Lee v. United Parcel Service, Inc. ( 2005 )

NOT RECOMMENDED FOR PUBLICATION
File Name: 05a0925n.06
Filed: November 21, 2005
No. 04-6481
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
TIMOTHY LEE, )
)
Plaintiff-Appellee, )
)
v. ) ON APPEAL FROM THE UNITED
) STATES DISTRICT COURT FOR THE
UNITED PARCEL SERVICE, INC., AND ) WESTERN DISTRICT OF KENTUCKY
SIEMENS DEMATIC CORPORATION, )
)
Defendants-Appellants. ) OPINION
)
Before: GILMAN and COOK, Circuit Judges; and CARR, District Judge.*
RONALD LEE GILMAN, Circuit Judge. Timothy Lee appeals from a summary judgment
order in favor of United Parcel Service, Inc. (UPS) and Siemens Dematic Corporation (Siemens) in
this personal injury case. UPS contracted with Vanderlande Industries (VI), who then subcontracted
with Delta Electric (Delta), Lee’s employer, to install conveyors and electrical wiring throughout
the UPS Hub 2000 Project site (Worldport) near Louisville, Kentucky. Siemens also had a contract
with UPS to install conveyors and wiring at the Worldport. While working as a journeyman
electrician at the site, Lee was injured when he stepped onto a moving conveyor belt installed by
Siemens as he attempted to cross over the conveyor on an improvised stairway.
*
The Honorable James G. Carr, Chief Judge of the Northern District of Ohio, sitting by designation.
No. 04-6481
Lee v. UPS, Inc.
Lee argues on appeal that summary judgment was improper as to Siemens because Siemens
breached its duty of care when it failed to adequately warn Lee and other employees that the
conveyor was moving. As to UPS, Lee argues that summary judgment was improper because the
Kentucky Workers’ Compensation Act did not immunize UPS from tort liability and because UPS
breached its duty to Lee when it ignored complaints about the danger of crossing over the Siemens
conveyor. For the reasons set forth below, we AFFIRM the judgment of the district court.
I. BACKGROUND
A. Lee’s job responsibilities
Lee began working for Delta in 2000. Delta was a subcontractor for VI, one of five general
contractors that UPS had hired to assist in its construction of the Worldport, a package sorting and
handling facility. VI hired Delta to provide the electrical wiring for the conveyors after VI installed
them. As a Delta employee, Lee worked as a journeyman electrician. He did not work on the
Siemens conveyors, nor did he perform any work for Siemens or its subcontractors. His
responsibilities consisted primarily of installing programmable controller units, which are cabinets
that contain motors to control the conveyors.
B. Working conditions at the Worldport
To reach the restroom and break area, Lee had to cross over the Siemens conveyor. Other
Delta employees also agreed that crossing the conveyor was the only convenient way to leave the
site or to use the restroom. The conveyor was two to three feet off the ground and had two four-inch
wide parallel belts. Its total width was approximately three feet, and the conveyor had a light-
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colored belt and a white frame. When operating, the conveyor ran at a speed of approximately 5
meters, or 16.4 feet, per second.
Lee, UPS, and Siemens all agree that someone had stacked loose pieces of wood near the
conveyor to create a makeshift stairway to facilitate crossing over the conveyor, although the parties
dispute who was responsible for the structure. Workers in the area often used this makeshift
stairway. Lee and other Delta employees working at the Worldport facility also agreed that
conditions in the facility made it difficult to determine whether the conveyors were moving. Donnie
Smith, a Delta foreman, was asked about this point in his deposition:
Q: Could you tell when those conveyors were on by looking at the belts?
A: No, you could not see the belt moving. It was a clear white belt, the lights
was [sic] bad, you could not see that belt moving.
Q: Could you hear it?
A: No, because there was [sic] conveyors above the grading that were running,
and you couldn’t—there was so much noise in that area you couldn’t really
tell what was running and what wasn’t.
Lee and Smith both testified that poor lighting in the area contributed to the difficulty. In addition,
there were no controls available for the employees to turn the conveyors off in an emergency.
C. Lee’s injury
On the day of his accident, Lee crossed the Siemens conveyor once without incident. The
conveyor belt was not moving at the time, and the makeshift stairway held in place. Lee, in fact,
thought that the conveyor was still under construction because there was debris on and around it.
As a result, when he attempted to cross the conveyor later that day, he did not even check to see if
the belt was moving before he crossed. Lee claims that he never heard a warning horn, the sound
that was supposed to indicate that the conveyor was being turned on. When Lee attempted to cross
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the conveyor on this second occasion, the stacked wood pieces that comprised the makeshift
stairway began to wobble. Lee, in an effort to catch himself, stepped onto the conveyor.
