Ciminillo v. Streicher ( 2006 )

RECOMMENDED FOR FULL-TEXT PUBLICATION
Pursuant to Sixth Circuit Rule 206
File Name: 06a0015p.06
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
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Plaintiff-Appellant, -
KYLE CIMINILLO,
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No. 04-4346
v.
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THOMAS STREICHER; DANIEL HILLS; RICHARD JANKE, -
Defendants, -
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Defendants-Appellees. -
GERALD KNIGHT; CITY OF CINCINNATI,
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Appeal from the United States District Court
for the Southern District of Ohio at Cincinnati.
No. 03-00193—Herman J. Weber, District Judge.
Submitted: December 7, 2005
Decided and Filed: January 17, 2006
Before: MARTIN, COLE, and GILMAN, Circuit Judges.
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COUNSEL
ON BRIEF: Kenneth L. Lawson, LAWSON & ASSOCIATES, Cincinnati, Ohio, for Appellant. Richard
Ganulin, CITY SOLICITOR’S OFFICE, Cincinnati, Ohio, for Appellees.
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OPINION
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R. GUY COLE, JR., Circuit Judge. Plaintiff-Appellant Kyle Ciminillo filed a lawsuit pursuant to
42 U.S.C. § 1983, after he was allegedly shot in the face with a beanbag propellant during the course of a
riot. The district court granted summary judgment to Defendant-Appellee Gerald Knight on Ciminillo’s
excessive-force claim, and to Defendant-Appellee City of Cincinnati on Ciminillo’s failure-to-train claim.
Ciminillo appeals that decision. For the following reasons, we REVERSE the district court’s order granting
summary judgment to Officer Knight and REMAND for further proceedings. We AFFIRM the district
court’s order granting summary judgment to the City of Cincinnati.
I.
On May 4, 2002, Ciminillo was at home playing video games when his roommates told him about
a nearby street party on Stratford Avenue in Cincinnati, Ohio. They went to the area of the party and, within
1
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minutes, the crowd began moving up the street. Ciminillo saw a friend standing on a porch, and spent
several minutes talking with him. Meanwhile, members of the crowd had become rowdy; some had set fires
in the street and were throwing bottles at police officers and civilians. Fifteen police officers in riot gear
walked down Stratford Avenue to clear the crowd. The officers ordered the crowd to disperse via
megaphones. As Ciminillo attempted to leave his friend’s house, he saw officers fire approximately six
beanbag shots at the crowd around him. Ciminillo tried to leave through his friend’s backyard, but a
property owner with a bat refused to allow him onto the adjacent property. Ciminillo could see a kneeling
police officer firing beanbag propellants randomly at the crowd, could hear the “beans” falling on the
concrete, and saw a beanbag explode approximately two feet above a girl’s head. During a pause in the
shots, Ciminillo alleges that he slowly walked towards the officers with his hands above his head. After
advancing about ten feet, Officer Gerald Knight shot him, allegedly without provocation and at point blank
range, in the chin and chest with a beanbag propellant. Upon being shot, Ciminillo alleges that he grabbed
a walkway pole and lay on the ground. As he lay there, officers approached Ciminillo and told him to stay
down. Once he did get up, Ciminillo alleges that he was ordered by another officer to go to the end of the
street to report to an officer there. As a result of the shooting, Ciminillo needed twenty stitches in his chin.
He also incurred a bruised lung and a permanent facial scar.
Although their account of the riot on Stratford Avenue is substantially similar to Ciminillo’s, the
defendants’ account of the shooting itself differs. According to the defendants, Ciminillo was shot while
in the act of throwing an unknown object in the direction of the police. Furthermore, the defendants allege
that after being struck by the beanbag, Ciminillo was told to report to officers at the end of the street only
for the purpose of having his injury examined.
