United States v. Cook , 228 F. App'x 515 ( 2007 )

NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 07a0219n.06
Filed: March 26, 2007
No. 05-2731
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
UNITED STATES OF AMERICA, )
) ON APPEAL FROM THE
Plaintiff-Appellee, ) UNITED STATES DISTRICT
) COURT FOR THE EASTERN
v. ) DISTRICT OF MICHIGAN
)
CHARLES DEVAUGHN COOK, ) OPINION
)
Defendant-Appellant. )
BEFORE: MARTIN, COLE, and GILMAN, Circuit Judges.
R. GUY COLE, JR., Circuit Judge. Following Defendant-Appellant Charles Cook’s jury
conviction for being a felon in possession of a firearm, in violation of 18 U.S.C. § 922(g), the district
court sentenced him to 120 months’ imprisonment, in accordance with the then-existing, mandatory
United States Sentencing Guidelines. Cook appealed both his sentence and conviction, and, after
we affirmed, the United States Supreme Court remanded his case for further consideration in light
of United States v. Booker, 543 U.S. 220 (2005). On remand, the district court imposed the same
120-month sentence. Cook now appeals his sentence only, contending that (1) the district court
violated the Fifth and Sixth Amendments to the United States Constitution when it found facts by
a preponderance of the evidence that increased his sentence; (2) the district court impermissibly
double counted during its application of the Sentencing Guidelines when it used Cook’s underlying
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firearm conviction to both determine his Offense Level and trigger an enhancement; and (3) that his
sentencing was an unreasonable application of the now-advisory Sentencing Guidelines. For the
following reasons, we AFFIRM.
I. BACKGROUND
On February 17, 2001, Two Detroit police officers stopped a car for violation of a traffic law.
Cook, the car’s lone occupant, could not produce a driver’s license, registration, or proof of
insurance. A pat-down search of Cook revealed that he was wearing a bullet-proof vest, and a search
of the car turned up a loaded handgun, more than seventeen grams of crack cocaine, and Ziploc bags,
all hidden in a secret dashboard compartment where the officers saw Cook reaching as they initially
approached his car. Cook was arrested and charged in a one-count indictment with being a felon in
possession of a firearm, in violation of 18 U.S.C. § 922(g), but was not charged with any crimes
relating to the crack cocaine (e.g., possession).
After posting bond and attending the first day of trial, Cook fled. The district court issued
a bench warrant and, pursuant to Federal Rule of Criminal Procedure 43, commenced the trial in
Cook’s absence, after determining that Cook “ha[d] voluntarily absented himself.” Cook was absent
for the remainder of trial, and a jury convicted him of being a felon in possession of a firearm. Cook
remained a fugitive for nearly six months but was eventually apprehended and brought before the
district court for sentencing.
At sentencing, the district court’s initial application of the Sentencing Guidelines resulted
in an Offense Level of 16 and a Criminal History Category of III, suggesting a sentencing range of
27-33 months. During the hearing, however, the district court realized that the Presentence
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Investigation Report (PSR) failed to address whether the crack cocaine, found in the same secret
compartment as the handgun, would affect Cook’s sentence and instructed the Probation Officer to
re-evaluate the sentencing recommendation.
Two weeks later, the district court conducted a second sentencing hearing with a revised
PSR. At this hearing, the district court found by a preponderance of the evidence that Cook
possessed crack cocaine with intent to distribute it:
[T]he evidence that persuaded the jury beyond a reasonable doubt that the
defendant was in possession of the firearm is in no way that I can think of
distinguishable from the evidence that shows that the defendant was in possession
of the seventeen plus grams of crack cocaine, plus packaging material. The crack
cocaine was in the same secret compartment, side by side with a loaded firearm,
associated with the crack cocaine, a very large quantity of crack cocaine, I might add;
just orders of magnitude larger than any kind of personal-use quantity were this
collection of empty ziploc bags.
It’s common knowledge that ziploc bags are used to package distributable
quantities of crack cocaine as well as other controlled substances . . . .
United States v. Cook, No. 01-CV-80260-DT, 2005 WL 3447866, at *1 (E.D. Mich. Dec.
15, 2005).
In light of this finding, the district court applied the Guidelines section 2K2.1(c)(1)(a) cross
reference, which ultimately required the district court to apply section 2D1.1, the drug guideline.
See U.S.S.G. §§ 2K2.1(c)(1)(a), 2X1.1. Application of this guideline resulted in a base level of 26.