Unbeknownst to him, the conveyor belt was moving, and it threw him onto the floor.
Scott Buchanan, a coworker of Lee’s who had crossed just before him, rushed to his aid.
Lee, according to Buchanan, appeared shaken but not seriously injured. After Lee’s fall, Lee and
Buchanan walked together to the portable restroom, located a few hundred feet away from the job
site. Lee went to an urgent care facility later that day. An examination revealed back, neck,
shoulder, and leg injuries as a result of the fall, but he returned to work the following day with only
minor limitations. Three weeks later, however, Lee received a second opinion from a doctor who
recommended that he be placed on a light-duty restriction. Because Delta had no light-duty work
for Lee to do, he lost his job.
D. Siemens’s knowledge, possession, and control of the conveyors
On the day that Lee was injured, he was installing new conveyors in an area above a set of
conveyors that were manufactured and installed by Siemens. Lee testified that Siemens employees
were in the area that day, and Volker Wetzel, a project manager for Siemens, admitted that he
“walked” the area almost daily. Wetzel also recognized the danger of stepping onto a moving
conveyor belt, because he himself had fallen as a result of doing so while working at the Worldport.
Because of the safety concerns associated with the conveyors, Siemens developed “start-up
warning” procedures, including flagging the area with “Danger” tape, blasting a handheld air horn,
and communicating with the workers in the immediate vicinity. The parties dispute whether a horn
was sounded prior to Lee’s fall.
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E. UPS’s knowledge, possession, and control of the accident site
Smith, the Delta foreman, testified in his deposition that he had discussed safety concerns
regarding the conveyor with officials at UPS:
Q: Mr. Smith, in the time leading up to Mr. Lee’s accident [,] . . . you conducted
weekly safety meetings correct?
A: Yes.
Q: Okay. Do you recall some of the issues that were addressed in those
meetings?
A: Yes. Lighting, no way to cross the conveyor except for—no way to get
across the conveyor except for stepping on it. I believe they were starting the
conveyors without sounding the horns, I believe that was an issue.
Smith also discussed with UPS the poor lighting and the potential for injury if the conveyor was
turned on without the workers’ knowledge. UPS safety manager David Stein acknowledged that the
workers could “get hurt” on a moving conveyor belt and admitted that using a wooden platform to
cross the conveyor was dangerous.
II. ANALYSIS
A. Standard of review
The district court’s grant of summary judgment is reviewed de novo. Minadeo v. ICI Paints,
398 F.3d 751, 756 (6th Cir. 2005). Summary judgment is proper where there exists no genuine issue
of material fact and the moving party is entitled to judgment as a matter of law. Fed. R. Civ. P.
56(c). In considering a motion for summary judgment, the district court must construe the evidence
and draw all reasonable inferences in favor of the nonmoving party. Matsushita Elec. Indus. Co.
v. Zenith Radio Corp., 475 U.S. 574, 587 (1986). The central issue is “whether the evidence
presents a sufficient disagreement to require submission to a jury or whether it is so one-sided that
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one party must prevail as a matter of law.” Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 251-52
(1986).
B. The summary judgment order in favor of Siemens
The district court erroneously stated in its summary judgment order that Siemens and Lee
had stipulated to a licensor/licensee relationship. A licensor/licensee relationship is based upon
premises liability, which generally applies only if Siemens had possession of or title to the premises
on which Lee was injured. See Thompson v. Breeding, 351 F.3d 732, 738 (6th Cir. 2003) (applying
Kentucky law). Siemens’s primary argument is that it was not a licensor and thus owed no duty to
Lee. Because Siemens neither owned nor controlled the area where the accident took place, this
argument has merit. Furthermore, there is no evidence that Siemens constructed the makeshift
stairway that wobbled and caused Lee to fall.
Siemens argues in the alternative, however, that it did not breach a duty to Lee even if the
relationship is characterized as that of a licensor/licensee. We find this argument also persuasive.
Kentucky law defines the relationship between contractors on a project as that of licensor/licensee
unless there is a mutual beneficial relationship. Brauner v. Leutz, 169 S.W.2d 4, 6 (Ky. Ct. App.
1943) (classifying the relationship between a painter and a builder as that of licensor/licensee where
the painter borrowed the builder’s scaffolding but offered nothing in return). In the present case,
Siemens and Delta, Lee’s employer, were both subcontractors on the same Worldport project. No
mutually beneficial relationship existed, even though they worked in the same area of the site. As
a result, the relationship can be characterized as that of licensor/licensee if we take as true (as we
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must for summary judgment purposes) Lee’s claim that Siemens was responsible for constructing
the makeshift stairway.