Pursuant to 42 U.S.C. § 1983, Ciminillo filed a lawsuit in district court, alleging violations of his
Fourth and Fourteenth Amendment rights, as well as state law claims of assault, battery, and intentional
infliction of emotional distress. The district court dismissed with prejudice the federal claims alleged
against several defendants; those claims are not before us. After converting the defendants’ motion to
dismiss into a motion for summary judgment, the district court granted the defendants summary judgment
as to Ciminillo’s claims for excessive-force and failure-to-train as alleged against Officer Knight and the
City of Cincinnati. Having dismissed all of Ciminillo’s federal claims, the district court then declined to
exercise supplemental jurisdiction over the state claims pending against Knight. This appeal follows.
II.
We review a district court’s grant of summary judgment de novo. Myers v. Potter, 422 F.3d 347,
352 (6th Cir. 2005). In conducting that review, we must assume the truth of the non-moving party’s
evidence and construe all inferences from that evidence in the light most favorable to the non-moving party.
Id. A genuine issue of material fact exists when there is sufficient evidence for a trier of fact to find for the
non-moving party. A “mere scintilla” of evidence will not be enough for Ciminillo, the non-moving party,
to withstand summary judgment. Skousen v. Brighton High School, 305 F.3d 520, 526 (6th Cir. 2002).
Furthermore, Ciminillo may not rest on his pleadings, but must set forth specific facts showing that there
is a genuine issue for trial. Anderson v. Liberty Lobby, 477 U.S. 242, 248 (1986).
A. Excessive-force Claim
In granting Knight’s motion for summary judgment, the district court analyzed Ciminillo’s
excessive-force claim under the Fourteenth Amendment, as opposed to the Fourth Amendment, because it
found that the incident giving rise to the lawsuit did not involve a search or seizure. The district court held
that Knight was entitled to qualified immunity because the record did not establish that Knight’s conduct
violated Ciminillo’s Fourteenth Amendment rights.
Ciminillo argues that the district court erred in analyzing his excessive-force claim under the
Fourteenth Amendment. Under the Fourth Amendment, Knight would be liable for his conduct if it were
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unreasonable. “[T]he Fourth Amendment protects against only unreasonable seizures, it is not a guarantee
against unreasonable or outrageous official conduct generally.” Ewolski v. City of Brunswick, 287 F.3d 492,
505 (6th Cir. 2002). Under the Fourteenth Amendment, however, Ciminillo must establish that Knight’s
conduct “shocked the conscience.” County of Sacramento v. Lewis, 523 U.S. 833, 846 (1998); Graham v.
Connor, 490 U.S. 386, 393 (1989).
It is established law that if the incident out of which litigation arises is neither a search nor a seizure,
an excessive-force claim will not be analyzed under the Fourth Amendment. In Graham, the Supreme Court
held that all claims that police officers used excessive-force in the course of an arrest, investigatory stop,
or other seizure should be analyzed under the rubric of the Fourth Amendment as opposed to the Fourteenth
Amendment. Id., 490 U.S. at 395. Yet the Court has subsequently recognized that the Graham rule only
applies when a constitutional claim is covered by a specific amendment. United States v. Lanier, 520 U.S.
259, 272 n.7 (1997). Alleged conduct that does not implicate a constitutional right protected by another
amendment will be analyzed under the substantive due process component of the Fourteenth Amendment.
Id. Thus, in determining whether to apply the Fourth or the Fourteenth Amendment to Ciminillo’s
excessive-force claim, the proper inquiry is whether Ciminillo was seized. County of Sacramento v. Lewis,
523 U.S. 833, 842-43 (1998).
In Brower v. County of Inyo, the Supreme Court held that:
[A] Fourth Amendment seizure does not occur whenever there is a governmentally caused
termination of an individual’s freedom of movement (the innocent passerby), nor even
whenever there is a governmentally caused and governmentally desired termination of an
individual’s freedom of movement (the fleeing felon), but only when there is a governmental
termination of freedom of movement through means intentionally applied.
489 U.S. 593, 596-97 (1989) (emphasis in original). In both Brower and Lewis, a police officer accidentally
struck and killed a fleeing motorist during a high-speed chase. In both cases, the Supreme Court held that
there was no seizure, because in each case the police sought to stop the suspect only by flashing lights and
continued pursuit, and had not intended to stop the car by way of the accident. Id. at 597. The Court
concluded in Brower that had the police cruiser pulled alongside the fleeing car and sideswiped it, the
resulting crash would have been a seizure. Id.
