakes the arrest. For an officer to have a
reasonable belief that he is in danger, at minimum, he must have reason to believe (1) that the
defendant might have (or recently have had) a weapon, and (2) that someone other than police
might gain access to that weapon and inflict harm with it. The public safety exception applies if
and only if both of those two conditions are satisfied and no other context-specific evidence
rebuts the inference that the officer reasonably could have perceived a threat to public safety. See
United States v. Estrada, 430 F.3d 606, 613 (2d Cir. 2005) (finding that the public safety
exception applied where officers “had reason to believe” that the suspect was “capable of
violence,” based on his prior assault convictions; that he might have a gun, based on evidence
that he dealt drugs out of the apartment at which he was arrested; and that another person
received mail and was present at the apartment where the suspect was arrested); United States v.
Johnson, 95 F. App’x 448, 449 (3d Cir. 2004) (applying the public safety exception in an
investigation of “a ‘road rage’ incident in which . . . [the suspect] had pointed a gun at [another
driver]”); United States v. DeSumma, 272 F.3d 176, 181 (3d Cir. 2001) (refusing to apply the
public safety exception when “the arresting agents were not advised that the defendant was any
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more dangerous or violent than a person accused of a typical Ponzi scheme.”). United States v.
Reilly, 224 F.3d 986, 992 (9th Cir. 2000) (applying the public safety exception when officers
knew that the suspect was wanted in connection with several armed bank robberies and a violent
carjacking and saw the suspect make a suspicious move by brining his hands to his waistband
when he still had the capacity to reach and grab nearby objects because he had not been
handcuffed); United States v. Williams, 181 F.3d 945, 954 n.14 (8th Cir. 1999) (emphasizing that
the arresting officers had information that a suspect “had been arrested in the past on a weapons
possession charge” and “was dealing drugs out of his apartment”).
Though it may be objectively reasonable to believe that Williams had a weapon in his
apartment based solely on the violent crimes that he allegedly had committed, aggravated rape
and aggravated robbery (satisfying the first condition), that alone is not sufficient to support a
finding that the officers had an objectively reasonable fear for their safety. To satisfy the second
condition, the officers also would have had to believe that someone other than police could
access the weapon and inflict harm with it. We cannot determine whether such a belief would
have been reasonable without evaluating the credibility of Jackson and Williams as witnesses. If
one were to believe that Williams was unrestrained and had turned back into his room to retrieve
his identification when Jackson questioned him, as Jackson testified, then the public safety
exception might apply, depending on whether those facts and the other facts and circumstances
caused the officers to have an objectively reasonable fear for their safety. Cf. United States v.
Ronayne, 1995 U.S. App. LEXIS 10085, *4-*5 (6th Cir. May 2, 1995) (unpublished) (applying
the public safety exception when a suspect, though restrained after scuffling with police, could
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have accessed a weapon on his person). Conversely, if one were to believe that Williams was
seated outside his room and handcuffed when an officer questioned him, as Williams testified,
then the officers plainly could not have had an objectively reasonable fear for their safety and the
public safety exception would not apply. See, e.g., United States v. Brathwaite, 458 F.3d 376,
382 n.8 (5th Cir. 2006) (refusing to apply the public safety exception when an officer asked the
defendant whether he had guns in his house even though, “at the time of questioning, the agents
had performed two sweeps of the house and had both occupants of the house in handcuffs”);
United States v. Mobley, 40 F.3d 688, 693 (4th Cir. 1994) (refusing to apply the public safety
exception when officers arrested the defendant while the defendant was naked, found no one else
present in a security sweep of his one-room apartment, and knew that the defendant was the
apartment’s only resident, but asked, while leading defendant away, whether there were any
weapons present); United States v. Raborn, 872 F.2d 589, 595 (5th Cir. 1989) (refusing to apply
the public safety exception when an officer asked a suspect where in his truck he had hidden a
gun when “only the police officers had access to the truck”).
Even if the officers reasonably believed both that Williams might have had a weapon and
that Williams could have used that weapon against them, indications that the officers may have
acted pretextually might rebut the presumption that the public safety exception should apply. An
officer may rely on the public safety exception only if he has a objectively reasonable belief that
he is in danger. Talley, 275 F.3d at 563. Though evidence of pretext goes most directly to the
officer’s subjective beliefs (rather than the objective reasonableness of those beliefs), we
consider such evidence to the extent that it informs our understanding of the objective
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circumstances. Generally, the fact that an officer was willing to manipulate the scene of an arrest
in order to gather evidence makes it unlikely that he could have formed an objectively reasonable
belief that he was in danger.2 Here, one could conclude that Jackson asked Williams to retrieve
the identification not because he reasonably was afraid, but because he wanted Williams to go
back into the room so that the officers could ask about weapons or conduct a broader search.