The district court then, as at the first hearing, applied a two-level obstruction-of-justice enhancement,
but this time also applied a two-level firearm enhancement, specific to the drug guideline, see id. §
2D1.1(b)(1), resulting in a total Offense Level of 30. Although Cook’s Criminal History Category
remained unchanged at III, the Guidelines now suggested a sentencing range of 121-151 months
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because of his increased Offense Level. Because, under 18 U.S.C. § 922(g), the statutory maximum
for a felon-in-possession charge was 120 months, the district court sentenced Cook to 120 months’
imprisonment, one month beneath the low end of the suggested sentencing range. Cook appealed.
On appeal, Cook contended that (1) the district court abused its discretion by allowing the
jury to consider his flight during trial as evidence of his guilt, and (2) the district court improperly
applied the section 2K2.1(c)(1)(a) cross reference. United States v. Cook, 102 F. App’x 888, 889
(6th Cir. 2004). This Court affirmed both Cook’s conviction and sentence. Id. After this Court’s
decision, however, the United State Supreme Court vacated Cook’s sentence and remanded for
resentencing in light of Booker. Cook v. United States, 543 U.S. 1100 (2005).
Back at the district court, Cook first argued that application of the section 2K2.1(c)(1)(a)
cross reference violated his Fifth Amendment due process rights and his Sixth Amendment right to
trial by jury because a jury did not expressly find, beyond a reasonable doubt, that he possessed crack
cocaine with intent to distribute it. According to Cook, the district court committed constitutional
error when it relied on facts proved to a mere preponderance of the evidence to increase his sentence.
The district court rejected this argument after concluding that it was contrary to established authority
post-Booker. Next, Cook argued, for the first time, that the two-level firearm enhancement
constituted double counting because the firearm conviction both determined his base offense level
and triggered an enhancement. The district court rejected this argument also, explaining that because
the statutory maximum for the felon-in-possession conviction was 120 months’ imprisonment, the
appropriate sentence for Cook’s conduct was 120 months whether or not it applied the two-level
firearm enhancement. “For clarity of the record,” however, the court overruled Cook’s objection and
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applied the two-level firearm enhancement. Cook again appealed.
II. DISCUSSION
A. Constitutional Challenge
First, Cook argues that his sentence violates the Fifth and Sixth Amendments to the United
States Constitution because the district court relied on judge-found facts (i.e., that Cook was in
possession of crack cocaine) proved to a mere preponderance of the evidence to enhance his
sentence. Cook maintains that all facts that enhance a sentence must be charged in the indictment
and proved to a jury beyond a reasonable doubt. Cook’s challenge, however, is squarely foreclosed
by our decision in United States v. Gates, 461 F.3d 703 (6th Cir. 2006). In Gates, we held that
“judicial fact-finding in sentencing proceedings using a preponderance of the evidence standard
post-Booker does not violate either Fifth Amendment due process rights, or the Sixth Amendment
right to trial by jury.” Id. at 708. Thus, Cook’s challenge is meritless.
B. Double Counting
Cook next argues that the district court improperly double counted when it applied both the
section 2K2.1(c)(1)(a) cross reference, which instructed the district court to apply the drug guideline
instead of the firearm guideline, and the two-level firearm enhancement, found in section
2D1.1(b)(1). Double counting “occurs when precisely the same aspect of a defendant’s conduct
factors into his sentence in two separate ways.” United States v. Farrow, 198 F.3d 179, 193 (6th Cir.
1999). In essence, Cook maintains that “[t]o add to the narcotics offense level, chosen only to reflect
the circumstances of the weapons offense[], an [enhancement] for possessing weapons is tantamount
to adding an increase on the basis that [he] possessed weapons in the course of possessing weapons.”
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United States v. Concepcion, 983 F.2d 369, 389-90 (2d Cir. 1992).