Following Lewis, we have declined to analyze a claim under the Fourth Amendment when the
plaintiff is accidentally injured during the seizure of a third party. In Claybrook v. Birchwell, this Court
utilized the Fourteenth Amendment to analyze the claim of a plaintiff who was shot by the police during
the police’s attempt to apprehend a third person:
[T]he Fourth Amendment ‘reasonableness’ standard does not apply to section 1983 claims
which seek remuneration for physical injuries inadvertently inflicted upon an innocent third
party by police officers’ use of force while attempting to seize a perpetrator, because the
authorities could not ‘seize’ any person other than one who was a deliberate object of their
exertion of force.
199 F.3d 350, 359 (6th Cir. 2000) (emphasis in original) (citing Brower, 489 U.S. at 596). See also Ewolski,
287 F.3d at 507 (wife and son were not seized when police gained control of their home in order to restrain
the movement of a third party).
Unlike the plaintiffs in Claybrook and Ewolski, Ciminillo was not collaterally injured by an assertion
of force against a third party; he was the direct target of police conduct. In holding that the Fourth
Amendment does not apply here, the district court reasoned that Knight’s use of force was not accompanied
by an effort to restrain or apprehend Ciminillo, and thus did not constitute a seizure under the Fourth
Amendment. Whether Knight shot Ciminllo in an effort to restrain his movement, however, is a disputed
question of fact. Assuming those facts supported by the record that are most favorable to Ciminillo to be
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true, and drawing all inferences in his favor, there was in fact a seizure. Ciminillo alleges that he was shot
after attempting to leave the scene of the riot. He alleges that he was shot as he approached Knight with his
hands raised in the air. Furthermore, after Ciminillo was shot, the officers told him to lie on the ground.
After being shot, Ciminillo stated: “I lay there in shock for a second, and then I just kept trying to get up
and was actually in pushup position looking at a cop, you know, because he kept screaming at me to stay
down, stay down, stay down.” Once he did get up, Ciminillo was ordered by an officer to go to the end of
the street and report to another officer. That Ciminillo was not eventually placed in handcuffs or taken to
the police station does not preclude a determination that he was seized. Terry v. Ohio, 392 U.S. 1, 16 (1967)
(“It is quite plain that the Fourth Amendment governs ‘seizures’ of the person which do not eventuate in
a trip to the station house and prosecution for crime—‘arrests’ in traditional terminology. It must be
recognized that whenever a police officer accosts an individual and restrains his freedom to walk away, he
has ‘seized’ that person.”).
The type of force used also militates in favor of a Fourth Amendment analysis, at least at this stage
of litigation. In Fisher v. City of Memphis, 234 F.3d 312, 318 (6th Cir. 2000), we emphasized that police
officers seize those persons who are the “deliberate object of their exertion of force.” Id. at 318 (quoting
Claybrook v. Birchwell, 199 F.3d at 359). Like the officer in Fisher, who shot at a car in an attempt to stop
it from moving, it is reasonable to infer from the record that in shooting Ciminillo, Knight intended to stop
Ciminillo from coming any closer. Furthermore, we have previously held that apprehending an individual
by way of shooting constitutes a seizure. “There is no question that [the plaintiff] was seized when [the
officer] shot him in the bedroom.” Sargent v. City of Toledo Police Dept., No. 04-4143, 2005 WL 2470830,
at *3 (6th Cir. Oct. 6, 2005). In Deorle v. Rutherford, the Ninth Circuit considered an excessive-force claim
brought by a plaintiff who was shot by an officer under the reasonableness standard required by the Fourth
Amendment. 272 F.3d 1272, 1279-80 (9th Cir. 2001). Like Ciminillo, the plaintiff was shot with a beanbag
while approaching the officer in a non-threatening manner. Id. at 1275.