Since the people who directed the officers to Williams’s room recognized Williams from the
police photo, it is possible that the officers did too. If the finder of fact credits Jackson’s version
of the facts, it must assess the existence and import of this possible pretext on the part of the
officers – along with the rest of the facts and circumstances – to determine whether the public
safety exception should apply.
We are not able to evaluate the credibility of witnesses, since we did not see their
testimony first-hand. See United States v. Bailey, 444 U.S. 394, 414-15 (1980) (stating that it is
not “for appellate courts . . . to say that a particular witness spoke the truth or fabricated a cock-
and-bull story”). The district court’s statement that it assumes Jackson’s testimony to be true
points one way. Some of its specific factual recitations and the outcome it reached point the
other way. We do not have findings on which we can base a clear ruling of law. Thus, we
remand the case to permit the district court to make the factual findings necessary to determine
whether the public safety exception applies. See United States v. Taylor, 997 F.2d 1551, 1554-55
2
In rare circumstances, an officer might underestimate the magnitude of an objectively
extant danger, or might give a pretextual order to a suspect and then realize that this order has
created an unsafe situation. In those cases, the public safety exception might apply.
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(D.C. Cir. 1993) (holding that, when a district court fails to make clear findings of fact, a court of
appeals should remand unless it can affirm based on testimony “either uncontested or found
credible by the [d]istrict [c]ourt”).
III
When carrying out a custodial arrest, an officer may conduct, without a warrant, “a search
of the arrestee’s person and the area ‘within his immediate control’ – construing that phrase to
mean the area from within which he might gain possession of a weapon or destructible
evidence.” Chimel v. California, 395 U.S. 752, 763 (1969); see also United States v. Hudson,
405 F.3d 425, 432 (6th Cir. 2005) (equating “immediate control” with the suspect’s “wingspan”).
“So long as the defendant had [an] item within his immediate control near the time of his arrest,
the item remains subject to a search incident to arrest.” Northrop v. Trippett, 265 F.3d 372, 379
(6th Cir. 2001); see also United States v. Romero, 452 F.3d 610, 615 (6th Cir. 2006); United
States v. White, 871 F.2d 41, 44 (6th Cir. 1989). As such, if the area under the mattress was
within Williams’s immediate control at any point during or just before his encounter with police,
the officers had authority to conduct the search uncovering the gun.3
The dimensions of the area within a suspect’s immediate control depend on the specific
context. See, e.g., Romero, 452 F.3d at 615 (approving the search of a closed nightstand “a few
3
The district court properly concluded that the search was not valid as a protective sweep.
Williams, No. 04-20454 (order granting motion to suppress); JA 30-31. It did not address the
question of whether it was valid as a search incident to arrest, even though the government raised
that alternative justification in opposition to the motion to suppress. JA 21. That argument thus
remains pending on remand.
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feet away” from an arrestee); United States v. Miller, 946 F.2d 1344, 1345 (8th Cir. 1991)
(permitting a search under a pillow when the arrestee was standing four-and-a-half feet from the
bed); United States v. Hill, 730 F.2d 1163, 1165 (8th Cir. 1984) (holding invalid the search of a
closed suitcase five to ten feet away from the arrestee); Watkins v. United States, 564 F.2d 201,
204-05 (6th Cir. 1977) (allowing officers to search under a mattress when the arrestee was in the
same room an unspecified distance away). Absent firm factual findings regarding the layout of
the room and Williams’s position within it throughout his encounter with police, however, we
cannot make a confident determination as to whether the officers exceeded the permissible scope
of a search incident to arrest. We remand on this issue as well. On remand, the district court
must determine from the overall context, consistent with our discussion above, whether the
mattress was within Williams’s control. In doing so, the court must decide, among other things,
whether to credit the testimony of Jackson that the bed was “[a]bout three feet or less” from the
door, or whether the bed was at some further or nearer distance.
IV
For the foregoing reasons, we vacate the district court’s order granting Williams’s motion
to suppress and remand to the district court for further proceedings consistent with this opinion.
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