Johnson v. Bradshaw , 493 F. App'x 666 ( 2012 )

NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 12a0872n.06
No. 06-3141
UNITED STATES COURT OF APPEALS FILED
FOR THE SIXTH CIRCUIT
Aug 09, 2012
LEONARD GREEN, Clerk
BERNARD JOHNSON, )
)
Petitioner-Appellant, ) ON APPEAL FROM THE
) UNITED STATES DISTRICT
v. ) COURT FOR THE NORTHERN
) DISTRICT OF OHIO
MARGARET BRADSHAW, Warden, )
) OPINION
Respondent-Appellee. )
Before: BOGGS and McKEAGUE, Circuit Judges; and WATSON, District Judge.*
McKEAGUE, Circuit Judge. Petitioner Bernard Johnson, an Ohio prisoner proceeding
through counsel, appeals a district court judgment denying his petition for a writ of habeas corpus
filed pursuant to 28 U.S.C. § 2254. We find the district court’s opinion thorough, well-reasoned,
and correct. We affirm the district court’s denial of Petitioner’s habeas corpus petition.
This case arises from Petitioner’s burglary of the homes of two different elderly women. On
August 4, 2000, Mildred Paul, 82, was robbed by two men after one impersonated a police officer
to gain access to her home. One of the men ripped her telephone off the wall to hinder police
response before he left. Then on August 14, 2000, Margaret Daus, 90, was robbed by three men; one
guarded Daus and the others ransacked the house. Petitioner’s fingerprints were lifted from Paul’s
*
The Honorable Michael H. Watson, United States District Judge for the Southern District
of Ohio, sitting by designation.
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dresser and Daus’ cedar chest. A jury convicted Petitioner of burglary, kidnapping, theft,
impersonating a peace officer, and disrupting public service. He was sentenced to a total of 21 years
in prison. State v. Johnson, Nos. 81692, 81693, 2003 WL 21419631 (Ohio Ct. App. June 19, 2003).
After exhausting the direct appeal process, Petitioner filed a petition for a writ of habeas
corpus in the Northern District of Ohio. Petitioner asserted the following nine grounds for relief:
(1) he was denied the right to a speedy trial; (2) he was denied a fair trial because a witness brought
up his prior arrest record; (3) he was denied his right to confrontation when police officers testified
about statements made by the victims; (4) the fingerprint expert witness was allowed to testify
without sufficient basis or background in violation of due process, and Petitioner was improperly
required to give a fingerprint sample during trial; (5) he was denied a fair trial when the trial court
amended the indictment by giving erroneous jury instructions; (6) he was denied a fair trial when the
court assumed the existence of facts; (7) he was denied due process when the trial court failed to
identify a culpable mental state for the crime of impersonating a police officer, gave confusing and
conflicting jury instructions as to the elements of the offense, and refused to define terms needed for
a determination of the elements of the offenses submitted to the jury; (8) Petitioner was denied due
process when the court overturned his motion for judgment of acquittal; and (9) he was improperly
subjected to multiple punishments when the court did not merge the various offenses.
The magistrate judge issued a Report and Recommendation finding all of Petitioner’s claims
either meritless or procedurally defaulted. The district court adopted the Magistrate Judge’s Report
and Recommendation, but found that “jurists of reason could differ on the issue of whether
Petitioner’s discussion of the jury instructions with the court could have constituted an objection.”
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On appeal from the denial of habeas corpus relief, we review the district court’s legal conclusions
and factual findings de novo. Magana v. Hofbauer, 263 F.3d 542, 546 (6th Cir. 2001); Wolfe v.
Brigano, 232 F.3d 499 (6th Cir. 2000).
We granted a certificate of appealability as to Petitioner’s count (7) concerning the jury
instructions. On appeal, Petitioner claims that the jury instructions were deficient regarding the
culpable mental state for impersonating a police officer, the instructions were confusing and omitted
elements of complicity, and they failed to provide the statutory definitions of elements of the
offenses. Specifically, Petitioner claims that the trial court (a) failed to identify and instruct the jury
on the required culpable mental state to convict him of impersonating a police officer; (b) failed to
instruct the jury on the culpable mental state required for a complicity conviction and the
requirement that there be an identifiable principal in the conspiracy; and (c) failed to give the
statutory definitions of “force” and “trespass” within the burglary charge.
Federal habeas relief may not be granted for a claim adjudicated on its merits in state court
unless the state court’s decision “was contrary to” clearly established federal law, “involved an
unreasonable application of” that law, or “was based on an unreasonable determination of the facts”
in light of the record before the state court. 28 U.S.C. § 2254(d); Harrington v. Richter, 131 S. Ct.
770, 785 (2011). “This is a ‘difficult to meet,’ and ‘highly deferential standard for evaluating state-
court rulings, which demands that state-court decisions be given the benefit of the doubt.’ The
petitioner carries the burden of proof.” Cullen v. Pinholster, 131 S. Ct. 1388, 1398 (2011) (citations
omitted).