Given that we must take those facts in the record most favorable to the non-moving party as true,
Ciminillo’s excessive-force claim is properly analyzed under the rubric of the Fourth Amendment.
B. Qualified Immunity
In evaluating the merits of a qualified immunity defense, we must engage in a two-step analysis:
(1) whether, considering the allegations in a light most favorable to the party injured, a constitutional right
has been violated, and if so, (2) whether that right was clearly established. Saucier v. Katz, 533 U.S. 194,
201 (2001); Myers, 422 F.3d at 352. When the defense of qualified immunity is raised, it is the plaintiff’s
burden to prove that the state officials are not entitled to qualified immunity. Gardenhire v. Schubert, 205
F.3d 303, 311 (6th Cir. 2000).
Whether Knight seized Ciminillo in violation of his Fourth Amendment rights depends on whether
Knight’s conduct was objectively reasonable, which this Court determines by balancing the nature and
quality of the intrusion on Ciminillo’s Fourth Amendment interests against the countervailing governmental
interests at stake. See Tennessee v. Garner, 471 U.S. 1, 8 (1985) (quoting United States v. Place, 462 U.S.
696, 703 (1983)). Whether a seizure is reasonable depends on the totality of the circumstances, including
1) the severity of the crime, 2) whether the suspect poses an immediate threat to the safety of the officers
or others, and 3) whether he is actively resisting arrest or attempting to evade arrest by flight. Graham, 490
U.S. at 396.
The Graham factors do not constitute an exhaustive list; the ultimate question is “whether the totality
of the circumstances justifies a particular sort of seizure.” St. John v. Hickey, 411 F.3d 762, 771 (6th Cir.
2005) (quoting Graham, 490 U.S. at 396). Furthermore, reasonableness must be judged from the
perspective of a reasonable officer on the scene, not with the 20/20 vision of hindsight. See Terry v. Ohio,
392 U.S. 1, 20-22 (1968). “This standard contains a built-in measure of deference to the officer’s
No. 04-4346 Ciminillo v. Streicher, et al. Page 5
on-the-spot judgment about the level of force necessary in light of the circumstances of the particular case.”
Burchett v. Kiefer, 310 F.3d 937, 944 (6th Cir. 2002).
Taking Ciminillo’s version of events to be correct, as we must, Ciminillo’s seizure was not
reasonable. Each of the Graham factors militates against a finding that his seizure was reasonable as a
matter of law. First, Ciminillo alleges that he was not engaged in a crime when Officer Knight shot him
with the beanbag. Other courts have found that the fact that a plaintiff in a § 1983 suit had committed no
crime clearly weighed against a finding of reasonableness. See, e.g., Bailey v. Kennedy, 349 F.3d 731, 743-
44 (4th Cir. 2003). In Kostrzewa v. City of Troy, 247 F.3d 633, 639 (6th Cir. 2001), this Court held that
officers acted unreasonably in placing handcuffs that were too tight on the wrists of a plaintiff who had been
stopped for making an illegal left-hand turn. Here, the force used against Ciminillo was certainly greater
than that used against the plaintiff in Kostrzewa; shooting a suspect, even with a beanbag propellant, is a
greater exertion of force than the use of tight handcuffs. Furthermore, in Kostrzewa, the plaintiff committed
a crime, albeit a minor one. Here, we must assume that Ciminillo committed no crime.
Second, Ciminillo’s conduct did not suggest that he posed an immediate threat to the safety of the
officers. Ciminillo alleges that he slowly approached Officer Knight, with his hands in the “surrender”
position. Ciminillo’s conduct demonstrated that he was not armed, and thus posed no threat to the officers’
safety. Other courts have found the use of deadly force to be objectively unreasonable against a visibly
armed plaintiff who had his hands over his head in the “surrender position.” See Robinson v. Nolte, No. 02-
55094, 77 Fed. Appx. 413, 414 (9th Cir. 2003).
Finally, there is no evidence to suggest that Ciminillo was attempting to resist or evade arrest by
flight. Instead, according to Ciminillo, his actions were an attempt to leave the scene of the riot, peacefully.