The scope of Siemens’s duty to Lee, assuming that he was a licensee, is a limited one. A
licensor must “abstain from doing any intentional, wilful (and in some jurisdictions gross reckless)
act endangering the safety of the licensee,” Brauner, 169 S.W.2d at 6, and “[t]here is no duty to
warn a licensee of any danger or condition which is open and obvious or which should or could be
observed by the licensee in the exercise of ordinary care.” Scifres v. Kraft, 916 S.W.2d 779, 781
(Ky. Ct. App. 1996) (holding that homeowners did not breach their duty to a party guest who injured
himself when diving into the homeowners’ shallow swimming pool because the danger was “readily
apparent”); see also Thompson, 351 F.3d at 737-38 (holding that a licensor did not breach a duty to
the plaintiff because the wet, oily spot that she slipped on was open and obvious, even though she
was distracted when she stepped on it).
The district court properly ruled that Siemens did not breach its duty to Lee. Lee never
claimed that Siemens intentionally or willfully injured him. The dangerous nature of the makeshift
stairway over the conveyor, furthermore, was open and obvious. Construing the evidence in the
light most favorable to Lee, we assume that Lee neither heard nor saw that the conveyor belt was
running when he stepped onto the conveyor. Lee, however, still knew that he was crossing the
conveyor, and he knew that he was crossing the conveyor on a makeshift stairway. Siemens was
in no better position than Lee was to appreciate the danger of him doing so.
But Lee argues on appeal that a new burden-shifting approach articulated in Lanier v. Wal-
Mart Stores, Inc., 99 S.W.3d 431 (Ky. 2003), a slip-and-fall case, precludes summary judgment in
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favor of the defendants. Although Siemens argues in its brief that Lee did not raise the Lanier
analysis below, Lee did, in fact, mention the case in his response to Siemens’s motion for summary
judgment. In Lanier, the court held:
[O]nce the plaintiff establishes that he or she fell as a result of a transitory foreign
substance, a rebuttable presumption of negligence arises. At that point, the burden
shifts to the defendant to show by the greater weight of the evidence that it exercised
reasonable care in the maintenance of the premises under the circumstances.
Lanier, 99 S.W.3d at 435 (citation omitted). Lee claims, on the basis of Lanier, that his case should
have survived summary judgment because Siemens did not meet its burden of proving that it
exercised reasonable care.
Although the Lanier court did articulate a new burden-shifting rule, Lanier is both factually
and legally distinguishable from the present case. Wal-Mart, the defendant in Lanier, is a business
invitor that owed a greater duty to its customers than Siemens owed to Lee. See McNay v. Shell’s
Seafood Restaurants, Inc., No. 2003-CA-001958-MR, 2005 WL 384547 at *3 (Ky. Ct. App. Feb.
18, 2005) (unpublished) (holding that “[t]he application of Lanier is limited to slip and fall cases
brought by business invitees who have been injured as a result of slipping on a foreign substance”).
The plaintiff in Lanier, moreover, did not see the clear, slippery substance that caused her to fall,
99 S.W.3d. at 435, so there was no discussion of the “open and obvious” doctrine. In contrast, Lee
not only knew of the conveyor and its potential danger, but also admitted in his deposition that he
would have used the makeshift stairway to cross the conveyor even if he had known that the belt was
moving. This distinction is critical, because the Lanier court noted: “Presumably, had the customer
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had personal knowledge of the presence of the substance/object before the accident, [the customer]
would not have stepped on it.” Id. at 434.
Lee further argues that the open-and-obvious doctrine is outdated given the holdings in
Lanier, Wallingford v. Kroger Co., 761 S.W.2d 621 (Ky. Ct. App. 1989), and Horne v. Precision
Cars of Lexington, Inc., 170 S.W.3d 364 (Ky. 2005). As discussed above, however, the Lanier
decision did not involve an open and obvious hazard. Lee’s reliance on Wallingford is similarly
misplaced. The deliveryman in Wallingford was injured after Kroger refused to clear the icy path
he normally used, or to allow him to use another entrance. His injury occurred when he attempted
to clear the path himself. Wallingford, 761 S.W.2d. at 624. The Wallingford court allowed
recovery, but it cautioned that its holding does not permit someone “to walk blindly into dangers that
are obvious, known to him, or would be anticipated by one of ordinary prudence.” Id. (citations
omitted). Unlike the deliveryman in Wallingford, Lee took no precautions to avoid the open and
obvious danger he faced.