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A federal court may not reach the merits of claims if they have been procedurally defaulted
in state court by a state prisoner, absent cause and prejudice or a finding of actual innocence. Reed
v. Farley, 512 U.S. 339, 354-55 (1994); Williams v. Anderson, 460 F.3d 789, 806 (6th Cir. 2006).
A state prisoner’s federal claim is defaulted if he fails to comply with a state procedural rule, such
as a contemporaneous objection rule. Coleman v. Thompson, 501 U.S. 722, 750 (1991); United
States v. Frady, 456 U.S. 152, 167-68 (1982). In the instant case, Ohio’s contemporaneous objection
rule constitutes a state procedural bar to Petitioner’s federal habeas review.
To determine if a federal habeas claim is precluded by a petitioner’s failure to observe a state
procedural requirement, an analysis must be conducted using the test this court set forth in Maupin
v. Smith, 785 F.2d 135 (6th Cir. 1986). Reynolds v. Berry, 146 F.3d 345, 347 (6th Cir. 1998).
Under Maupin, a reviewing court must determine (1) whether “there is a state procedural rule that
is applicable to the petitioner's claim and that the petitioner failed to comply with the rule;” (2)
“whether the state courts actually enforced the state procedural sanction;” and (3) “whether the state
procedural forfeiture is an ‘adequate and independent’ state ground on which the state can rely to
foreclose review of a federal constitutional claim.” Maupin, 785 F.3d at 138. If these three
prerequisites are present, then the cause-and-prejudice test is applicable for the court to determine
if a procedurally defaulted claim in state court is barred from federal habeas review.
Under the Maupin cause-and-prejudice test, a claim that is procedurally defaulted in state
court will not be reviewed in federal habeas corpus unless the petitioner can “demonstrate cause for
the default and actual prejudice as a result of the alleged violation of federal law” or that failure to
consider the claim “will result in a fundamental miscarriage of justice.” Coleman, 501 U.S. at 750.
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For cause to be established, the petitioner must present a substantial reason to excuse the default.
Franklin v. Anderson, 434 F.3d 412, 417 (6th Cir. 2006) (“Demonstrating cause requires showing
that an ‘objective factor external to the defense impeded counsel's efforts to comply’ with the state
procedural rule.” (quoting Murray v. Carrier, 477 U.S. 478, 488 (1986))). In addition to cause, the
petitioner must show that he was actually prejudiced because of the claimed constitutional error.
United States v. Frady, 456 U.S. 152 at 170; Maupin, 785 F.2d at 139. To overcome procedural
default, the petitioner has the burden of showing cause and prejudice. Lucas v. O’Dea, 179 F.3d 412
(6th Cir. 1999) (citing Coleman, 501 U.S. at 754).
There is no dispute that Petitioner failed to overtly object to the jury instructions. Since
Petitioner had an opportunity to, but failed to, object at a time when a curative instruction could have
been given, his claims are barred by Ohio’s contemporaneous objection rule. LeFort v. Century 21-
Maitland Realty Co., 32 Ohio St. 3d 121, 123 (1987) (“An appellate court will not consider any error
which a party complaining of a trial court’s judgment could have called but did not call to the trial
court’s attention at a time when such error could have been avoided or corrected by the trial court.”).
Petitioner argues that discussions between counsel and the court were sufficient to make the
court aware of the relevant law and note the defendant’s objections, citing State v. Wolons, 541
N.E.2d 443, 446 (Ohio 1989). We disagree. In Wolons, the court held that instruction errors were
preserved because defendant’s counsel and the trial court had an “extensive discussion of the cases
relevant to the issue,” and it was “clear that the trial court understood his objection to the court’s
refusal to so instruct,” so there was no need for a formal objection. Id. This case is more like
Parker, where defense counsel merely voiced some concern with the jury instructions but failed to
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clearly object when the trial court subsequently asked about the parties’ concerns, so the error was
not preserved for appeal. State v. Parker, 2005 WL 3489875, at ¶ 16-17 (Ohio Ct. App., Dec. 16,
2005). As the district court explained in adopting the Report and Recommendation of the Magistrate
Judge:
Petitioner’s counsel initially challenged some of the court’s instructions prior to
delivering them to the jury, but after discussion with the prosecution and the court,
counsel appeared to have relented any prior challenge. Further, defense counsel did
not formally object to the instructions when the trial court went over the elements of
each of the offenses in the jury instructions. In fact, when the trial court asked the
prosecution and defense counsel if the court needed to make any modifications to the
jury instructions, the only item that defense counsel point[ed] out was that the court
should make clear to the jury that all of the elements of proof were in dispute. The
trial court granted this request and so advised the jury.
Petitioner’s discussions with the trial court concerning the jury instructions were not clearly
understood by the court to be standing objections. The record reveals that defense counsel
questioned some jury instructions, but ultimately accepted the court’s determination as to each point.
(Appendix, 12/28/2011, Transcript Vol. II at 321-332.) Petitioner’s counsel did not cite any case
law, attempt to persuade the court to his point of view, or express his disapproval with the court’s
decisions in the brief discussion of the charge or at any point afterward. Id. Accordingly, Ohio’s
contemporaneous objection rule constitutes a state procedural bar to Petitioner’s claim.