Taking Ciminillo’s account to be true, he was cooperating with police, and thus Knight’s conduct cannot
be said to be reasonable.
Although the factors articulated in Graham each militate against a finding that Knight’s conduct was
reasonable, we must consider the totality of the circumstances. It is undisputed that Knight shot Ciminillo
during the course of a riot. However, the fact that the shooting took place during a riot does not
automatically render Knight’s conduct reasonable. See Headwaters Forest Defense v. County of Humboldt,
276 F.3d 1125, 1131 (9th Cir. 2002) (officers not entitled to qualified immunity for spraying protesters with
pepper spray during the course of a riot); Otero v. Wood, 316 F. Supp. 2d 612, 622 (S.D. Ohio 2005)
(denying summary judgment to defendant officer who shot plaintiff in the face with a small wooden disk
during a riot). Taking the facts in the light most favorable to Ciminillo, it was objectively unreasonable for
Knight to shoot Ciminillo as he attempted to leave the scene of the riot. The use of less-than-deadly force
in the context of a riot against an individual displaying no aggression is not reasonable. Otero, 316 F. Supp.
2d at 622.
The facts, as alleged, are readily distinguishable from those analyzed in Darrah v. City of Oak Park,
255 F.3d 301 (6th Cir. 2001). In Darrah, a police officer was attacked by a protester while he was arresting
a third party. The police officer first removed the protester, who had attached herself to his ankles. Id. at
307. Only after the protester lunged for his ankles a second time did the police officer strike her. Id. We
held that, assuming the protester was seized under the Fourth Amendment, the officer’s conduct was
reasonable. Id. at 307-08. In Darrah, the protester posed an immediate risk to the safety of the officer,
making his limited use of force reasonable. By comparison, Ciminillo posed no risk, was engaged in no
crime, and was not attempting to evade the police.
Even though Ciminillo alleges facts that, if true, would constitute a violation of his Fourth
Amendment rights, Knight may still be entitled to qualified immunity unless those rights were “clearly
established” at the time of the shooting. “The contours of the right must be sufficiently clear that a
reasonable official would understand that what he is doing violates that right.” Myers, 422 F.3d at 356
(quoting Anderson v. Creighton, 483 U.S. 635, 640 (1987)). “This is not to say that an official action is
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protected by qualified immunity unless the very action in question has previously been held unlawful, but
it is to say that in the light of pre-existing law the unlawfulness must be apparent.” Anderson, 483 U.S. at
640 (internal citation omitted). “[O]fficials can still be on notice that their conduct violates established law
even in novel factual circumstances.” Hope v. Pelzer, 536 U.S. 730, 741 (2002). To determine whether a
right is “clearly established,” we must first look to decisions of the Supreme Court, then to decisions of this
Court and courts within this Circuit, and last to decisions of other circuits. McBride v. Village of Michiana,
100 F.3d 457, 460 (6th Cir. 1996).
Thus, we must determine whether it would have been clear to a reasonable officer in Knight’s
position that shooting Ciminillo with a beanbag propellant was unreasonable. It was clearly established law
in this Circuit at the time of the underlying events that individuals have a right not to be shot unless they
are perceived as posing a threat to officers or others. Yates v. City of Cleveland, 941 F.2d 444, 447 (6th Cir.
1991); Robinson v. Bibb, 840 F.2d 349, 351 (6th Cir. 1988). Although Knight did not use deadly force in
shooting Ciminillo, that fact cannot insulate him from liability. At the time of the underlying events, this
Court had previously held that the use of less-than-deadly force, including pepper spray, may be excessive.
In Adams v. Metiva, 31 F.3d 375, 385-86 (6th Cir. 1994), this Court held that summary judgment was
inappropriate for an excessive-force claim brought against police officers who allegedly sprayed the plaintiff
with pepper spray, when it remained disputed whether the plaintiff had committed a crime, whether he posed
a threat, and whether he was resisting arrest. See also Vaughn v. City of Lebanon, 18 Fed. Appx. 252, 266-
68 (6th Cir. 2001) (summary judgment is inappropriate for excessive-force claim based on officers’ conduct
in spraying an arrestee in the face with pepper spray, when whether arrestee was resisting arrest remains a
genuine issue of fact). Thus, in this Circuit, it was clearly established that individuals had a general right
to be free from the unreasonable use of non-lethal force.