We need not reach the merits of Cook’s double-counting challenge because its resolution will
not affect Cook’s sentence. See, e.g., Williams v. United States, 503 U.S. 193, 203 (1992) (“[I]n
determining whether a remand is required . . . , a court of appeals must decide whether the district
court would have imposed the same sentence had it not relied upon the invalid factor or factors.”);
United States v. Dobson, 155 F. App’x 857, 859 (6th Cir. 2005) (finding a Guidelines challenge
moot where defendant’s sentence would remain unchanged on remand even if the challenge were
successful); United States v. Jones, No. 91-5836, 1992 WL 198566, at *1 (6th Cir. Aug. 18, 1992)
(“[E]ven if the district court had not included the disputed 8.4 grams of crack in the drug quantity
attributed to [defendant], there would have been no difference in his sentencing range. The issue is,
therefore, moot.”). The district court’s sentencing order is clear: “[it] would [have] impose[d] the
same sentence whether or not it applie[d] the two-level firearm enhancement.” Cook, 2005 WL
3447866, at *5. The district court made this point more than once, including the following lengthy
statement:
[I]f the court does not apply the two-level firearm enhancement, Defendant’s total
offense level would be twenty-eight. With his criminal history category of III, the
applicable Guideline Range is 97 to 121 months imprisonment. If, on the other hand,
the court does apply the two-level firearm enhancement, Defendant’s offense level
would be thirty, making the applicable Guideline Range 121 to 151 months
imprisonment. The statutory maximum for this offense, under the charge listed in
the indictment, is ten years. See 18 U.S.C. § 924. Thus, under either scenario the
court is restricted to imposing a total sentence of the statutory maximum of 120
months imprisonment. The court finds that, no matter which Guideline Range the
court applies, the appropriate sentence for Defendant’s conduct is 120 months
imprisonment. For clarity of the record, the court will overrule Defendant’s
objection, apply the two-level firearm enhancement, and find that the appropriate
offense level is thirty.
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Id. (emphasis added).
Therefore, a determination by this Court that the district court improperly double counted
when it applied the two-level firearm enhancement will “have absolutely no impact on [Cook’s]
sentence.” United States v. Hurst, No. 92-6316, 1993 WL 272514, at *5 (6th Cir. July 21, 1993) (per
curiam); accord Williams, 503 U.S. at 203 (“If the party defending the sentence persuades the court
of appeals that the district court would have imposed the same sentence absent the erroneous factor,
then a remand is not required . . . .”). We accordingly decline to address the merits of Cook’s
double-counting claim, rejecting it as moot.
C. Reasonableness of Cook’s Sentence
Finally, Cook challenges the reasonableness of his sentence. This Court reviews a district
court’s legal interpretations of the Sentencing Guidelines de novo. United States v. Jones, 107 F.3d
1147, 1161 (6th Cir. 1997). It reviews factual findings for clear error. United States v. Winston, 37
F.3d 235, 240 (6th Cir. 1994). As the Sentencing Guidelines are now advisory, this Court reviews
final sentences for reasonableness. United States v. Harris, 397 F.3d 404, 409 (6th Cir. 2005).
A sentence within the applicable Guidelines advisory range is presumptively reasonable.
United States v. Williams, 436 F.3d 706, 708 (6th Cir. 2006). Here, regardless of whether the district
court sentenced Cook with the allegedly problematic two-level firearm enhancement, Cook received
a sentence within the Guidelines range.1 Therefore, his sentence is entitled to a presumption of
1
Application of the two-level firearm enhancement yields an advisory range of 121-151
months’ imprisonment. Because, however, even the lowest end of this range is greater than the
statutory maximum for a conviction under 18 U.S.C. § 922(g), Cook’s applicable guideline “range”
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reasonableness.
In reviewing a sentence for reasonableness, however, the fact that a sentence is within the
Guidelines advisory range does not necessarily render it reasonable absent evidence that the district
court imposed a sentence “sufficient, but not greater than necessary to comply with the purposes”
of sentencing as defined by the factors set forth in 18 U.S.C. § 3553(a). See United States v.
Foreman, 436 F.3d 638, 644 (6th Cir. 2006); United States v. McBride, 434 F.3d 470, 476 (6th Cir.
2006) (“Once the appropriate advisory Guideline range is calculated, the district court throws this
ingredient into the section 3553(a) mix.”). “A sentence within the Guidelines carries with it no
implication that the district court considered the § 3553(a) factors if it is not clear from the record.”
Foreman, 436 F.3d at 644.
This Court has split reasonableness review into two inquiries: procedural reasonableness and
substantive reasonableness. United States v. Collington, 461 F.3d 805, 808 (6th Cir. 2006).
a. Procedural Reasonableness
“A sentence may be procedurally unreasonable if ‘the district judge fails to “consider” the
applicable Guidelines range or neglects to “consider” the other factors listed in 18 U.S.C. § 3553(a),
and instead simply selects what the judge deems an appropriate sentence without such required
consideration.’” Id. (quoting United States v. Webb, 403 F.3d 373, 383 (6th Cir. 2005)).
Here, the district court, in its resentencing order, first properly calculated the Guidelines
is simply 120 months’ imprisonment, the statutory maximum. See U.S.S.G. § 5G1.1(a) (“Where the
statutorily authorized maximum sentence is less than the minimum of the applicable guideline range,
the statutorily authorized maximum sentence shall be the guideline range.”).