Consequently, Petitioner satisfies the three prerequisites for enforcing the cause and prejudice
test. The first prerequisite is met because Petitioner clearly violated a state procedural rule when he
did not object to the alleged errors at trial as is required by Ohio law under the contemporaneous
objection rule. The second prerequisite is also satisfied because the appellate court actually enforced
this procedural sanction against Petitioner. Lastly, the third prerequisite is met as the Sixth Circuit
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has found Ohio’s contemporaneous objection rule to constitute an adequate and independent state
ground that forecloses federal habeas review absent a showing of cause and prejudice. Hinkle v.
Randle, 271 F.3d 239, 244 (6th Cir. 2001). See also Palmer v. Bagley, 330 F. App'x 92, 101 (6th
Cir. 2009).
As a result of all the prerequisites being met, the only way for Petitioner to avoid procedural
default is by demonstrating cause for his failure to comply with Ohio law as well as actual prejudice
resulting from the alleged constitutional violation or by a showing of a fundamental miscarriage of
justice. Coleman, 501 U.S. at 750. Petitioner alleges no cause and prejudice to satisfy the test, and
he fails to assert a fundamental miscarriage of justice. For these reasons, we hold that Petitioner has
procedurally defaulted this claim, precluding it from federal review.
Even if Petitioner’s alleged jury instruction errors had been preserved for appeal, they do not
represent plain error, nor are they a sufficient basis for habeas corpus relief. Plain error requires “(1)
error, (2) that is plain, and (3) that affect[s] substantial rights” of the Petitioner. U.S. v. McDaniel,
398 F.3d 540, 547 (6th Cir. 2005). Specifically, jury instructions must “so infect . . . the entire trial
that the resulting conviction violates due process” to warrant federal habeas corpus relief.
Henderson v. Kibbe, 431 U.S. 145, 154 (1977). The Ohio Court of Appeals overruled each of
Petitioner’s assignments of error. Because the district court found Petitioner’s claims to be
procedurally defaulted, it did not address the merits of Petitioner’s jury instruction claim.
We find no plain error in the jury instructions sufficient for reversal because, even assuming
error, the Petitioner has not made a showing that his substantial rights have been affected. Further,
Petitioner is not entitled to relief under the highly deferential standard of AEDPA because the state
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court’s decision was neither contrary to clearly established federal law nor involved an unreasonable
application of the law. Woodford v. Visciotti, 537 U.S. 19, 24 (2002).
Petitioner argues that it was error for the jury instructions to omit the applicable culpable
mental state for impersonating a police officer, a violation of OHIO REV . CODE ANN . § 2921.51(B)
(West 2011). Impersonating an officer is a strict-liability crime. See State v. Cheraso, 540 N.E.2d
326, 328-29 (Ohio Ct. App. 1988) (holding that if no culpable mental state is specified in the statute,
the legislature intended the crime to be strict liability). Petitioner’s argument is without merit
because no such instruction was appropriate. Id.
Next, Petitioner argues that the jury instructions were conflicting and omitted essential
elements of the offense. In particular, Petitioner claims error stemming from the trial court’s failure
to specify in the complicity instruction the requirement that there be an identifiable, named principal
offender before aiders or abettors could be convicted, and failure to instruct on the culpable mental
state required. However, the instructions did specify that there must be a principal offender and that
the offender must have had the intent to complete the underlying crime ((“If a person aids or assists
the person committing the offense . . .” he “does so for the purpose of accomplishing that offense”)
(Appendix, 12/28/2011, Transcript Vol. II at 323).
The parties agreed to the language used in the jury charge, though it was not exactly the same
as the wording found in the statute. See OHIO REV . CODE ANN . § 2923.03 (West 2011). The small
divergence from the statutory language is certainly not sufficient to so “infect” Petitioner’s entire
trial that due process was violated. Further, pursuant to OHIO REV . CODE ANN . § 2923.03(C) (West
2011), the State need not establish the principal’s identity, but must prove only that a principal
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committed the offense In re T.K., 849 N.E.2d 286, 288 (Ohio 2006). This argument is likewise
without merit because the complicity instructions were proper.
Petitioner’s remaining challenge is that it was error for the trial court to fail to give the
statutory definitions of terms needed for a determination of the offense’s elements, specifically
“force” and “trespass” as they relate to the crime of burglary. Definitions for each of these terms
were given in the jury instructions. (Appendix, 12/28/2011, Transcript Vol. II at 356.) The court
defined “force” as “the amount that’s sufficient to accomplish the entry where entry would not
otherwise have occurred,” which is substantially the same as the statutory definition. Id. The
definition given for trespass, “[o]ne trespasses when he enters upon property of another without the
permission of a person authorized to give permission,” was likewise substantially similar to the
statutory definition. Id. Because words like “force” and “trespass” are terms easily understood by
the average juror, these changes in wording do not “infect” the trial so as to violate due process.
For all of the above reasons, the denial of habeas corpus is affirmed.
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