Furthermore, Knight was on notice that it is unreasonable to use beanbag propellants against
individuals who pose no immediate risk to officer safety. In Deorle, the Ninth Circuit held that the use of
beanbag propellants against an unarmed man who posed no immediate threat was not objectively
reasonable. There, a suicidal plaintiff was observed with a hatchet and a crossbow. Id., 272 F.3d at 1276-
77. He discarded both objects as ordered by the officers, and then slowly approached an officer while
carrying a bottle or can in his hand. Id. at 1277. The officer fired a beanbag propellant at him without
warning. Id. The Ninth Circuit held that even though the plaintiff approached the officer while armed, it
was unreasonable to shoot him with a beanbag. Id. at 1281-82.
Given Yates, Adams, and Deorle, it was clearly established that shooting Ciminillo with a beanbag
was objectively unreasonable. Thus, Knight is not entitled to qualified immunity.
C. Failure to Train
The district court held that the City of Cincinnati was entitled to summary judgment because nothing
in the record supported Ciminillo’s allegations that Knight was improperly trained on the use of beanbag
propellants. In order to establish a failure-to-train claim, Ciminillo must establish that: 1) the City’s training
program was inadequate for the tasks that officers must perform; 2) the inadequacy was the result of the
City’s deliberate indifference; and 3) the inadequacy was closely related to or actually caused the injury.
Russo v. City of Cincinnati, 953 F.2d 1036, 1046 (6th Cir. 1992). The Supreme Court has held that a
municipality can be liable for a failure to train only when that failure reflects “a ‘deliberate’ or ‘conscious’
choice.” City of Canton v. Harris, 489 U.S. 378, 389 (1989).
In arguing that the City of Cincinnati violated his constitutional rights by failing to train its officers
in the use of beanbag propellants, Ciminillo points to an agreement entered into between the City of
Cincinnati, the Cincinnati Police Department, and the United States Department of Justice regarding, among
other things, the use of beanbag propellants. That agreement was entered into less than one month before
the events that underlie this action. Furthermore, Ciminillo points to Knight’s affidavit, in which Knight
states:
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I was trained in use of the bean bag shotgun in the Police Academy consecutively every year
at the Police firing range. Part of training is review of Department Policy and Procedure
about when you can and can’t deploy bean bag shotguns, distances that are safe to deploy
the weapon at a subject, and appropriate areas of the body to aim for.
Although Ciminillo argues that a jury could infer from that agreement and Knight’s affidavit that the City
had not completed the training of its officers, nothing in the record supports such an inference. To the
contrary, both the agreement itself and Knight’s affidavit suggest that the City was affirmatively taking steps
to train officers in the use of beanbag propellants. Furthermore, Ciminillo has submitted no additional
evidence regarding the number of incidents of beanbag misuse, delays in the implementation of the
Department of Justice agreement, or any other evidence that suggests that the City’s training of officers in
the use of beanbags is, or ever was, constitutionally defective.
Although we must make all inferences in Ciminillo’s favor, Ciminillo “must set forth specific facts
showing there is a genuine issue for trial.” Anderson, 477 U.S. at 248. Ciminillo has not submitted any
facts from which this Court could infer that the City of Cincinnati has failed to train its officers in the use
of beanbags.1
III.
For the foregoing reasons, we REVERSE the district court’s order granting Knight summary
judgment, and REMAND for further proceedings consistent with this opinion. We AFFIRM the district
court’s order granting the City of Cincinnati summary judgment on Ciminillo’s failure-to-train claim.
1
Ciminillo argues on appeal that the City of Cincinnati is liable for Knight’s conduct because it ratified that conduct by failing
to conduct a thorough investigation. Ciminillo did not raise this argument before the district court, and as such, this Court cannot
consider it.