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range, acknowledging its advisory nature. The court then went on to “throw[] this ingredient into
the section 3553(a) mix.” See McBride, 434 F.3d at 476. In doing so, the court independently
considered and faithfully applied the § 3553(a) factors:
In making this determination, the court notes that Defendant has numerous
arrests and convictions, and that his previous punishments have not deterred him
from committing additional crimes. In this case, the circumstances surrounding his
current conviction are sufficiently serious to justify imposition of the statutory
maximum. Wearing a bullet proof vest in connection with the presence of a loaded
handgun and over seventeen grams of cocaine base in a secret compartment of a car
seem to the court indicative of a serious criminal state of mind. Moreover,
Defendant’s flight from trial also bears consideration in connection with his
sentencing. Simply put, this is not the run of the mill felon possession case. In order
to protect the public from future offenses of this Defendant and to specifically deter
Defendant from continuing his life as a career criminal, the court finds a significant
penalty to be necessary. The court finds this sentence to be “sufficient, but not
greater than necessary” and reasonable under the particular facts of this case.
In consideration of Defendant’s request for substance abuse treatment, the
court will recommend to the Bureau of Prisons that Defendant be placed at a facility
offering a Comprehensive Drug Treatment Program.
Cook, 2005 WL 3447866, at *7 (footnote and citation omitted).
Indeed, the district court specifically set forth its treatment of substantially all the § 3553(a)
factors. The district court discussed the need to deter Cook and to protect the public. See 18 U.S.C.
§ 3553(a)(2)(B). The district court noted the nature and circumstances of the offense and Cook’s
history and characteristics. See id. § 3553(a)(1). In discussing the circumstances attendant to the
conviction (i.e., bullet-proof vest, cocaine, handgun), the district court addressed the seriousness of
the offense, see id. § 3553(a)(2)(A), and the likelihood that Cook would commit future crimes, see
id. § 3553(a)(2)(C). Finally, the district court discussed the need to provide correctional treatment
for Cook in the most effective manner by placing him in a facility offering a comprehensive drug-
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treatment program. See id. § 3553(a)(2)(D).
For procedural reasonableness, this is all that this Court requires. See United States v. Davis,
458 F.3d 491, 495 (6th Cir. 2006) (noting that a sentence “satisfies each of [the] procedural
requirements and indeed can fairly be described as a thorough application of the § 3553(a) factors”
where the judge used the appropriate version of the Guidelines and correctly calculated the
Guidelines range, considered the availability of Guidelines departures, and independently considered
and faithfully applied each of the § 3553(a) factors); Collington, 461 F.3d at 809 (deeming a
sentence procedurally reasonable even though the district court did not explicitly name each of the
§ 3553(a) factors it used to arrive at the sentence). We therefore hold that the district court imposed
a procedurally reasonable sentence.
b. Substantive Reasonableness
“A sentence may be considered substantively unreasonable when the district court ‘select[s]
the sentence arbitrarily, bas[es] the sentence on impermissible factors, fail[s] to consider pertinent
§ 3553(a) factors or giv[es] an unreasonable amount of weight to any pertinent factor.’” Collington,
461 F.3d at 808 (quoting Webb, 403 F.3d at 385).
Here, there is nothing to indicate that the district court imposed an arbitrary sentence, based
the sentence on impermissible factors, failed to consider pertinent § 3553(a) factors, or gave an
unreasonable amount of weight to one factor. To the contrary, the district court carefully reviewed
and weighed all relevant information provided by Cook, the Government, and the Probation Officer
before arriving at Cook’s sentence. The district court’s final sentence was not random, but a
reflection of its consideration of the Guidelines range and the § 3353(a) factors. See, e.g., id. at 810;
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United States v. Ely, 468 F.3d 399, 404 (6th Cir. 2006); United States v. Jackson, 466 F.3d 537, 540
(6th Cir. 2006).
Nonetheless, Cook argues that his sentence is unreasonable in light of his post-sentencing
rehabilitative efforts, which included voluntary completion of a drug-treatment program and various
education courses available through the Bureau of Prisons. Cook’s argument, however, is foreclosed
by our decision in United States v. Worley, 453 F.3d 706 (6th Cir. 2006). In Worley, we held that
a defendant’s post-sentencing efforts at rehabilitation while incarcerated were not relevant to rebut
the presumption that his sentence, which fell within the proper Guidelines range, met the
reasonableness standard. Id. at 710-11. We therefore hold that Cook’s sentence was also
substantively reasonable.
III. CONCLUSION
For the foregoing reasons, we AFFIRM the sentence imposed by the district court.
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