Horne is similarly distinguishable. In Horne, the plaintiff was a customer who tripped and
fell on a concrete parking barrier in an auto dealer’s parking lot, injuring his wrist. Horne, 170
S.W.3d at 365-66. The court held that the parking barrier was not an open and obvious danger
because an employee of the auto dealer had improperly parked a car in front of it. Id. at 370. In
dicta, the Horne court also commented that even if the danger was open and obvious, the auto dealer
could still be liable because it should have anticipated that the plaintiff was too distracted by the
salesperson’s conversation to notice the barrier or to protect himself from it. Id.
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Horne does not control the outcome in Lee’s case. While the parking barrier in Horne was
at least partially concealed from the plaintiff’s view, the makeshift stairway over the conveyor was
open and obvious to Lee. Lee had worked at the Worldport for nearly two years before the accident,
and he frequently crossed the conveyor. The court in Horne relied in part on the fact that Horne was
distracted, and that the nature of auto sales, with its constant banter between salespersons and
customers, led to such distraction. Id. In the present case, Lee could have checked to see if the
conveyor was moving before stepping over it, and he had no reason to be distracted while doing so.
Finally, Lee fails to establish causation. Regardless of the scope of Siemens’s duty or any
breach thereof, Lee still would have suffered injury under the circumstances. Although Lee claims
that he did not realize that the conveyor was moving or hear any warning signal, he also admits in
his deposition that he would have crossed anyway:
Q: [W]ould you have crossed the conveyor anyhow if you knew it was moving?
A: Yes.
Q: Okay . . . . you would have crossed it if you — if you had been warned that
it was moving?
A: Yes.
Lee’s failure to establish causation precludes his recovery despite whatever duty Siemens
might have owed him. See Cremeans ex rel. Cremeans v. Speedway SuperAmerica, LLC, No. Civ.
A. 04-343-KSF, 2005 WL 1883662, at *2 (E.D. Ky. Aug. 9, 2005) (holding that even if the plaintiff
had proven that the danger was not open and obvious, the failure to establish causation between a
defective door and his smashed finger was fatal to the plaintiff’s claim). The district court in
Cremeans also applied the open and obvious doctrine, signaling that the doctrine survives Lanier.
Id. at *4. Because Lee failed to establish causation, and because Siemens had no duty to warn him
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of the obvious danger of crossing the conveyor on a makeshift stairway, we affirm the grant of
summary judgment to Siemens.
C. The summary judgment order in favor of UPS
Lee also argues on appeal that the summary judgment order in favor of UPS was improper
because, under Lanier, once Lee has proven that crossing over the conveyor was dangerous and that
it was a substantial factor in causing his injury, the burden shifts to UPS to prove an absence of
negligence. In response, UPS claims that it had no duty either to warn or to protect Lee because the
makeshift stairway over the conveyor belt was an open and obvious danger. UPS argues in the
alternative that it is immune from tort liability under the Kentucky Workers’ Compensation Act as
an “up-the-ladder employer.” See Ky. Rev. Stat. §§ 342.610, 342.690 (West 2003). Because Lee
collected workers’ compensation benefits, moreover, UPS claims that Lee waived his right to seek
damages in tort from UPS. See id. § 342.690(1).
As discussed above, Lanier is not controlling in the present case. Lee must therefore prove
that UPS breached its duty to Lee and that the breach caused his injury. UPS’s relationship with Lee
is clearly one of invitor/invitee because UPS, unlike Siemens, owned the premises on which Lee was
injured. The scope of the duty to invitees in Kentucky requires an invitor such as UPS to “discover
the existence of dangerous conditions on its premises and either correct them or warn of them.”
Johnson v. Lone Star Steakhouse & Saloon of Ky., Inc., 997 S.W.2d 490, 492 (Ky. Ct. App. 1999)
(discussing the duty of an invitor under Kentucky law). An invitor’s duty to protect or warn invitees
of dangerous conditions, however, does not encompass dangers that are open and obvious. See id.,
(precluding recovery for a plaintiff who slipped on peanut shells because the shells on the
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restaurant’s floor were open and obvious and because an invitor’s duty does not require “precaution
or even warning” against such dangers). As explained above, the makeshift stairway over the
conveyor was an open and obvious danger.
UPS therefore had no duty to warn Lee or to protect him from the moving conveyor belt,
because UPS was in no better position than Lee to appreciate the danger. In light of our holding that
UPS did not breach its duty to Lee, we need not reach the issues of immunity and waiver under the
Kentucky Workers’ Compensation Act.
III. CONCLUSION
For all of the reasons set forth above, we AFFIRM the judgment of the district court.
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